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Legal Education Review |
What Do They Learn When They Learn
Legal Ethics?
CHRISTINE PARKER*
INTRODUCTION
In 1991 Carrie Menkel-Meadow argued that even when law teachers think they
are teaching law, they cannot avoid teaching legal ethics
as well. “By the
very act of teaching, law teachers embody lawyering and the conduct of legal
professionals” and give
students implicit messages about appropriate
lawyering.1 What, then, do we teach when we do
explicitly set out to teach legal ethics? Should we merely expect students to
learn some rules
and laws that apply to the conduct of legal practice? Can we
really expect students to learn to be more ethical in a university course?
Should we expect them to learn moral judgment? Perhaps we should be teaching
them the skills of legal practice?
The depressing conclusion in much of the
scholarly literature is that, even as we try to teach our students ethics, they
often learn
only to become even more cynical about the possibility of ethical
practice.2 They are doubtful that learning ethical
rules will accomplish anything; they are disengaged from ethical theory and
turned off by
courses that seem to focus only on critique of the
profession’s failures and problems that appear to be without solutions.
Some of the most thoughtful commentators on legal ethics and the skill of
teaching legal ethics argue that the key to understanding
and learning legal
ethics involves a process of judgment. For example, in his work William Simon
argues that good lawyering is associated
with complex
judgment.3 Legal ethics too, he argues, should be
recognised as a process of complex judgment in which different factors,
especially the justice
outcomes of particular courses of action, are weighed up
in particular contexts before a decision is made about what is
“ethical.”
[P]rofessional judgment . . . ought to play a larger role than it
does in professional responsibility doctrine. The fundamental injunction
of this
doctrine ought to be one the ABA4 Code reserves for government lawyers –
to “seek justice.” And while this
general norm should be fleshed out
in terms of more specific ones, the specific ones should take the form, not of
black letter rules
that obviate judgment, but of contextual standards that
engage the lawyer’s capacities for complex reflection. For example,
instead of the Code’s categorical confidentiality norm, we should have a
norm that mandates that the lawyer keep confidentiality
“except to the
extent disclosure is necessary to avert substantial
injustice.”5
Similarly, Luban and Milleman
argue that
the deepest source of dissatisfaction in legal ethics courses arises from the
absence in the classroom of the . . . human capacity
. . .
[of] judgment. Moral decision making requires more than identifying the
appropriate principles and values, and it requires
more than analyzing
arguments. Being smart has little to do with it. Rather, moral decision making
involves identifying which principle
is most important given the particularities
of the situation, and this capacity is precisely what we mean by judgment
. . . reducing
judgment to rules or formulas lands us in an infinite
regress of rules.6
This paper uses student
evaluations and reflective journals to assess what the students learned from our
approach to the compulsory
legal ethics subject taught at the University of New
South Wales – Law, Lawyers, and Society – and to raise for
discussion
what it might be reasonable for us to expect students to learn.
The learning outcomes for the course Law, Lawyers, and Society were
designed to cover a range of knowledge and skills that would be necessary for
aspiring lawyers to exercise ethical judgment in
legal practice. The aims were
that students would:
The examination was worth 70% or 50% of the total grade for the subject (depending on the assessment options chosen; see Appendix). It was designed to prompt students to put this range of knowledge and skills together by asking students to complete three tasks in relation to a long problem scenario. The students were asked to:
(i) identify and discuss any issues of liability or ethical misconduct that may arise from the facts and come to a conclusion on what legal remedies or disciplinary action may be available by reference to case law, statute, and ethical codes and rules.
(ii) identify any significant values relevant to the practice of law that may be under threat in the fact situation, or in your answer to Question (i). Identify and discuss the way that the structure and history of the legal profession or patterns in the way lawyers relate to clients and society may have given rise to the problems arising in the fact scenario.
(iii) consider and come to a conclusion on any broader reforms to the
profession, the legal system, or, a particular firm or practice
of an individual
that might be necessary to solve the problems you have identified in the medium
to long term, or to prevent such
problems arising in the future.
The
intention was that in Question (i) the students would demonstrate knowledge and
skills of application in relation to the content
of the law of lawyering. In
Questions (ii) and (iii) they would critically reflect on their rule-based
analysis of the problem situation
by reference to a broader set of analytical
tools, skills, and experiences. In Question (ii) students would apply what they
had learnt
of the ethical theory and sociology of lawyering (ie “social
ethics”) to the situation and to their advice. The students
were
encouraged to base their answers in this section on their personal beliefs,
values, and experiences, if they wished. In Question
(iii) students would be
required to show an understanding of the skills that would be required of
lawyers and law firms for ethical
practice in the very specific context
described in the problem scenario. They would also be required to propose and
evaluate any
reforms to the institutional arrangements governing the legal
profession that might be necessary to prevent or correct the problems
that had
occurred in the scenario.
This paper discusses how we fared on each of the
three learning outcomes in turn. In each case there is both a hopeful and a
disappointing
story to be told: there are students who are cynical about
learning ethical rules, and those who feel they can improve their ability
to act
ethically; those who learn how to critique the practice of lawyers within a
broader context, and those who see only rules;
those who connect skills and
everyday practice with ethical issues, and those who still see them as
disjointed. I will argue, based
on the evidence, that it is reasonable to hope
that our students might learn something about moral judgment and ethical
behaviour
in the practice of law from a course with some combination of the
above three learning outcomes. However, we might be able to improve
their
learning outcomes by more explicitly teaching them a reasoning or
judgment process that connects the application of rules about ethics, and a
critical standpoint on rules and regulatory institutions, with personal
values
in the context of the skills required for the everyday practice of law. In other
words, it is probably important for us to
stop worrying so much about the
content of what we teach in legal ethics courses — rules balanced against
theory balanced against
skills. Instead, we should focus some more attention on
making explicit to our students the underlying assumptions, tools, and processes
of thinking that we use, both in practice and in scholarship, to put life,
theory, and rules together to make moral judgments about
both specific
individual practices and the practices of the whole profession.
This paper
assesses what students say about what they have, in fact, learned in Law,
Lawyers, and Society by reference to how we tried
to achieve these learning
outcomes. These included: a qualitative analysis of anonymous student
evaluations filled out in the last
class (107 evaluations were received from 167
enrolled students); reflective journals submitted for assessment by 114
students; and
student evaluations of their experience at Kingsford Legal Centre
(“KLC”) which were handed in on a separate sheet of
paper with their
compulsory interview report. In Appendix One I describe the course and its
assessment in more detail.
