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ALTA Law Research Series |
Last Updated: 16 August 2010
THE ABOLITION OR RETENTION OF THE PRIVY COUNCIL AS THE FINAL COURT OF APPEAL FOR NEW ZEALAND: CONFLICT BETWEEN NATIONAL IDENTITY AND LEGAL PRAGMATISM
BY NOEL COX*
New Zealand currently retains the Judicial Committee of the Privy Council as
its final court of appeal. The recent announcement by
the Attorney-General of
New Zealand of a five-judge Supreme Court to replace the Judicial Committee of
the Privy Council[1]
represents the penultimate stage in removing the right of appeals to the Privy
Council. This has been all but inevitable since the
release by the
Attorney-General of a discussion paper proposing the abolition of appeals to the
Privy Council. This was motivated
by a political desire to end appeals to a
London-based
tribunal.[2] While Miss
Wilson might like to have all-party political support for her measure, she did
not receive whole-hearted support from
the legal
community[3] - or from
much of the business
sector.[4] Before
abolition of the right of appeal to the Privy Council, the Government and the
legal profession needed to be agreed about a
court structure and exactly how it
would work. Although Miss Wilson has stated that the legal profession has itself
accepted the
need for ending appeals, it is unlikely that this represents the
real attitude of the legal profession, or the business community.
This paper
explores reasons for this. And in looking at arguments for and against the
retention of appeal right we will see aspects
of a conflict between political
aspirations and legal and business pragmatism. The question of the degree to
which a judiciary should
be international or national, and the question of whose
opinions should prevail, judges and lawyers, or politicians, is crucial,
and
goes far beyond simple questions of national
identity.[5]
Ironically,
and perhaps more seriously for New Zealand, the loss of the right of appeal to
the Judicial Committee of the Privy Council
may proceed from United Kingdom
initiatives,[6] rather
than from the choice of the people, Government or legislature of New
Zealand.
2. Appeal to the Queen in Council
Appeal from the Court of Appeal of New Zealand to the Judicial Committee of
the Privy Council is in constitutional theory appeal to
Her Majesty The Queen in
Council. This legal theory is reflected in the practice of the Lords of the
Judicial Committee of the Privy
Council not normally giving individual
judgments, but rather collectively delivering an opinion to The
Queen.[7] The process of
appealing the judgment of a final court of appeal to the Queen in Council does
not strictly amount to the existence
of a further tier of appeal within the
ordinary judicial hierarchy, but is an appeal directly to the fount of justice.
This is the
right of every subject of the Crown. In particular, it formed one of
the rights of British subjects which has arguably been guaranteed
to the Maori
people by the Treaty of Waitangi
1840.[8]
If appeal
to the Judicial Committee of the Privy Council were abolished, comparable
provisions allowing appeal to the Crown could
in principle be instituted. This
could be akin to the provisions of s 406 of the Crimes Act 1961, which allow the
Governor-General,
in his or her exercise of the royal prerogative of mercy, to
refer a criminal conviction or sentence to the Court of Appeal, whether
or not
the applicant has already appealed or still has the right to appeal. Under s 406
(b) the Court gives an opinion on any specific
question put to it, rather than
disposing of the case itself as it does under s 406
(a).[9]
When the
Australian Federal Government finally prevailed upon the State Governments to
surrender their right to retain appeals from
state courts to the Judicial
Committee, the legislation enacting the changes prohibited appeals from
Australian courts, not only
to the Queen in Council (the Judicial Committee of
the Privy Council), but also to the
Queen.[10] The
question of appeals in Australia was an aspect of the ongoing struggle between
the federal and state governments. While the states
retained some rights to
appeals to the Privy Council, or otherwise to the Crown, they retained a
significant vestige of judicial
independence of the federal legal system. The
republican traditions of the Australian Labor Party was also not an
insignificant factor.
Such a motivation is not determinative in New Zealand. But
many Maori groups appear to have seen the retention of the right of appeals
as
an aspect of the constitutional link with the
Crown.[11] Thus, the
right of appeal is not simply the right to an additional judicial tier, it is a
link with the Sovereign, however fictitious
the link may be.
3. Tiers of appeal
The question of tiers of courts is very important, particularly in a unitary
state such as New Zealand. It can be argued that justice
is served by having an
extenuated two-tier system of appeal, though it could be argued that litigation
should be brought to a speedy
end. Allowing the right of appeal to the Privy
Council does allow arguments to develop and mature but there must be a
conclusion
to appeal rights at some point. An extended appeal system is
indicative of a highly sophisticated and complex legal
system.[12]
If the
right of appeal to the Judicial Committee of the Privy Council were abolished
without a substantial restructuring of the New
Zealand judicial hierarchy many
actions would have only one level of appeal. It is worth observing in this
regard that in both Canada
and Australia, where appeals to the Privy Council
have been abolished, there already exists a duality of federal and state courts,
which ensured both different perspectives and further tiers of
appeal.[13]
If no
replacement court were instituted cases originating in the High Court of New
Zealand would have only one tier of appeal - almost
all other common law
countries have a system of two tiers of appeal. In exceptional cases, litigants
can currently have their cases
removed to the Court of Appeal for initial
adjudication. These cases are usually matters of exceptional national concern.
If the
Privy Council appeal were abolished, without a genuine additional tier of
appeals,[14] there
would be no right of appeal at all in such
cases.[15] This
possibility was not fully considered in the discussion paper published by the
Attorney-General – though it has now been
accepted that an additional tier
is required. The first option in the Government's discussion paper would be
quite unacceptable to
the legal profession and to many in the business
community, as it allows for no replacement for the Privy Council. The opposition
to all three proposals (no appeal beyond the Court of Appeal, a two-tier Court
of Appeal, or a two-tier High Court) has been recognised
by the
Attorney-General,[16]
who subsequently proposed a stand-alone Court of final appeal above the existing
Court of Appeal.[17]
It is this model which has been adopted by the Attorney-General, after taking
advice from an advisory committee. The stance of most
opponents of abolition
remains, however,
unchanged,[18] if only
because of concerns about the recruitment of judges of sufficient calibre to
fill the proposed new court.
