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Legal Education Review |
On Trying to Teach Judgment
DOUGLAS N FRENKEL*
The class of 120 first-year professional responsibility students had been
divided into 60 pairs of negotiating partners with each
student assigned to
transact a simple purchase or sale of a commodity in the course of a
thirty-minute in-class role-play. The problem
had been structured in typical
simulation fashion, with each side given secret information and instructions to
get the “best”
deal possible within the time limits. As each
principal was desperate to reach agreement, a large range of overlapping
settlement
authority existed, and decisions as to issues of disclosure and
concealment of information were key to the success of the bargaining.
All
negotiated simultaneously. During the in-class debriefing after the exercise,
one student who had obtained an exceptionally high
price as a
“seller” disclosed that, during his opponent’s bathroom break,
he had turned over that student’s
confidential instructions and read them.
This admission was met with a loud chorus of sneers mixed with some laughter.
Thereafter,
his act was repeatedly referred to in class discussion on related
topics, was discussed on several students’ final exams, and
reportedly
followed him in his student career for some time.
Several years after
he was graduated, I received a call from a former student. He had just finished
advising a client concerning a
difficult estate planning decision. His purpose
in calling was to tell me that, all during the advising session, he had
envisioned
the lawyer depicted in a controversial
videotape1 that had been shown in my course. The young
lawyer reported that, going through the process with his client, he had
vacillated between
the varying counseling approaches available to
him2 in assisting the client and had found himself
consciously resisting the temptation to mimic the lawyer whose style portrayed
in the
classroom videotape had remained with him all of those
years.
What is unique about these moments? Taken as isolated and
unrelated events, they may simply reflect the residue of two classroom
experiences
– one the product of a student’s actions, the other of
his reactions. After a decade and a half of teaching professional
responsibility
in classes of 100 or so students, however, I have come to see these as more: at
least on the surface they represent
a level of student engagement and
longitudinal learning which, for many teachers in this field (myself included),
is hard to come
by. And, in recent years, this has led me to rethink my goals
for this course in order to create such moments. This essay is about
that shift
in emphasis. Before this is unpacked, however, it may be useful to step back in
order to describe and understand the challenge
to which this approach may be a
response.
THE CLASSIC INSTRUCTIONAL MODEL: THE RULES, THE PROFESSION, AND ISSUES OF VALUES
Teaching professional responsibility is difficult. It is the only nationally
required subject for all US law students, but there is
no mandate as to its
format, duration, or teaching methodology.3 Most
institutions offer a survey course that is elected by large numbers of students.
Many, if not most instructors in such courses,
aided or guided by the growing
wealth of commercially-published course texts,4
approach the course as encompassing: (i) a large dose of teaching the “law
of lawyering”5 (ie a combination of the legal
profession’s rules for regulating the conduct of its members, the
burgeoning body of decisional
law reflecting both traditional6
and emerging7 ways in which courts are asked to
rule on the subject of lawyers’ conduct, together with other statutory,
regulatory law on
the subject); (ii) certain instruction about the adversary
system and the structure, history, composition, and service delivery systems
of
the legal profession;8 and (iii) some discussion of
dominant professional norms and their relationship to students’ personal
values. This prevailing
approach has much to recommend it on a number of levels.
First, the subject matter itself warrants it. The field has seen an
explosion of law and scholarship in the last two decades, coming
into its own as
a sophisticated and complex substantive area. As US legal education centres
mainly on teaching the legal doctrine
underlying societal regulation, it would
be odd if the few (and, in some schools, only) courses devoted to the regulation
of lawyers
did not devote a fair bit of attention to the doctrine here. With law
as a graduate course of study and the overwhelming majority
of students aiming
to become practising lawyers upon graduation,9 many
teachers view it crucial to equip students with the basics of the black-letter
regulation they will face in order equip them
to practise, in the words of one
scholar, “safe law.”10 Although few
institutions will admit, much less embrace “teaching to the bar
exam,” students’ need to know the
rules for the required
black-letter Multi-State Professional Responsibility Examination
(“MPRE”) may influence some instructors’
choice to emphasise
law.11 Finally, for faculty who are interested in, but
who have not inhabited the world of law practice or its many settings, a
law-based
approach may be simplest to master in order to
teach.12
Given the growing importance of the subject
matter, the guaranteed audience of students with a need to know, and an
expanding choice
of quality commercially-available teaching materials, the
conditions would appear to be right for a successful course. Yet this is
hardly
the case. Over a quarter of a century after the introduction of this
requirement, many, if not most find this a difficult,
if not undesirable course
to teach. And schools view the area as a curricular problem. There are many
reasons for this.