THE LAW OF LAWYERING AND STUDENT CYNICISM
The first learning outcome of the Law, Lawyers, and Society course was for students to:
Learn to identify and use the rules and norms that lawyers should apply in
practice.
The intention was that students would gain a broader
understanding of how formal law interacts with less formal norms including
personal
ethics, “grey law,” and co-regulation. Table One
illustrates the breadth of rules and norms that could be covered. The aim
was not that students would merely learn by rote various
rules that apply to
lawyers but develop a sense of the complexity and fragility of the institutions
that attempt legally and ethically
to regulate legal practice. This should
prepare them better to critique and propose reforms to those institutions.
Table One: Rules and Norms Regulating Legal Practice
and
their Sources
Major Areas of Regulation of Legal Practice
|
Sources of Norms, Rules,
and Decisions |
---|---|
Licensing and Admission to Practice
|
Supreme Court case law; Barristers and Solicitors Admission Board (BSAB)
decisions and rulings; Legal Profession Act (LPA).
|
Discipline
|
Legal Profession Act; Professional Conduct & Practice Rules (PCPR); Bar
Association and Law Society Councils’ decisions
and rulings; Office of the
Legal Services Commissioner; Legal Services Division of the Administrative
Decisions Tribunal; Supreme
Court of NSW.
|
Consumer
Issues |
Office of the Legal Services Commissioner; Legal Profession Act; Court
costs assessment procedures; OLSC mediation; Trade Practices Act 1974 (CW).
|
Contract
|
Legal Profession Act; common law of contract and negligence.
|
Negligence
|
Common law; Legal Profession Act.
|
Fiduciary
Duties |
Common law principles of confidentiality and conflicts of interest; Legal
Profession Act; Professional Conduct and Practice Rules;
Law Society rules on
trust accounts.
|
Obligations to courts, regulators, police, and other government
agencies
|
Specific pieces of legislation eg Taxation Act; Australian Corporations
Law; common law of evidence; Evidence Act; Rules of courts;
Professional Conduct
Rules.
|
Competition Policy
|
Trade Practices Act; National Competition Council.
|
Other
|
Anti-discrimination legislation; privacy legislation, etc
|
The second reason for learning the content of some of these rules and norms
is to give students a framework for how one might define
and resolve ethical
issues, and identify good practice. Clearly, it is useful for potential lawyers
to understand how the profession,
courts, and other institutions of regulation
currently define good practice in order to provide them with a framework for
understanding
what behaviour is likely to lead them into difficulties. This
framework is also a useful starting point for guidance as to ethical
issues and
practices that they might not have thought about or been able to resolve for
themselves, and as a basis for critique and
reform.
There are a number of
dangers with a rule-based approach to legal ethics, however. The evidence
strongly suggests that, in general,
legal education (and probably other forms of
professional education also) breaks down student idealism and value commitments,
and
that this is particularly linked to the learning of rules and how to
manipulate them. Studies of law students (mainly in the US)
regularly show that
many students entering law school have strong commitments to using law to
achieve goals of justice, social change,
and public interest but that their
commitment to pursue these goals actively is dissipated by law school
socialisation and the allure
of corporate practice.7
For example, about a quarter of Granfield’s sample of Harvard students
said they entered law school to help people, seek social
justice, or achieve
social change.8 Yet during their education most
students replaced a justice-oriented consciousness with a cynical, game-oriented
consciousness.9 Stover found that the number of
students expressing a preference for doing public interest law work after law
school was halved between
the first and final years (originally approximately
one-third of his sample expressed such a
preference).10
A focus on the law of lawyering in
the legal ethics course does not address overwhelming student cynicism about the
possibility of
ethical practice in law. It may even exacerbate
it.11 Thus Granfield argues that
[legal ethics] courses are perceived as the “dog of the law school
curriculum” in which students learn the rules without
a foundation to
challenge their premises and to explore their limitations . . .
Ethics, like law itself, becomes mechanized and instrumentalized
in a way that,
according to the critical theorist Max Horkheimer, “takes on a kind of
materiality and blindness” which
undermines the development of any broader
vision of social life. One reason for the low regard for ethics courses is that
students
correctly see that the lessons have little to do with the social
contradiction lawyers confront in their daily practice . . . For
the
most part, the canons of ethical responsibility reinforce assumptions of
individualism, competence, autonomy, and neutrality
that law students experience
in other courses. Ethical dilemmas are redefined in terms of occupational
malfeasance such as conflicts
of interest, impropriety, or courtroom conduct as
opposed to larger normative questions regarding morality, power, or community
.
. . In this way, legal ethics, like legal education generally,
co-opts students’ pre-law moral codes.12
Thomas Shaffer states even more bluntly that
[c]onstructing a course around the law is a recipe for idolatry. It is not
interesting enough to be ethics. Some of it is in the same
category as the
manual you read to get a driver’s license.13
The evidence certainly suggests that it is safe to assume that most students
come into the legal ethics course cynical about whether
it can teach them
anything about ethics or can connect with their personal values or behaviour.
Many students commented in their
reflective journals (either in more or less
overtly cynical terms) that ethics was a matter of personal morality and it was
hard
to imagine how a university course could teach ethics (this was
particularly true of their first journal entries at the beginning
of the
course). One student wrote:
Upon introduction to this subject, many students including myself mocked the idea of learning how to be a good lawyer and a good person. Many will continue doing so in the perception that instilling ethical concepts in law students is useless because many lawyers would eventually become unethical persons in the future anyway.
No matter how many rules and norms are put in place to monitor the ethical
behaviour of lawyers, there will always be individuals
whose personal values
will cause them to ignore or violate these regulations. Although this course has
given me a greatly improved
appreciation for the attempts made by many parties
to regulate potential unethical conduct, it has not changed my view that in
general,
ethics are a matter for the individual. Ultimately, the only thing that
will be guaranteed to make a lawyer act ethically will be
her or his personal
values, because there are almost always methods for ignoring, exploiting, or
breaking the rules that will not
attract punishment.
As this last comment
suggests, many law students come to the legal ethics course already believing
that all law subjects are about
learning the rules and how to cleverly
manipulate them. Even as their ethics teachers try to teach them something more,
law students
seem to focus on any element of substantive law offered in legal
ethics class. (In other courses teachers also struggle with the
same problem.)
