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"Contributors" [2019] ELECD 1547; in Russo, A. Costanza; Lastra, M. Rosa; Blair, William (eds), "Research Handbook on Law and Ethics in Banking and Finance" (Edward Elgar Publishing, 2019) vii

Book Title: Research Handbook on Law and Ethics in Banking and Finance

Editor(s): Russo, A. Costanza; Lastra, M. Rosa; Blair, William

Publisher: Edward Elgar Publishing

Section Title: Contributors

Number of pages: 6

Extract:

Contributors


Clara Barbiani is a Compliance Manager in the field of wealth management; previously,
she was a Compliance Officer at Societe Generale in London, working on policy review and
coordination. Before that, she worked for the steel multinational company Danieli, under-
taking compliance tasks and legal assignments. On the academic side, Clara graduated in
International and European Law at The Hague University. She has been studying financial law
and regulation extensively between LSE, Queen Mary University and the University of Hong
Kong. Throughout the years, Clara has been undertaking research in different areas of finan-
cial law with a focus on market abuse, conduct of business regulation and derivatives misuse.
Thomas C. Baxter, Jr., is a member of Sullivan & Cromwell's Financial Services Group,
where he focuses his practice on advising clients in the financial services, insurance, securities
and FinTech spaces. Mr Baxter's advice relates to complex issues arising from supervision
and regulation, investigations and enforcement actions, governance, compliance and risk man-
agement, crisis management and organisational culture. He also brings extensive experience
dealing with central banks from around the world, and with sovereigns and their instrumentali-
ties, as they address sovereign debt and dollar-liquidity issues. Mr Baxter's deep knowledge in
these areas comes from more than 35 years at the Federal Reserve Bank of New York, mostly
in senior leadership roles.
Mr Baxter is active in the legal community as a member of the American Bar Association
and the International Law Association. He is a Member ...


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