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Legal Education Review |
THE DAY IN COURT: LEGAL EDUCATION AS SOCIOLEGAL
RESEARCH PRACTICE IN THE FORM OF AN ETHNOGRAPHIC STUDY
KLAUS A ZIEGERT*
SOCIOLOGY OF LAW AND LEGAL EDUCATION
According to Eugen Ehrlich, one of the acknowledged
predecessors of modern sociology of law at the turn of this century, the most
important virtue of the accomplished lawyer was to be a “sharp eye for the
essence of the societal processes in the present,
a high sensitivity for the
needs of today and a relationship to the historical fact in
law”.l He contrasted this with the proverbial
sharp wit of a lawyer which he considered to be “one of the most fruitless
of the gifts
of human intellect”.2 There cannot
be any doubt that Ehrlich had a lawyer in mind who was an expert on context
rather than on mindless detail. However,
the target of Ehrlich’s attack
was not lawyers as such, but the ossified institutions which produced them.
Sociology of law
as a new, and as Ehrlich postulated, scientific approach to
legal practice had to change those institutions and their kind of legal
education.3
Today, nearly at the end of the century
which saw the unfolding of sociology of law, we can confidently say that neither
the lawyers
nor the institutions which produce them have changed all that much.
As far as there was change in legal education, it owes very little
to sociology
of law and a lot to how legal education has always
operated.4 There have been the perennial curriculum
reviews and reforms; new courses and new legally relevant assessments of context
have been
introduced in law schools; new confrontations with different theory
and critical analysis have entered the old scene. But it is highly
doubtful
whether all of this has had the fundamental emancipative effect which Ehrlich
had in mind. And it remains doubtful, and
certainly institutionally irrelevant,
why lawyers would need a sharp eye for the essence of societal process, once one
goes beyond
the rhetoric of curriculum reform.
A sociological observation of
legal education leads to the rather trivial conclusion that legal education does
not change much as
long as legal systems do not change much and that legal
systems do not change much as long as they are designed to operate legal
decisions normatively.5 This conclusion is less trivial
for those who, like Ehrlich, want to overcome the extremely powerful definition
of legal education
by legal practice, a practice which cannot be explained by
legal theory other than by reference to further legal practice. For the
purpose
of legal theory, law is defined as what statutes, judges and administrators say.
Those academic lawyers who feel the limitations
of reproducing legal education
as a theory of legal practice are caught in a dilemma. They can observe and
teach law from a position
outside legal practice and legal education, and with
reference to social or any other scientific theory. However, these references
are of little consequence to legal practice and they tend to become marginalised
in legal education. Alternatively, they can observe
and teach law from a
position within the legal system and with reference to legal theory and legal
practice. However, these references
are of little use to law students. They do
not explain the operation of law better than students get to know by
internalising legal
work practices while passing through law school. A result of
the law teachers dilemma is that the use of any other than legal theory
—
from the critical application of social theory by the European
Freirechtsschule and the American or Scandinavian Realists in the past to
the application of anti-institutional theory by the Critical Legal Studies
movement in the present — is either carved up in legally relevant titbits
or is dogmatically purified for consumption in law
school
classes.6 In neither case do social sciences, and least
of all sociology of law, perform a particularly emancipative job. It is much
more likely,
in each case, that they are subsumed under the requirements of
legal practice to be practical, to give immediate answers and not
to ask too
many awkward questions.
One way out of the dilemma of law teachers and
faculties is to conduct legal education as legal studies rather than as a theory
of
legal practice. This approach posits that, in order to understand and learn
the operation of law, it is not enough to internalise
legal practice. Law must
be seen and studied as a social practice. As such, law is part of social
organisation at large, its historical
processes and its evolutionary
differentiation. For the legal studies approach to succeed, it is necessary to
leave sociological
theory intact even if used in the jurisprudential domain.
Further, the legal studies approach posits — and this takes us back
to
Eugen Ehrlich — that the application of sociological theory is a
“hands on” experience for the law student.