4. Numbers of appeals to the Privy Council
It was once fashionable to minimise the importance of the Privy Council to
the New Zealand jurisdiction on the grounds that only a
handful of appeals were
heard from New Zealand. This claim, repeated in the discussion paper, does not
bear serious study. On a population
basis, and as a percentage of the total
number of civil and criminal actions, the number of appeals to the Privy Council
from New
Zealand is no less significant than the number of appeals to the House
of Lords.[19] It is
unlikely that anyone would seriously suggest that because the English Court of
Appeal hears far more appeals than does the
House of Lords the Court of Appeal
is in practice the highest court in England and therefore the House can be
abolished.
Recent statistics for appeals in England and Wales show that the
number of appeals from the High Court to the Court of Appeal is approximately
one decision in every 170, while cases appealed from the Court of Appeal to the
House of Lords amount to one every
25.[20] Given the
approximate number of civil appeals in the New Zealand Court of Appeal one might
expect 7 appeals to the Judicial Committee
of the Privy Council annually from
New Zealand.
The number of appeals has often exceeded this level, and the
numbers have been increasing. There was an average of six and a half
during
1990-94, nine and a half 1995-99, and ten in
1999.[21]
The
authors of the discussion paper also apparently believe that the fact that a
fairly high proportion of appeals to the Privy Council
were unsuccessful is
significant. The fate of individual appeals is largely irrelevant in determining
the form of future appeals
structures. The most important aspect of the
numbers-based argument against the Privy Council is, however, that a new court
has been
proposed to replace the Privy Council. Therefore, though the numbers of
appeals may have been relatively small, their importance
was such that a
substitute tribunal was necessary.
5. Procedure for appeals from New Zealand
A British Order in Council of
1910[22] provides for
appeals from the New Zealand High Court and Court of Appeal to the Privy
Council. Appeals to the Privy Council from
New Zealand Courts are now regulated
by the Privy Council (Judicial Committee) Rules Notice of
1973.[23] This
declared the Order in Council of 1910 and all subsequent relevant Orders in
Council to be regulations, and set out the circumstances
in which appeals to the
Judicial Committee will lie, and the procedure to be followed in making such
appeals. Appeals lie as of right
in civil actions where the matter in dispute
involves more than $5,000, or with the leave of the court. In criminal actions
appeal
is by the leave of the court. Normally leave will not be granted unless
there is a substantial point of law involved, or it is a
matter of “great
general or public importance”. Generally criminal appeals have tended to
concern the interpretation
of Commonwealth Constitutions.
The Judicial
Committee is of course not a court as such and therefore does not enter a
judgment, but tenders advice to Her Majesty
the Queen in Council, which is then
referred to the relevant New Zealand Court and thence to the parties concerned.
6. Prestige and wisdom of the Privy Council and its judicial independence
The long history of the Privy Council dictates that it has a high degree of
prestige. But its role in the New Zealand legal system
is entirely a product of
history, and does not depend upon prestige. The question as to whether our law
should continue to be traditionally
influenced is one which is beyond the scope
of this paper, but it must be said that the Court of Appeal has been free to
develop
a number of innovative legal principles, while retaining appeals to the
Privy Council. Disputes between the Court of Appeal and the
Privy Council,
especially in the field of tort
law[24] should not be
used as evidence either in favour of the abolition of the right of appeal to the
Privy Council or of its retention.
New Zealand has no entrenched
constitution, no second chamber of Parliament, nor an entrenched Bill of
Rights.[25] The Privy
Council could be seen, at least to some extent, in substitution for these
institutions and assisting in upholding the rights
of the individual against
arbitrary conduct by the government - and has certainly been seen as such by
some Maori groups.[26]
This is particularly important given the form that the decisions of the Privy
Council take - advice to the Crown.
If an objective interpretation of the law
of New Zealand is required – one which is disinterested or impartial -
extraneous
matters are irrelevant, and it is thus desirable to have judges
somewhat removed from the social and political influences of New
Zealand. Such a
requirement for disinterestedness helps to ensure that the law as interpreted by
the courts is consistent with the
broad requirements of the rule of law. An
illustration of the potential problems which can arise is seen in the 1982 the
Privy Council
decisions of Levave v Immigration
Department[27] and
Lesa v
Attorney-General,[28]
which gave rise to much debate of the question of whether or not New Zealand
should continue to allow the right of appeal to the
Privy
Council.[29] In the
immediate aftermath of a decision which the then Government found unwelcome, the
Minister of Justice expressed the view that
there was no longer any need for the
retention of the right of appeal to the Privy Council. On that occasion the
response, certainly
from the legal profession, was strongly in favour of the
retention of appeal rights. The Council of the New Zealand Law Society were
unanimously in favour of
retention.[30]
In
October 1987 the then Government announced that it would remove the right of
appeal within its current term, which ended in 1990.
Further moves were made in
the mid-1990s.[31]
Abolition did not eventuate in large part because there was no agreement as to
what new court structure should replace the Privy
Council - though opposition
from Maori was significant. The first question has still not been resolved, even
if the second has apparently
subsided for the moment. A discussion paper which
does not offer the option of the status quo is, quite simply, distorted.
The
wisdom of the Judicial Committee of the Privy Council is a rich legal resource
of a depth not readily available in a comparatively
small
country.[32] That
experience and distinction should not be discarded lightly. New Zealand has a
very compact legal society, and the dispassionate
view of an outsider concerning
our most critical litigation remains necessary. This is particularly important
in the commercial
world.[33]
7. Costs and savings of the Privy Council
Considerable expense is involved in pursuing an appeal to the Privy Council,
although Court of Appeal hearings are hardly cheap. Frequently
the parties will
be required to brief English counsel, and it is necessary that the evidence
which is submitted to the Privy Council
be in a printed
form.[34] But the New
Zealand taxpayer can avoid some cost as the Privy Council is maintained by the
British taxpayer.[35]
Generally speaking, civil appeals will only reach the level of the Court of
Appeal or Privy Council where there is a significant
amount of money involved,
either directly or indirectly, and thus the direct costs of the appeal are not
necessarily as significant
as they may at first glance appear.