Institutions themselves contribute to the problem directly
via curricular planning and resource allocation decisions. Some schools
devote
only enough resources to ensure that the courses that satisfy this curricular
requirement end up being large group instruction
in discussion-deadening lecture
halls. Many schools allow this requirement to be deferred to the last year (and,
in many cases, final
semester) of the three-year programme, producing classrooms
filled with many jaded near-graduates who have avoided this course as
long as
possible.13 Indirect institutional messages also
abound. Schools may cheapen the subject when they permit the requirement to be
satisfied by
completion of courses meeting for few credit hours, in greatly
compressed formats,14 by courses which fail to assure
even minimal attention to key professional norms or when they have no permanent
or even full-time
faculty member involved in the area at all. And to the extent
schools engage in marginalising clinical education and hiring faculty
steeped
only in theory and who disdain law practice, the value of studying about the
role of lawyers and lawyering is undermined
in the institution
generally.15
Resistance on the part of the typical
upper-level student- enrollee is legendary. There is resentment at the
requirement, a factor
not unrelated to undercutting institutional messages. Many
have the impression that this is soft, easy stuff, a few rules to be memorised
coupled with student opinion as to the “right thing” to do in
situations pitting professional role demands against personal
or lay concepts of
morality. Others chafe at being forced to attend what they view as
“compulsory chapel.” Few feel much
urgency in mastering this area,
believing that, as subordinates in law practices, they will not have much say
in, not to mention
control over, ethical decision-making early on in their
careers. And in any case, many students assume that, like so much else related
to practice, acculturation, if not specific instruction and mentoring at the
workplace, will ensure that they learn this material.
At schools like mine with
graduates going overwhelmingly to very large private law firms, those who see
the field as focused in the
main on behaviour that can lead to lawyer discipline
are of the view that they need not concern themselves with such statistically
unlikely events. Finally, given all of the media and popular culture attention
to lawyers and their ethics in recent years,16 it is
not surprising that some students feel they have studied this subject
already.
For reasons I will discuss later, I find such student reasoning both
ironic and flawed. To the extent this resistance is related to
the pedagogy of
legal ethics-as-code compliance, however, it is both understandable and, to some
extent, justified. Focusing only
on professional codes tends to produce a
stultifying classroom. Unambiguous rules, however important, are hardly the
stuff of scintillating
academic inquiry. Parsing those rules that may be
unclear, poorly drafted, and/or incompatible with others can provide interesting
moments but can also appear to be dealing with minutiae that will likely soon be
fixed.17 While those rules that, in reality, amount to
broad statements of the profession’s norms can produce lively discussion
of the
lawyer’s role in the US adversary system or in specific settings,
it is not the standards themselves that are interesting.
An ethics-as-law
approach triggers problematic student stances. If they are near graduation, most
students have had their fill of
Socratic teaching and are at best passive in
case method instruction. Attempts at policy discussion can be fruitful, but
there tends
to be a holding back on the part of those who view the
profession’s self-regulating scheme with a certain suspicion or derision
as either not worthy of being taken as seriously as other positive
law,18 a product of politics of the
bar,19 or both. Other students, socialised in the ways
of “thinking like a lawyer” (which can be any time after first
semester),
begin seeing ethical problems as any other set of legal issues in
which a premium is placed on being able to argue around or otherwise
“game” the rules in order to justify or reach a desired result.
Finally, areas of lawyer regulation which, as applied,
most often pit personal
codes against professional rules, tend to foster an unfortunate classroom split
and tone. Discussion is either
too “hard” or too “soft”
depending on whether the student (if he or she is listening) is more interested
in questions of personal morality or the rules or other law that might
“answer” a particular issue. As a result, a substantial
number of
students opt out of the discussion at any moment.
Having said all of this, I
believe that much of it is beside the point. I do not think that a responsible
course in this area can
avoid teaching a substantial part of the basic law of
lawyering. The subject is simply too important. And while, like all teachers,
I
want my classroom to be filled with engaged students, my evolving goals for this
teaching are based on something else. In addition
to teaching professional
responsibility, I am also a clinician, a “pracademic” who continues
to practise and study in
the world of lawyers and to think about the best way to
prepare graduates to be effective and thoughtful
practitioners.20 My overall orientation to the study of
law is to examine it “in action” and to identify the external and
internal forces
that impact and can thus help us understand and evaluate the
actors’ decisions and conduct. While the law on the books is always
the
starting point, clinical education’s testing of theory against the reality
of practice often tells us that law as administered,
even when decided by
courts, is far from that which we might predict from a “scientific”
study of law. This applies with
special force to that vast majority of lawyering
situations that end in the advising lawyer’s office or in private
transactions
or dispute resolutions where it is the decisions of lawyers and
clients, rather than external regulators or umpires, that matter.
Legal ethics,
consumed as often it is with lawyer conduct that takes place when no one is
looking, which may be undetectable, yet
which may have great implications for
our justice system, seems to cry out for this analysis. My general
predisposition coupled with
the nature of this field thus propels me to examine
how and why lawyers make decisions in areas of ethical uncertainty and to share
this with my students so that they can begin to learn to make their own good
choices. In short, here as in my (overtly) clinical
teaching, I aim to study and
to teach judgment.
