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Last Updated: 16 August 2010
THE LAW OF ARMS IN NEW ZEALAND
(1998) 18(2) New Zealand Universities Law Review 225-256
By Noel Cox, LLM(Auckland);
Barrister of the High Court of
New Zealand;
Lecturer in Law, Auckland Institute of Technology
I. INTRODUCTION
There has been an on-going debate in heraldic circles in the Commonwealth as
to the respective jurisdictions of the College of Arms
and of Lord Lyon King of
Arms[1]. Uncertainty
has also been expressed as to the validity of grants of armorial bearings to
subjects of the Queen in Australia, New
Zealand, Canada, and her other realms
and territories[2].
These debates have however tended to not place proper emphasis upon what the law
actually says, and instead rely on administrative
practice, or political or
historical preference. No correct answer can be given without an analysis of the
Law of Arms as a part
of the laws of England and of the other countries in which
it has, or may have, legal
force[3]. In particular,
this involves an examination of the judicial and executive aspects of the Law of
Arms.
The Law of Arms is an area of law which has, for centuries, been
largely the preserve of the antiquary. It is part of the law of the
realm,
though not of the common law. With the settlement of the overseas territories of
the Crown, this law was apparently extended
to these shores, though its
administration abroad appears problematic, for reasons which will be
developed.
Bearing and using arms, variously styled coat armour, armorial
bearings, arms, or coats of arms, is a legally enforceable right. Although
their
original function was to enable knights to identify each other on the
battlefield, they soon acquired wider, more decorative
uses. They are still
widely used today by countries, public and private institutions and by
individuals. The law which governed their
use was called the Law of Arms, or the
laws of heraldry. The officials who administer these arcane matters are styled
pursuivants,
heralds, or kings of arms, depending upon their seniority.
Coats
of arms are conferred by the Crown upon New Zealanders, and upon New Zealand
corporations and public authorities. Whilst most
of these grants are by Garter
King of Arms, the chief English herald, through his New Zealand deputy, some are
from Lord Lyon King
of Arms, the Scottish herald. Whether these latter grants
are proper is a matter which deserves some attention.
In England the
regulation of heraldry fell to the Court of Chivalry, the Court of the Lord High
Constable and the Earl Marshal of
England, as this was the body responsible for
the regulation of matters of honour. That these matters now, and for several
centuries
have been entirely heraldic, is an accident of
history[4]. Nor must it
be thought that the jurisdiction of the Law of Arms has always been concerned,
as it is today, only with coats of arms
and other heraldic
matters[5].
However,
disputes over the use of arms after 1389 took two main forms, those in which the
defendant was alleged to have taken the
arms of another
person[6], and those in
which he was alleged to have used arms wrongfully without infringing the rights
of another[7]. Sometimes
the fabrication of coats of arms, and sometimes the use of armorial insignia,
such as supporters, to which the defendant
was not entitled, was the cause of
action[8].
There was
no doubt that there was a law governing such matters, but what then was the
nature of this law?
II. THE NATURE OF THE LAW OF ARMS
According to the usual description of the Law of Arms, coats of arms,
armorial badges, flags and standards and other similar emblems
of honour may
only be borne by virtue of ancestral right, or of a grant made to the user under
the authority of the
Crown[9]. The power to
grant armorial bearings is delegated by the Crown to the kings of
arms[10]. However,
even within the British Isles there are three or perhaps four distinct types of
arms- Scottish, English, Irish and possibly,
Northern
Irish[11]. Each has
its own applicable law, but only the laws of England and Scotland will be
examined here.
In England, the Law of Arms is regarded as a part of the laws
of England, and the common law Courts will take judicial notice of it
as
such[12]. These
dignities, as they are called, have legal
standing[13]. But the
Law of Arms is not part of the common
law[14] and the common
law Courts have no jurisdiction over matters of dignities and
honours[15], such as
armorial bearings[16],
or peerages[17]. In
this respect the Law of Arms may be regarded as similar to the ecclesiastical
law, which is a part of the laws of England, but
not part of the common
law[18].
The
exclusive jurisdiction of deciding rights to arms, and claims of descent, was
vested in the Court of
Chivalry[19]. As the
substance of the common law is found in the judgments of the common law Courts,
so the substance of the Law of Arms is to
be found in the customs and usages of
the Court of
Chivalry[20]. The
procedure was based on that of the civil law, but the substantive law was
recognised to be English, and peculiar to the Court
of
Chivalry[21].
However, unlike the ecclesiastical law, which continues to be administered
by a range of ecclesiastical
Courts[22], there is
now no regularly constituted Court in which the Law of Arms is administered, the
High Court of Chivalry being obsolescent.
Because the Court of Chivalry is now
inactive, it is in the old decisions of that Court, and in the practices,
ancient and modern,
of the heralds, that we must look for the substance of the
Law of Arms in England.
Although the common law Courts do not regard coats of arms as either property
or as being defensible by action, armorial bearings
are a form of property
nevertheless, generally described as tesserae gentilitatis or insignia of
gentility. Armorial bearings are incorporeal and impartible
hereditaments[23],
inalienable, and descendable according to the Law of
Arms[24]. Generally
speaking, this means they are inherited by the male issue of the grantee, though
they can be inherited by the sons of
an heraldic heiress, where there is no
surviving male heir.
In England a grant of arms does not ennoble a grantee in
any sense, except that an armiger (one who has the right to bear arms) is
deemed
to be of the status of a
gentleman[25]. He may
of course be of higher rank, as esquire, knight, peer, or prince, but the grant
of arms does not, in England, confer social
rank[26].
The Law
of Arms as understood in Scotland consists of two principal parts, the
rules of heraldry (such as
blazoning[27]), and
the law of
heraldry[28]. In
contrast to the position in England, the Law of Arms is a branch of the civil
law[29]. A coat of
arms is incorporeal heritable property, governed, subject to certain
specialities, by the general law applicable to such
property. The possession of
armorial bearings is therefore unquestionably a question of
property[30]. The
misappropriation of arms is a real injury, actionable under the common law of
Scotland[31].
A
coat of arms is a fief annoblissant, similar to a Scottish territorial peerage
or barony[32], the
grant of which provides, as every Scottish patent of arms states, that the
grantee is a “noble of the noblesse of
Scotland”[33].
While the degree to which the general law recognises arms differs, in both
England and Scotland a grant of arms confers certain rights
upon the grantee and
his (or her)
heirs[34], even if
they may not be easily protected. No person may lawfully have the same coat of
arms as another person in the same heraldic
jurisdiction[35]. Arms
may not be assumed or changed at
will[36].
The
absence of a remedy for the illegal usurpation of arms in the law of England
does not mean that there are no rights infringed,
merely that it not within the
jurisdiction of the common law Courts to
act[37]. But how then
do armigers acquire arms in the first place?
III. THE LEGAL PROTECTION FOR COATS OF ARMS
In general, the right to bear coats of arms seems throughout the middle ages
to have been analogous to the laws which governed the
descent of fiefs, though
clear rules only developed
late[38]. The Boke
of St Alban[39]
(1486) mentions four grounds on which a man might claim title to arms. These
were inheritance, tenure of a particular fee or office,
grant by a lord or
prince, and capture from an enemy in
battle[40]. However,
it was a rule of the mediæval civilians that titles and matters of honour
and dignity were ordered according to the
customs of the every particular
country[41]. These
grounds might therefore not apply in all countries.
Mediæval writers
generally believed that, in some circumstances at least, one could assume
arms[42]. In the
fourteenth century, the Italian civilian Bartolus De Sassoferrato, father of
international law, wrote that arms, like names,
could be assumed as one pleased,
provided that they were not borne by another
before[43]. This
principal was adopted by Nicholas Upton, in his De Studio
Militari[44].
According to Upton, arms were assumed in England as late as the fifteenth
century[45]. This
belief passed into wide circulation by the publication of the Boke of St
Alban[46].
However, Bartolus De Sassoferrato’s view was not universally held,
even on the Continent, and a rival school of civilian writers
maintained that
authority was needed for the adoption of
arms[47]. Johannes De
Bado Aureo[48] wrote
in his Tractatus de
Armis[49] (1360)
that arms could be granted by other people than sovereigns, and, indeed, in the
fourteenth century arms were frequently granted
by a lord to his
followers[50]. Private
heralds, men learned in the art and science of heraldry, occasionally, though
not universally, also included the granting
of arms among their
responsibilities[51].
Upton’s assertion that arms could be assumed at will was directly
contradicted by John Ferne in
1586[52]. It is now
accepted that it is illegal to assume
arms[53]. Nor do
private individuals grant arms any longer. The mere assumption of arms cannot
itself establish a legally defensible title
according to the laws of
England[54]. Arms
could only be validly borne if acquired by right of birth (from a grant, or user
from before the time of legal
memory[55]), or grant
from the
Crown[56].
In
England (and Scotland) the Crown’s exclusive prerogative prevailed, as it
did in many, though not all, European
countries[57]. This
prerogative is exercised on the Queen’s behalf by her heralds, members of
the College of Arms. The thirteen members of
the Royal Household are appointed
by the Sovereign to be her Officers of Arms-in-Ordinary with special
responsibility for armorial,
genealogical, ceremonial and other similar
matters[58].
The
kings of arms and heralds were incorporated by letters patent in 1484, as the
Corporation of the Kings, Heralds and Pursuivants
of
Arms[59]. The College
itself has no authority, and the armorial prerogative is exercised by individual
kings of arms and heralds, subject
to the authority of the Earl Marshal, who
authorises each individual grant, by warrant.
The prerogative to grant arms
is exercised in New Zealand by the deputy to Garter King of Arms, the New
Zealand Herald of Arms Extraordinary
to Her Majesty The
Queen[60]. These are
the ministers of the Crown in relation to the Law of Arms, but what of the Court
in which that law in administered?
IV. THE COURT OF CHIVALRY
The High Court of Chivalry, the Court Military of the Earl
Marshal[61] and the
only surviving civil law Court in
England[62],
originally exercised both criminal and civil
jurisdiction[63].
However, the common law was not within the cognisance of the Court of Chivalry,
and the law administered by the Court, at least
from the time of Edward
III[64], was the Law
of Arms, or marshal law, founded on the civil law.
The Court de Chivalrie,
or Curia Militaris, should not, however, be confused with the Courts military,
although this is the common
translation of the name of the Court of Chivalry.
Court of Knighthood more accurately reflects its
role[65].
It has
generally been assumed that statutes and ordinances of war were enforced in the
Court of Chivalry[66],
and that modern Courts martial were instituted on account of the inadequacies of
the Court of
Chivalry[67]. The
Court of Chivalry however was never the Court in which military law was
administered, but was a permanent Court, dedicated to
deciding matters touching
upon honour.