When Hong
Kong ended appeals to the Privy Council in 1997, the resulting Court of Final
Appeal retained many of the advantages of
the Privy Council, but at a
significantly greater
cost.[36] It remains
to be seen whether the replacement of the London-based Privy Council with a
Wellington-based Supreme Court will result
in savings to litigants. The added
cost to taxpayers is unavoidable.
8. The constitutional function of the Privy Council as an administrative body
In law the Privy Council is the principal council belonging to the Sovereign.
Privy counsellors are appointed on the British Prime
Minister's nomination,
without either patent or grant, and on such nomination they become entitled to
the style of Right Honourable
during the life of the Sovereign who has chosen
them, but subject to removal at his or her
discretion.[37]
With
the advent of the Cabinet under King Charles II, and the last appearance of a
Sovereign at a Cabinet in 1784, the substantial
importance of the Privy Council
declined.[38] However,
the Council retains standing committees for Universities, Scottish Universities,
Committee for the Purposes of the Crown
office Act 1877, Baronetage, Political
Honours Scrutiny, Jersey and
Guernsey,[39]
and ad hoc Committees concerned with applications for charters and statutes,
interception of communications, and judicial appeals.
The latter is of course
the most important.
Although principally a British institution (and one of
great antiquity, dating from 895), the Privy Council retains features of an
imperial body. The Privy Council has met in New Zealand reasonably frequently,
on the occasions of visits by Her Majesty The
Queen,[40] and
although the Judicial Committee has never met here there is no legal reason why
they could not. This certainly would get around
the objection to a court giving
judgments on New Zealand law from London.
9. Stare decisis, precedence and the Privy Council
At present the Court of Appeal has felt itself to be strong enough to differ,
not only from the House of
Lords,[41] but also
the Privy Council - although strictly it is bound by its opinions, at least
those decided on matters appealed from New Zealand
and on all other matters
unless they are demonstrably decided on legal situations which have no bearing
of the position in New
Zealand.[42]
The
freedom of the judiciary to develop in novel directions in New Zealand is not
necessarily hampered by the presence of the Judicial
Committee of the Privy
Council, which is, after all, a part of the New Zealand judicial
hierarchy. However removing the present safeguards may tempt less cautious High
Court judges to attempt bold advances in
legal reasoning by purposely choosing
to ignore English judgments (of the House of Lords, and the Court of Appeal and
lower courts)
which have to date proved a fertile source of jurisprudential
material for New Zealand jurists.
10. Appeals from common law jurisdictions to supra-national and international courts
There is nothing unusual in a country having provision for the decisions of
non-domestic judicial bodies to apply in domestic case
law, aside from the
extra-territorial jurisdiction of such as the International Court of
Justice,[43] the
European Court of
Justice,[44] and Court
of First Instance of European
Communities.[45]
The
Eastern Caribbean Supreme Court (formerly known as the West Indies Associated
States Supreme Court), based on St Lucia, hears
cases from Antigua and Barbuda,
the British Virgin Islands, Dominica, Montserrat, St Christopher and Nevis, St
Lucia, and St Vincent.
Each state possesses a High Court with a resident judge,
and appeals lie to an itinerant Court of Appeal, consisting of a Chief Justice
and three Justices of
Appeal.[46] The former
East African Court of Appeal dealt with appeals from Aden, Kenya, British
Somaliland, Tanganyika, Uganda, Zanzibar, and
the
Seychelles.[47]
In
the Channel Islands, which does not use the common law, but rather the civil
law-based grand coutumier de Normandie, appeals from
the Bailiffs of Jersey and
Guernsey lie to the Court of Appeal of Jersey and Guernsey (set up in 1961),
comprising the Bailiffs and
Deputy Bailiffs of the Bailiwicks and a number of
British Queen's Counsel. As the Channel Islands (and the Isle of Man) are
neither
British dependencies nor a part of the United Kingdom, but dependencies
of the Crown, they enjoy considerable internal
independence.[48]
There
are now many instances of supranational courts, over most of which New Zealand
has little or no
influence.[49] But the
Privy Council remains essentially a British, or at least British-dominated,
tribunal.
11. Appeals to the Privy Council from other Commonwealth jurisdictions
It may appear inevitable to some that in the long term the right of appeal to
the Privy Council will be
abandoned.[50]
However, for the various reasons outlined above, this is by no means necessarily
so. Many Commonwealth countries retain appeals,
including 17 independent
Commonwealth countries, as well as 9
dependencies.[51]
Appeals were abolished by Ireland in 1932, Canada
1933-49,[52] and
Australia in 1968 (federal
jurisdiction)[53] and
1986 (state
jurisdictions).[54]
New Zealand remains a major source of appeals.
Following the lead of their
former colonial masters Australia, Papua New Guinea has abolished appeals.
However 11 of 16 realms retain
appeals - Antigua and Barbuda, Bahamas, Barbados,
Belize, Grenada, Jamaica, New Zealand, St Kitts, St Lucia, St Vincent and
the Grenadines, and Tuvalu. In addition to these, five countries which do
not acknowledge the Queen as Sovereign retain the appeal. These include the
Sultanate
of Brunei, and 4 republics, including Dominica, Kiribati, Mauritius,
Trinidad and
Tobago.[55] The
abolition of appeals from Hong Kong was not a deliberate choice, but inevitable
with that territory returning to Chinese control.
Nor is Fiji's example
relevant, as the ending of appeals was a consequence of the 1987
coups.[56]
12. Uniformity in the common law
Though it can be argued that it is desirable that each Commonwealth country
should be free to develop its laws according to its own
requirements, the right
of appeal to the Privy Council assists in maintaining some degree of uniformity
in the common law throughout
the
Commonwealth.[57]
Uniformity, at least so far as fundamental principles are concerned, is not
necessarily a bad thing, and the Privy Council has for
many years been prepared
to take into account local circumstances, and approve the development of
distinct directions in the common
law.[58]
Any
binding authority on relevant facts must be followed even if on grounds of
policy a different result would seem preferable or
justifiable.[59]
Although decisions of the House of Lords are not strictly binding on New Zealand
courts,[60] the Privy
Council is unlikely to depart from the law as interpreted by the House of Lords,
which is (or at least
was[61]) the highest
court in the British jurisdictions, though the common law of Northern Ireland is
not identical with that of England
and Wales, while Scotland does not even
follow the common law, but uses the civil law-based Scots law. However the
principle works
both ways, so that decisions made on Commonwealth appeals are
persuasive for courts in Britain, where the applicable law is relevant.