Such an approach is completely compatible with and, in my
view, integral to, teaching the law governing lawyers. Despite, or perhaps
because of, the movement in the profession’s codes from aspirational norms
to black-letter rules for the potential discipline
of lawyers, some of the most
significant areas of purported regulation remain rather indeterminate standards
which neither require
nor prohibit specific conduct but rather amount to broad
grants of discretion to individual lawyers. Under the current
rules21 in force in most American
jurisdictions,22 for example, lawyers “may”
(and thus need not) reveal all manner of confidential information that would
greatly benefit
others who are in the dark23 and
“should” act with zeal in advocacy on a client’s behalf (to
the potential disregard and detriment of the interests
of others) but
“need not press for every advantage that might be
realised.”24 In short, in these important areas
and others, the law of lawyering is written in ways that presume, and thus
require, the ability
to make sound moral judgments while providing little or no
guidance for those decisions.25
My desire to teach
the process of ethical judgment is based on one other consideration: I feel we
owe it to our students. While still
in school, students tend to underestimate
the importance of this material and its daily role in their future lives. Once
out of school,
there is troubling evidence that young lawyers, including those
working as subordinates in large hierarchical settings, are asked
to engage in
ethically problematic conduct and are in fact making ethical judgments of
significance under conditions antithetical
to reasoned analysis. Overworked
associates are making decisions about whether to produce documents or disclose
potentially-important
information in the litigation discovery process, sometimes
working alone in the middle of the night.26 For
immediate guidance they may turn to colleagues not much older than they and
whose insecurities may weigh more heavily than wisdom
in the mix of advice. They
sit by and observe senior lawyers, increasingly economically dependent on their
disloyal clients, tell
those clients what they think they will want to hear and
take part in charades with respect to truth finding, provided the stakes
are
high enough. Technological advances lead to information bombardment which,
together with heavy workloads, cut down on time for
reflection about hard
decisions. Workplace cultures that once provided mentoring and training in this
area are weakening. Large practices
are becoming geographically-dispersed
collections of increasingly mobile lawyers with little sense of loyalty and with
reward systems
based on production. Moreover, where structures are in place for
junior lawyers to seek ethical guidance, there are indications
that seeking such
assistance too often may be discouraged by the tacit messages of the workplace
and that at least some supervisory
lawyers, even in the most prestigious
practices, model poor judgment or lack the wisdom that is
sought.27 Those graduates who go directly into their
own practices, small offices, or understaffed high volume public interest
practices have
an even greater need to hit the ground running in terms of being
able to negotiate the conflict-ridden moral landscape that they
will face early
on. I view my course as giving students a safe place, and perhaps for some
their last chance, to begin to develop
the ability to make good ethical
judgments.
THE NATURE OF ETHICAL JUDGMENT AND HOW IT CAN BE TAUGHT
Much has been written about good judgment as that quality that separates the
really good and, possibly the most satisfied lawyers
from the rest of the
field.28 Sound judgment has been described as a process
of “deliberating about and deciding personal, moral, and political
problems”29 that involves the
“compassionate survey of alternatives viewed simultaneously from a
distance,”30 in which “general principles
and values and the particularities of the case both play important
roles.”31 Such a process has both cognitive and
affective dimensions, requiring a mastery and synthesis of the intellectual and
emotional tugs
of a problem, and ability to engage in “sympathy and
detachment” simultaneously.32 Developing a
facility with a process that harnesses both aspects is particularly crucial in a
case of moral conflict. While it can
be argued that some aspect of good judgment
is a product of intuition or gift,33 there is much here
in the nature of a skill that can be learned given the right
conditions.34
As applied to the area of legal ethics
we are talking about a lawyering ability to make decisions among competing
principles or values,
personal and/or professional. For teaching purposes, it
may be useful to think of such judgments as falling into two main categories:
law compliance decisions and process choices. By the former, I refer to
decisions about discrete “go/no go” actions:
electing to maintain a
confidence; cross-examine a truth-telling witness; undertake a representation;
object to an interrogatory.
Process choices refer to decisions as to how
the lawyer will conduct herself in a range of (often private) settings: advising
about a client’s proposed course of action
with which the lawyer
disagrees; seeking client consent to a problematic multiple representation;
preparing a potentially untruthful
witness for testifying, avoiding disclosure
in negotiations. While these are somewhat related, each may call for a different
pedagogical
approach.
An important initial question must be addressed: can
judgment be taught in a large classroom in thirteen weeks? My answer depends
on
the goals for that enterprise. For most of us, the capacity for ethical wisdom
will not be developed fully in the first thirteen
years of experience as
lawyers. And the “commitments” a student makes in the classroom
– to an opinion or even a statement
of what he would do in a given
situation – is not necessarily the same as a real world
action.35 But the process of deliberating, which, if
finely developed, will produce good decisions over time, can be modeled and
launched in
a structured setting if the conditions are right.
What are the
desirable classroom conditions for developing a capacity for sound ethical
deliberation? In my experience, the exclusive
use of decided case law with its
result- justifying facts already “established” and
“legally-irrelevant”
client interests omitted will not work to
represent the messy, factually-ambiguous, and contingent setting of most ethical
dilemmas.36 Simplified or skeletal hypothetical issue-
spotting problems will fail for similar reasons. Lecture shares these
limitations and
adds a dimension of promoting student passivity, a trait
arguably antithetical to the active cultivation of a capacity for reflective
deliberation. Instead, such goals are best carried out by trying to create an
environment in which students can experience a situation
on both intellectual
and emotional planes. This means attempting to place students in unresolved
situations that are complex in terms
of the variables internal and external to
the lawyer, with current facts unclear, future consequences undefined, and
resolutions
susceptible to several choices. It means locating the stimuli in
situations not answered by a clear rule, where the rules vest great
discretion
in the practitioner, or where the application of a clear rule would work a gross
injustice and/or violation of commonly-held
lay or personal
morality.37 It means showing and critiquing lawyers in
action, not simply on paper. Ideally, it means introducing the people (including
the “others”)
affected and ensuring the presence of a mentor who
will both demonstrate a process for students to consider and then provide
feedback
as they attempt and adapt it themselves.38 But
can this be done in a 100-student classroom?