It is in the civil jurisdiction of the Court of Chivalry that
the Law of Arms relating to armorial bearings was administered. The
Court sat as
a Court of honour, and its jurisdiction consisted in redressing injuries of
honour and correcting encroachments in matters
of coat armour, precedency, and
other distinctions of families. These and kindred matters of honour were not
within the jurisdiction
of the ordinary Courts of
law[68], but were
within the jurisdiction of the Court of Chivalry by
prescription[69]. This
jurisdiction was limited by two statutes, 8 Ric II c 5 (1384) and 13 Ric II st 1
c 2 (1389), both intended to curb the Constable
and Marshal.
After 1485, the
Court of Chivalry was inactive, as its jurisdiction over contracts touching
deeds of arms and of war out of the realm
had been rendered obsolete by the
replacement of indentured troops by the national militia as the principal
military force of the
country. Litigation of war within the realm ended with the
end to the civil wars. The only jurisdiction left was the “other
usages
and customs” as defined by the Act of 1389, and appeals of crimes, other
than treasons, arising outside the realm under
a statute of
1399[70].
From 1521
to 1563 the Earl Marshal, and his deputies, and Commissioners appointed to
exercise the jurisdiction of the office, appear
to have purported to exercise
the quasi-judicial jurisdiction over the College of Arms and the heralds, while
the Court of Chivalry
itself was
inactive[71]. After
the Civil Wars of the next century this quasi-judicial jurisdiction was again
revived[72].
The
Court of Chivalry was revived again in
1687[73], but soon
lost a great deal of business, when the common law Courts deprived the Court of
Chivalry of all but a purely armorial
jurisdiction[74].
The
jurisdiction formerly also included actions for slander, but Chambers v
Jennings[75]
established that the Courts will not now permit the Court of Chivalry to
entertain an action which is cognisable in the Courts of
common
law[76]. There is, of
course, no such common law jurisdiction over armorial bearings, nor, indeed,
honours and
precedence[77].
However, this could not offer much help to a plaintiff if the Court of Chivalry
were no longer sitting.
After 1716 the Court was again in recess, though it
enjoyed a brief revival
1732-37[78]. But a
Court of law does not cease to exist by falling into
disuse[79].
The
High Court of Chivalry has power to protect the lawful use of arms, but has been
singularly
inactive[80]. Some
legislative protection for certain categories of arms is provided however. In
New Zealand ss 684 (1) (7) and 696 of the Local
Government Act 1974, and the
Flags, Emblems, and Names Protection Act 1981 both provide protection to some
types of official arms.
In the former case, the statute also empowers local
councils to define their own coats of arms, an action which is tantamount to
assuming legally valid arms. Neither statute has general application however,
and there is no generally available legal protection
for coats of arms.
The
Court of Chivalry indeed awoke briefly from its slumbers in 1954 to decide the
case of Manchester Corporation v Manchester Palace of Varieties
Ltd[81]. The
decision was not marked by any particular legal significance, but it did confirm
the continued existence of the Court in England.
It might perhaps have
thought that the New Zealand High Court would have the jurisdiction to enforce
the Law of Arms in New Zealand,
since it has assumed the full range of the
varied jurisdictions of the English Courts. However, for this to be so, the
jurisdiction
would have had to have specifically bestowed by the Judicature
Acts[82]. As will be
seen, this was not done.
The jurisdiction of the New Zealand High Court has
always been defined in respect of the jurisdiction as previously conferred upon
the Court. This was originally defined in terms of the jurisdiction of Her
Majesty’s Courts at Westminster, Courts which administered
the common law
and equity, but not the Law of
Arms[83].
The
primary source of the jurisdiction of the High Court is statutory, now found in
the Judicature Act 1908, especially s 16. This
general jurisdiction can be
traced through a series of statutes, from the original conferral of prerogative
authority in 1840, and
the first statutory authority, in
1841[84]. The present
provision is that:
The Court shall continue to have all the jurisdiction which it had on the coming into force of this Act, and all judicial jurisdiction which may be necessary to administer the laws of New Zealand[85].
This section encompasses two separate elements, the prior jurisdiction of the Court, and the necessary derivative common law jurisdiction. The Supreme Court Act 1882[86] enacted the almost identical provision that:
The Court shall continue to have all the jurisdiction which it had at the time of the coming into force of this Act, and all judicial jurisdiction which may be necessary to administer the laws of New Zealand[87].
The original source of this jurisdiction is found in the Supreme Court Act 1860, that:
The Court within the Colony shall have jurisdiction in all cases whatsoever as fully as Her Majesty’s Courts of Queen’s Bench, Common Pleas, and Exchequer, at Westminster and each of such Courts have or hath in England at the time of the passage of this Act[88].
The 1860 Act, which closely followed the wording of the Supreme Court
Ordinance 1841[89] and
the Supreme Court Ordinance
1844[90], went on to
describe the equitable and other non-common law jurisdiction of the Supreme
Court. Clearly, these enactments did not
have the effect of conferring upon the
High Court the jurisdiction of the Court of Chivalry, a jurisdiction which was
never claimed
by any of “Her Majesty’s Courts of Queen’s
Bench, Common Pleas, and Exchequer, at Westminster”. Specific
words would
have been required to confer a jurisdiction in any law but the common law, as
was done specially for the laws of equity,
testacy, and
lunacy[91].
A
prerogative act cannot confer upon any body (such as the High Court, the College
of Arms, New Zealand Herald Extraordinary or some
new quasi-judicial
body[92]) the
jurisdiction to administer the Law of Arms, as the Sovereign cannot establish,
merely by the exercise of the royal prerogative,
a Court to administer any law
but the common
law[93].
Thus,
while the Sovereign is the fountain of all honour and
dignity[94], and
although the powers of the Crown in this respect are
unlimited[95], the
jurisdiction of the Court of Chivalry, which administers the Law of Arms and not
the common law, must be exercised by that Court
or by none, unless Parliament
enacts otherwise[96].
A revival of the quasi-judicial work of the Commissioners is unlikely, either in
England or in New Zealand.
But are the Law of Arms part of out legal
inheritance, and do they actually apply in New Zealand?
V. THE APPLICABILITY OF THE LAW OF ARMS IN NEW ZEALAND
It was early established as a principle of imperial constitutional law that
settled colonies took English
law[97]. The laws of
New Zealand are based upon the reception of English laws in the middle of the
last century, when it was first settled
as a
colony[98]. The
English Laws Act
1858[99] provided that
the laws of England as existing on 14 January 1840 were deemed to be in force in
New Zealand[100].
They were however only to be in force so far as applicable to the circumstances
of the colony.
The principle of this Act has been followed in all relevant
legislation passed by the New Zealand Parliament since then. If any laws
of arms
were inherited by New Zealand, it was the Law of Arms of England, in 1840.
The only imperial law inherited from the United Kingdom now applicable are
those enactments and subordinate legislation specified
in the schedules to the
Imperial Laws Application Act 1988, together with the common law of England in
so far as it was already part
of the laws of New
Zealand[101]. While
“the laws of arms is not part of the common law [of
England]”[102]
and is not detailed in any of the scheduled legislation, it does not follow that
the Law of Arms is not part of New Zealand law,
despite doubts having been
raised[103].
The
Imperial Laws Application Act 1988 covered Imperial enactments, and Imperial
subordinate legislation: it does not affect the pre-existing
common law, nor the
prerogative, nor any special laws such as the Law of
Arms[104].
It has
been established beyond reasonable doubt that Canada, Australia and New Zealand
each acquired English law as it existed at
the various times of settlement. But
it was only those laws which were applicable to their new situation and to the
condition of
a new
colony[105]. It
might be questioned whether the Law of Arms was
included[106], and
it is not always easy to apply the
test[107]. English
laws which are to be explained merely by English social or political conditions
have no application in a colony, yet the
Courts have generally applied the land
law, which has a feudal origin.
However, armorial bearings are a recognised
form of personal property, and it might be expected that a settler took his
armorial ensigns
with him. Rules as to real property and conveyancing have been
held to be generally applicable in colonies, both settled and
conquered[108].
There
was nothing in the specific circumstances of New Zealand to render the reception
of the Law of Arms less appropriate than elsewhere
in the settled colonies. The
New Zealand Constitution Act
1852[109] made no
special provision for heraldry, or for titles of honour, nor did the
constitutional arrangements of any other Commonwealth
country. This was not
however because it was felt that the Law of Arms was inapplicable to the
colonial environment, but simply because
it was a very minor aspect of the law,
about which few cared. As a part of the royal prerogative it would have been
unusual had it
been included.
Nor is there any reason to suppose that coats
of arms should be treated as inapplicable just because peerages may be
inapplicable[110]. A
coat of arms is much more portable (literally so) than a peerage. Like a
peerage, coats of arms are not recognised by the common
law Courts. It is
submitted that the Law of Arms was applicable in New Zealand in 1840 and remains
applicable whether the judicial
jurisdiction of the High Court of Chivalry
extends overseas or not. This view has not gone unchallenged however,
particularly by
those who would argue for an equal jurisdiction for Lord Lyon
King of Arms.
VI. THE PROPER AUTHORITY RESPONSIBLE FOR THE GRANT OF ARMS IN NEW ZEALAND
There has been significant rivalry between Garter King of Arms and Lord Lyon
as regards their proper jurisdiction. In 1907 and 1913,
in a joint opinion, the
Law Officers of England, Scotland and Ireland advised that Garter King of Arms
was the proper authority for
granting arms
overseas[111]. In
1908 and 1914 the Home Secretary gave the Kings of Arms directions on the
exercise of the royal prerogative, on the basis of
these opinions.
However,
the directions of the Home Secretary have not been accepted by Scottish heralds,
who argue that these directions cannot over-rule
the statute law from which
Lyon’s powers are
derived[112]. This
is quite correct, but directions can fetter the exercise, as Lyon is not legally
compelled to grant arms overseas. Her Majesty,
through her
politically-responsible Ministers, can generally instruct her servants how to
exercise their powers, unless the exercise
is fettered by statute, or they hold
judicial office. Lord Lyon does hold judicial office, but his grants are in his
ministerial
or executive capacity, not his judicial one.
It has been said
that the “constitutional probity of one Minister of the Crown trying to
limit the statutorily delegated executive
power of another Minister must be open
to some
doubt”[113].
However Lord Lyon is not a politically responsible Minister, so the Secretary of
State for the Home Department, who was then responsible
for advising the Crown
as to the exercise of the royal prerogative in Scotland, is constitutionally
responsible. As far as the Secretary
of State was concerned, Lord Lyon was
exceeding his discretionary authority in granting arms abroad.