In
recent years the Privy Council has clearly developed the attitude that the Court
of Appeal should not be deflected from developing
New Zealand common law merely
because the House of Lords had not regarded an identical development as
appropriate in
England.[62] New
Zealand judges are in a better position to decide matters of policy than the
Board, which now recognises that local conditions
require local
judgments.[63]
The
Privy Council has also been hesitant to upset findings of fact by the New
Zealand courts. The frequently quoted opinion in Reid v
Reid[64] included
the statement that the case in hand was “a matter of discretion to which
the Court appealed from is more favourably
placed than their Lordships to
consider the relevant local considerations...” To some extent the Privy
Council has been forced
to treat points of law which come to it from overseas
countries as points of fact which precludes discussion of them.
The Judicial
Committee itself acknowledges that it has limits as an appellate tribunal in
cases where the decision depends upon considerations
of local public policy. The
Judicial Committee would not substitute its own views, if different, from those
of the Court of
Appeal.[65] The role
of the Board remains important in interpreting parts of the common law which do
not differ for reasons of public policy
between New Zealand and other
jurisdictions, and in allowing the Court of Appeal to reconsider its own
judgments in light of more
recent English and other judgments which considered
New Zealand and other cases.
It may also be possible that the overseas
members of the Judicial Committee are as well placed as New Zealand judges to
decide matters
of policy. Whilst local judges may be better placed to consider
relevant local considerations, they may also be less able to take
a broader
perspective. There is some evidence to suggest that this may be
so.[66]
13. National independence, nationalism, and the Privy Council
In some countries considerations of nationalism have featured prominently in
the abandonment of the right of appeal to the Privy
Council.[67] It is
considered to be an infringement of national sovereignty that a court in another
country should be entitled to deliberate upon
matters of internal concern. This
is the crux of the argument for abolition advanced by the present
Attorney-General of New
Zealand.[68]
Yet,
many countries make use of various expedients to achieve the best and most
cost-effective judicial systems. The Eastern Caribbean
countries had a joint
Court of Appeal. This was not seen as unduly infringing the independence of the
domestic judiciaries, nor does
the submission of New Zealand and almost all
other countries to the jurisdiction of the International Court of
Justice.[69]
The
retention of appeals to a court sitting in London is not an insult to New
Zealand nationhood - it is, in fact, our legal heritage
and a sign of national
maturity that such ties need not be cut for the sake of petty nationalism. New
Zealand has not so changed
in recent decades that it has now to abandon such an
important part of its common law
heritage.[70] There is
no doubt that many see continued appeals to the Privy Council as an
embarrassment, yet support the retention of appeals
for pragmatic
reasons.[71]
Rather
than abolishing appeals to the Judicial Committee of the Privy Council, it can
be argued that there could be a widening of
the membership of the Judicial
Committee, a practice which has occurred to a degree already over the past few
decades. In an age
of increasing internationalisation it is curious that we
should be considering an inward-looking nationalism to determine the form
of our
court structure.[72]
It is clear, however, that certain members of the Government, at least, are
determined to accomplish
abolition.[73]
14. The Judicial Committee of the Privy Council
The Judicial Committee of the Privy Council evolved out of the old Committee
of Trade and Plantations which originally heard petitions
to the Crown from
overseas possessions, and can also claim descent from the much maligned Court of
Star Chamber.[74] It
now consists of the Lord President of the
Council,[75] the Lord
Chancellor, former Lord Presidents, the Lords of Appeal in Ordinary, and
“such other members of the Privy Council
as shall from time to time hold
or have held high judicial
office.”[76]
Membership has since 1895 years been extended to Privy Councillors who are,
or have been, judges of some other Commonwealth
countries.[77] Indian
judges were appointed under the Appellate Jurisdiction Act 1929, and in the
pre-War years other judges on the Judicial Committee
were
included.[78] The
membership of the Judicial Committee thus is not exactly the same as that of the
House of Lords, which is itself usually organised
into two Appellate Committees
each of five Lords of Appeal, and the Lord Chancellor, although as with the
Privy Council usually only
three or five hear each case. In both the Judicial
Committee and the Appellate Committees the quorum is
three.[79]
Appeals
to the Judicial Committee are governed by the Judicial Committee Act
1833,[80] the
Appellate Jurisdiction Act
1876,[81] and the
Appellate Jurisdiction Act
1887.[82] The
jurisdiction of the Judicial Committee extends principally to appeals from all
Commonwealth countries except those which have
abolished appeals to it. It also
has limited jurisdiction in the United Kingdom, including limited admiralty and
ecclesiastical appeals,
and the hearing of appeals by members of the medical and
certain allied professions against decisions of the statutory disciplinary
bodies. In addition, the Judicial Committee of the Privy Council gives advice to
the Queen upon legal matters which may be referred
to
it.[83] The devolution
of power to the Scottish Parliament and Welsh Assembly within the United Kingdom
has also given the Judicial Committee
an enlarged
jurisdiction.[84]
15. British membership of the Privy Council
By custom the numbers of the Law Lords normally includes several Law Lords
from the Scots Bar (who do not practice the common law)
and usually one from the
Northern Ireland Bar. A recent Lord Chancellor, Lord Mackay of Clashfern was of
the Scots Bar only, the
first since the Act of Union with Scotland 1706. Recent
appointments to the Appellate Committees of the House of Lords, and therefore
to
the Privy Council, have included Lord Steyn and Lord Hoffman. Although both have
practised at the English Bar, both are South
African-born, and practised in that
country for some years. They therefore are especially well versed in the civil
law tradition.