Even after experiencing the whole semester, many students continue to focus on
the rules aspect of the course and
remain cynical about the relevance of rules
to ethics. Consider the following comments from the anonymous student
evaluations about
what the students had learnt from the course:
Tell the Law Society to take their rules and bury them, thus allowing for a more flexible and intellectual approach to ethical conduct by lawyers — these rules merely constrain thought.
A better understanding of the regulations involved in being a lawyer but no better understanding of the ethics or morals involved.
I was initially excited by the fact that I was to take a subject Law,
Lawyers, and Society. However, the subject was not what I anticipated.
I
expected more focus on wider ethical issues not a course which essentially
taught us how to bend the rules.
Some students used their reflective journals
to write well- reasoned critiques of the rule-based approach to learning legal
ethics:
I should confess at the outset of being immensely sceptical of this course . . . Legal dilemmas, such as how can I represent my client properly suspecting him/her to be criminal, fit squarely into a much bigger framework; the framework of ethics in general. Siphoning off law and legal dilemmas creates the illusion that the law is special and somehow different from everything else. This is clearly not the case . . . But will we have a fitful discussion of Mill’s theory of utilitarianism, will the categorical imperative raise its head or indeed will even Peter Singer get a mention? . . . My suspicion is that we will be treated to some fairly tricky problems but will not be given the tools to handle or manipulate them in anything but a shallow, legal fashion. Why should I not take a case which I know my client will lose – well, not just because s32 of some Act says so.
My expectation was that this subject would involve discussions of ethical
dilemmas inherent within the legal system, not unlike those
I had previously
studied in philosophy where there were never any answers, simply more questions
. . . Thus, I was somewhat underwhelmed
when the course began with
interviewing techniques and lawyers’ bills and costs.
As I will argue
below, there is an unhelpful detachment from the real world inherent in the view
that the only legal ethics worth
studying are the intellectually interesting
dilemmas of philosophy rather than banalities of everyday practice.
A
significant minority of the students apparently completely “turned
off” from classes right from the beginning. Seventeen
(ie approximately
10% of the total enrolment in the course) were prepared to write completely
cynical responses in the anonymous
student evaluations to the question,
“What have you gained from this course?” Answers: “A
warm, fuzzy feeling;” “A sore wrist;” “Another part of
my law degree (I hope);” “Well
the course was full of stuff we had
to learn and I learned it.” Learning rules is unlikely to address this
level of cynicism
and may even exacerbate it.
Nevertheless, it seems that
many more students did learn something from our teaching of the rules and law of
lawyering. Many students
felt that the rules taught them something about the
types of dilemmas lawyers could face in practice, including things that they
had
not thought of before. Thirty-five students answered an evaluation question
about what they had learned from the course by referring
to a greater
understanding of the ethical issues and dilemmas that lawyers faced:
I was unaware of how many situations were ethically unsound and how many predicaments a lawyer could actually be involved in.
An appreciation of the complexity of ethical problems a lawyer who is practising faces.
A better understanding of ethical issues that may affect lawyers, many of which I had been unaware of.
An understanding of the “actual” working of the legal profession
and ethics and morals attached to law -> good to be
on the other side and not
simply cases.
Indeed the reflective journal entries show that a number of
students changed in their scepticism to learning ethics and ethical rules.
As
they began to understand the complexity of real life decision-making they began
to appreciate the guidance that the rules could
offer:
Before taking this course I had a sceptical opinion about the study of ethical lawyering . . . I have thought that the ethical decision of a lawyer is the realm of his/her own moral decision. There is no room for objective standards in ethical decisions. Moreover, I have never imagined the difficulty of moral decision of lawyers. I thought that I could make ethical decisions with my pre-existing knowledge of common sense, norms, religious beliefs, and ethical standard even in legal arena. However, after I took classes, I came to know the complexity of ethical dilemmas was beyond my imagination and knowledge. Without the study and learning of rules, norms, and values of legal ethics, it is impossible to make an ethical decision.
In conclusion, my perception of the role of ethics and its impact on the
practice of law has progressed from the cynical standpoint
that the law is there
to be manipulated and ethical considerations are only that, considerations, to
the view that ethics is fundamental
to the practice of law and is embodied in
its structure.
It seems likely that the students who did learn something
from studying the rules of lawyering did so because we tried to teach the
rules
within a practical context. The rules were taught via discussion of the
real-life practice of law. This included the use of
newspapers clippings and
case studies, as well as discussions of the law itself. Within this context, the
evidence from the students
suggests that the law of lawyering can provide a
framework that increases student awareness of ethical dilemmas and practices, of
the complexity of acting ethically in practice, and of the actual content of
rules, ethics, and good practices and their application
to practice.
For
some students learning that there were rules governing the ethics of lawyers
was, if not an inspiring or motivating experience
(cf the KLC experience,
below), at least somewhat reassuring:
In many respects the presence of these rules, and the nature of their content has largely restored my confidence in a legal system which I had gradually grown to view with a cynical and somewhat pessimistic attitude. The presence of strict rules regarding conflicts of interest, appropriate methods of charging for services rendered, and the many regulations protecting a member of the general public requiring legal assistance is very reassuring. Furthermore, the trend in recent years to work towards the further improvement of the legal system in assuring a high quality level of service and competency has gone a long way to reassuring my doubts of the integrity of the legal system.
My views about the ethical problems confronting lawyers has, upon reflection,
changed quite a lot since the start of the course. The
detailed rules that we
have learnt, coupled with some disciplinary cases, have shown a greater amount
of material to fall back on
in a dilemma than I previously considered.
Practitioners are not alone in making choices, there is considerable industry
support
in making the right choices.
The response of the students to the
rules aspects of the course suggests two things. The first is that
students will often be inherently cynical about a legal ethics course that
attempts to connect to personal values and to
behaviour (because it is believed
that a university course cannot impact on such things). Most students are also
sceptical about
an ethics course that focuses on rules (because rules do not
connect with personal ethics and are just there to be manipulated).
This leaves
legal ethics teachers in a double bind, with nothing to teach that can motivate
students to learn. However, secondly, the evidence also suggests that it
is possible for many students to gain some moral guidance and awareness from
learning the rules,
if they are taught in a way that makes them relevant to
practice.