VII. AUTHORITY VESTED IN GARTER
The jurisdiction of the Earl Marshal, the inherent right of the kings of arms
to regulate arms, and the power expressly delegated
by the Sovereign to the
kings of arms to grant arms, constitute the authority of the College of
Arms[114]. While the
two subordinate English kings of arms (and in Scotland, Lord Lyon King of Arms)
exercise a jurisdiction which is territorially
limited, Garter King of Arms has
for long been held to have an imperial
jurisdiction[115].
He has granted arms in the Empire and Commonwealth, and to foreigners of British
ancestry, for many
centuries[116].
The Earl Marshal, who was described in 1672 as being “next and
immediate Officer under Us for Determining and Ordering all matters
touching
Armes, Ensigns of Nobility, Honour, and
Chivalry...”[117]
possesses both executive and judicial authority over English
arms[118]. As Squibb
points out[119], the
extension of the executive authority of the Earl Marshal over the various
colonies in the New World in the seventeenth and early
eighteenth centuries was
the logical consequence of the colonists’ continuance in law as English
subjects[120].
Grants are made by Garter under the 1673 warrant of the Earl Marshal. In his
individual commission, Garter is granted “authority
power and licence with
the consent of the Earl Marshal of England ... of granting and appointing to
eminent men Letters Patent of
Arms and Crests” jointly with or without
Clarenceaux and Norroy and Ulster Kings of Arms “according to the
ordinances
and statutes from time to time respectively issued [by the Earl
Marshal]”[121].
All of these regulations have been regarded as being in force in New Zealand,
the Earl Marshal retaining a power to regulate the
exercise of the royal
prerogative in respect of the Law of Arms, by a species of delegated
legislation[122].
However, the Law of Arms owed more to the royal prerogative than to the
common law, and the applicability of the prerogative everywhere
in the empire,
whether settled, ceded or conquered, was never
doubted[123]. The
imperial jurisdiction of the Earl Marshal was held to extend to the arms of at
least some of the former Indian
princes[124], and it
must a fortiori extend to those British subjects overseas whose arms have been
granted by the College of Arms. The Sovereign
also retains vestigial rights to
grant arms
personally[125].
The Crown in right of the United Kingdom undoubtedly has executive authority
over British subjects wherever
domiciled[126].
Grants are valid irrespective of the petitioner’s place of
residence[127].
Although the English heralds claim extends to an exclusive right to grant arms
to all Commonwealth citizens, in reality they restrict
the claim to the old
dominion
countries[128].
By
virtue of the fact that the laws of New Zealand are legally based upon those of
England, the only proper authority for the grant
of arms in New Zealand is the
College of Arms, now exercising the prerogative delegated by the Sovereign in
right of New Zealand.
Indeed, the New Zealand Government does officially
recognise the authority of the Earl Marshal and the Kings of Arms of the College
of Arms[129].
This is made clear by the official recognition accorded the New Zealand
deputy to Garter King of Arms, the New Zealand Herald of Arms
Extraordinary to
Her Majesty The
Queen[130]. A
further indication that the authority of the English heralds is officially
recognised is that the Statutes of the New Zealand
Order of Merit recognises
only those arms granted or confirmed by Garter King of
Arms[131].
It
has been said that the imperial jurisdiction of the Earl Marshal and Garter King
of Arms is difficult to support either from a
plain reading of their warrants
and commissions of office, or on the basis of the important negative
evidence[132]. But
the weight of authority appears to be otherwise.
The authority of the Earl
Marshal’s Court to decide the Manchester Corporation v Manchester
Palace of Varieties
Ltd[133] was
clear, but the existence and exercise of its judicial authority had no bearing
of the exercise of the prerogative of granting
arms belonging to the Crown.
Unfortunately, there has been a tendency in armorial circles to confuse these
executive and judicial
functions. The Manchester Corporation Case
was concerned with the judicial authority of the Earl Marshal’s Court to
regulate the use of arms, and did not specifically
consider the executive
authority of the kings of arms to grant arms.
VIII. AUTHORITY VESTED IN LORD LYON
It is widely believed that the Court of the Lord Lyon King of Arms has
authority to grant arms to New Zealanders and other subjects
of Her Majesty
abroad, specifically for those who are of Scottish ancestry. But if has been
claimed further that “outside the
United Kingdom the executive armorial
functions of the Earl Marshal and Lord Lyon are co-extensive rather than
exclusive”.
Hence ... “grants of arms to non resident British
subjects by the English and Scottish Kings of Arms are entitled to equal
recognition in the British Commonwealth countries
overseas”[134].
This however is incorrect in both Scots and New Zealand law.
The belief in
a co-extensive jurisdiction has not gone unanswered. The late George Squibb, QC
has done much to clarify the law. The
most important piece of evidence relied
upon by him is the Lord Lyon Act
1867[135],
especially s 1. This shows that, when acting out of his own country, Lyon is
subject to the Earl
Marshal[136]. By
this Act, the ministerial powers of Lord Lyon in relation to arms are confined
to the territorial limits of
Scotland[137].
In armorial matters the Kings of Arms are the Ministers to whom is delegated
the exercise of that part of the Royal Prerogative by
which arms are
granted[138]. By
Commission the Sovereign grants Lord Lyon “Our full power liberty licence
and authority of giving and granting Armorial
Bearings to virtuous and well
deserving persons, according to the rules and ordinances already
established”[139].
In this case the ordinance is the Lyon King of Arms Act
1672[140].
Agnew
of Lochnaw believed that this provides no limitation as to nationality, except
in so far as this is implied by other
laws[141]. He
contended that the armorial Ministers of the Crown have an unfettered discretion
to exercise the prerogative and grant arms to
whom they please, subject to the
Law of Arms of their
jurisdiction[142].
He contended that it is by convention only that Lyon restricts grants of arms to
only those of Scottish domicile or those with heritage
in Scotland or to
Commonwealth citizens of Scots descent. He believed that it is similarly only by
convention that English heralds
grant arms only to those domiciled in England or
the Commonwealth, and that these convention are not
binding[143].
But the Court of the Lord Lyon has, by a statute of the former Scottish
Parliament[144] and
more recent British
legislation[145],
authority only over the territory of Scotland. Garter King of Arms, exercising
the authority of the Earl Marshal, is not similarly
limited. Lord Lyon may in
practice grant arms to those of Scottish ancestry, but it by no means certain
that he should do so, nor
that this should extend to corporate bodies, such as
the University of Otago. It is not, as some have sought to argue, merely a
question
of preference for Scottish or English arms.
The Lord Lyon is the
sole authority for granting arms in
Scotland[146]. He
has significant powers to enforce the Scottish Law of Arms through the Courts,
for unlike in England, the Law of Arms in Scotland
is part of the general law,
and justiciable in the ordinary Courts. The powers and jurisdiction of Lord Lyon
are partly customary
and partly statutory in origin, and were confirmed by Acts
in 1672 and
1867[147].
The
Lyon King of Arms Act
1672[148], the
principal statutory source for the authority of Lord Lyon, states that no person
or corporate body in Scotland is entitled to
bear arms unless these are recorded
in the Public Register of All Arms and Bearings in Scotland. The recording may
be due to grant,
confirmation or
matriculation[149].
A grantee and their descendants are permitted to use the arms on apparency for
three generations, but thereafter a matriculation
is
necessary[150].
Grants of arms have been made solely by Lord Lyon since at least as early as
1542[151]. The usual
procedure was to grant royal warrants ordering Lord Lyon to “give and
grant”
arms[152]. Under the
1672 Act he may grant arms to natural and corporate persons who are domiciled in
Scotland or who own heritage in
Scotland[153].
According to the Scots, Lord Lyon can also make grants to citizens of any
country of the Commonwealth of Scots descent, or from
aliens who can show that
they require to bear arms in
Scotland[154]. A
grant is usually made to the petitioner and other heirs of his
grandfather[155].
Crawford argued that the wording of Lord Lyon Act
1867[156] did not
territorially limit Lord Lyon’s jurisdiction, but rather preserved
it[157]. This
disregarded the question which should have been asked first, namely, whether the
Scottish Law of Arms can have any application
in common law countries, when it
is expressly said to be a part of Scots
law[158]. It also
ignores the fact that the authority of Lord Lyon was already limited under the
1672 Act to persons and corporate bodies
in Scotland. Preservation of his
authority cannot amount to an extension of it. Section 1 of the 1867 Act
provided that:
[T]he Jurisdiction of the Lyon Court in Scotland shall be exercised by the Lyon King of Arms, who shall have the same Rights, Duties, Powers, Privileges, and Dignities as have heretofore belonged to the Lyon King of Arms in Scotland, except in so far as these are hereinafter altered or regulated[159].
Nor did the Union with Scotland Act
1706[160]
specifically preserve the armorial jurisdiction of the Lyon, as has been
suggested[161].
Article 19 the Treaty of Union clearly preserved the authority of the
Court of Session and other Courts, but not necessarily the executive powers
rather than the
judicial jurisdiction of Court of Lord Lyon. Article 24
refers merely to the rank and precedence of Lyon being determined as best suited
the Queen, and does nothing to extend
his heraldic jurisdiction overseas. Agnew
of Lochnaw argues however that the Lord Lyon Act
1867[162] only
limits the judicial jurisdiction of Lyon Court, not the ministerial powers of
Lord Lyon[163], and
that since the grants are of Scottish arms, Lord Lyon is not acting outside
Scotland[164].
Sir
Thomas Innes of Learney has maintained that since Scotland is an equal partner
in the United Kingdom with England, the legal position
regarding any new grant
of arms by the Officers of Arms of either country is somewhat analogous to that
regarding English and Scottish
peerage creations between 1603 and
1707[165].
This is an interesting suggestion, but unfortunately it does not help his
case. Further, it shows an ignorance of constitutional law,
as it ignores the
effect of Calvin’s
Case[166].
Calvin’s Case was approved by the House of Lords in Lord
Advocate v Walker
Trustees[167].
The essence of Calvin’s Case was that Scottish peers were
not recognised as peers in England. If the analogy were properly applied,
Scottish arms would not be recognised by English law. Indeed,
Scottish and Irish
peers have only been recognised as entitled to the privileges of peerage in
England since the Union with Scotland
Act
1706[168] and the
Union with Ireland Act
1800[169], and only
then because of express statutory provision.
Both before and after 1867 the
letters patent appointing Lord Lyon have included a territorially descriptive
title to the office of
Lyon, but in each the actual concession of armorial
authority by the Sovereign is made without such
limitation[170].