This means that, learning
law is experienced as a sociological observation of the social practice of law
which can be conducted by
the students themselves just as much as dogmatic
expertise is trained successfully only where the law student learns to argue
successfully
by imitating legal practice.7
This is
an attempt to achieve more than simply placing the sociological or sociolegal
course alongside others ready for rote learning;
that is, a course which just
equips the law student with the dogmatic wisdom of the history of ideas of
sociology of law, a hotch-potch
of possible theoretical approaches, a collection
of sociological “buzzwords”, a knowledge of the literature of major
sociolegal studies and, at best, a hit-list of social science research
techniques. Instead, the integrity of constructing sociological
theory can also
be preserved in a legal education environment if the use of sociological theory
is practised. Practice demonstrates
to law students that sociological theory is
as much or as little the final word on the social reality of law as a statute or
a judicial
decision is the final conclusion on the legal reality of law. Law
students will learn to understand that the use of sociological
theory is only
meaningful if it ties in with (practical) social science research observations,
and that research can only be meaningful
if it is guided by theory. Also
lawyers, as much or as little as sociologists, do not develop sharp eye for
social process just by
looking into books. In sum, legal education — if it
wants to be committed to organising practical sociological knowledge for
lawyers
as the legal studies approach suggests it should be — should not be
allowed to have sociology of law taught as legal
doctrine in the disguise of
“interdisciplinary approaches” and with reference to some alleged
requirements of legal practice.
SOCIOLOGY FOR LAWYERS AND SOCIOLEGAL RESEARCH
The experiences derived from a specific sociological
course in the legal education environment may serve here as an illustration of
the legal studies approach suggested here. Sociology is taught to law students
in the framework of the course Sociological Jurisprudence
at the Faculty of Law
of the University of Sydney. This course is offered by the Department of
Jurisprudence as a specialised course.8 This means,
that the course may or may not be the only course in the curriculum of the law
faculty where sociological or sociolegal
knowledge is used and applied, but it
is the only course in which the sociological approach itself rather than the
substantial results
which it may or may not produce is made the subject of the
course. This course makes theory construction and research methodology
its
primary concern; it does not assume that methodological skills and theory
consciousness are the inevitable by-products of legal
education whenever
substantive rules and procedures of constitutional law, company law, criminal
law and so on, are taught. In “problematising”
how human knowledge
in general and scientific and legal knowledge in particular are produced and
socially reproduced, the course
specialises legal knowledge further.
Such a
methodological self-consciousness is, of course, at the core of scientific
knowledge production at large. The purpose of the
scientific organisation of
knowledge is to observe accountably how scientists and others make their
observations and to hold this
process of observation open for making further
observations. Legal education can generally avoid such a scrupulous, intentional
indeterminacy
in its reproduction of knowledge because the objective of legal
education is the communication about practical knowledge (“Tell
me, how
would you decide”) and to close the operation of such knowledge
normatively (“Tell me, on what (dogmatically
accepted) reasons do you base
your decision(s) and how do you justify (rationalise) it/them”). As a
result, the theory of legal
practice as communicated through legal education is
an eclectic arrangement of operatively closed (dogmatic) concepts. Here the
sociology
course can re-introduce indeterminacy of knowledge and problematise
both scientific and legal knowledge production. It can demonstrate
how the
production of knowledge is primarily a social process and exclusively socially
determined,9 and that we only know what we think is
worth knowing. It could even be said that lecturers who teach sociology in law
schools have
an obligation to make law students see the connections between the
social construction of knowledge and the reproduction of legal
knowledge, to
make the invisible factors behind both the operation of law and the learning of
the operation of law more visible.
In this sense, the function of a sociological
course in the legal education environment is not that of a course in sociology
of law
but that of a course in sociology for lawyers. It seems that only in this
framework sociological knowledge and sociolegal research
can assume a practical
meaning for law students.
The overall objective of this course is to
introduce the law student to social science research which is guided by theory.
This is
attempted by presenting, in the first part of the course, sociology and
sociological concepts with one consistent theory design10
and by relating the historical plurality of sociological theories and
concepts consistently to this theory design.11 The
rationale for this approach is:
In summary then, in a situation in which a certain compacting of the introduction to sociological research is necessary so that students quickly develop competence for undertaking their own research, with respect to both theory-construction and the conducting of methodologically controlled observations, it is not only a possible but a meaningful choice to include a practical ethnographic exercise in the programme of a course in sociology for lawyers.
The Organisation of an Ethnographic Study in the Legal Education Environment
The historically and culturally determined
limitations of legal education are well known.13 The
dogmatic emulation of legal practice gears students to rote learning and to
cramming for examinations rather than to prepare
them for participatory
self-learning. It produces the typical profile of the performance of the law
student population as the result
of their socialisation responses under
educational arrangements which are, in this specific form, hard to find in any
other field
of tertiary education. Students are primarily disinterested in the
content of and only instrumentally involved in their studies.