The remaining two learning outcomes for Law, Lawyers, and
Society attempted to give students a practical context for ethical rules and
also a broader connection to values
and social policy. Unfortunately, even when
teachers do their best to try to teach the rules within this broader context (as
we did
in Law, Lawyers, and Society), many students seem to believe that if the
course includes legal rules, then that is all the course is about.
This suggests, as I will argue below, that legal ethics teachers (and probably
other law teachers as well) need
to learn how to be much more explicit about
teaching the processes of analysis and reasoning that use rules and law as a
resource
but then go beyond them.
SOCIAL AND MORAL CONTEXT: VALUES, ETHICAL THEORY, AND THE SOCIOLOGY OF THE LEGAL PROFESSION
We sought to address the context for the law of lawyering in our second learning outcome. Students should learn to:
[j]udge what roles lawyers do play in society and the justice system, and
what roles lawyers ought to play.
This learning outcome was intended to
broaden the context for legal ethics to ethical theory and the sociology of the
legal profession
– social ethics – and to give students a standpoint
for criticizing the current rules and their operation in practice.
The
sociological element of the course examined the way in which individual
lawyers and the legal profession interact with broader society. This
included:
In Law, Lawyers, and Society we introduced students to ethical theories of lawyering by pointing out that underlying different ethical and social norms and legal rules are different values about the role that lawyers ought to play in society. The sources of values for legal practice include:
In particular, the ethical theory of lawyering was approached through four values that were introduced in the first couple of classes and recapped in the revision class. These were based on the argument that I make in Just Lawyers.14 I argue that most of the norms and rules that govern legal practice (or that people argue should govern legal practice) are justified by reference to one or more of the following four values:
Much of this material was covered by way of case studies, simulations, and interactive discussions. The most successful case study is of a simulation we developed based on the scenario of associates in a large US law firm. The firm (ie the students) must decide whether to represent a Swiss Bank because the bank wished to defend itself against claims that they should pay money that was deposited by Jews during World War II to Holocaust survivors and victims’ families. In the revision class, students were asked to work out how the different rules and institutions that we had studied related to each of these four values. The learning outcome was to teach students to judge the existing regulation of the legal profession according to:
It seems from the student
evaluations and their reflective journals that few students felt that they had
learnt very much at all from
this aspect of the course. We have already seen
that a minority of the students who were more philosophically inclined –
probably
five to ten – felt that the course totally failed to deliver on
this aspect. In retrospect, it would have been wise to offer
a research essay
option in the assessment package for those who wished to pursue philosophical
issues. Few students commented positively
on this aspect of the course either in
the anonymous student evaluations or in their assessed reflective journals. Only
about seven
answered the question, “What have you gained from this
course?” by referring to things they had learnt about lawyers’
role
in society. This apparent failure to teach students much about the philosophy
and sociology of legal ethics was probably due
to three factors.
First, the dynamic of the classroom tended to push out this type of
content. There was a perceived need from both the students and the teacher
to
make sure the material on the law of lawyering was covered, and this was done at
the expense of other material when necessary.
Indeed, no matter how hard the
teachers tried to emphasise philosophical and sociological issues, the students
generally always asked
questions, did their readings, behaved attentively and in
a motivated fashion in class on the assumption that the law is more important
than issues of social ethics. Even as the teacher tried to move on to broader
issues of policy and theory, the students kept dragging
the teacher back to
technical questions of the application of certain rules, believing that this was
more important for the examination.
Second, it seems likely that we
often did not make it clear enough to the students how the philosophical and
sociological aspects of the
course related to the other aspects of the course,
and most importantly, how they could use philosophical and sociological analysis
in the examination – perhaps we did not make clear even how these aspects
of the course were to be used in the examination
at all. Some students enjoyed
discussing complex and contextual case studies. Many, however, expressed
frustration at case studies
that did not seem to have correct answers. Some
students felt they were not given an adequately rigorous or certain framework
for
this type of discussion. Although they might complain about the dryness of
just learning the rules, neither did they appreciate the
complexity,
contextuality, and “fuzziness” of more values-based discussions. In
their examination answers most students
lacked critical understanding of how the
current rules failed to reflect adequately or institutionalise values that might
be applied
to the legal profession. They had even more difficulty in suggesting
ideas for how the rules might be improved.
Third, even when we teach
social ethics rather than rules, we can still fall into the trap of teaching
content that does not connect with
students’ individual experiences or
skills of ethical judgment. As we have seen, many law students are generally
very cynical
about the possibility that a legal ethics course can teach them new
values, behaviours, or new methods of moral judgment. Students
want more than
rules, but they have little reason to engage with social ethics. Fortunately, it
was the “skills” component
introduced through KLC and its public
interest law (social justice) perspective that did grab the students’
imaginations.
SKILLS FOR ETHICAL PRACTICE
The third learning outcome for Law, Lawyers, and Society was to
[d]evelop the skills necessary for ethical practice including skills for
deliberating and negotiating with colleagues about ethical
and social issues,
effective client communication and other client care skills, and negotiation
skills.
The intention here was to give the students some concrete idea of the
routine skills and practices that are fundamental to ethical
practice. In the
classroom we drew attention to the significance of various practice skills in
preventing problems and some of the
skills that lawyers often fail to practice
well. These included:
The course aimed to make students aware that these skills
are necessary. We also hoped to help students develop those skills or at
least
to identify personally which skills they might need to practise in the future.
Therefore, the course included practical exercises
for developing these skills
and learning in practice how they relate to ethical and socially aware practice.
Students were expected
to take part in and write a report on a client
interviewing session at the KLC, as well as participate in a number of
simulation
and role play activities in class. Staff from the KLC were involved
in the classroom teaching of interviewing skills in preparation
for the
students’ visit to the KLC.
This approach to teaching ethics contrasts
strongly with the view expressed by a minority of students (quoted above) who
stated that
we ought to spend more time on the philosophical disentangling of
ethical dilemmas that might affect lawyers and the legal profession.
There is an
intellectual arrogance inherent in the claim that the only interesting and
worthwhile ethical issues to discuss are the
exotic and intellectually
challenging problems with which Philosophy deals. The underlying philosophy of
Law, Lawyers, and Society
was that it was more important to help
potential lawyers to work “downwards” from the identification of
ethical values, dilemmas, and ideals
to the “grassroots” of everyday
life, than it was for them to work “upwards” to the more theoretical
fundamentals
of moral theory (eg utilitarianism versus deontology versus virtue
ethics).