Squibb maintains that the form of appointment of Lyon has changed much since the
Lyon Court Act 1867, but Crawford
disagrees[171]. On
26 May 1796 Letters Patent (which were in Latin) appointed the notoriously
incompetent Robert Auriol Hay, 9th Earl of Kinnoull
as Lyon. According to
Crawford, the wording was no wider than that of the 1890 letters patent.
Crawford maintains that if the phrase “in that part of Our United
Kingdom called Scotland” were intended to be more than
merely descriptive,
it might be expected that it would be repeated in connection with some
limitation of the royal “power,
liberty, licence and authority of giving
and granting armorial bearings...”. However, this view ignore the words
“according
to the rules and ordinances already established for that
purpose”. Arms are not granted in isolation, there must be a Law of
Arms.
There is, but that of Scotland was, and remains, different from that of England.
This elementary observation must be made because
of the tendency to ignore this
point when discussing imperial jurisdiction.
Since 1867, the letters patent
creating a new Lyon have described him as “Lord Lyon King of Arms in that
part of Our United
Kingdom called
Scotland”[172].
The Royal Warrant of 9 March 1905 for precedence in Scotland similarly
interpolates “in
Scotland”[173].
Lord Lyon has a legal duty to determine the extent of his executive authority in
each case[174].
However, this is subject to review by the Court of Session. The jurisdiction of
the Court of the Lord Lyon in questions of
precedence[175] or
clan chiefships[176]
was rejected by the Court of Session, but Lord Lyon does not regard those
decisions as being
final[177].
Lord
Lyon may have authority to grant arms overseas which are valid in Scots
law[178], but they
are not recognised by the Law of Arms of England, nor in any country in the
Commonwealth, nor recognised by local laws
unless by the rules of private
international
law[179]. Grants of
arms had been made to persons not domiciled in Scotland before the passage of
the 1867 Act, and nothing had been done
to prevent the continuation of this
practice[180]. The
right to grant arms to persons who sought cadet-matriculations of previously
extant Scots arms, or who sought arms by virtue
of ownership of land in Scotland
still falls to the Lyon as a purely Scottish officer, and does not imply an
extra-territorial
jurisdiction[181].
The holder of a foreign coat of arms, or of an English, must matriculate his
arms in his own name with such differences as may be
necessary to distinguish
them from any recorded Scottish coat of arms, if he wishes to bear them in
Scotland[182].
Lyon will recognise a substantive grant by a competent authority. However,
honorary grants of arms by the English kings of arms are
not recognised for the
purpose of recording arms in Scotland. Nor will foreign arms be matriculated by
Lyon if the petitioner is
subject to Lyon’s jurisdiction, on the grounds
that they should have sought a new grant from
Lyon[183]. It has
been argued that Scotland and England have a common Crown, and therefore Garter
and Lyon should have equal
power[184]. This of
course is incorrect, since the Crown may be
one[185], but the
officers are separate. Lord Lyon is a Scottish officer, Garter an English and
imperial officer.
The Law of Arms in Scotland is that administered by the
Court of Lord Lyon, and never constituted a part of the laws of England, so
cannot have legal force in New Zealand. Laws of Arms of Scotland and England are
different.
IX. ADVENT OF DOMINION STATUS
Whatever their original position, since independence all Commonwealth
countries are recognised by international law as sovereign states.
However,
where the Queen is head of state, it is in a different capacity from that in
which she is Queen of the United Kingdom.
Garter is appointed by the Sovereign
of the United Kingdom, but this does not necessarily invalidate any exercise by
him of the royal
prerogative in those
countries[186].
Until an independent New Zealand heraldic authority is created, receiving
from the Crown a direct delegation of the royal prerogative
to grant arms, the
proper and legally correct authorities to grant arms in New Zealand are the
kings of arms and heralds the College
of Arms. It has been said that because the
Crown of New Zealand (or Canada or Australia) is different to that of the United
Kingdom,
then it is inappropriate for members of the College of
Arms[187] to be the
heraldic authority for these distinct sovereignties. It may be that it is
inappropriate for this to continue, but the kings
of arms have clearly not lost
the legal right to regulate arms in the Queen’s overseas dominions.
Agnew of Lochnaw asked, if the English claim to an exclusive jurisdiction is
correct, are these English arms being granted to a citizen
of a different
sovereign nation, or are they a new species of national arms? Is a grant by
Garter to a Canadian a grant of English
or of Canadian arms? He thought that if
they are Canadian arms, it is for the law of Canada to determine how the royal
prerogative
to grant arms is to be exercised, and what their status is to be in
Canada. If they are Canadian arms, then their use in England
is the use of arms
which are
foreign[188]. If
they are English arms, which appears more likely, then Canada will apply her
private international law rules to determine what
effect in Canada will be given
to English
grants[189]. How
does this apply to New Zealand?
X. NEW ZEALAND
In 1975 it was decided to not establish an independent heraldic authority in
New Zealand, but to continue to make use of the College
of
Arms[190]. This
decision was, according to Macaulay constitutionally inappropriate, but was
certainly
efficient[191].
There had previously been proposals for a New Zealand King of Arms, to be
under the Earl Marshal and Garter Principal King of Arms,
and within the College
of Arms, before the 6 February 1978 appointment of Phillip
O’Shea[192] as
the New Zealand Herald of Arms Extraordinary to Her Majesty The
Queen[193]. The
essential validity of the appointment by royal warrant of the Queen of New
Zealand addressed to the Earl Marshal of England,
without the Sovereign of the
United Kingdom interponing authority to the warrant has been
questioned[194]. But
the prerogative of the Sovereign may be delegated to whomsoever she pleases.
This was a simpler arrangement, and one better reflecting the lower profile
of heraldry in this country. New Zealand Herald Extraordinary
is the
representative in New Zealand of the College of Arms. As an extraordinary
herald, he is not a member of the College, and has
the same (limited) authority
as any Herald Extraordinary. However, in practice much of the work in New
Zealand of the College of
Arms is delegated to
him[195].
Since
the appointment of New Zealand Herald, letters patent issued by the College of
Arms to New Zealanders have de-emphasised their
English
origins[196]. They
bear the New Zealand royal style, rather than that of the United
Kingdom[197]. It is
not clear whether grants are under the royal prerogative of the Queen of the
United Kingdom, or of New
Zealand[198], but
this makes little difference in practice, as the Laws of Arms are the same in
each jurisdiction.
Since 1978, the position of armorial bearings in New
Zealand has remained largely unchanged. The Flags, Emblems, and Names Protection
Act 1981 was intended to protect various emblems, such as the royal crown, from
false use. It was recommended at that time that protection
ought to be extended
to coats of arms, but this was not
done[199].
The
Act does however provide protection against the unauthorised use for the Royal
Arms, Royal crown, Royal coronet or Royal cypher,
Royal Standard or
Sovereign’s personal flag for New Zealand or the Governor-General’s
Flag[200]. It is an
offence to alter the New Zealand
Flag[201]. It is
also illegal to use any representation of the coat of arms of New Zealand, the
Seal of New Zealand, or any emblem or official
stamp of any Government
department[202].
One recent change, and one which has not pleased
some[203], is that
the Statutes of the new New Zealand Order of Merit provide recognition only for
those with armorial bearings granted or
confirmed by Garter King of
Arms[204]. There is
also a Herald for the
Order[205]. Although
not a member of the College of Arms, and not entitled to grant arms in his own
right, his duties include preparing certificates
for the Garter for the grant of
supporters for Knights and Dames Grand
Companions[206]. He
is akin to the private heralds of the British Orders.
XI. THE POSSIBLE INCORPORATION OF THE LAW OF ARMS INTO THE COMMON LAW BY JUDICIAL DECISION
The Law of Arms is in the difficult position of applying in New Zealand, yet
having no Court in which it disputes can be decided.
One possible solution,
apart from legislation, is indicated by the example of the Law
Merchant.
Those laws which form part of the laws of England, but not of the
common law, include the ecclesiastical law and the Law of Arms.
However, the
modern commercial law also grew out of the custom and usages of the merchants,
known as the Law Merchant. Some of these
customs were written down, and became a
code of international commercial customs. In the Statute of the Staple
1352-3[207] this was
recognised as part of the law of England, though it is unclear to what extent it
was systematised in England. Gerard de
Malynes regarded Law Merchant as
customary law approved by the authority of all kingdoms and not as law
established by the sovereignty
of any
prince[208].
Like the canon law-based ecclesiastical law, it was the “law of all
nations”[209].
However, the growing power of the royal Courts from the fourteenth century
weakened that of the local merchants’
Courts[210]. The
absence of a reception of Roman civil law, unlike other parts of Europe, the
relative geographical isolation, and the commercial
weakness of England before
the sixteenth century all contributed to the law merchant developing differently
in England to on the
continent[211].
In
Tudor times the High Court of Admiralty became really active, and developed its
full mercantile and maritime jurisdiction. However,
up to 1606 the mercantile
law remained a special law administered by special Courts for a special class of
people[212]. In the
period 1606 to 1756 the special Courts (known as Pie Powder Courts, and
comprised of merchants)
declined[213]. This
was due in large part to the attacks of the common lawyers.
The elasticity
of the action on the case enabled the common law judges in the later part of the
sixteenth and seventeenth centuries
to absorb the law merchant into their own
system, while preserving its peculiar identity. Proceedings were brought on an
action on
the case on the custom of merchants, the details of the custom being
pleaded at first as
facts[214]. If the
contract had been made abroad, jurisdiction was obtained by the fiction that it
had been made at the Royal Exchange or in
Cheapside.
The decline of the
Staple Courts, where the lex mercatoria or Law Merchant was administered,
was largely due to Sir Edward Coke, who oversaw the acquisition by the common
law Courts of most
of the commercial litigation from the early part of the
seventeenth
century[215]. As
early as 1606 Coke was able to assert that the law merchant was part of the law
of this realm[216].
He also limited the custom of merchants’ cases in the Admiralty Court, the
sole surviving Court administering the lex mercatoria, to those
instances where the contract had actually been entered into on the high
seas[217].
Towards the end of the seventeenth century it became unnecessary to plead
that one of the parties to an action were a merchant, and
once a considered
judgment on a custom had been given, the custom was judicially noticed, and no
proof of it were needed in later
cases[218].
Following
upon the initial groundwork prepared by Chief Justice Holt, from 1756 Lord
Mansfield led the way in the development of the
Law Merchant into the commercial
law of modern times. Mansfield, and his followers, built up the Law Merchant as
an integral part
of the common law, relying on the writings of foreign jurists
for international custom, and special juries of merchants for current
trade
customs and findings of fact.
What was once international and customary law
has become a national and fixed body of law by the use of case law and
precedent. However,
the law merchant remains a living body of principles which
may be extended by proof of a new
custom[219].
