Markham, Jerry; Gjyshi, Rigers --- "Research Handbook on Securities Regulation in the United States" (Edward Elgar Publishing, 2014) [2014] ELECD 504

Editor(s): Markham, Jerry; Gjyshi, Rigers

Title: Research Handbook on Securities Regulation in the United States

Series: Research Handbooks in Financial Law series

Topics: Financial Economics and Regulation; Finance and Banking Law

Publisher: Edward Elgar Publishing

Date of Publication: 25 July 2014

Number of pages: c 544

ISBN (hard cover): 9781782540069

EISBN: 9781782540076

Abstract/Description:

This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statutes, and the regulators and market participants involved. In addition to a general summary of the topic, this volume provides detailed explanations of the process for registering securities, exemptions from registration, secondary distributions, and the underwriting process.

Scholars and students of financial law, banking and regulatory law will find this book a useful resource, as will attorneys, compliance professionals, risk-mitigation professionals and corporate leaders.