This means that
studying law is rarely experienced as intrinsically rewarding other than by
leading to a useful degree; law students
rarely find lectures to be a
stimulating experience and they do not come to lectures when they can avoid
doing so; they take down
and trade lecture notes rather than to annotate and
selectively evaluate lectures themselves; they rely in their studies more on
textbooks than on research literature, especially from other, non-legal
disciplines,14 and they are more concerned with the
legal-professional status of the person who said something than with what was
said; they give
their limited attention preferably to subjects the utility value
of which is established by high examination pressure, and so on.
These
socialised routines, rather than educationally intended learning behaviours, may
be effective to pass successfully through
law school but they act clearly as
obstacles for the participation in a sociology course in a legal education
environment. In some
respects these obstacles can be reduced by organisation and
preparation, for instance by a more central and frequent use of teaching
aids
(projection of visuals for graphs, organisation charts, or simple lists, etc.)
and a meticulous timing of each step of the introduction
and discussion of new
material. This applies particularly to the research work undertaken by the
students themselves which needs
a longer lead time, depending on the objective
of the study and the class size. If, for instance — as in our example
below
— the fieldwork of 70 students has to be coordinated and conducted
within the narrow timeframe of two months and the peculiar
hydrocephalic
demographic structure of an Australian state and, above all, without
“burning the field” which —
apart from all ethical
considerations — may be the research environment for many sociolegal
researchers and law students to
come,15 early thought
must be given to the research area for and the nature of the fieldwork.
However, in some respects the participation of law students is enhanced in a
sociology course through its research orientation. While
the amount of work and
the investment of expertise which are necessary to conduct such a course are
considerable, they not only pay
off best but practically are only possible if
the teacher is involved in sociolegal research and can utilise the lectures for
the
development of ideas and concepts for theory-construction and research
design by discussing them with students but also by doing
fieldwork according to
such concepts together with the students or independently from their work. In
this sense, a course of this
type can be seen as the useful extension of
sociolegal research, especially as a pilot study or in its explorative stages.
The material
interest of the lecturer in the results of the didactical process
can lead to a more consistent design of the course, and above all
to a more
meaningful involvement of the students in it: here research is not seen as a
simulated exercise but as a meaningful piece
of collective work which connects
with “real life” and the processes of scientific knowledge
production.
Table 1: The Day in Court
COURT ENVIRONMENT |
|
THE LAW PUBLIC |
THE LAW OFFICERS |
Law at a Distance
|
Law as Work Practice
|
ê
|
ê
|
Defendants
Plaintiffs Witnesses Support
Audience
|
Magistrates/Judges
Clerks Orderlies Police Lawyers - Prosecution - Defence |
Design and Execution of Research versus Assessment of Student Performance
Under the given restrictions, where didactical
efforts may conflict with research efforts, projects can only be very narrowly
defined
and can attempt, in sample size and quality, only a limited
representativity. However, also here an ethnographic approach has advantages.
In
its explorative thrust, this approach does not aim at the representativity of a
given sample but at the validity of the observation
of given contexts, processes
and outcomes. This allows the student to focus on the case in hand rather than
on attempts to accumulate
a great number of cases, often in a rather superficial
and wasteful manner. In this respect, projects in two previous years which
had
been directed by more stringent sampling requirements for the collection of
quantitative data proved to be less satisfactory
under the didactic aspect. The
structured nature of the research tools (interview with partly structured
questionnaire) in order
to obtain quantitative data, and the lengthy statistical
analysis and evaluation of the data prevented wider participation by the
students in the project over its full duration. The evidence from this
experience supports the position that it is more desirable
for students to
design and conduct their own studies during the course and under supervision
rather than practice established research
routines, and that they also are given
the opportunity to evaluate their studies and report their major findings, as
far as this
can be pressed into the extremely short time span of a semester (14
weeks). Obviously, striking a balance between meaningful learning
and fruitful
research can only be approximated by continuous experimentation.
One factor
which may upset this balancing in the legal education environment is the
all-deciding requirement of student performance
assessment. This has the
distracting consequence that the research activities of individual students and
their results have to be
designed in such a way as to be examinable on an equal
footing. In other words, the performance of students needs to be assessed
uniformly where they, in fact, may possibly perform quite heterogeneous
tasks16 and performance requirements need to be
policed. On the other hand, closer scrutiny of student performance could be seen
enhancing
the quality of research in all stages, including a closer observation
of interviewer behaviour. Finally, assessment of research and
research
operations can assure students that, by conducting demonstrably their own
research, their own and independent contributions
count rather more than the
reproduction of the wisdom of others lifted from notes and casebooks.