It
would not be beyond the realms of possibility for a judge like Lord Mansfield to
find that the common law Courts could take cognisance
of the Law of Arms, and
leave it to others to thereafter gradually incorporate it into the common law.
Such an approach would be
quite tenable, especially given the absence of a New
Zealand Court exercising the jurisdiction of the Court of Chivalry.
Unfortunately,
judicial activism is not what it once was, and stare decisis,
together with the constraints imposed by the Judicature Acts, would
be likely to
prove insurmountable barriers to the assimilation of the Law of Arms into the
common law of New
Zealand[220].
XII. CONCLUSION
The Law of Arms of England has been incorporated into New Zealand law. The
use of coats of arms is subject to this special law. However,
while there is at
present no Court to administer the law, the law itself is clear. Grants of arms
are made by the Crown, and in the
absence of any special delegation, this
prerogative is exercised by the Earl Marshal and his servants in the College of
Arms. Thus
the absence of a judicial organ in New Zealand does not invalidate
the exercise of the executive powers conferred by the royal prerogative.
A
partial delegation of the prerogative of arms has in fact been made, with the
appointment in 1978 of a New Zealand Herald of Arms
Extraordinary to Her Majesty
The Queen, and it is to him that New Zealanders should turn for grants of
arms.
[1]The principal
Scottish herald and head of the Court bearing this
title.
[2]See Sir
Crispin Agnew of Lochnaw, “The Conflict of heraldic laws” (1988)
Juridical Review 61; Squibb, “Heraldic Authority in the British
Commonwealth” (1968) 10 Coat of Arms (no 76)
125.
[3]According to
the Scottish herald and advocate, Agnew of Lochnaw, the root of this question of
jurisdiction is private international
law, as well as the exercise of the royal
prerogative: Agnew of Lochnaw, supra n 2.
[4]G D Squibb,
The High Court of Chivalry (1959)
xxv-xxvi.
[5]It once
covered prisoners of war: Totesham v Garenseres (1351), cited in Squibb,
ibid, 166 n 6; and appeals of treason: “solonc la ley & usage
d’armes”, Rotuli Parliamentorum iii
604.
[6]For example,
St George v Tuckfield (1637) Reports of Heraldic Cases in the Court of
Chivalry 24; Prust v Saltren (1637) Reports of Heraldic Cases in the
Court of Chivalry
25.
[7]Though the
only case in which an undoubtedly armigerous defendant was accused of misusing
arms was Oldys v Fielding (1702) Reports of Heraldic Cases in the Court
of Chivalry
102.
[8]Squibb, supra
n 4, 138.
[9]As in
Halsbury’s Laws of England (3rd ed, 1960) vol 29,
239-270.
[10]The
Crown’s prerogative as fount of honour remains exercisable personally by
the Sovereign.
[11]The position
of Ulster grants is considered in Sir Christopher Lynch-Robinson & Adrian
Lynch-Robinson, Intelligible Heraldry. The application of a Mediæval
System of Record and Identification to Modern Needs (1948) 112-113. Prior to
1922, arms granted by Ulster King of Arms, now an officer of the College of Arms
and an “English”
herald, were undoubtedly governed by the Irish law:
Agnew of Lochnaw, supra n 2, 62.
[12]Paston v
Ledham (1459) YB 37 Hen VI, Pasch 18 per Nedham
J.
[13]Manchester
Corp v Manchester Palace of Varieties Ltd [1955] 2 WLR 440; [1955] 1 All ER
387; [1955] P 133 per Lord Goddard. As early as Scroop v Grosvenor (1389)
Calendar of Close Rolls, Ric II, vol 3, 586, it was established that a man could
have obtained at that time a definite right
to his arms, and that this right
could be enforced against
another.
[14]R v
Parker [1793] EngR 803; (1668) 1 Sid 352; 82 ER 1151 per Keeling
CJ.
[15]Manchester
Corp v Manchester Palace of Varieties Ltd [1955] 2 WLR 440; [1955] 1 All ER
387; [1955] P 133 per Lord
Goddard.
[16]Duke
of Buckingham’s Case (1514) Keil 170; 72 ER
346.
[17]Earl
Cowley v Countess Cowley [1901] AC 450
(HL).
[18]Bishop
of Exeter v Marshall (1868) LR 3 HL
17.
[19]Scroop v
Grosvenor (1389), supra n 13. The Court of Chivalry is the subject of a
chapter by Sir Edward Coke, Coke upon Littleton (1979) vol 4, ch 17.
[20]Puryman v
Cavendish (1397) Close Rolls 21 Ric II p 1 m 5. The opinion among lawyers is
good evidence of what the law is: Isherwood v Oldknow [1815] EngR 459; (1815) 3 M & S
382, 396; [1815] EngR 459; 105 ER 654 per Lord Ellenborough; applied in Manchester Corp v
Manchester Palace of Varieties Ltd [1955] 2 WLR 440, 448 per Lord
Goddard.
[21]Cases
were tried secundum legem et consuetudinem curie nostre militaris: Puryman v
Cavendish (1397) Close Rolls 21 Ric II p 1 m 5. This was recognised by the
common law Courts: Paston v Ledham (1459) YB 37 Hen VI, Pasch 18 per
Nedham J.
[22]Now
largely governed by the Ecclesiastical Jurisdiction Measure 1963
(UK).
[23]For a
discussion of corporeal and incorporeal property, see Cox, “The British
Peerage: The Legal Standing of the Peerage and
Baronetage in the Overseas Realms
of the Crown with Particular Reference to New Zealand” (1997) 17 NZULR
379.
[24]Arms
descend, with due and proper differencing, in the first instance to male
descendants of the grantee, and then through females
as heraldic heiresses in
the event of the failure of the male line, as quarterings: Wiltes Peerage
Case (1869) LR 4 HL, 126, 153 per Lord
Chelmsford.
[25]See,
for example, AC Fox-Davies, A Complete Guide to Heraldry (1985) ch 2.
This has not however always been the case. As the phraseology used in early
English grants show, they were in effect
ennoblement, the insular equivalent of
the grants of nobility by letters patent which were common on the continent,
particularly
in France: Lucas, “Ennoblement in late mediæval
France” (1977) 39 Mediæval Studies 239-60.
[26]Gayre
mistakenly believed that Lord Goddard’s acceptance that coats of arms were
a dignity must mean that they are a nobiliary
rank: Robert Gayre of Gayre and
Nigg, The Nature of Arms (1961) 58-59. The possession of armorial
bearings is intended more as a recognition of an established status, rather than
a means
of improving social status. Although the right to bear arms must be
regarded as a dignity since it depends upon the exercise of the
royal
prerogative, it would be a mistake to assume that this in any way makes it an
honour.
[27]The
technical description of a coat of arms, written in the peculiar patois of the
heraldist.
[28]It
is said that Lord Lyon has authority to prescribe new heraldic rules if the Laws
of Arms are deficient: Act in favour of the Lyon
King of Arms against painters,
goldsmiths and others who issue coats of arms to persons not privileged to wear
them: Registers of
the Privy Council of Scotland, 2nd Series, vol 3,594. It is,
however, not clear that this was intended to cover the laws of arms
or merely
the rules of heraldry. The latter is more
likely.
[29]More
correctly, of the old common law of Scotland: Macrae’s Trustees v Lord
Lyon King of Arms [1927] SLT
285.
[30]M’Donnell
v M’Donald (1826) 4 Shaw 371, 372 (NS 374, 376) per Lord
Robertson.
[31]Royal
Warrant Holders v Alexander & Co 21 March 1933 Scotsman 22 March (Lyon
Court).
[32]Maclean
of Ardgour v Maclean 1941 SC 683, line 35, reaffirming M’Donnell v
M’Donald (1826) 4 Shaw 371. Since Lyon King of Arms Act 1672 (24 Chas
II c 47) (Sc) all arms in Scotland are regarded as incorporeal heritage:
Sir
Thomas Innes of Learney, Scots Heraldry (1978) 13. Ownership of heritage
makes the owner a feudal vassal of the Crown: Haldane v York Building Co
(1725) Rob
521.
[33]The
wording used in the letters patent of Lord Lyon granting armorial bearings are
“by demonstration of which Ensigns Armorial
he and his successors in the
same are, amongst all Nobles and in all Places of Honour, to be taken, numbered,
accounted and received
as Nobles in the Noblesse of
Scotland”.
[34]Compare
Sir Anthony Wagner, The Work of the College of Arms, III: Searches for Arms
(undated) 1, and Innes of Learney, Scots Heraldry (1956) 95-96,
99.
[35]In England
a person can have only one coat of arms, although this rule does not apply in
Scotland: J Dallaway, Inquiries with the Origin and Progress of the Science
of Heraldry in England. With explanatory observations on armorial ensigns
(1793)
368.
[36]G D
Squibb, The Law of Arms in England (1967); Innes of Learney, supra n 32,
77-79.
[37]The Oath
which Kings of Arms took reflected their role as arbiters of heraldry, even
before they acquired exclusive authority to grant
arms. This may be seen in
the Statutes and Ordinances to be keped in time of Werre,
purported to date from the 27th day of February of the ninth year of the reign
of Richard II, reprinted by Sir Travers Twiss (ed),
The Black Book of the
Admiralty (1965) Rolls Series vol I, 296, from the Lincoln Inn mss, no xlvi
(volume named Liber Niger Admiral. Leg. Exerc.
Nobilis).
[38]M
Keen, Chivalry (1984)
129.
[39]W de Worde
(ed), d,
VII-VIII.
[40]The
latter ground being very rarely found, and all known examples are from a late
period, the earliest being by the Black Prince from
King John of France, at
Poitiers: Keen, supra n 38,
129-130.
[41]Gayre
of Gayre and Nigg, supra n 26, 58-59; Squibb, supra n 4, 164; A Collins,
Proceedings, Precedents and Arguments on Claims and Controversies Concerning
Baronies By Writ (1734)
63.
[42]The
practice of assuming armorial bearings has continued, at least as regards burger
arms, in a number of countries, such as
Switzerland.
[43]“De
Insigniis et Armis”, printed in Jones (ed), Mediæval Heraldry;
Some fourteenth century heraldic works (1979) 224-52; Scroop v Grosvenor
(1389), supra n
13.
[44]F P Barnard
(ed), The Essential Portions of Nicholas Upton’s De Studio Militari
before 1446 (1931) (trans J Blount)
48.
[45]Ibid.
[46]Wynkyn
de Worde (ed), d, VII-VIII, reprinted in Dallaway, supra n 35, App V,
cxii.
[47]See Sir
George Mackenzie of Roxhaugh, Lord Advocate of Scotland, The Science of
Heraldry, Treated As A Part of The Civil Law, and The Law of Nations (1680)
11, and the authorities there
cited.