A DISCLAIMER
The balance of this article describes my efforts to meet the goals and create the conditions just summarised. What I describe is merely a shift in emphasis rather than a wholesale revamping of the classic survey course. As will become apparent, it is informed by my experience at teaching clinically.39 This essay should not be mistaken for an endorsement of the large class instructional format that is described. Were I given carte blanche to design a programme of instruction in this field, it would preclude large group instruction and would include first-year instruction given parity with other courses, and upper-level clinical and contextualised courses designed to teach specialised areas in depth. The goal of teaching judgment, including the elements that follow, would be part of any such offering.
1 Teaching the Law, Treating Students as Lawyers, Accepting Reality
I begin the course40 by
acknowledging students’ need to know (and my desire for them to learn) the
law in this area. I assure them that, if they
invest themselves in the
enterprise, they will learn it and that, as prior students have reported, the
course will be helpful in
passing the MPRE. I announce, however, that I will
devote only part of the class time to direct doctrinal discussion, and that such
discussion or lecture will focus on only the most important, complex, or novel
legal and policy issues. I tell them that I will expect
them, as
almost-graduates, to read and teach themselves most of the law in order to
prepare for the lawyering situations to be encountered
in class, just as lawyers
must do every day in practice.41 I try to reserve five
minutes at the end of each class to highlight the main legal and policy issues
raised by the day’s assignment,
raising questions for students to ponder
that go beyond the readings they (presumably) have done. Teaching the law, at
least in this
way, is thus both compatible with, and necessary for, the
decision-making objectives of the course. Making good judgments depends
on many
factors, including an awareness of the rules, their theoretical underpinnings,
purposes, and problems.42
I assign one-fourth of
the class to be prepared to be called on for each class and invite voluntary
participation as well. The latter
is particularly forthcoming on material
devoted to making judgments, sometimes to the point of having to limit student
discussion.
This approach generally attracts the active involvement of better
than half of the class, more some days, less on others.
I have no delusions
or unrealistic goals. I know that some students will not prepare and will cram
for the final. Some will attend
only sporadically. Some would prefer to be
called on or to be spoon-fed the material. Overall, however, this approach to
the class
has surpassed other alternatives that I have
tried.43
2 Becoming a Participant-Mentor: Dispelling the Myths of Right Answers
Early in the initial session, I tell my students
about my background as a practitioner and clinical educator, explaining my goals
for the course and my interest in lawyers and their behaviour. I underscore the
fact that this course is about “us” and
that practitioners use the
material of this course more than that of any other course in the curriculum. I
inform them that some
of the discussion problems in the course materials are
derived from my own practice experience44 or that of
colleagues or friends and that some come from situations that, as much as a
quarter of a century later, are difficult
for me. I tell them I have made many
judgments over the years, that I have come to regret some, and that I might
apply a somewhat
different decisional process today than at the beginning of my
career.45 I invite them to ask me, if I have not
already volunteered, to share my judgment or opinion about each problem with
which the class
has wrestled. Overall, however, I underscore the notion that it
is their process of ethical deliberation, rather than the answers,
that is our
goal.
This introduction is the first of many occasions in which I emphasise,
explicitly or implicitly, the importance of collaboration,
deliberation, seeking
assistance, and open process as lubricants of good ethical decisions. At numbers
of points, illustrations of
formal and informal bar guidance are included in the
course materials. And one videotaped case study46 is
used squarely to develop the young lawyer’s competence at obtaining the
guidance he or she needs in this area.
I do not aim to produce a single
mindset as to the “right” kind of ethics for students to adopt. Even
if I thought I could
define a “good lawyer” with respect to the
decisions she made (as opposed to her process of deliberation) in morally
ambiguous waters, such a stance would be greeted with derision by a substantial
number of students at any given point and would serve
as a conversation-stopper
for those inclined to passivity.47 Moreover, it would
risk conveying a message of personal clarity that is at odds with my own
evolving notion of this field. That said,
I will not hesitate to raise the
“What if?”’ questions concerning contingencies or consequences
that students fail
to anticipate,48 to criticise
constructively, and offer alternatives to what the class has produced, point out
clearly wrong thinking or other weaknesses
in students’ own process of
analysis, offer an opinion on a policy issue, and, at the end, explain my own
decisional approach.49 But this is very different from
proselytising.50
I have no delusions about how this
is received by some students. I am still the professor who will occasionally
call on students,
decide what problems to discuss, prepare, and grade the
examination. Many, understandably, still try to divine the “answers”
embedded in what I say or, at the end, prefer to retreat to the comfort of
rules. Students, however, have been specific in their
positive regard for the
openness that this stance attempts to convey and the experience it seeks to
share. The real question is the
extent to which one must have a familiarity and
a currency as a practitioner in order to enjoy this legitimacy in
students’
eyes and, more importantly, to teach in this way. While I cannot
answer this question, I would only note that there are several ways
of bringing
such a mentoring role into the classroom. In my experience, inviting thoughtful,
academically-oriented practitioners
to be co-teachers or even discussion leaders
for a limited set of problems can work extremely
well.51
3 Contextualising Ethics: Marrying Affect to Intellect by Replicating the Stakes
Having relegated straight discussion of the law to a manageable component, I then devote much, if not most of the class time, to working on discussion problems in varying formats. Seeking to have students experience the multiplicity of forces that impact ethical deliberations, I try to present situations that, together, pose as many of the contextual factors at work in practitioners’ ethical decision points – the client, the concerns of other players, the uncertainties, the type of lawyering role, personal interests, the work setting, the foreseeable consequences of any particular choice – as possible. In short, I seek to replicate the stakes involved in real world decision-making. I will discuss several of the teaching variables in no particular order.