In
balancing the advantages and disadvantages of the requirement of performance
assessment, thorough consideration must be given to
form and to the fact that
assessment is of crucial importance for a high actual participation
rate.17 In the framework of highly instrumental student
behaviour such as in a law school, the form of assessment interacts rather
directly
with actual student involvement (attending lectures, attention,
strategic advantages of given choices and so on. The resulting student
performance, however measured, is a consequence of how well the form of
assessment manages to reflect the teaching-learning objectives
in terms which
are relevant and meaningful for the student. With the on-going complex change of
how law students construct what is
relevant for them,18
only continuous experimentation can provide answers. Our three projects ranged
from a mix of a compulsory essay (for the theoretical
part of the course), an
optional research assignment (with 90% participation) and an open book
examination (designed for policing
participation)19 to
a compulsory essay and a compulsory assignment in lieu of the
examination.20 Over the same period, assessment of the
research assignment varied from an assessment of the quality of methodological
procedure
requirements (with respect to initially structured but subsequently
partly unstructured interviews)21 to an assessment of
the quality of methodological procedure and of the findings obtained with the
applied approach (see chart 1).
In the first exercises of this kind, control of
the identity of the presented research work was obtained at first through a
personal
interview of the lecturer with each student about their work. This was
later replaced by the current combination of, on the one hand,
the mandatory
requirement of providing transcripts obtained from audiotaped interviews and, on
the other hand, a social control component
in form of collective student
work,23 Experience with this variety of assessment
procedures showed, in sum, that the move towards dropping the compulsory
examination and
making the research assignment compulsory instead, reduced
attendance in class but increased the quality of both theoretical essays
and the
research work in terms of their originality and the expression of well-reasoned
opinions. This seems to support the proposition
that in the legal education
environment students respond well to the offer of having self-induced work
rewarded rather than conformity.
The experience also suggests that they
differentiate succinctly between the liberty to provide for the assessment of,
as one student
put it, “true expressions of opinion based on research and
the subtle pressure in other law subjects to reproduce faithfully
and somewhat
mechanically what has been presented to them in class.
THE DAY IN COURT — AN ETHNOGRAPHIC STUDY
The above experiences and considerations suggest that
research work in a sociology course for lawyers should preferably be a pilot
study rather than constitute part of an already established study in which
students perform only some research functions. An ethnographic
study of local
courts qualifies as a didactical pilot study in many respects. Even though there
is a considerable amount of research
literature on the operation of courts,
comparatively little of that research is devoted to the study of local courts.
The bias towards
research predominantly of the appellate and higher courts
underlines the fact that research on courts is conducted generally under
the
guidance of a social control concept which is provided by legal doctrine and by
an internal view of legal system operation. This
doctrinal perspective posits
that courts are a rationally used instrument to effect social control and that
the higher the courts
are, the clearer (better “measurable”) the
effects of the operation of courts are seen to eventuate. This perspective
posits further that the normative decisions by courts have a direct, even if
unclear, effect on social life and that these effects
correlate positively with
the operation of higher selectivity in the legal system, as reflected by the
differentiation of courts
and in legal practice. In other words, legal decisions
are the more effective the higher the court is which issued the decision.
Law
students internalise this legal theory of the operation of courts by studying
almost exclusively cases and decisions from courts
of superior jurisdictions.
Local courts are almost non-existent on that normative map.
A sociological
perspective on how law operates, suggests almost the opposite. While there is no
question that legal systems become
more stable by a selectively controlled
purification of internally produced decisions at higher levels (stabilisation of
precedents
and doctrine, appeals, “hard cases” and so on), it is by
no means clear that the higher level law also means more effective
law. From a
sociological view, law appears to operate as one and same law on all levels;
legal systems operate, as a whole, the same
highly differentiated structure of
legal (internal) communication about what is law and what is not in order to
arrive at legal decisions
of any type. This communication includes the message
that the work of the superior jurisdiction is concerned with referring law
events
(cases) to law in a small number of cases, while the work of local courts
is concerned with referring “not-law” events
or “not-yet
law” events to law in a great number of cases. From this perspective, the
operation of local courts can be
seen as the crucial border patrol where legal
systems enact selectively their reproductive everyday interchanges with society
at
large and where this is experienced as law.