All students have to study some Philosophy in one of the compulsory
theory courses in the Law Faculty. Legal ethics, on the other
hand, is an
applied ethics course. The fundamental lesson to be learned in Law, Lawyers, and
Society is that most of the time being ethical involves a very routine
and mundane practice because most often unethical practices occur in
very banal
and routine ways. Students find it difficult to understand that ethical problems
frequently do not cause major personal
crises but occur simply because lawyers
do things that we could all easily do – forget to communicate well, do
sloppy work,
fail to explain adequately and document basic costs agreements,
forget to check whether they might have a conflict of interest in
a particular
matter, do unthinkingly what everybody else does by way of litigation tactics,
choose unreflectively to contribute to
the injustice of the system by
representing only certain clients (because that is where the good jobs are), and
so on. Drawing students’
attention to the everyday skills of ethical
practice, and modeling it in a clinical setting, gives students some insight
into the
daily commitments to vigilance and positive action necessary to be a
good lawyer. An understanding of the sociology of legal practice
and of
middle-level theory of potential normative values and policy for the legal
system (eg the justifications for the adversarial
system and the advocacy ideal;
or for access to justice and public interest ideals) should be sufficient to
help students judge the
everyday practices that might be required for ethical
lawyering.16
Beyond this, we hoped that students
might not merely learn some commitment to ethical practice in a narrow sense but
that we might
nurture and/or maintain some commitment to the value of justice in
lawyering. To this end, the students’ experiences at the
KLC and of the
KLC lawyers in the classroom (in a class on interviewing and another on public
interest lawyering) were intended to
model how one might commit oneself to
public interest practice either in a full-time or a part-time (pro bono)
capacity. There is some evidence that this is a good strategy to adopt to
overcome the otherwise inevitable increase in cynicism
that students learn at
law school. The studies of the impact of law school on student cynicism quoted
above conclude that those students
who were best able to preserve more
idealistic conceptions of legal practice were those who had put their
commitments into practice.
These studies found that many students came to law
school with a commitment to practising law in a way that promoted social
justice/public
interest, but only those who had contact with a “public
interest subculture” maintained that commitment. This occurred
either: (1)
through work experience/clinical legal education at legal services offices (the
United States equivalent of community
legal centres) or through joining the
campus chapter of the radical lawyers’ group, the National Lawyers’
Guild; or (2)
through pre-existing social justice commitments of students who
enrolled in law school later in life and who had maintained their
relations with
groups outside the law school with the same concerns.17
This suggests that one of the most important things law schools could do to
educate law students to be ethical and socially aware
lawyers is to encourage
“public interest subcultures” within the law school. As Stover
concludes from his research:
In sum, contact with a public interest subculture appears to have insulated
students from the influence of the dominant culture in
several ways. First, the
alternative professional communities communicated support for the norm of
professional altruism. Second,
they conveyed an image of public interest
practice sharply at odds with the prevailing image of public interest ineptitude
and marginality.
Third, they provided altruistically oriented students with the
assurance that they were not alone in their beliefs but belonged to
a broader
community of like-minded persons. Fourth, they provided students with role
models. And fifth, in the case of the Lawyers
Guild, contact with a political
point of view that heightened their commitment to public interest
goals.18
Clinical legal education in a community
legal centre is an important way of giving students contact with, and commitment
to, a public
interest subculture. It has also been suggested that
students’ first workplace experience will largely determine the values
they express in practice. Therefore, students with clinical experience at law
school with close contact with disadvantaged clients
will enter practice with
attitudes, energies, and techniques different from those whose first work
experience is a private law firm.19
There is no
doubt that the KLC component was the “number one hit” of the course.
The experience with the KLC demonstrates
that a small amount of skills/practical
input can make a significant difference in boosting enthusiasm and idealism,
especially in
a course which often seems to be about what lawyers do wrong. In
the reflective journals the student comments on the KLC (and, to
a lesser
extent, on the classroom session with “live” public interest
lawyers) were obviously fresher and more authentic
than most of the other
comments. Overwhelmingly, the students commented most positively in the
anonymous student evaluations about
the KLC experience (even though the
questionnaire did not ask them specifically about the KLC). Scratch the surface
of these cynical,
world-weary law students with one client interview session,
and we find that most of them regain some enthusiasm and idealism. They
entered
the KLC nervous – out of their comfort zone. They came out with a new
sense of commitment to client contact, at least,
and for some a better
understanding of disadvantage and justice issues.
Most students commented on
the fact that they enjoyed having a practical, skills-oriented approach to
learning, and many commented
that almost everything could be taught in the
course that way. The following comments are from the student evaluations of
their experience
at KLC, which they were asked to submit on a separate sheet
with their interview reports.
I would consider one session at KLC to be the equivalent of at least a month of theory. . . I think the whole Law, Lawyers, and Society subject could easily be condensed into several visits to KLC, combined with related discussions at the centre with tutors and/or lawyers.
I left KLC on an absolute high. It was nice, amongst all the readings and lectures to be able to regain focus and see what I was studying law for.
I found my interviewing session one of the most rewarding few hours of my legal education so far. It was great to have hands-on experience with the law, rather than the usual theoretical classes about the law itself, and to be able to help clients who are really desperate for legal advice. It confirmed my wish to be more involved in community legal work in the future.
I would have to regard the KLC experience as the single most motivating influence I have received this semester.
My interviewing session at the KLC has been, to date the highlight of my
first year in Graduate law. I left KLC beaming because I
knew I had taken a role
in being the first point of contact with people who had problems and who were
more than likely skeptical
about the legal process.
A student wrote in a
reflective journal:
The time spent at KLC was the single most effective means of conveying to the
student that the rules and regulations that do, to be
honest, look so dry on
paper are so vital. It had seemed to me that such rules and regulations
governing the conduct of lawyers were
there to be used in an emergency. I
imagined a notice attached to them declaring, “in case of potential OLSC
[Office of the
Legal Services Commissioner – the NSW legal ombudsman]
investigation break glass.” It wasn’t until I met my first
client,
took their (sic) personal details, and informed them that I had to go off and do
a conflict of interest check, that the reality
that these practices are everyday
issues hit home. A student law clerk reassuring a client that what they say goes
no further than
this building is confidentiality and privilege demonstrated in
the most mundane, but enlightening way. Realising that you are doing
a good job
because you are applying the interview skills learnt in class is similarly
satisfying.