[48]He has
been identified as John Trevor, Bishop of St Asaph; Squibb, supra n 4,
178-179.
[49]Printed
in E Jones (ed), supra n
43.
[50]. The
earliest princely grant seems to be of the Emperor Lewis of Bavaria in 1338,
although they were common by the end of that century;
Sir Anthony Wagner,
Heralds and heraldry in the Middle Ages (1956) 65,
122.
[51]Richard
Strangways’ unpublished Tractatus nobilis de lege et exposicione
armorum, written in the 1450s, argued that arms might be granted by a herald
or pursuivant: BM Harl ms 2259 f 109b, cited in Squibb, supra
n 4, 179 n
3.
[52]Blazon of
Gentrie (1586) 224; see also Sir Harris Nicolas, The Controversy between
Sir Richard Scrope and Sir Robert Grosvenor in the Court of Chivalry, AD
1385-1390 (1832) i,
1-357.
[53]Austen
v Collins (1886) 5 LT
903.
[54]User since
time immemorial also gives a good title, under civil law as under the common
law. It has been suggested that it follows
that prescription gives a right to
arms: Baildon, “Herald’ College and Prescription” (1904) 8 The
Ancestor 113;
Anon, “The Prescriptive Usage of Arms” (1902) 2 The
Ancestor 40, 47. Squibb has pointed to the flaws in these views.
Use of arms
never gave right, and was only ever evidence of immemorial use: Squibb, supra n
4, 179-185.
[55]For
the Law of Arms this was from 1066, rather than 1189, as for the common law, see
Squibb, ibid, 180-181 n 3. The Court was prepared
however to accept that
evidence of user from before the time of living memory raised a presumption that
the user had continued for
the necessary period: Squibb, ibid, 183; cf Angus
v Dalton (1877) 3 QBD 85, 89-90 per Lusk
J.
[56]It has
always been assumed that this is the prerogative of the English Crown:
Strathmore Peerage Case (1821) 6 Pat 645, 655 (HL). This was argued by Dr
William Oldys, King’s Advocate, in pleadings before the Court of Chivalry
from 1687: Squibb, supra n 4,
183-184.
[57]The
jurisdiction of the pre-heraldic Court of Chivalry to decide dispute to arms was
based on the Law of Arms, not the royal prerogative.
This was reinforced by the
exclusive jurisdiction of the Court of Chivalry to determine the right to arms:
Scroop v Grosvenor (1389), supra n
13.
[58]Scroop v
Grosvenor, ibid, established that the Crown had supreme control and
jurisdiction over armorial bearings, and could and did grant arms. From 1467 the
right of the Crown to issue patents of arms was explicitly asserted. However,
until late in the fourteenth century at least, the
English royal heralds
themselves had no control over the design of arms, or who bore them, being
responsible only for recording and
identifying the various coats of
arms.
[59]On the
death of King Richard III his acts were declared void, and the College of Arms
received a new charter in 1556. However, the
existence or absence of legal
authority for the collegiate government of the College did not affect the
heraldic jurisdiction of
the individual Kings of Arms and
heralds.
[60]See
infra p
240.
[61]The Earl
Marshal, an office hereditary in the family of the Duke of Norfolk, was deputy
to the Constable. The latter office is now
dormant except for
coronations.
[62]See
Squibb, supra n 4. However, the substance of the canon law administered by the
ecclesiastical Courts of the Church of England
is strongly influenced by the
civil law: Statutes, Decrees and Regulations of the University of Oxford (1973)
tit. IV s xiii, 4;
Rules of the Vice-Chancellor’s Court, rule 21.
[63]The early
pleas of arms are few, and the reports scanty, except for the three great cases
of the era: Scroop v Grosvenor (1389), supra n 13; Lovel v Morley
(1386); and Grey v Hastings (1410). The latter two cases are cited by Sir
Anthony Wagner, Heraldry in England (1946)
14-15.
[64]Keen,
“Treason Trials under the Law of Arms” (1962) 12 Transactions of the
Royal Historical Society
85.
[65]See Squibb,
supra n 4,
2-12.
[66]As, for
example, in R v Nelson & Brand (1867) Special Report (2nd ed) 92 per
Cockburn CJ. This belief does not, however, appear to date from before Hale: Sir
Matthew Hale,
History of the Common Law (3rd ed, 1739)
38-39.
[67]Sir
William Holdsworth, A History of the English Law (1956) vol 1,
576.
[68]Duke of
Buckingham’s Case, supra n
16.
[69]Sturla v
Freccia (1880) 5 App Cas 623, 628. Pleas of arms were heard by the Court of
Chivalry from at least as early as the fourteenth century, the first known case
being
a dispute between Nicholas Lord Burnell and Robert Lord Morley in 1348.
See also Scroop v Grosvenor (1389), supra n 13.
[70]1 Hen IV c 14
(Eng). See Squibb, supra n 4, 29-40. The criminal jurisdiction of the Court in
appeals of treason and homicide were
abolished by 59 Geo III c 46, though long
since
obsolete.
[71]Squibb,
supra n 4, 39-40.
[72]Royal
declaration of 16 June 1673, confirmed by Order in Council 22 January 1674;
College of Arms mss I 26 ff 55-56, cited in Squibb,
supra n 4, 79-80. The Court
itself, revived in 1622, had ceased to sit after 1641: Letters patent, 1 August
1622, College of Arms
mss, SML 3 f 228, printed in Squibb, supra n 4, appendix
III, 248.
[73]Letters patent
13 August 1687, printed in Squibb, supra n 4, appendix IV,
240.
[74]Oldis v
Dommille [1695] EngR 8; (1696) Show PC 58; 1 ER 40; Russell’s Case (Oldys v
Russell) (1692) 1 Show KB 353; 4 Mod Rep 128; 87 ER 301. Russel’s
Case established that a private person was not punishable for making arms,
ordering funerals without authority, or painting arms contrary
to heraldry. This
was because infringement of the herald’s privilege gave rise to an action
on the case, which could only be
heard in a common law Court.
[75] (1702) 7 Mod
Rep 125; 87 ER
1139.
[76]Both on
the basis of 8 Ric II c 5 (1384) (Eng), and because of the jealousy of the
common law Courts, encouraged by Sir Edward Coke
in particular.
[77]The
King’s Bench had held that the Court of Chivalry had jurisdiction over
disputes as to precedence: Ashton v Jennings (1675) 2 Lev 133. Squibb
could not identify any traces of the exercise of such a jurisdiction in the
surviving records of the Court,
though instances of such disputes could be found
among the disputes determined by Commissioners prior to the revival of the Court
in 1622: Squibb, supra n 4,
143.
[78]The last
case concluded was Blount’s Case [1737] EngR 141; (1737) 1 Atk 295; 26 ER 189.
[79]R v Mayor
& Jurats of Hastings (1882) Dow & Ry KB 148; R v Wells
Corporation (1836) 4 Dowl
562.
[80]Lord
Goddard suggested that the Court be placed upon a statutory basis before
commencing any new period of activity: Manchester Corp v Manchester Palace of
Varieties Ltd [1955] 2 WLR 440, 449,
450-1.
[81] [1955] P
133; [1955] 2 WLR
440.
[82]The
reorganisation of the judicial system in England, brought about by the
Judicature Act 1873 (36 & 37 Vict c 66) (UK), incorporated
into the Supreme
Court specialised jurisdictions, especially those in the Courts formerly the
province of the
civilians.
[83]However,
the Law of Arms is regarded as a part of the laws of England, and the common law
Courts will take judicial notice of it as
such: Paston v Ledham (1459) YB
37 Hen VI, Pasch 18 per Nedham
J.
[84]Royal
Charter 16 November 1840, “Charter for erecting the Colony of New Zealand,
and for creating and establishing a Legislative
Council and an Executive
Council”; British Public Papers (1970) 153-155; Ordinance session
2, no 1, ss 2-7 (1841); Ordinance session 3, no 1, ss 2-3 (1844); Supreme Court
Act 1860 ss 4-6;
Supreme Court Act 1882 (46 Vict no 29) s
16.
[85]Judicature
Act 1908 s
16.
[86]46 Vict no
29.
[87]Supreme
Court Act 1882 (46 Vict no 29) s
16.
[88]Supreme
Court Act 1860 s
4.
[89]Session 2,
no I1, ss
2-7.
[90]Session 3
no 1, ss
2-3.
[91]See for
example, the Supreme Court Ordinance 1841 (session 2, no 1), ss
3-5.
[92]The
authority of the Court of Chivalry derives from the authority of the Earl
Marshal, not from any jurisdiction which the Kings of
Arms might possess. The
Court could be held before the Earl Marshal alone: Manchester Corp v
Manchester Palace of Varieties Ltd [1955] 2 WLR 440; [1955] 1 All ER 387;
[1955] P 133, following Anon [1744] EngR 249; (1732) 2 Barn KB 169; 94 ER 427.
[93]In re the
Lord Bishop of Natal [1864] EngR 864; (1864) 3 Moo PCC NS 115; 16 ER
43.
[94]Norfolk
Earldom Case [1907] AC 10, 17 (HL) per Lord
Davey.
[95]As with
the creation of new types of dignities, see the Parliamentary Report as to
the Dignity of a Peer of the Realm (1829) vol 2,
37.
[96]Thus in
Canada the legal protection of coats of arms is as weak as it is in England and
New Zealand, because the Canadian Heraldic
Authority was established by letters
patent in an exercise of the royal
prerogative.
[97]Scots
lawyers do not necessarily agree however: The Laws of Scotland (1987) vol
5, paras 711 et seq; Sir Thomas Smith, “Pretensions of English Law as
‘Imperial Law’“ in The Laws of Scotland (1987)
vol 5, paras
711-719.
[98]R v
Symonds (1847) NZ PCC 387; Veale v Brown (1866) 1 CA 152, 157; Wi
Parata v Wellington (Bishop of) (1877) 3 NZ Jur (NS) SC 72; R v Joyce
(1906) 25 NZLR 78, 89, 112 (CA); Re the Ninety Mile Beach [1963] NZLR
461, 475-6 (CA). It is a general rule that common law applies to a colony unless
it is shown to be unsuitable, but English statutes do
not apply unless shown to
be applicable: Uniacke v Dickinson (1848) 2 NSR 287 (NS); Wallace v
R (1887) 20 NSR 283 (NS); R v Crown Zellerbach Canada Ltd (1954) 14
WWR 433
(BC).
[99]21 &
22 Vict no 2, considered in King v Johnston (1859) 3 NZ Jur (NS) SC
94.