Using Reality
In my experience, nothing works as powerfully as
material derived from real case experiences. When told that a discussion
problem,
videotape, or other teaching vehicle depicts actual events, students
instantly demonstrate a heightened level of attention and show
little of the
cynicism that sometimes greets hypotheticals or the slavish gravitating to the
“rule” or result that accompanies
the use of court decisions.
Problems “based on” real events work well but not with quite the
same punch. Textured real
accounts can capture not only the events but also the
people involved and the human dimensions of the moral challenges presented.
The
benefit of using real material is even greater when the professor-mentor has
drawn the material from his or her own experience
and can relate his or her own
process of judgment after the class has considered the problem. While there is a
danger that the actual
history of the matter or dilemma (assuming it has been
resolved) will colour an otherwise open-ended exploration of decisional options,
this can be controlled by exclusive focus on the point(s) at which the matter
remained unresolved. Rich sources of reality-based
material include journalistic
accounts of lawyers in print and on television and published case studies of
lawyers.52
Documents from actual case files can
also be used to great advantage. Instead of merely discussing problematic
conduct or writings,
students can be shown actual file excerpts which can bring
to life such important but hard-to-dramatise areas as, for example discovery
abuse, improper threats, “undignified” advertising. Such material
can sometimes be obtained from courts in the case of
matters of record or from
practitioners provided there is reaction appropriate to the circumstances.
The Power of the Visual Image
My experience tells me that videotape presents the
optimal classroom medium for contextualising ethical dilemmas. Presenting
students
with an entertaining medium in which they have been reared is relevant
and helpful to creating a vibrant class atmosphere but is
not enough of a reason
to teach using video.53 The key instead comes from the
power of the visual image. The literature in this area54
explains what those who use videotape know intuitively: visual images
enhance attention, learning, and retention and engage students
on an emotional
level. For purposes of professional responsibility teaching, a well-done
videotape is the most effective and efficient
means of portraying in a textured
way the atmospherics and personalities, the economics of practices, and nuances
of communication
that conspire to create classic ethical dilemmas. Moreover,
dilemmas can be portrayed in “real time,” replicating the
all-too-frequent situation in which a lawyer (or the student in class) must
respond to a challenge and reach a decision with little,
if any, time to
prepare. Finally, a well-done tape can illustrate the important intersection of
skills or interpersonal dynamics
and ethical norms. Especially in informal
arenas (eg advising, negotiation), it is often the style, tone, sequencing, or
other psychologically
important features of a communication that determine its
ethical propriety.
There surely are downsides to this pedagogical tool in
terms of the goal of instilling a capacity for reflection. The power of this
medium is also its greatest risk. As illustrated by the example of my student in
the telephone anecdote at the start of this article,
a video image can be almost
indelible. Fortunately, the student I described was a thoughtful and reflective
person who had grown
while working as a practitioner. Unless properly harnessed
and balanced in discussion, however, a teacher can unwittingly unleash
an image
of a lawyer that may remain “unedited” or unfiltered in the
student’s mind and which can produce an automatic
or categorical response
in the form of mechanical mimicry or overcompensating rejection – the very
antithesis of reflective
judgment. This is of particular concern in situations,
exceedingly common in classroom use of videotape, in which tapes are designed
and used to portray provocative if not altogether negative examples of lawyering
conduct.
The contributions videotape can make to teaching judgment may best
be captured by a description of three of the tapes I often use
in my course.
Each is of a different genre and tends to develop a separate component of the
quality being taught.
Professional Responsibility in Pretrial
Litigation: The Morgantown Civic Centre
Collapse55 is a tightly-scripted story consisting
of a series of connected short vignettes, each containing arguably unethical
conduct, set
in the defense of a major personal injury claim. The protagonist,
an experienced corporate litigator retained by a major corporate
client for the
defense of the matter, is seen instructing a potential expert witness to avoid
creating any writings and to destroy
“unhelpful” (and possibly,
discoverable) earlier draft reports, using tortured legal reasoning to direct a
subordinate
not to produce a document that has been properly requested by the
plaintiff’s counsel, “coaching” a witness for
an upcoming
deposition in ways that strongly suggest conforming his testimony to what will
be necessary to avoid legal liability,
and then watching as that witness exceeds
his lawyer’s expectations by giving deceptive testimony at the deposition.
These compressed lawyer interactions set up discussion of the legal issues
(“Was that statement/silence/question ethical?”)
in each scene and
evoke the emotional tension of each situation very efficiently. At certain
designated “stop tape” discussion
points in the unfolding drama they
can also set up the question “What should the lawyer do now?” Such
junctures replicate
the uncertainty of those moments at which there are several
choices, and the future is unclear. In terms of developing judgment,
such
questions require more active and comprehensive student engagement than issue-
spotting or evaluating the already-committed
act of another lawyer. On the other
hand, such compact, stylised dramas cannot portray the subtle, mundane, and
sometimes lengthy
human processes that characterise most real lawyering, and are
thus not fully internalised by the audience. They leave students without
accessible realistic models to critique and adapt, embrace, or reject.
By
contrast, Lawyer-Client: Who’s In
Charge?56 is a twenty- one minute tape that depicts
what appears to be a complete advising session between a lawyer and his client.