Thus the Law Lords cannot be said to be dominated purely by
English judges, and indeed the presence of three Scottish judges (and
two others
with civil law backgrounds) out of 13 is significant, as although appeals do lie
from Scottish Courts in all but criminal
matters, the Scottish jurisdiction is
very much smaller than the English, on a population
basis.[85]
While
any judicially experienced peer may sit on appeals, the specially appointed
Lords of Appeal in Ordinary hear the majority of
appeals. Since 1913 New Zealand
judges have been in the Privy Council, and since 1975 judges of the Court of
Appeal have regularly
sat in the Judicial Committee of the Privy Council. This
has benefitted the Privy Council (as in the
Hamlin[86] and
Reid[87]
judgments), and enormously benefitted the judges who have sat there. Lord
Cooke of Thorndon has regularly sat in the Privy Council,
and has also sat on
House of Lords appeals. There is no reason why more New Zealand judges cannot
sit on the Privy
Council,[88] nor
hearings held in this
country.[89]
16. Concerns about judicial quality
There have also recently been many who have argued in favour of the Privy
Council by criticising the Court of
Appeal.[90]
It is
ironic that at the time the latest politically-motivated attempt to abolish
appeals is being made, the Privy Council itself
should provide what its
supporters see as a strong argument. In
Harley,[91] the
Privy Council overturned the Court of Appeal in a case relating to the collapse
of Wellington law firm Renshaw Edwards in 1992.
Five law lords including Dame
Sian Elias, Chief Justice of New Zealand, heard the appeal. In its advice, read
by Lord Hope of Craighead,
the Privy Council said that the entire decision of
Giles J, in the High Court, was based “upon a series of mistaken
assumptions,
all of which were due to the unfair way in which he (Justice Giles)
decided to broaden the scope of his
inquiry”.[92]
It is not usual for an appellate court to criticise, even harshly, a trial
judge. But more seriously, they also totally rejected the
Court of Appeal's view
that Mrs Harley had been in serious dereliction of her duty to the court in
pursuing a hopeless case on the
insistence of her
client.[93] The
decisions of the trial judge and the Court of Appeal were so tainted by unfair
process that neither could stand. The Privy Council
added that the Court of
Appeal had shown “a fundamental defect in its
reasoning”.[94]
In
Taito v R[95],
the Judicial Committee of the Privy Council again commented upon the Court of
Appeal’s former practice of dealing with criminal
legal aid
appeals.[96] The Privy
Council considered that the correct approach was not in doubt. What was required
was a collective judicial decision on
the merits by three members of the Court
of Appeal, sitting together, and arrived at after a hearing in open court. Their
Lordships
considered it was impossible to regard the so-called ex parte
decisions as complying with the statutory scheme. The Board stated
that
“The rule of law itself requires that the legality of the practice of the
Court of Appeal must be measured against the
provisions of the applicable
statutory
scheme”.[97] The
system was not authorised by the legislation, and the dismissals in question
were of no force or effect.
These are not isolated cases. Although quality
comparisons with the Privy Council are
invidious,[98] they
will occur. One commentator has identified these concerns as:
Whether the Court [of Appeal] is as strongly committed to maintaining the vitality of its role in the public law area;
Whether, in its quest for efficiency in coping with its increasing work load, it is neglecting opportunities to provide some much needed statements of legal principle by inclining to the minimalist end of the spectrum of judicial decision-making;
Whether it is stultifying judicial creativity by institutional processes designed to economise on time spent on Judgment writing through the discouragement of multiple Judgments;
Whether again in its quest for efficiency, the Courts process are down-playing the importance of the development of argument orally by counsel and whether the testing of that argument by the Judges has a less formative role in the ultimate outcome than was formerly the case.[99]
It may be that these concerns are overplayed, but they are real enough. When the Privy Council criticises the Court of Appeal for falling into serious error, and practitioners openly endorse the Privy Council, it is time to consider whether the New Zealand judicial system enjoys sufficient local support for greater responsibility to be placed upon it.[100]
17. Reforms of the highest courts of the United Kingdom and the possible effect on New Zealand
The reform of the Judicial Committee of the Privy Council may yet occur, not
because New Zealand decides to abolish appeals - though
a significant number of
its cases are heard from this country - but because constitutional changes in
the United Kingdom may require
this. The advent of Article 6 (1) of the European
Convention on Human
Rights[101] raises
the prospect of a challenge to the Law Lords’ positions as members of the
legislature. The devolution of legislative
and executive functions to new
Scottish, Northern Ireland, and Welsh institutions has given the Judicial
Committee of the Privy Council
new
responsibilities.[102]
The permutations of constitutional reform in the United Kingdom are as
likely to lead to the reform or abolition of the Judicial Committee
of the Privy
Council,[103] as the
politically-motivated desire of the present Government are to end the right of
appeals from New Zealand. In an age of increasing
globalisation it must be
regretted that the lingering imperial link will have little prospect of
survival, whatever the attitude
of the New Zealand Parliament.
18. Conclusion
After some decades of debate the legal profession and the commercial
community in New Zealand have yet to be convinced that there
are good reasons
why the right of appeal to the Judicial Committee of the Privy Council should
cease.[104] They
remain, generally, convinced that there are many reasons why it should be
retained. There may be some political reasons why
the right of appeal to the
Judicial Committee of the Privy Council should cease, but equally valid reasons
why it should be retained.
The question is whether legal and commercial
considerations, or the concept of national independence, should prevail.
The
latest Government proposal, and the discussion paper upon which it is based,
fails to offer convincing reasons for abandoning
the Privy Council, beyond an
assertion of national identity and independence. Making the Privy Council a more
obviously New Zealand
tribunal would achieve this end. This could be achieved
without loosing the irreplaceable benefits of continuity, tradition, informed
detachment, and expertise of an older and larger society. Arguments for the
retention of this legal link are not for sentimental
reasons, they are based on
realism and efficiency, and a desire to share in a wider legal
heritage.
However, New Zealand may find itself, yet again, in the invidious
position of making changes to its own institutions or procedures
because of
decisions taken overseas.