Also the Australian research
literature on courts, as far as it can be found, examines the operations of
courts predominantly under
the perspective of the social control paradigm. The
central question here is how measurably efficient courts are in their
administrative
operation, or in other words, how fast their case load is turned
over, with the assumption that this administrative efficiency is
somehow related
to and produce something like “order” or “justice” in
society.23 Instead, the objective of the pilot study
conducted by the students in 1989 was to examine whether such assumptions of the
connection
between organisational efficiency and effective social control
effective hold and how the administrative operation of local courts
is actually
experienced by officials and the public as the operation of law. In order to
proceed with this analysis, the social control
concept was contrasted with a
concept which sees the operation of local courts as a design for the operative
closure of legal decision
making which, first of all, is necessary for the
reproduction of the legal system. In order to test this concept, the research
design
of an ethnographic study was used to canvass the context, processes and
outcomes occurring at the day in court in their entirety
of social organisation
rather than as discrete occurrences at the will of individuals.
Theory Design
The approach of the theory of social systems suggests
that the social control concept can only describe the normatively desirable
or
perceived goal of social control but not the actual operation of courts. The
actual operation of (local) courts is the result
of a complex, on-going
aggregation of communicative events which constitute communicative processes.
Stabilised communication and
nothing else, in turn, constitutes social
systems.24 Conversely, social systems, and (local)
courts among them, need on-going communication for their continued existence.
Local courts
provide the legal system with an unceasing communication about law
through their exchange with the public expressing what is lawful
in everyday
life and with respect to everyday life situations. In this sense, local courts
constitute the “life-line”
for the operation of legal systems: they
feed, by handling a massive caseload in their daily selective operation, a
continuous stream
of such communications to the legal system as a whole.
On
the other hand, the operation of local courts shows also the problematic nature
of the selective handling of communication with
the legal system and about law.
The prime function of courts is to sequester and produce further legal
references. In a strict sense,
therefore, courts do not offer solutions for the
everyday situations about which courts communicate with the public but they
produce
only answers for the legal system which confers here with itself and
reproduces law as a result. Overall, the public have difficulties
to see the
concrete effects or successes of court action, but they can feel very well the
repressive power of law, its diffuse authority
and the shadow of coercion. The
public rejects, accepts or even seeks legal references for their own further use
in organising everyday
life mainly because of that diffuse authority of the law.
On the other hand, this diffuse authority distracts attention from the
fact that
courts deal with the law and not with people, and that they have no control over
whether or not legal communication is
in fact accepted by the public. This is
even so when courts use force, which may hurt people economically,
psychologically or physically.
Yet punishment is not related to how and why
people act in the way they do but is only relevant to the consistency of legal
operation.
In this context of the separation of the levels on which, on the one
hand, the legal system and the courts operate and, on the other
hand, other
social systems and people operate, the legal solution may become, but need not
become, a “real life” solution
for the case in hand and for the
parties concerned. However, it provides the legal system in every instance with
the essential communicative
events which it needs for its reproduction. And
while local courts bravely stem the tide of “sausage factory”
workloads
allegedly to the detriment of the individual case, it is,
paradoxically, precisely the intensity and high frequency of the turnover
of
caseload in the local courts which characterises the essential quality of a
legal system.
In our ethnographic approach, the unity of a local court
appears as a scene on which the on-going communication can be expected to
be
necessarily biased toward feeding the legal system with communicative events.
Accordingly, the public contribute their own stories
— more or less
reluctantly — only to some measured degree and not without heavy-handed
selection (see table 1). The law
officials are involved in producing legal
communication, and they benefit from producing such a privileged communication
in different
degrees.25 They experience the
reproduction of law as their work practices. The public, that is, those lay
persons who come to court are exposed
to or expose themselves to that privileged
communication and they accept the outcomes of this communication in varying
degrees. They
experience the reproduction of law as a distanced happening with
mythopoetical effects. The instances of concrete interaction and
the
cross-communication between these two different spheres of court action are
comparatively rare and are highly controlled through
legal procedure and
legal-professional work practices. However, for the legal system to succeed in
reproducing law, officials and
public must be seen to communicate with each
other. This is what having one’s day in court is all about. We can,
therefore,
assume that the main function of local courts is to facilitate that
kind of communication which the law officers and the public need
in order to
proceed with communicating about the law in the way they do.
The objective
of the study was to determine, through empirical research, the structure and the
operation of this communication in
local courts and in what way it is related
both to the operation of law in society at large and to the social need of
individuals,
agencies or organisations for what they see to be
“their” day in court.