On the
eve of trial, a prominent lawyer is shown using very forceful language in
an attempt to discourage his indigent client from giving
in to her temptation to
accept what he feels is a wholly inadequate offer of settlement of her personal
injury claim. Based loosely
on a real case and performed by lawyer-actors in a
way that leaves many students convinced it is real, the tape’s
contribution
to the construction of judgment stems from its verisimilitude, its
focus on the significance of the stance or role definition adopted
by the
lawyer, how his/her skill execution can determine whether ethical norms have
actually been honoured and in its calling up
student powers of critique. While
rules (the client is to decide, the lawyer should render candid advice, etc)
lurk in the background,
the always-lively and often heated classroom discussion
of the tape is evaluative in nature, with students lining up to praise or
excoriate the lawyer, pushed to support their comments with data from the tape.
Evaluation of others’ (or, for that matter,
of one’s own) conduct
and having to justify such critique and compare it to classmates’
conclusions can make a major
contribution to developing reflective judgment. A
stored-up bank of well-founded and serious reactions thus registered will, over
time, be recalled in appropriate situations and will help form one’s own
approach to difficult choices. (Indeed, this is a
large part of the dominant
pedagogical model used in clinical legal education.) While evaluation tends to
require less pressured
thinking or assumption of responsibility than immediate
decision-making in the short run, it can, as the tale of the student phone
call
at the outset of this essay illustrates, be the start of a long-lasting process
of learning.
Ethics on Trial: The Criminal Defense
Lawyer57 is a public broadcasting documentary that
derives its power and contribution to the mission by being brutally real. The
fifteen-minute
tape is a journalistic account of the famous Lake Pleasant
“Two Bodies” case in which two court-appointed criminal defense
lawyers kept confidential (and tried to bargain with) their knowledge of the
location of the bodies of two girls who had been killed
by their client. The
tape includes interviews with one of the lawyers (years after the case was over)
and several members of the
victims’ families. The impact of the tape lies
in its ability to portray the “others” in a very gripping way and
to
show, via the lawyer’s views in retrospect, his lingering anguish and the
reputation, financial, and health price he paid.
Such immediate and,
importantly, longer-term human consequences of difficult ethical judgments
cannot be portrayed in more effective
fashion and are crucial factors for
students to confront. The reality of the material leaves many students troubled
long after the
class ends. In contrast, my experience tells me that the use of
popular dramatisations from film or television,58
however useful, cannot compare in terms of the goal of teaching
judgment.
Finally, videotape can be the vehicle for an effective final
examination or essay assignment that continues the theme of teaching
judgment
through to the very end of the course. An engaging last learning experience can
be created by requiring students to view
a video and then asking them to
critique the lawyering depicted and to elaborate on their own process of
deliberation at ethical
decision points.
Role-Plays
Let us return to the instruction-stealing student in
the anecdote at the start of this article. This student and his classmates, if
they took the experience seriously, learned a great deal about the significance
of reputation in a small community and the role that
this factor might play in
exercising ethical judgment. Some, perhaps many, learned how easily they could
lie or at least take part
in misleading. Others may have learned by being overly
trusting. But I rather doubt, despite the fallout that followed the incident,
that this event had as powerful a long-term impact on the individual or the
group as the video in the second anecdote.
In theory, simulations present the
greatest classroom opportunity for students to experience and learn from taking
responsibility
for ethical choices. Some professors make extensive use of them.
In my experience, however, students tend to fight role-plays on
numbers of
levels. Many have done them in prior school settings and see this as a game with
the goal of trying to figure out what
secret instructions the other person has
been given. Those who act out, as the student in the anecdote, claim that their
conduct
in the game is no indication of how they will behave “in a real
situation.” No matter how the teacher may try to point
out the
similarities between such a game (complete with secret instructions) and the
daily, role-based life of a practising lawyer
or how real stakes might impact on
their potential competitiveness, students resist.
I have found that using
actors or practising lawyers to play appropriate roles can cut down on the
problems discussed above. Moreover,
carefully designed and debriefed exercises
that focus on one or a few specific, powerful points59
can make very useful teaching moments in a course aimed at helping students
understand or at least examine what baggage they may
be bringing to the
development of their own capacity for ethical judgment.
Varying the Contexts and Roles
The exercise of judgment, like proficiency in other
skill areas, calls for the ability to adapt to and to consider the effect, if
any, of differing lawyering settings. Notwithstanding the notion that all
American lawyers are part of a unitary profession, lawyers’
diverse roles
may be significant determinants of their professional
responsibilities.60 The litigation lawyer, engaged in
an adversary marshaling of disputed historical facts may, for example, adhere
(and be held) to a
different degree of moral concern or potential liability
than, for example, the planning lawyer who assists a client at the outset
of a securities offering. Big city lawyers may feel different pressures than
their suburban or small town counterparts. It may be
significant that the other
party is a private entity rather than a government regulatory authority. The law
firm associate may feel
different pressures from different sources than the sole
practitioner or the legal aid lawyer.
The goal of building students’
reflective capacity is enhanced by varying the role and workplace settings in
which the class
discussions are situated in order to trigger the adaptive
ability to reason across contexts. It is thus important to locate the problems
in the course in as many different contexts as possible – private and
public interest offices, criminal and varied civil law
matters, litigation and
transactional practices, individual, entity, and the government clients, lawyers
engaged in representing
clients and in performing other roles (eg serving on
boards).