*LLM(Hons) PhD, Barrister of the High Court of New Zealand, and of the
Supreme Courts of Tasmania, New South Wales, South Australia,
and the Northern
Territory, Lecturer in Law at the Auckland University of Technology, New
Zealand.
1Scheduled for implementation by 2004;
Press Release, 15 April
2002.
[2]Reshaping
New Zealand’s appeal structure
(2000).
[3]For
the legal community; “Council endorses decisions by Privy Council
meeting” 13 Law News (12 April 2001) p 3; “Meeting
over Privy
Council access sought with Attorney-General” 11 Law News (30 March 2001)
pp 1,
5.
[4]Represented by
such bodies as the Business Roundtable, the Employers Federation, the Auckland
Chamber of Commerce, and the main accounting
firms; Irene Chapple, “Law
Lords retain their appeal” New Zealand Herald 3 December 2001 D1; See New
Zealand Business
Roundtable, Appeals to the Privy Council: a submission to
the Attorney-General on the Solicitor-General’s report on issues of
termination
and court structure in relation to appeals to the Privy Council
(1995).
[5]See
also Cox “The abolition or retention of the Privy Council as our final
court of appeal” LawTalk 561 14 May 2001 p
18.
[6]See Andrew Le
Sueur and Richard Cornes, The Future of the United Kingdom’s Highest
Courts (2001); Andrew Le Sueur and Richard Cornes, What is the Future for
the Judicial Committee of the Privy Council? (2001). To a great extent this
is being determined by devolution, and the possible effect of Article 6 (1) of
the European Convention
on Human Rights (which raises the prospect of a
challenge to the Law Lords’ positions as members of the legislature). The
prospect
of the loss of appeals from New Zealand and the Caribbean also will
have an effect upon the possible reform of the Judicial Committee
of the Privy
Council.
[7]Although
dissenting opinions have been permitted since 1966, see the Judicial Committee
(Dissenting Opinions) Order 1966 (SI 1966/No
1100)
(UK).
[8]Chapman,
“The Treaty of Waitangi - Fertile Ground for Judicial (and Academic)
Myth-making” [1991] NZLJ 228 and the rejoinders - McHugh,
“Constitutional Myths and the Treaty of Waitangi” [1991] NZLJ 316
and Williams, “Chapman is Wrong” [1991] NZLJ
373.
[9]See R v
Thomas [1978] 2 NZLR 1; R v Morgan [1963] NZLR 593; Re O'Connor
and Aitken [1953] NZLR
584.
[10]Australia
Act 1986 (UK) s
11(1).
[11]Maori
deputations to the Sovereign, in 1882 and 1884 to Queen Victoria, and in 1914
and 1924 to George V, to seek redress of grievances
under the Treaty, must be
seen in this context; see Ranganui Walker, Ka Whawhai Tonu Matou:
Struggle Without End (1990) 160-165,
183-184.
[12]Though
it could be a sign of a lack of coherence or piecemeal development - something
which is unlikely given that the system of courts
has been subject to more than
one comprehensive review; The Royal Commission on the Courts (1978) - the
Beattie Report; Law Commission, The Structure of the Courts (1989) NZLC
R7. The appeals structure is much more complex in the United
Kingdom.
[13]In
this respect the United Kingdom may be regarded as federal, since there is
usually an appeal right to the Privy Council or House
of Lords from the
respective purely national
courts.
[14]Rather
than simply Court of Appeal judges in a second house.
[15]For example,
Re Erebus Royal Commission [1981] NZCA 106; [1981] 1 NZLR 614 at 618; Re Royal
Commission on Thomas Case [1982] NZLR
252.
[16]Which was
rejected by the majority of the 70 submissions received in response to the
discussion paper; Chapple, “Law Lords retain
their appeal” New
Zealand Herald 3 December 2001
D1.
[17]Ibid.
[18]Ibid.
[19]Department
for Courts, Judicial Annual Report 1999 (2000, available also at
http://www.courts.govt.nz/publications/Judiciary_report1999.pdf.
[20]Lord
Chancellor’s Department, Judicial Statistics for the year 1999
(2000, available also at
http://www.lcd.gov.uk/jsar99/jsar99.htm.
[21]There
were also 7 appeals from Jamaica, 15 from Trinidad and Tobago to the Judicial
Committee, and 5 appeals from Scotland, 3 from
Northern Ireland to the Appellate
Committees of the House of Lords; Lord Chancellor’s Department,
Judicial Statistics for the year 1999 (2000, available also at
http://www.lcd.gov.uk/jsar99/jsar99.htm).
[22]New Zealand
(Appeals to the Privy Council) Order 1910 No 70 (L 3) (SR & O and SI Rev
1948 vol XI, 409; SR
1973/181).
[23]SR
1973/181.
[24]See
especially Downsview v First City Corporation [1993] 1 NZLR 513
(PC).
[25]For a
review of the constitution, see Philip Joseph, Constitutional and
Administrative Law in New Zealand (2nd ed, 2001).
[26]Valuable as an
external channel for redress, as well as an appeal to the Crown; Interview with
Georgina te Heuheu, 7 December 1999.
Examples of such recourse include New
Zealand Maori Council v Attorney-General (New Zealand) [1994] 1 AC 466 (PC).
[27] [1979] 2 NZLR
74
[28][1982] 1
NZLR 165. See also Ministry of Foreign Affairs, New Zealand Citizenship and
Western Samoa
(1983).
[29]See,
for example, Urlich, “The Privy Council: is it obsolete?”
(1984) unpublished University of Auckland LLB(Hons)
dissertation.
[30]Public
Issues Committee of the Auckland District Law Society, Proposals to abolish
the right of appeal to the Privy Council (1983). As they were in 1976;
Court Structure, A submission by the New Zealand Law Society to the Minister
of Justice
(1976).
[31]Crown
Law Office, Appeals to the Privy Council: report of the Solicitor-General to
the Cabinet Strategy Committee on the issue of termination and court
structure
(1995).