Methodological Design and Execution
In the methodological design of the study, the
didactical requirements of the law degree course and the research requirements
of empirical
research intersect. Whenever the two conflicted, primary
consideration was given to the didactic objectives of the course. To begin
with,
the feasibility of the project was addressed by contacting the administration of
justice in Sydney on two levels. On the local
level, contacts were made with a
selected Clerk of the Court who was invited to address the students in a
lecture, in which the practical
work of local courts was described and
discussed. On a higher level, letters were written to the Attorney General, the
Chief Magistrate
and the Chief Justice of the Land and Environment Court
respectively which set out the objectives of the study and asked for permission
to conduct the exercise with students. Permission was granted in each case;
although, in the case of the Land and Environment Court
only after a
consultation with the Chief Justice.
The descriptive presentation and
discussion in the lecture given by the Clerk of Court provided the basic
information for the actual
operation of the courts.26
From this base, items for the interview-guide were selected which consisted of
17 unstructured (open-ended) questions which to both
the public and the officers
were to be addressed.27 The function of the interview
was to solicit from the respondents their references to the concepts of law, the
operation of law,
the justice or fairness of the law, their observations of the
actual operation of the court, of the court as a work environment,
the
atmosphere of the court, and so on. This interview-guide was designed in class
and it was decided that both the public and officers
should be asked the same
questions, as far as was practical and meaningful.28 It
was further decided, that, with respect to the pressure from the court
environment on the respondents and the requirement of a
full length
transcription of the recorded interviews, the length of the interview should not
exceed approximately 30 minutes.29
Further, the
expert interview with the Clerk provided also a list of a mix of 13
suitable30 criminal, central city and suburban courts
and some special courts on the first instance level (children’s/family
court, Commonwealth
court, Land and Environment Court) in Sydney. We contacted
the Clerks of all courts and asked for their permission to conduct the
interviews on their premises. At this stage three Clerks felt that the workload
and/or size of their courts would not allow participation
by their staff in the
exercise and declined co-operation. With 10 courts remaining, 10 teams with 7
students were formed. Students
were allowed to select freely a court with the
result that final teams were not made up equally of 7 students in all teams.
With the research teams formed, the task of the student was (see table 2):
Table 2: The Day in Court
Table 3: The Adjustive
Function of Law
The Operation of Local Courts
The assessment of student performance was based on the quality of the
execution of these tasks and the transcripts, logs, synopses
and general court
evaluation provided the documentation for such an assessment (see table 4).
Students were particularly instructed
to observe the ethical demands on social
science researchers not to exert any pressure on the potential respondents to
give or to
proceed with an interview and to begin every interview with the
assurance given to the respondent that the interview was voluntary,
that the
respondent was free to abandon it at his/her will, that no names or
identifications would be recorded and that all information
gathered would be
treated confidentially.
The alternation of collective and individual work
sequences in the design of the exercise was expected to lead to a better basis
for
the research experience of the student. It was supposed to offer a further
level for the discussion and reflection on research results
which, due to the
restraints of the type of research conducted here, would appear to the
individual student highly contingent and
unrelated to the larger context of the
court operation. It was also expected that the collective work should provide
for a better
participation and exercise a degree of social control over the work
of the students among themselves, such as preventing faked
interviews.31
Table 4: Assignment Requirements
CONCLUSION
The objective of qualitative research is to avoid the
early operative closure of the research approach. This means, that, rather than
using a prefabricated grid of concepts which is the result of scientific
operations following the rationale of scientific discovery
(formulating and
testing of hypotheses through analytica1 statistical measuring designs) and
which extracts from the units under
research only those references which make
scientific sense to the researchers themselves,32 the
interpretive researcher attempts to tap with his or her observations the use of
the concepts (references) which are used by the
participants
themselves33 and which help them to communicate in
everyday life. In evaluating the use of these references, the researcher can
attempt to reconstruct
social processes as a concatenation of the use of such
references (communication) which constitutes the social reality of the
respondents
and which directs their actions.
The practical use of such a
research approach can constitute a substantial learning experience for law
students where they are put
into the position of the researcher and where they
can observe the operation of law at the level on which it is actually socially
constructed. In this case students observed the social construction of law by
those who participate in the everyday operation of
local courts. The results
show that students generally were committed to the exercise and delivered not
only the research material
of 140 open-ended interviews with respondents in
courts of high quality and with full observance of the ethical standards of
social
science research but also provided excellent, and in some cases
outstanding analyses of the operation of the local courts based on
that
material. Though the design of an ethnographic study as part of a sociology
course for law students can only be a compromise,
it is doubtlessly highly
successful both as a didactical design for teaching law students how to conduct
social science research
on law and as a basic explorative research design with
the quality of a pilot study on the operation of local courts.