4 The Discussion: Identifying Alternatives, Predicting Consequences, Weighing It All, Stepping Back
The classroom process of attempting to form judgments
involves the use of a deliberate model of open consideration of all relevant
factors at each choice point. This borrows heavily from clinical writings on
practical judgment in lawyering and on lawyers’
roles in assisting clients
in decision-making61 and is designed to make the
students appreciate ethical judgment as a conscious structured process in which
all considerations are
brought to bear (and considered through multiple lenses)
before intuitive weighing is applied.
The first and perhaps most important
step in that process is to identify a particular moment as a decision point at
all. Whether it
takes the form of a clear fork in a road not yet traveled or a
completed transaction being analysed in retrospect, my goal is to
have students
appreciate the notion that ethical judgments are simply a series of choices and
that even acts sanctioned as conventional
lawyer operations (eg invoking a
lawful but technical defense to defeat a just claim, accepting or declining an
engagement, deciding
which arguments to raise on appeal) can have moral
consequences.
The conversation then proceeds by asking something along the
lines of, “What are/were all of the choices or options available
to the
lawyer at that (decision) point?” This takes the form of a brainstorming
exercise in which the goal is to identify the
complete range of alternatives
without, at least at first, evaluating or censoring any. For problems with deep
moral dilemmas, the
first few responses are usually efforts to avoid the problem
through creative lawyering approaches. While crediting such efforts,
the teacher
then must bring the class back to the possibility that avoidance will not work.
After the listing of choices is resumed
and completed, a process of (sympathetic
and detached) evaluation is launched, asking for all of the benefits and
disadvantages of
each possible choice of action. It is in the identification of
possible consequences62 of various decisions that the
teacher must take the most active role; students have a hard time with this.
They often lack the experience
to do more than speculate about the “big
picture.” Since these are not their own real case experiences, students
cannot
discuss the actual repercussions (to themselves, others, or the matter)
of actual decisions. And because the ethical scenarios we
examine are by their
nature unlikely to become public much less reach the courts or disciplinary
authorities, many of the usual formal
legal consequences (civil, criminal, or
disciplinary exposure) are more remote and less important than other factors to
be considered.
In order to equip students a bit here, I assign (balanced)
readings about the human consequences of a life of adversary advocacy,
of the
satisfactions and lows of representing the unpopular, about what clients, large
and small, want from their lawyers. I include
information about claims against
as well as differing market responses to lawyers and firms that are involved in
publicised ethical
scandal or that acted as ethical “heroes.” Cases
and text demonstrate the courts’ unpredictability in this sphere.
The
culmination of this process is a weighing of all that has been unearthed in
order to reach a decision. Situations presenting deep
clashes between student
values and the relevant professional norms produce predictable reluctance to
choose a course of action or
commit to a firm opinion. I will sometimes ask the
“on call” students to articulate their decisions and reasons,
inviting
them to be open and honest (in this safe classroom) about all of their
reasoning. When I sense widespread indecision, I may list
a range of possible
decisions with accompanying reasons and then ask for a show-of-hands vote for
each option. Students are less
reluctant to expose their leanings when they have
company.
Finally, I will discuss my own approach to the decision including,
as noted, what I actually did if the problem is one that has was
taken from my
own practice.
After several iterations of this process of unearthing legal,
strategic, and moral or other personal concerns and then, after a detached
weighing process, forming judgments from situation to situation, I try to get
students to step back from these problems to see the
value of attempting to
articulate for themselves some broader principles as an overall guide to such
decision-making. The discussion,
supported by earlier reading, turns to such
issues as whether adherence to certain professional tenets (for example
confidentiality)
should be affected by research casting doubt on the assumptions
underlying these norms; whether systemic justifications for conduct
(for example
adversary system notions of procedural justice) are convincing when considering
actions that would work a grave individual
injustice; whether civil disobedience
vis-à-vis the lawyering codes is different from other law violation;
whether the professional
norms in question comport with most peoples’
moral codes or whether the concerned student’s moral concerns are somehow
out of line with prevailing social views. Finally, of course, there is the
individual compass: What kind of person do I want to
be?63 Overall, difficult as it may be to generalise
from ten or twelve such exercises over the course of a term, I remind students
that
the goal of this process is for them to examine how they deliberate here
and whether any decisional “anchors” may be
emerging for them as
guides to good judgment in the future.
Offering Students a Positive Model
Students often view legal ethics courses as
concerned, in the main, with what lawyers ought not or may not do. Lawyering
codes are
partly couched in terms of prohibition; case law frequently centres on
whether a lawyer’s conduct violated a prohibition, fell
short-of a norm,
or was otherwise actionable. Examinations that reward the successful
identification of lawyering transgressions
reinforce this view. As noted above,
classroom videos tend to focus on negative depictions of lawyers in action.
Overall, positive
modeling64 of ethical judgment is
largely absent from our courses. Inspiring examples are even more rare. And this
is problematic for those students
struggling with the search for an approach to
deliberate and resolve ethical dilemmas. Those who seek to teach judgment must
offer
positive models.
One possible solution to this has already been noted:
practitioners, including the teacher, can share their process of deliberation
with the class.65 When videotapes or films portray
problematic lawyering, the instructor can demonstrate or have the class role
play a better approach.