In the evaluations of the whole course, which were on a standard
form that did not include a specific question about the KLC, about
28 students
(approx 17% of the total) spontaneously wrote a comment praising the KLC and the
skills aspect of the course and/or suggesting
that there should be more of this
in the course.
Even those who admitted to cynicism at the beginning were
converted to the significance of hands-on learning:
Although I had a variety of reservations about the intrinsic value and late
timing of the interview, these misgivings proved to be
unfounded as the
interview itself proved to be one of the most enjoyable and interesting aspects
of Law, Lawyers, and Society.
Finally, a significant minority told stories
about their experience at the KLC as a motivating experience. For some students
we even
succeeded in our objective of building motivation to become involved in
public interest law practice in the future.
I actually felt quite inspired by the night. I don’t get inspired that easily.
I found the interviewing experience very useful for grounding the rest of the
course in a day to day reality. I have interests in
social justice issues. I
found it useful to see the law being put to use within a basic social justice
orientation. In that respect
I found the experience very motivating and it has
given me the enthusiasm to continue ploughing through casebooks. As a direct
result
of the Kingsford experience I have also made enquiries about voluntary
work at other centres.
Students often commented that they wanted to do more
at the KLC; however, the organization of more sessions at the KLC is a practical
impossibility.20 The objective was for the students to
start to develop the skills of ethical practice, not to perfect those skills.
Within this context,
even just the one “taste” of clinical legal
education seems to fulfill some useful learning outcomes.21
The KLC component to the course seemed to help re-build idealism,
enthusiasm about good client service, and, perhaps, their ideas
about the place
of lawyers in justice more generally. Having students interact with
“real” clients and “real,”
committed lawyers seems to
“push past some of the modern barriers to moral discourse . . .
(the) interpersonal tactics of evasion”
and provides a window of
opportunity for the study of ethics to engage with and change student
thinking.22
The linkages between the KLC experience
and the rest of the course could still be improved, however. To the students,
the other classroom
sessions seemed arcane or negative in comparison with the
KLC experience. Many seemed to see practical legal experience as an alternative
to the other two learning outcomes of the course (rules and social ethics)
– and one that they preferred.23 Finally, the
students’ enjoyment of the KLC was not necessarily related to our ultimate
objectives of learning the “ethical”
ideal of social justice
commitment or of learning about ethics in practice. As the statements
illustrate, some students saw these
elements as an important part of the
exercise, but many simply saw their experience at KLC as more fun because it was
more practical
and perhaps more relevant to what they might one day do as
lawyers when compared with what is taught in law school. (In fact, of
course,
students are just as likely to spend weeks and months trawling through the
corporations legislation or financial documentation
as they are to be conducting
preliminary interviews with interesting clients.)
CONCLUSION: TEACHING AND LEARNING PROCESSES OF ETHICAL REASONING
The task of answering the compulsory exam questions (described in the
introduction to this paper and in the Appendix) was very ambitious.
The perfect
answer would require students to have mastered all three learning outcomes for
the course described in this paper. Students
also were expected to be able to
synthesise these different types of knowledge in order to analyse and resolve a
particular problem
both at an individual and systemic level. The three questions
were intended to reflect the type of reasoning process that we thought
ethically
and socially aware lawyers ought to use when considering their ethical responses
to their own individual practices and
when thinking about the organisation of
the legal profession as a whole. The evidence above suggests that, while most
students probably
learnt something worthwhile from at least one of the
course’s three learning outcomes, very few fully grasped how to connect
the three types of knowledge together to apply them to particular situations or
problems.
It seems that law students generally like to have a process of
analysis, a tool that they can use to apply to answering examination
questions.
Good students are accustomed to using the tools of legal analysis in other
subjects – the elements of an offence
or a cause of action, basic rules of
interpretation and extrapolation from cases and statute, and the like. Yet at
the same time,
ordinary legal analysis tools seem insufficient for any practical
process of ethical reasoning. The students tend to believe that,
ultimately,
ethics depends on private values, beliefs, and behaviours that the students
already bring with them. Students are not
sure that anything we teach them in
the classroom can really connect with this. A substantial group of students did
not like our
study of the professional conduct rules for this reason. At the
same time, they found more “ethical” discussion of case
studies and
policy questions too fuzzy and inconclusive to prepare them for the examination.
They liked the “skills”
aspect of the course but do not necessarily
see it as a complement to what is learnt in the classroom, nor as relevant to
the assessment
of the subject by examination and class presentation.
Below
is a lengthy extract from the final reflective journal entry of one of the
better performing students in the class. In his first
journal entry this student
was cynical about the course because of the difficulty of connecting rules with
personal values and commitments.
By the end of the course this student had
worked out for himself that it is possible to develop a process of ethical
reasoning that
connects rules, skills, theory, and personal beliefs in a
coherent way.
It is evident in my previous submissions that I strongly feel ethics are a personal issue and not something that can be influenced easily by outside considerations. In that sense, I was quite sceptical as to what a course like this set out to achieve . . . Whilst I still hold the belief that ethics are from within, I am now receptive to the idea that it is useful to establish some sort of framework for dealing with ethical problems. [My expectation was that we would be taught that] abstract dogmatic rules and norms [ie Solicitors’ and Barristers’ Rules] would have to be applied to find a solution to any given dilemma and values would only come into consideration where the rules and norms did not resolve the issue by themselves. This framework for solving ethical issues was, and still is, most unappealing to me. Fortunately, I no longer see the framework as such . . . [The student included a diagram here that showed personal beliefs impacting on the four values we discussed in the course and also showed how those values affected all stages of a process that led from ethical problems to rules to norms to solutions.] . . . The values are the four key elements that the profession as a whole aspires to. Beliefs, on the other hand, are personal and will affect the way we interpret the profession’s values. The values, in turn, affect how we view the ethical problem (ie is it or isn’t it a problem?). And the values also . . . are largely the foundation for the rules and norms in place.
Thus, where I initially thought that abstract rules and norm [ie rules] would
govern the way in which we had to deal with ethical
problems, I now feel they
have their origins in the professional values, which largely have their roots in
the collective beliefs
of members of the profession. This is of some comfort
because I still do not believe that ethical dilemmas can be solved through
the
application of some abstract set of principles. But if the principles are
derived from the beliefs of individuals and the values
of the profession as a
whole, then I feel more comfortable in using such a framework myself. I stress
again that such a framework
does not in itself reveal the right answer to a
problem, but it does establish a “mental environment” for dealing
with
ethical dilemmas and finding the solution that feels right to us in the
light of all relevant considerations.