[100]This Act
was passed, in the words of the long title, “to declare the Laws of
England, so far as applicable to the circumstances
of the Colony, to have been
in force on and after the Fourteenth day of January, one thousand eight hundred
and forty”. The
purpose of the statute was really to clarify the
uncertainty as to whether or not all Imperial acts passed prior to 1840 were in
force in New Zealand, if applicable. Although the uncertainty had really been
about statutes, the 1858 Act went further and in s
1 expressly stated that:
“The Laws of England as existing on the fourteenth day of January, one
thousand eight hundred and
forty, shall, so far as applicable to the
circumstances of the said Colony of New Zealand, be deemed and taken to have
been in force
therein on and after that day, and shall continue to be therein
applied in the administration of justice
accordingly.”
[101]Macaulay,
“Honours and Arms: Legal and Constitutional Aspects of Practice concerning
Heraldry and Royal Honours in New Zealand”
(1994) 5 Canta LR 381,
387.
[102]R v
Parker [1793] EngR 803; (1668) 1 Sid 352; 82 ER 1151 per Keeling
CJ.
[103]Macaulay,
supra n 101,
387.
[104]Section
5 impliedly preserves the prerogative, and the wording of the Act clearly limits
its application to the statutory
law.
[105]Kielley
v Carson [1842] EngR 593; (1824) 4 Moo PCC 63; 13 ER 225; Lyons Corp v East India Co
[1836] EngR 1155; (1836) 1 Moo PCC 175; 12 ER 782; Phillips v Eyre (1870) LR 6 QB 1;
Sammut v Strickland [1938] AC 678 (PC); Sabally and N’Jie v
Attorney-General [1965] 1 QB 273; [1964] 3 All ER 377 (CA).
Blackstone’s statement that “colonists carry with them only so much
of the English Law as is applicable to their own
situation and the condition of
the infant colony” is, like so many of his generalisations, misleading. It
would have been nearer
the truth if he had said “colonists carry with them
the mass of English law, both common law and statute, except those parts
which
are inapplicable to their own situation and the conditions of the infant
colony”. What became applicable was far greater
in content and importance
that what had to be rejected: Sir William Blackstone, Commentaries on the
Laws of England (1978) book I, para 107 (ed E
Christian).
[106]The
applicability of the Law of Arms has been questioned, see for example, Crawford,
“Some views on English and Scots heraldic
authority outside the United
Kingdom” (1977) Coat of Arms (no 102) 157, 158-159. The test of course
requires an evaluation
of the applicability of laws at the time the colony was
settled, and not at the time the Court considers the
question.
[107]Whicker
v Hume [1858] EngR 991; (1858) 7 HLC 124, 161; [1858] EngR 991; 11 ER 50 per Lord
Carnworth.
[108]Lawal
v Younan [1961] All Nigeria LR 245, 254 (Nigeria Federal SC). In Highett
v McDonald (1878) 3 NZ Jur (NS) SC 102, Johnston J observed, in finding that
the statute 24 Geo II c 40 (GB) (The Tippling Act) was in force
in New Zealand,
that provisions for the maintenance of public morality and the preservation of
the public peace were, in their general
nature, applicable to all the
colonies.
[109]15
& 16 Vict c 72
(UK).
[110]See
Cox, supra n
23.
[111]In 1907
the Law Officers held that Garter had an imperial jurisdiction. However, neither
then nor in 1913, was it expressly asserted
that there was not an equally wide
jurisdiction enjoyed by Lord Lyon: Opinion of the Law Officers of the Crown on
Heraldic Jurisdiction,
13 August 1913 cited in Sir Anthony Wagner, Heralds of
England: a history of the Office and College of Arms (1967)
530.
[112]Agnew
of Lochnaw, supra n 2,
71.
[113]Ibid.
[114]The
Crown has supreme control and jurisdiction over arms, and possesses the
authority to grant arms: Scroop v Grosvenor (1389), supra n 13. This
right is exercised by the Earl Marshal as the deputy to the Constable, both
personally, and through the Court
of Chivalry. The Earl Marshal’s
authority originates in the grant on 28 June 1483: (1483) Calendar of Patent
Rolls 358. The
kings of arms have inherent authority deriving from their
function as servants of the Earl Marshal, and the letters patent appointing
individual kings of arms specially authorise them to make grants of arms.
[115]Schell
Lannoy, “Heraldic Authority in the Dominion of New Zealand” in
(1970) New Zealand Armorist (no 4) 15,
16-17.
[116]As
officers of the Earl Marshal, the acts of the kings of arms in matters armorial
cannot be questioned in any Court of law: Austen v Collins (1886) 5 LT
903.
[117]Letters
patent of Charles II creating the office of Earl Marshal in the family of the
Duke of Norfolk, dated 19 October 1672; Squibb,
supra n 2,
128.
[118]The
exact date by which the Earl Marshal had acquired authority over the heralds is
unclear. However, it was well established by the
middle of the sixteenth
century, and was confirmed in 1673. In 1708 it was declared that the Earl
Marshal was entitled to nominate
officers of arms.
[119]Squibb,
supra n 2,
129.
[120]Although
Crawford argues that it is not entirely clear whether the Law of Arms was really
applicable to the settled colonies- an argument
which undermines the authority
of Lord Lyon as much as that of Garter. See Crawford, supra n 106, 158-159.
[121]Commission
appointing Sir Colin Cole Garter King of Arms, 2 October 1979. The
“ordinances and statutes” are a form of
legislation, but their
jurisdiction of course only covers the Law of Arms, not the common or statute
law.
[122]As is
indicated by cl 50 of the Statutes of the New Zealand Order of Merit (SR
1996/205) (recognition of grants of arms by Garter
King of Arms), and by the
appointment of New Zealand Herald by warrant of the Earl
Marshal.
[123]The
Crown could rely on the royal prerogative to govern colonies: Kielley v
Carson [1842] EngR 593; (1824) 4 Moo PCC 63; 13 ER 225; Phillips v Eyre (1870) LR 6 QB
1; Sabally and N’Jie v Attorney-General [1965] 1 QB 273; [1964] 3
All ER 377 (CA); Gilbertson v State of South Australia [1978] AC 772, 782
(PC).
[124]In the
opinion of the law officers of the Crown, quoted by LG Pine, International
Heraldry (1970)
214.
[125]Agnew
of Lochnaw, supra n 2,
68.
[126]Sir
Francis Grant, A Manual of Heraldry (1924)
9.
[127]Foreign
citizens and foreign-domiciled corporations may only receive honorary grants,
which have limited legal effect as they are
issued by the kings of arms in their
private
capacities.
[128]Agnew
of Lochnaw, supra n 2,
64-65.
[129]See
Secretary of the Cabinet, Cabinet Office Manual (1988) para P.1.1:
“The granting, confirmation and control of Armorial Bearings (Coats of
Arms) and other Heraldic devices
(e.g. badges, emblems, flags) falls within the
Sovereign’s prerogative as the “Fount of all Honour”. Her
Majesty’s
Lieutenants, in exercising this prerogative, are the Earl
Marshal of England and the Kings of Arms (College of Arms). New Zealand
recognises this Royal prerogative and the authority of the Earl Marshal and
Kings of Arms. Their representative in this country is
the New Zealand Herald of
Arms Extraordinary to HM The
Queen”
[130]See
Secretary of the Cabinet, Cabinet Office Manual (1988) para
P.1.1.
[131]Statutes
of the New Zealand Order of Merit (SR 1996/205), cl 50. A similar case was the
controversy regarding the Canadian Priory
of the Order of St John of Jerusalem.
By statute 29(4) armorial members of the Order were entitled to certain
privileges. The Genealogist
of the Order was an English herald, who refused to
recognise any but grants of Garter King of Arms. The Statutes have since been
amended to recognise grants approved by the Genealogist, provided he is
“an Officer of Arms in Ordinary to the Sovereign Head
of the Order”:
Order of St John, Royal Charters, Statutes and Regulations of the Order
(1993).
[132]No
Earl Marshal has ever acted in New Zealand, though they have exercised their
jurisdiction through a deputy in this country. Cf
Macaulay, supra n 101,
385.
[133] [1955]
P 133; [1955] 2 WLR
440.
[134]Crawford,
supra n
106.
[135]30
& 31 Vict c
17.
[136]Squibb,
supra n 2,
131.
[137]In the
words of Lord Robertson in M’Donnell v M’Donald (1826)
4 Shaw 371, 372 (NS 374,
376).
[138]Agnew
of Lochnaw, supra n 2,
67.
[139]Commission
appointing Sir Malcolm Innes of Edingight Lord Lyon King of Arms, 10 April
1981.
[140]24
Chas II c
47.
[141]Agnew of
Lochnaw, supra n 2,
69.
[142]Agnew of
Lochnaw, ibid, 68. In Stewart McKenzie v Fraser McKenzie 1922 SC
(HL) 39, 44, Lord Dunedin approved the dicta of Lord Robertson in
M’Donnell v M’Donald (1826) 4 S 371 (NS 374) that the Court
of Session would never interfere with a coat of arms granted by Lord Lyon in his
ministerial
capacity. However, the extent of the jurisdiction is still subject
to the scrutiny of the ordinary
Courts.
[143]Agnew
of Lochnaw, supra n 2,
68.
[144]Lord
Lyon Act 1672 (24 Chas II cap 47)
(Sc).
[145]Lord
Lyon King of Arms Act 1867 (30 & 31 Vict c 17)
(UK).
[146]Lord
Lyon Act 1672 (24 Chas II cap 47)
(Sc).
[147]Lord
Lyon King of Arms Act 1867 (30 & 31 Vict c 17)
(Sc).
[148]24
Chas II c
47.
[149]The
Laws of Scotland (1990) vol 11, para 1614,
548.
[150]Innes
of Learney, supra n 32,
117.
[151]No
Scottish king subsequently granted arms personally, the invariable practice
being a royal warrant ordering the Lyon to grant arms:
Innes of Learney, ibid,
10.
[152]Or to
“extend and give out” as in the wording of the matriculation of His
Royal Highness the Duke of Rothesay (Charles
Prince of Wales), recorded 13
November
1974.
[153]Indeed,
owners of heritage in Scotland are required, by law, to have armorial bearings:
Acts vol I 575 February 1400.
[154]It is now
said that this jurisdiction does not extend to Canada since they now have their
own Heraldic Authority. However, there is
no explanation as to why this should
be so, since Lord Lyon has always infringed upon the imperial jurisdiction of
the Earl Marshal.
There is no reason to doubt the authority of Lord Lyon to
grant arms to aliens who can show that they require to bear arms in Scotland;
The Laws of Scotland (1990) vol 11, para 1615,
549.
[155]The
Laws of Scotland (1990) vol 11, para 1615,
550.