[32]“The
special qualities of learning, experience, depth of legal culture, and
refinement of style will not foreseeably be replaced”
[in the event of the
ending of appeal rights from New Zealand], Sir Thomas Eichelbaum,
“Brooding Inhibition – or Guiding
Hand? Reflections on the Privy
Council Appeal” in Philip Joseph (ed), Essays on the Constitution
(1995) 112,
128.
[33]And
evidence appears to suggest that the Court of Appeal is relatively
unsophisticated in its understanding of law and economics;
Farmer, “The
Judicial Process in New Zealand” (Legal Research Foundation, Auckland,
2001) 8.
[34]Procedures for
appeals are governed by statute and various regulations including References of
appeals to Judicial Committee Order
in Council 1909 (SR & O 1909 No
1228) Judicial Committee (General Appellate Jurisdiction) Rules Order 1982
(SI 1982 No 1676)
as amended by the Judicial Committee (General Appellate
Jurisdiction) Rules (Amendment) Order 1990 (SI 1990 No 2297) and Judicial
Committee (Fees) Order 1996 (SI 1996 No 3170); the New Zealand (Appeals to the
Privy Council) Order 1910 No 70 (L 3) (SR & O
and SI Rev 1948 vol XI, 409;
SR 1973/181); New Zealand (Appeals to the Privy Council) (Amendment) Order 1972
(SI 1972/1994; SR 1973/181).
[35]For details of
which see Andrew Le Sueur and Richard Cornes, The Future of the United
Kingdom’s Highest Courts (2001) 151-153.
[36]See Dr Gordon
Cruden in a letter to LawTalk 562 4 June 2001 p 2, where it is questioned
whether New Zealand would be prepared to meet
such
costs.
[37]For
these and other details of the Privy Council as a functioning institution see
the Privy Council Office webpage at
http://www.privy-council.org.uk/secretariat/1999/council.htm.
[38]Peter
Howell, The Judicial Committee of the Privy Council, 1833-1876, its origins,
structure, and development (1979).
[39]House of
Commons Debates, 13 January 1998, col
000W.
[40]Though no
meeting was scheduled for the 2002 visit to New
Zealand.
[41]By
which the Court of Appeal is not bound; Brooker v Thomas Borthwick & Sons
(Australasia) Ltd [1933] NZLR 1118, 1121 (PC). Though see the judgment of
Myers CJ in Russell v Russell [1933] NZLR 548,
557.
[42]Bognuda
v Upton and Shearer Ltd [1972] NZLR 741 cf. Piro v W Foster & Co Ltd
[1943] HCA 32; (1943) 68 CLR 313 (HCA).
[43]Articles 7,
92-96 of the United Nations Charter, Statues of the International Court of
Justice.
[44]Article
35, Treaty on European Union; Article 7, Treaty Establishing the European
Community, Rome, 25 Matrch
1957.
[45]Decision
88/591/ECSC, EEC, Euratom, 24 October 1988.
[46]The Judicial
Committee (The Eastern Caribbean Supreme Court) Order 1992 (SI 1992/2664) (UK)
under the authority of the Judicial Committee
Amendment Act 1895 (58 & 59
Vict c. 44) (UK). Agreement was reached in principle in February
2001 to replace the Judicial Committee of the Privy Council with a Caribbean
Court
of Justice; Le Sueur and Cornes, supra n 35, 103.
[47]A new east African Court of Appeal was proposed more recently: Ndirangu, “Kenyan Lawyers Poke Holes in EAC Pact” The East African 6-12 July 1998.
[48]E C S Wade and
Godfrey Phillips, Constitutional Law (8th ed,
1970)
418-421.
[49]The
law is, in any event, becoming increasingly globalised; Dr Gordon Cruden in a
letter to LawTalk 562 4 June 2001 p
2.
[50]Sir Thomas
Eichelbaum, Chief Justice of New Zealand, began a chapter on the Privy Council
with this assertion; Eichelbaum, supra n
32.
[51]Crown Law
Office, Reshaping New Zealand’s appeal structure
(2000).
[52]Coen
Pierson, Canada and the Privy Council (1960); British North America Act
1949 (12 & 13 Geo VI c 22)
(UK).
[53]Privy
Council (Limitation of Appeals) Act 1968
(Australia).
[54]Australia
Act 1986 (UK). For some of the background to this latter move see Anthony
Blackshield, Abolition of Privy Council appeals: judicial responsibility and
‘The law for Australia’ (1978).
[55]Whitaker's
Almanack 2000
(2001).
[56]Generally,
see Brookfield, “The Fiji revolution of 1987” [1988] NZLJ
250
[57]In
Trimble v Hill (1879) 5 App Cas 342, 345, the Privy Council said that
“it is of the utmost importance that in all parts of the Empire where
English law prevails,
the interpretation of the law by the Courts should be as
nearly as possible the same”. The perception of the uniformity of
the
common law however was to weaken as the imperial links weakened, in just the
same way as the political and constitutional links
weakened and changed; see
Cox, “The Evolution of the New Zealand Monarchy: The Recognition of an
Autochthonous Polity”
(2001) unpublished University of Auckland PhD
thesis.
[58]See,
for a view of the wider role of the tribunal, Powdrell, “New Zealand
Appeals to the Privy Council: a consideration of the
impact or contribution of
the Judicial Committee decisions between 1960 and 1985 on the development of New
Zealand law” (1986) unpublished University of Auckland LLB(Hons)
dissertation.
[59]Leigh
and Sullivan Ltd v Aliakmon Shipping Co Ltd [1985] UKHL 10; [1986] AC
785.
[60]Bognuda
v Upton and Shearer Ltd [1972] NZLR
741.
[61]Le Sueur
and Cornes, supra n 35, 22, 25; Joint Committee on Human Rights: Minutes of
Evidence, 26 March 2001, Q 111, per Lord Bingham,
on the possibility of conflict
between judgments.
[62]Eichelbaum,
supra n
32.
[63]Invercargill
City Council v Hamlin [1996] 1 NZLR 513 (PC); Lange v Atkinson [2000]
1 NZLR 257
(PC).
[64][1979] NZCA 30; [1979] 1
NZLR
572.
[65]Lange v
Atkinson [2000] 1 NZLR 257
(PC).
