"Index" [2019] ELECD 1568; in Russo, A. Costanza; Lastra, M. Rosa; Blair, William (eds), "Research Handbook on Law and Ethics in Banking and Finance" (Edward Elgar Publishing, 2019) 393

Book Title: Research Handbook on Law and Ethics in Banking and Finance

Editor(s): Russo, A. Costanza; Lastra, M. Rosa; Blair, William

Publisher: Edward Elgar Publishing

Section Title: Index

Number of pages: 22

Extract:

Index


access to central banks' information 357­63 see also Senior Managers Regime (FCA/PRA)
see also central banks, transparency and Aquinas, St Thomas 3, 57, 63
confidentiality mandates arbitrage see late trading; market timing
accountability Aristotle
of central banks and bankers 345­6, 354­6 on integrity 71
cultural barriers to see negative cultures on justice 18, 56­7
of FCA see FCA enforcement action, public on man as zoon politikon (political animal)
scrutiny of 58­9
regulatory barriers to 295­7, 297­8 Nicomachean Ethics 21, 55­6, 277
under SMR see Senior Managers Regime on pleonexia (greed) 57
(FCA/PRA), accountability under on prudence 62­3
act utilitarianism 11 see also prudential regulation
see also utilitarianism on virtue 3, 21, 22, 55­6, 57­8, 294
AIG 64 see also virtue ethics
Alliance and Leicester 305, 309 artificial intelligence (AI)-based anti-money
altruism 219­21 laundering systems 26
see also fiduciary duty of banks, `fiduciary aspirational standards 126­7, 129­34
duty' concept see also codes of conduct
American Bar Association's Model Rules of avarice 57, 60, 116, 288
Professional Conduct (2017) 206, 210, 211 see also negative cultures
AML (anti-money laundering) due diligence
317­18, 336­8 Bailey, Andrew 281, 388
compliance, rates and quality 320­24 Banca Etica 75, 80
cultures of non-compliance 333, 336 Banca Prossima 75, 98
FCA enforcement action see FCA internal guarantee fund 101­3
enforcement action, AML Bangladesh, microfinance regulation 87, 90, 91­7
(anti-money ...