[156]30
& 31 Vict c
17.
[157]Crawford,
supra n
106.
[158]The
Laws of Scotland (1990) vol 11, para 1612, 547. The Laws of Canada,
Australia, New Zealand and the other countries of the Commonwealth rely upon
legal
systems based upon the common law of England, with or without other laws
such as the Roman-Dutch or French civil law. Scots law never
applied anywhere
but in Scotland.
[159]30 & 31
Vict c 17. Emphasis
added.
[160]6
Anne c
11.
[161]Crawford,
supra n 106,
158-159.
[162]30
& 31 Vict c
17.
[163]Agnew of
Lochnaw, supra n 2,
70.
[164]Ibid,
70-71.
[165]Innes
of Learney, ibid, 93 and
note.
[166] (1607)
7 Co Rep 156 16a; 77 ER 377, 396. This relied upon Earl of Richmond’s
Case (1338) 11 Ed III Fitz Brief 473; 9 Co 117 b: “An earl of another
nation or kingdom is no earl [to be named in legal proceedings]
within this
realm”.
[167] [1912]
AC 95 (HL) per Lord
Atkinson.
[168]6
Anne c
11.
[169]39 &
40 Geo III c
67.
[170]The
Letters Patent creating Sir James Balfour Paul, Lord Lyon King of Arms read:
“We out of Our gracious pleasure have made
nominated and appointed the
said James Balfour Paul during the term of his natural life Our Lyon King of
Arms in that part of Our
United Kingdom called Scotland and also We for Us and
Our Royal Successors Give and Grant to the said James Balfour Paul ... Our
full
power, liberty, licence and authority of giving and granting Armorial Bearings
to virtuous and deserving persons according to
the rules and ordinances already
established for that purpose: to have and to hold the said office of Lyon King
of Arms from the
day of the death of the said George Burnett who last held the
same... with all rights privileges and immunities belonging to the
said office
and therewith usually held and enjoyed or which thereto at any time heretofore
pertained but subject always to the provisions
of an Act passed in the Session
of Parliament holden in the 30th and 31st years of Our Reign chapter
17...”: J H Stevenson,
Heraldry in Scotland (1914) vol 1,
454-455.
[171]Crawford,
supra n 106,
160.
[172]See for
example, the Letters Patent of 12 March 1890 in favour of James Balfour Paul,
reprinted in Stevenson, supra n 170,
454-455.
[173]Grant,
supra n 126,
46-49.
[174]Royal
College of Surgeons of Edinburgh v Royal College of Physicians of Edinburgh
1911 SC 1054, 1911. The grant of arms by letters patent by Lord Lyon is an
exercise of the delegated armorial prerogative of the Crown, and is
not a
judicial act: Maclean of Ardgour v Maclean 1941 SC 683, line 35,
reaffirming M’Donnell v M’Donald (1826) 4 Shaw 371.
[175]Royal
College of Surgeons of Edinburgh v Royal College of Physicians of Edinburgh
1911 SC 1054, 1911. The Crown has the prerogative to determine precedence:
though not in Parliament, where the House of Lords Precedence Act 1539
(31 Hen
VIII c 10) (Eng) remains in
force.
[176]Maclean
of Ardgour v Maclean 1941 SC 613, SLT
339.
[177]The
Laws of Scotland (1990) vol 11, para 1614,
548.
[178]Sir
George Mackenzie of Rosehaugh, Observations upon the Laws and Customs of
Nations as to Precedency (1680) 79, quoted in Agnew of Lochnaw, supra n 2,
69-70.
[179]Agnew
of Lochnaw, ibid,
70.
[180]Compare
Innes of Learney, supra n 32, 93-94. There were seventeen grants to Scots
residing in foreign states prior to 1867, as well
as the registration in 1805-10
of grants to Scots made in 1625 in the Province of Nova Scotia, and in 1698 in
the Colony of Caledonia.
There were eight registrations of arms by Lyon to
petitioners resident in Australia between 1837 and 1865, and another sixteen
pre-1867
Scots grants to residents of other overseas possessions of the
Crown.
[181]Innes
of Learney, supra n 32, 91-2, 94, 101 and
107-8.
[182]M’Donnell
v M’Donald (1826) 4 Shaw 371, 372 (NS 374, 376) per Lord Robertson.
However, a temporary visitor is allowed to use their coat of arms without
matriculation, as a Courtesy: The Laws of Scotland (1990) vol 11, para
1614, 549. Those who possess foreign coats of arms must follow a similar
procedure if they wish to make use of
their arms in England.
[183]The Laws
of Scotland (1990) vol 11, para 1625, 555; Agnew of Lochnaw, supra n
2.
[184]Michael
Crawford, “The Control of Heraldry in Australia- Some legal aspects”
(1974) Coat of Arms NS vol I (no 89)
28-33.
[185]This
of course is a moot point, since in light of contemporary developments in
thinking about the status of the Crown, the English
and Scottish Crowns may
still be distinct, and distinguishable from the Crown of the United Kingdom. See
for example, Lord Advocate v Walker Trustees [1912] AC 95
(HL).
[186]The
continued exercise of imperial prerogatives by British officials or
administrative machinery is largely confined to the honours
prerogative, though
the continued operation of the Judicial Committee of the Privy Council is
analogous.
[187]Either
by virtue of the jurisdiction of the Earl Marshal, the inherent right of the
kings of arms to regulate arms, or the power expressly
delegated by the
Sovereign to grant
arms.
[188]Agnew
of Lochnaw, supra n 2,
65.
[189]Ibid,
65-66.
[190]O’Shea,
“The Office of the New Zealand Herald of Arms” (1982) 20 New Zealand
Armorist
7.
[191]Macaulay,
supra n 101,
387.
[192]Mr
Phillip O’Shea, Cabinet Office Adviser on Honours.
[193]Neither the
warrant of appointment, nor any other mention of the existence of the position
was ever been published in the New Zealand
Gazette: Macaulay, supra n 101, 385n;
Sir Malcolm Innes of Edingight, “New Zealand Herald of Arms
Extraordinary” (1979)
3 Commonwealth Heraldry Bulletin 2.
[194]Macaulay,
supra n 101, 385-386; Sir Malcolm Innes of Edingight, “New Zealand Herald
of Arms Extraordinary” (1979) 13 Heraldry
in Canada
34-36.
[195]Mr
O’Shea was appointed by letters patent, rather than by the warrant
normally used for extraordinary heralds. Grants of Arms
continue to be made by
the kings of arms (Garter alone for personal grants, all three for corporate
arms), under the authority of
a warrant of the Earl Marshal. The Queen’s
royal style in New Zealand is now used in grants to New Zealanders obtained
through
the agency of New Zealand Herald
Extraordinary.
[196]The
Earl Marshal is simply “Earl Marshal” rather than “Earl
Marshal and Hereditary Marshal of England”, and
the Sovereign’s
titles for New Zealand are
used.
[197]O’Shea
has said that the letters patent recite the style conferred upon Her Majesty by
proclamation under the Royal Titles Act
1953. If this is so, it is incorrect, as
this style was replaced by that given in the Royal Titles Act 1974. But even if
the style
is incorrect, this does not mean, as Agnew of Lochnaw believed, that
the grants are of doubtful essential validity as made “in
the name of a
legally non-existent Sovereign”: A message from New Zealand Herald of Arms
to 1979 Heraldry Seminar, University
of Auckland, 26 August 1979; Agnew of
Lochnaw, supra n 2, 66.
[198]Macaulay,
supra n 2,
386.
[199]The
draft bill of the Flags, Emblems, and Names Protection Act 1981 did indeed
include a clause protecting armorial bearings. Clause
16 was dropped at the
select committee stage. The committee considered that there was already adequate
protection under misrepresentation
or passing off, should a person use the coat
of arms granted to another without his authority. They did not accept that there
was
any justification for protecting private interests with criminal sanctions.
The committee were also opposed to what they saw as a
monopoly being established
for the benefit of New Zealand Herald. See New Zealand Parliamentary
Debates (1980) vol 440, 2741, vol 441,
3858.
[200]Section
12(2)(a), (b), (c), and (d)
respectively.
[201]Section
11(1)(a).
[202]Section
13(2)(a), (b), and (c)
respectively.
[203]This
has been criticised by Macaulay, who continues to argue that Garter is unknown
to New Zealand law: Macaulay, “The NZ Order
of Merit” [1996] NZLJ
457.
[204]Clause
50.
[205]Clauses
51, 53, 54, 55, and
57.
[206]Clause
57 (b).
[207]27
Edw III stat
2.
[208]Consuetudo
vel Lex Mercatoria, or the Ancient Law Merchant
(1622).
[209]Luke
v Lyde [1759] EngR 18; (1759) 2 Burr 882; 97 ER 614 per Lord Mansfield,
CJ.
[210]This
process is examined in T Plucknett, A Concise History of the Common Law
(1956)
660.
[211]L
Trakman, The Law Merchant- The Evolution of Commercial Law (1983)
23-26
[212]See,
for a general discussion, see Scrutton, “General Survey of the History of
the Law Merchant” in Select Essays in Anglo-American Legal History
(1907-1909) vol 3,
7-8.
[213]They
had been consolidated by the Statute of the Staple 1352-3 (27 Edw III stat 2 cc
5, 6, 8 and 21) (Eng), and declined for economic
reasons, although there are not
many reports in the sixteenth century indicating that the common law Courts were
administrating the
law
merchant.
[214]Van
Heath v Turner (1621) Winch 24; 124 ER 20; Pillans v Van Mierop
[1765] EngR 40; (1765) 3 Burr 1663; 97 ER
1035.
[215]Sir
William Holdsworth, A History of the English Law (1926) vol 8,
99-300.
[216]Sir
Edward Coke, Coke upon Littleton (1979)
182
[217]This led
to the complete separation of that part of the maritime law, such as salvage and
collisions at sea, which remained within
the jurisdiction of the Court of
Admiralty, from the law merchant and those parts of the commercial maritime law,
such as freight
and marine insurance, which were administered in the common law
Courts.
[218]Bromwich
v Lloyd (1698) 2 Lutwyche 1582; 125 ER
870.
[219]Immemorial
user is not necessary: Edelstein v Schuler [1902] 2 KB 144. However, a
new custom must not be contrary to an established rule of law: Goodwin v
Robarts (1876) LR 10 Ex 337 per Cockburn
CJ.
[220]The
translation of Lord Cooke of Thorndon from the Court of Appeal to the House of
Lords in 1996 raised the possibility of such an
innovative judge being available
to adapt the Law of Arms in England. However, virtually insurmountable hurdles
would still have
to be overcome for a case to reach the House.
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