[66]For which
see Farmer, supra n 33, and the circumstances of the Reid case. The
differences between the Privy Council and the Court of Appeal over the law of
negligence may also be due to different understanding
of policy, with the Court
of Appeal not necessarily being any more correct that the Privy Council.
[67]Australia and
Canada, and many of the newer Commonwealth countries.
[68]Crown Law
Office, supra n
51.
[69]There has
also been steady growth in the number of international courts, and of their
jurisdiction.
[70]Just
as some advocate a republic for similar non-legal reasons; see “Republican
Sentiment in the Realms of the Queen: The New
Zealand Perspective”
(2001-2002) 29(1) Manitoba Law Journal
1-28.
[71]For
example, Roger Partridge, of Bell Gully, cited in Chapple, supra n
16.
[72]The United
Kingdom has looked outwards, sometimes reluctantly, to the European
Union.
[73]See the
Attorney-General’s Christmas message to the members of the New Zealand Law
Society in LawTalk 574 3 December 2001 p
20; and Chapple, supra n
16.
[74]Peter
Howell, The Judicial Committee of the Privy Council, 1833-1876, its origins,
structure, and development (1979). See also, for a wider perspective, Joseph
Smith, Appeals to the Privy Council from the American Plantations
(1965).
[75]Although
they may formally be eligible to hear appeals, it would seem to be established
that only judicially-experienced members would
actually do so; Le Sueur and
Cornes, supra n 35, 23 n
62.
[76]Superior
Judges, including former Lord Chancellors, and judges of the Court of Appeal and
the High Court. Also judges of the Crown
Court (circuit judges and recorders),
and of the Supreme Court of Northern Ireland and of the Court of
Session.
[77]In
1995 this included judges from the Bahamas, Australia, New Zealand, Barbados, St
Lucia, and
Jamaica.
[78]See,
for example, Whitaker's Almanack 1938 (1939), for a list of members.
[79]Wade and
Phillips, supra n 48, 463.
[80]3 & 4 Will
IV c 41
(UK).
[81]39 &
40 Vict c 59 (UK).
[82]50 & 51
Vict c 70 (UK).
[83]Under s 4 of
the Judicial Committee Act 1833 (3 & 4 Will IV c 41) (UK). These need not be
limited to justiciable matters. See
Re Parliamentary Privilege Act 1770
[1958] UKPC 1; [1958] AC
331.
[84]There is a
growing corpus of 'devolution issue' disputes arising under the Scotland Act
1998 and the other devolution Acts. Current
proposals may however dramatically
reduce its case load, such as the agreement to establish a Caribbean Court of
Justice, reform
of New Zealand's appellate courts, and the re-routing of appeals
from decisions of some professional bodies (such as the General
Medical Council)
to lower courts; Andrew Le Sueur and Richard Cornes, What is the Future for
the Judicial Committee of the Privy Council?
(2001).
[85]Membership
of the Judicial Committee need not be confined to Law Lords. In the case of
Spence v The Queen [2001] UKPC 35 (16 July 2001), on appeal from St
Vincent and the Grenadines, the Privy Council comprised one Law Lord (South
African-born Lord Hoffmann),
and four retired Court of Appeal judges (Sir
Patrick Russell, Sir Christopher Staughton, Sir Andrew Leggatt, and Sir Philip
Otton),
two of whom had judicial experience on the Gibraltar Court of Appeal
(Russell and
Staughton).
[86]Invercargill
City Council v Hamlin [1996] 1 NZLR 513
(PC).
[87]Attorney-General
for Hong Kong v Reid [1994] 1 NZLR 1
(PC).
[88]Judges
who have actually sat over the past 20 years have included Sir Gordon Bisson,
Sir Maurice Casey, Sir Thomas Eichelbaum, Thomas
Gault, Sir Michael Hardie Boys,
John Henry, Sir Duncan McMullin, Peter Blanchard, Sir Robin Cooke, Dame Sian
Elias, (all judges of
the Court of Appeal of New Zealand), Sir Thomas Floissac
(East Caribbean Court of Appeal), Telford Georges (Bahamas Court of Appeal),
Edward Zacca (Supreme Court of Jamaica); Le Sueur and Cornes, supra n 35, 23 n
63, citing the HC Debates, 15 February 2000, col.
459W, updated. Since then
further judges have sat, though none have been appointed since the change in
Government in
1999.
[89]Meetings
of the Privy Council have been held in New Zealand, but the Judicial Committee
has never sat outside
London.
[90]See,
for instance, Dr Gordon Cruden in a letter to LawTalk 562 4 June 2001 p 2; Zahir
Mohammed in a letter to LawTalk 562 4 June 2001
p
2.
[91]Harley v
Robert McDonald Glasgow Harley v Robert McDonald (New Zealand) [2001] UKPC
20 (10th April,
2001).
[92]Ibid,
para 62.
[93]Ibid,
para 66.
[94]Ibid,
para 65.
[95] [2002]
UKPC 15 (PC).
[96]Since altered
by legislation, and regulations; Legal Services Act 2000, Crimes (Criminal
Appeals) Amendment Act 2001, Court of Appeal
(Criminal) Rules 2001 (SR
2001/371).
[97] [2002] UKPC 15
para 13, per Lord Steyn
(PC).
[98]Farmer,
supra n
33.
[99]Ibid,
14.
[100]Compare
this with the criticism (largely unfounded) of the Judicial Committee by the New
Zealand legal community in 1903 over the
decision of the Privy Council in
Wallis v Solicitor-General [1903] AC 173 (PC) and the “Protest of
Bench and Bar” 25 April 1903, in [1840-1932] NZPCC App 1730. See also
David Swinfen, Imperial Appeal. The Debate on the Appeal to the Privy Council
1833-1986 (1987)
166-167.
[101]Incorporated
into United Kingdom law by the Human Rights Act 1998
(UK).
[102]Scotland
Act 1998 (UK), Northern Ireland Act 1998 (UK), and the Government of Wales Act
1998
(UK).
[103]See Le
Sueur and Cornes, supra n
35.
[104]See New
Zealand Business Roundtable, supra n 4.
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