The most
problematic part of the design overall was the assumption that students would
appreciate collective research work and that
they would be able to use group
discussions and group work to their benefit. These results show that students
partly did not fully
understand the objectives of the group work or did not see
the necessity for devoting time to group discussions, often cooperated
only
reluctantly in a team and a few not at all. Clearly, this collective element
should either — time permitting — be
strengthened organisationally,
for instance, by explaining in more detail the objectives of the group work and
by including time-tabled
group sessions in the programme of the course in order
to monitor the progress of group work. Alternatively, it should be dropped
altogether notwithstanding the social control function of group discussions.
However, even given the poor cooperation of a few students, the reliability
and the quality of the data and the observational and
evaluative skills of law
students are extremely high. The collected material is a rich and fertile ground
for further and more controlled
ethnographic studies on local courts and on
court operation in general. Above all, however, the exercise has a stimulating
and eye-opening
effect for many law students, some of whom — though in the
last years of their law studies — not only set foot for the
first time
into a local court but also felt, for the first time, that they were beginning
to understand what law is all about.
* Department of Jursiprudence, University of Sydney.
© 1990. [1991] LegEdRev 3; (1990) 2
Legal Educ Rev 59.
1 E Ehrlich, Freie Rechtsfindung und freie Rechtswissenschaft (Free legal decision-making and free legal science) (Leipzig: reprint Aalen, 1973) 196; partly translated as, Judicial Freedom of Decision: Its Principles and Objects, in (1917) 9 Science of Legal Method, The Modern Legal Philosophy Series 47.
2 Id.
3 KA Ziegert, The Sociology behind Eugen Ehrlich’s Sociology of Law (1979) 7 Int’l J Soc L 225.
4 KA Ziegert, Legal Education at Work: the Impossible Task of Teaching Law (1988) 3/4 Tidskrift für Rättssocwlogi (No 5) 183–211; KA Ziegert, Lifeworld and Legal Impact in Australia and Sweden: the Diffuse Law Concept, paper presented at the Australian Law and Society Conference, Melbourne, 12–14 December 1989.
5 Ziegert, Legal Education at Work, supra note 4.
6 KA Zeigert, Dogma im Zeichen des dicken Hunds. Die Rechtssoziologielehre in der Juristenausbildung (The hypertrophied dogma. Teaching sociology of law in the framework of legal education), in R Voigt & A Gorlitz eds, Iahresschrift fiir Rechtspolitik, Vol. 3 (Paffenhofen: Centaurus, 1989) 220–254.
7 This goes to such lengths as constructing moot competitions as the pinnacle of law school performance although perhaps this is typical only in societies with a cultural background for the rhetorical quality of law, that is, in common law or Anglo-American legal culture.
8 This label for the course has mainly historical reasons, because the course is one strand out of five which constitute the (compulsory) subject “Jurisprudence”. Each law student must at least complete one jurisprudence course for the law degree, but students can do more than one strand an elective subjects.
9 I appreciate that this statement can be seen and understood as an imperialist argument and 1 do not dispute that there are many more aspects involved in the construction of knowledge than only the sociological one, ranging from biological sensory equipments to political discourse. However, these other aspects cannot detract from the fact that all individual consciousness and learning determined by social interaction and communication and that the issue of intersubjective (social) exchange is the pivotal one in the reproduction, that is, ultimately social construction of human nature.
10 While this is not unusual for sociologist training, it is in sharp contrast to the highly eclectic approaches to teaching and learning in legal education, particularly in its jurisprudential fringes.
11 This leads to a working knowledge of the theory of social systems and includes a brief outline of the history of sociological ideas, especially with respect to law. The design of the theory of social systems (“operatively closed systems”) is — as far as I can see — the most advanced development of sociological theory and at present without viable alternative but it does not claim exclusivity. The educational advantage of the theory design is that it enables the student to observe social process on the micro-social (intra- and interpersonal) levels and on the macro-social (intra- and intersocietal) levels with one and the same theoretical approach. It also links the social science aspects of human existence with psychological and natural science aspects.
12 This is so even when all students, in fact, combine their studies toward the law degree with studies toward another degree (in arts, economics or science). Though students individually may have had the advantage of exposure to research methodology in these other studies, especially in economics, history, government, anthropology and sciences, it remains a difficult task for these students to relate the relevance of this experience to sociolegal research. This situation is compounded by the fact that, as far as the University of Sydney is concerned, no degree in sociology is offered. As with so much else in legal education, it is unclear what the studies toward a combined law degree actually achieve other than the improved marketability of the degree or accumulation of cultural capital. Ziegert, Legal Education at Work, supra note 4.