This student could have done much more
to develop the critical dimensions of his framework. Nevertheless, he has
clearly developed
an understanding of the potential that rules and institutions
regulating the legal profession can be connected to important values
and,
ultimately, to people’s personal beliefs, and that individuals can make
judgments about how well they do this. He has
also developed an understanding
that rules and regulatory institutions can and should help lawyers to apply
values and beliefs towards
practical solutions to ethical issues, and that they
can be judged on this basis too. This perspective should prepare him well both
in evaluating the current ethical regulation of the legal profession and also in
making judgments about ethical issues that he himself
might face in practice.
In this case a conscientious student was able to use all the material
provided for the course to work out for himself principles for
an ethical
reasoning process that we were implicitly trying to teach. The problem is that
this student’s thoughtful reflection
on the subject was an
exception.24 Mostly we did not make this process
explicit enough to students, and we cannot expect all students to be clever or
committed enough
to pick it up by themselves. We are in the business of teaching
students how to think, not what to think. There is a challenge and
a hope here
– that students will be receptive to a thoughtful, useful model of an
ethical judgment process if we can develop
it and make it examinable.
Luban
and Milleman suggest that judgment is best learnt by the modeling and practice
of the particularity of judgment and that this
is best done within a clinical
setting, and possibly through case studies and
simulations.25 They may well be correct in believing
that this is the best way to perfect the art of judgment. The evidence
from our Law, Lawyers, and Society course suggests that it is not enough
in a very large compulsory course. In that context, modeling and practice can
help kick-start
some motivation and inspiration (as the popularity of the KLC
component attests). But students who are not already attuned to the
fact that
there is a process of ethical judgment to be learnt are unlikely to learn it
unless we explicitly give them some instruction
on what they are supposed to do.
In giving the students instructions as to the learning outcomes for the course
and the way they
would be expected to answer the examination problem, we
intended to give them some idea of a process of ethical judgment. This was
not
enough. We needed to bring to the surface the tools required to connect (1)
rules, (2) theories, values, and policy, and (3)
everyday skills,
practices, and beliefs in analysing and deciding how to act in particular
situations. When we fail to address this
question, we are in danger of
unintentionally teaching many of our legal ethics class students nothing except
greater cynicism —
cynicism about the possibility that ethics could ever
make a difference to the way most real lawyers think and practice, and cynicism
about whether there could ever be a connection between the profession’s
practice of law and the social ideals of the practice
of justice.
APPENDIX: LAW, LAWYERS, AND SOCIETY – SESSION ONE, 2000
Law, Lawyers, and Society, like most other University of New South Wales law subjects, is a one-semester course taught in 13 weeks of two by two-hour seminars to classes of thirty to fifty students. Unusually, the course also requires that every student attend one evening advice session at the Kingsford Legal Centre (the “KLC”). The KLC is the community legal centre operated by the Law Faculty for the purposes of clinical electives. Students must attend from approximately 4pm to 9:30pm for one evening, interview at least one client, and then listen to the lawyers’ advice on the client’s problem. The course was assessed by means of a compulsory two page report on the KLC interview experience (10%), a compulsory 2½ hour exam consisting of two problem questions (70% or 50%), and either or both of a group class presentation (20%) and a reflective journal (20%). (See below for a description of the assessment tasks.) Most students take Law, Lawyers, and Society at stage 3 of their degrees, usually the fourth year for combined degree students. Full-time graduate students, who are undertaking an accelerated three year degree, take the subject in the first semester of first year. There were 167 students in four classes taught by two teachers in first semester, 2000.
Assessment Task
|
Instructions
|
Length
|
Percentage
|
---|---|---|---|
Kingsford Legal Centre Report
|
The KLC Report is to be based on your client interview session at KLC. You
will not be assessed on the basis of your answer to Question
4.
|
Not more than 2 pages long.
Question 4 on a separate detachable page. |
10%
|
|
Questions to be Answered in Report:
|
|
|
|
1. What are the main issues relating to effective communication to
remember when interviewing clients? What ethical issues should you
consider?
(Give examples of how these might arise from your interviewing session at
KLC.)
|
|
|
|
2. How do you think you could improve your interviewing skills?
Give examples from your interviewing session at KLC.
|
|
|
|
3. Do you think all lawyers should be involved in law reform,
policy, education or volunteer community legal centre work? Why or why
not?
|
|
|
|
4. What did you think of your interviewing session? Did you learn
something about interviewing? Was it relevant to what you had learnt
in classes
in Law, Lawyers, & Society?
|
|
|
Class Participation
|
The class participation mark will be awarded on the following
criteria:
|
NA
|
10%
|
Final Open Book Exam
|
Each question will set out a scenario involving several issues of
problematic behaviour by lawyers. You will be asked to complete
three tasks in
relation to EACH of the two questions you attempt:
|
Two compulsory problem questions in two and a half hours.
|
50% or 70%
|
|
(i) Identify and discuss any issues of liability or ethical
misconduct that may arise from the facts and come to a conclusion on what
legal
remedies or disciplinary action may be available by reference to case law,
statute, and ethical codes and rules.
|
|
|
|
(ii) Identify any significant values relevant to the practice of law
that may be under threat in the fact situation, or in your answer
to Question
(i). Identify and discuss the way that the structure and history of the legal
profession, or, patterns in the way lawyers
relate to clients and society may
have given rise to the problems arising in the fact scenario.
|
|
|
|
(iii) Consider and come to a conclusion on any broader reforms to
the profession, the legal system, or, a particular firm or practice of
an
individual that might be necessary to solve the problems you have identified in
the medium to long term, or to prevent such problems
arising in the future.
|
|
|
|
It IS acceptable (and desirable) to state your opinion in answer to
questions, provided it is supported by evidence and you show an
awareness of
possible counter-arguments and differing opinions.
|
|
|
Seminar Presentation & Handout
(Must be in groups of 2-4 people.) |
Your group will be required to:
(a) Make up a fact scenario which raises an ethical or legal problem
relating to the topic your group has chosen. You should check your fact scenario
with the
teacher for that class before the class.
(b) Present your fact scenario and its solution to the class. You can act out your scenario in a skit. You may wish to present and justify alternative resolutions to ethical dilemmas. The ten minute time limit will be strictly enforced. |
10 minutes for presentation and 2 pages for handout.
|
15%
(You can choose between this option and the reflective journal, or do both.) |
|
(c) Prepare a class handout setting out your fact scenario, the
legal/ethical principles you have applied to its solution, and the solution.
|
|
|
Reflective Journal
|
The journal is a record, kept throughout the session, of your thoughts on
how you view the relevance and importance of ethical issues
confronting lawyers
in practice. The journal is a personal document. There is no right or wrong way
to keep it. Its usefulness will
be in proportion to the extent to which it is
your own record of your reflections on the subject and on what you have learnt.
The
journal shall consist of three parts, Parts A, B, and C:
Part A Write a statement on what you think, at the outset of this course, are the
legal and ethical dilemmas that may confront lawyers and
possible ways in which
lawyers may resolve them. This statement should also discuss what you expect to
gain from this course/what
your expectations are for this course. This statement
is to be based on your own experience, reading and beliefs without reference
to the Study Guide. There are no right or wrong answers.
|
A – 1 page
B – 2 pages C – 2-3 pages |
15% (You can choose between this option and the reflective
journal, or do both.)
|
|
Part B:
Reflect on the impact, if any, on your original thoughts, of what you have
learnt in classes, and include consideration of what skills
are necessary to
enable lawyers to conduct effective and ethical practices.
|
|
|
|
Part C:
This part involves an overall summing up of what you feel you have learnt
from the course: how you now see the role of values, rules
and norms that
lawyers should apply for ethical decision- making and practice and whether they
are necessary and, if so, why. This
part is not meant to be an evaluation of the
whole course but a reflection on how your perception of the way in which ethics
impacts
on the practice of law has, or has not, changed.
|
|
|
|
|
|
|
|
|
|
|
* Senior Lecturer, Law Faculty, University of New
South Wales, Sydney, New South Wales, Australia.
©2001. (2001) 12
Legal Educ Rev 175.
Acknowledgements: the shape of Law,
Lawyers, and Society, its philosophy, objectives, and methodology have been
moulded by a number
of people who have taught in the subject in previous years
– Ysaiah Ross, Melinda Jones, and Paul Redmond. Joanna Krygier was
my
excellent teaching companion in 2000. The responsibility for problems and
mistakes remains mine. The staff at Kingsford Legal
Centre, Fran Gibson,
Michelle Burrell, Anna Cody, and Vedna Jivan, are a great source of both
inspiration and support in teaching
Law, Lawyers, and Society and in attempting
to reflect critically upon how to do it properly. This research is being
partially conducted
in collaboration with Fran Gibson. Olivia Conolly assisted
me most ably with the analysis of student evaluations. Angus Corbett and
Greg
Restall have both been helpful friends and sounding boards in sorting through
the ideas described here and in their implementation.
1 C Menkel-Meadow, Can a Law Teacher Avoid Teaching Legal Ethics? (1991) 3 J of Leg Educ 3, at 3.
2 See L Lerman, Teaching Moral Perception and Moral Judgment in Legal Ethics Courses: A Dialogue About Goals (1998) 39 William & Mary Law Rev 457; D Luban & M Milleman, Good Judgment: Ethics Teaching in Dark Times (1995) 9 Georgetown J of Leg Ethics 31.
3 W Simon, The Practice of Justice: A Theory of Lawyers’ Ethics (Cambridge Massachusetts: Harvard University Press, 1998).
4 The American Bar Association.
5 Simon, supra note 3, at 6.
6 Luban & Milleman, supra note 2, at 39.
7 S Daicoff, Lawyer, Know Thyself: A Review of Empirical Research on Attorney Attributes Bearing on Professionalism (1997) 46 The Am U L Rev 1337, at 1405-1406; H Erlanger, C Epp, M Cahill & K Haines, Law Student Idealism and Job Choice: Some New Data on an Old Question (1996) 30 Law & Society Rev 851; A Goldsmith, Warning: Law School Can Endanger Your Health! (1995) 21 Monash U Law Rev 272; R Granfield, Making Elite Lawyers: Visions of Law at Harvard and Beyond (New York: Routledge, 1992); R Stover, Making It and Breaking It: The Fate of Public Interest Commitment During Law School (Urbana: University of Illinois Press, 1989).
8 Granfield, supra note 7, at 38.
9 Granfield, supra note 7, at 52.
10 Stover, supra note 7, at 12.
11 See R Burns, Teaching the Basic Ethics Class Through Simulation: The Northwestern Programme in Advocacy and Professionalism (1996) 58 Law & Contemporary Problems 37; R Granfield, The Politics of Decontextualized Knowledge: Bringing Context into Ethics Instruction in Law School in K Economides (ed), Ethical Challenges to Legal Education and Conduct (Oxford: Hart Publishing, 1998) 299; Lerman, supra note 2.
12 Granfield, supra note 7, at 306-307.
13 Quoted by Lerman, supra note 2, at 465 (reporting on contributions at a legal ethics workshop).
14 C Parker, Just Lawyers (Oxford: Oxford University Press, 1999) at 86-106.
15 Parker, supra note 14.
16 Of course, in some law schools the compulsory legal ethics course doubles as the compulsory legal theory course. In that case, the balance of learning outcomes of the course should probably be quite different from those I describe here.
17 Stover, supra note 7, at 103-115.
18 Stover, supra note 7, at 109.
19 A Evans, Client Group Activism and Student Moral Development in Clinical Legal Education (1999) 10 Leg Ed Rev 179, at 182, 189.
20 Indeed it is already quite an organisational feat to arrange for 170 students to each take part in a client interview session per semester.
21 Common sense and educational theory both suggest that one cannot learn very much from one client interview session, two classroom sessions on interviewing skills, and one class on public interest law practice.
22 Shaffer quoted by Lerman, supra note 2, at 472 (reporting on contributions at a legal ethics teaching workshop).
23 Granfield, supra note 7, at 306 has reported that surveys have shown that students regard ethics courses as inferior to those that teach legal skills.
24 I spoke to the student about his reflective journal entry after the course was over, and he seemed surprised that I was impressed by it. He obviously believed he had simply written the sort of thing we expected without putting too much personality into it. Yet the fact was that it was rare to have a student who seemed to understand fully the learning outcomes for the course and how they connected to each other – regardless of whether he took them on board or not.
25 Luban & Milleman, supra note 2, at 59.
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