13 Ziegert, Legal Education at Work, supra note 4.
14 This tendency is reinforced by the highly specific meaning of ‘’research” to which law students are introduced in their first semester studying law. Legal research here means locating law texts (textbooks, cases, statutes, references to cases and statutes, etc.) and is internalised as this locating of texts rather than as the logic of scientific discovery.
15 Though, in a strict sense, no researcher leaves the field in the same state as he or she found it, thoughtful planning of how to enter, work and leave the fields of ethnographic study can contain the worst damage and can make research a fruitful experience not only for the researcher but also for those professionals, officials and respondents in the general public who sacrifice their time for the research.
16 For instance, circumstances of interaction with respondents in the field can vary greatly and are beyond the control of most, but especially the inexperienced researchers. Also even if, for instance, respondents cooperated only reluctantly or not at all, the interview produced valid data (and would not have to be substituted by another interview). However, such a meagre output appeared to many students to be less “good” than if the respondent had talked a lot which would have yielded a longer transcript with a fuller scope of references for interpretation and evaluation.
17 This means actual, self-referential involvement of the student by interest and not just nominally performing the task in one or other form. On the other hand, an over-emphasis on linking student performance with the research assignment, for instance by weighting it as the most important of all components for assessment in the course, would inevitably also increase other “deviant” forms of participation, i.e., faking, cheating, paying others for doing the work etc. which would be equally difficult to police.
18 The mapping of these relevant and meaningful environments by law students can be seen as the actual socialisation effect of legal education. Compare KA Ziegert, The Social Construction of the Legal Mind: A Study of Law Students and the Accumulation of Cultural Capital (Sydney: Oxford University Press, forthcoming 1990).
19 In this mix the essay and the (optional) research assignment counted for 25% each while the examination counted for 50% of the total mark for performance in the course.
20 In this mix the essay and the research assignment counted for 50% each of the total mark.
21 With respect to the care and meticulousness with which interviews had been prepared, executed and documented.
22 The requirement of the collective groupwork component appeared to present the greatest difficulty in this project and a large number of students resented the idea of having their own achievements made contingent on the achievements of other students. In spite of the fact that great care was taken to explain the structure and function of the group work to the students, a considerable number did not understand or plainly circumvented the group work requirement. It appears that the reference of students to traditional assessment procedures with their highly individualising and competitive implications interfered here most massively as far as the quality of research is concerned.
23 C Briese, Future Directions on Local Courts in NSW [1987] UNSWLawJl 9; (1987) 10 UNSWLJ 127; J Newton, The Magistrates Court 1975 and Beyond (Canberra: Institute for Criminology, 1975).
24 For a more detailed exposition of this approach see Ziegert, Lifeworld and Legal Impact, supra note 4.
25 This does not ignore that there is clearly a further differentiation of both the public and officers (compare table 1) which often is experienced but also constructed as more important (for example, between adversary parties, between clerks and magistrates/judges, between court officers and lawyers, etc.) than the fundamental division between legal and nonlegal communication and the study can, in fact, trace all those further differentiations for further interpretation of their functions.
26 As opposed to the information which students already had about the operation of local courts from legal research, basically only in the introductory course on legal institutions.
27 The interview guide contained also 10 demographic questions which were to be asked, at the end of the interview at the discretion of the interviewer/researcher.
28 Practically and in order to avoid embarrassment, the wording of some questions had to be modified depending whether a layperson or a law officer was addressed, and these modified questions for the one or other group were clustered through filters in the interview guide-line.
29 As a result, interviews with the law public lasted on average shorter than 30 minutes and interviews with the law officers on average a little longer than 30 minutes.
30 Suitability was assessed by the size of the court and whether or not it was big enough to allow a group of about 5–10 students to conduct a sufficient number of interviews with a sufficient variety of respondents without disturbing the field, for instance, by conducting two or more interviews with the same member of the court staff.
31 Though it is difficult to speak with full confidence with respect to the actions of 80 researchers, the only “deviance” which came to notice was a substitution of respondents In variance with the research plan for a specific court in a few cases.
32 For instance, by submitting a question of the type: “Here is a list of the functions of the law a) to d). Please tick the function(s) of law which you consider to be the most important!”
33 For instance, by submitting the question “How would you describe what law is?”
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