Depictions of positive images of lawyers in films or in
print can be formative inspirations.66
CONCLUSION
The anecdotes at the start of this article may be aberrational moments in an
enterprise that does not meet its goals. I recognise
that no amount of classroom
“reality” can really replicate the stakes involved in actual
practice. I have no sweeping
proof of having affected my students’ ethical
and moral judgment. What data I do have consist of sporadic feedback from
students,
some still in school and some long graduated, about classroom moments
they remember. My intuitive sense is that these moments helped
shape their
process of deliberating in difficult situations and gave them a few
moments of quiet classroom time to at least think about those principles
that,
in a pinch, might serve as anchors in making choices. While this is far from
conclusive, anecdotal evidence is evidence nonetheless.
On a less ambitious
but equally important note, students’ evaluations of my course and my
teaching have grown significantly
and consistently positive since incorporating
the approach described in this article. Something about this goal and teaching
method
has brought this important subject to life for this tough audience
without a noticeable difference in their mastery of the law. And
that is no
small encouragement in facing the difficult task of teaching professional
responsibility. In fact, it’s enough to
keep me going back for more.
* Practice Professor of Law and Clinical Director,
University of Pennsylvania Law School.
©2001. (2001) 12 Legal Educ
Rev 19.
1 The tape depicts a personal injury lawyer taking an arguably domineering stance in advising an inexperienced litigant about a settlement offer. Douglas N Frenkel, Lawyer-Client: Who’s in Charge? Process and Ethical Dimensions (Philadelphia: University of Pennsylvania Law School Centre on Professionalism, 1989).
2 The debate over the limits of client autonomy and the extent to which a lawyer should intervene with respect to a client’s decisions is a classic in the moral philosophy literature often assigned to professional responsibility students. See, eg Stephen L Pepper, The Lawyer’s Amoral Ethical Role: A Defense, A Problem, and Some Possibilities (1986) Amer Bar F Res J 613; David Luban, The Lysistratian Prerogative: A Response to Stephen Pepper (1986) Amer Bar F Res J 638. The profession’s rules for the self-regulation of the profession echo this debate in the sense of being hospitable to a range of approaches and in providing little if any guidance for specific conduct within that range. See ABA Model Rule of Professional Conduct 1.2, 2.1 and related Comments.
3 The accrediting American Bar Association states that each law school must “require of all candidates for the first professional degree, instruction in the duties and responsibilities of the legal profession. Such required instruction need not be limited to any pedagogical method as long as the history, goals, structure, and responsibilities of the legal profession and its members, including the ABA Model Rules of Professional Conduct, are all covered.” Standard 302(a)(iv), Standards for the Approval of Law Schools.
4 There are currently at least twelve different law school “casebooks” published by the major American law book publishers, most of which contain, in addition to leading court decisions, selected textual material in fields from moral philosophy to sociology to history.
5 This term has been used in the title of two leading works in the field. See G Hazard & W Hodes, The Law of Lawyering: A Handbook on the Model Rules of Professional Conduct (New York: Prentiss Hall Law & Business, 1987); G Hazard, S Koniak & R Cramton, The Law and Ethics of Lawyering (3rd ed) (New York: Foundation Press, 1999).
6 Courts, having to rule on matters in ongoing litigation, have created the bulk of US law in areas such as conflicts of interest, attorney-client privilege, and sanctions for discovery abuse and have long had occasion to decide questions of professional responsibility in reviewing attorney discipline cases.
7 It is now common for professional responsibility courses to focus on developments in such areas as legal malpractice, the scope of lawyers’ duties to non-clients, and constitutional limits on the regulation of lawyers.
8 While this characterises the basic survey course offered at many schools, the subject is taught in many alternative ways at institutions that support and award credit for diverse approaches. History, philosophy, and real case clinical courses are sometimes approved to satisfy the requirement; in other schools an ambitious menu of options is offered which includes specific study of the ethical duties of, for example, tax lawyers, criminal practitioners, public interest lawyers, etc. See, eg Mary Daly, Bruce Green & Russell Pearce, Contextualising Professional Responsibility: A New Curriculum for a New Century (1995) 58 Law & Contemp Problems 193.
9 Although national statistics may be somewhat different, well over 90 per cent of the graduates of my own institution are engaged in the practice of law within two years of finishing law school.
10 Judith L Maute, Allocation of Decisionmaking Authority Under the Model Rules of Professional Conduct (1984) 17 U C Davis L Rev 1049, 1066-1067.
11 On a related note, “hard law” may be more examinable, especially in the short answer or multiple-choice format that some instructors favour, than alternative “softer” material.
12 Some faculty already oriented to the case method of teaching find that approach particularly useful in the sense that they find reported court decisions to be a rich source of stories about lawyering scenarios from which to launch textured class discussion. They also feel that it enhances student respect for the subject. See, eg R Cramton & S Koniak, Rule, Story, and Commitment in the Teaching of Legal Ethics (1996) 38 Wm & Mary L Rev 145. For reasons that I will address in this essay, these are views I do not share.
13 Many schools support this curricular arrangement on the theory that students are better equipped to master the material in this course with two years of substantive courses and possibly two summer jobs’ worth of experience under their belts.
14 For several years, my own institution required all first-year students to take a compressed two-week course out of a desire to place the subject in a prominent and formative place in the curriculum. For two weeks between semesters, all 250 students took the course to the exclusion of all other studies. Having participated in team teaching of that course, I have concluded, after a great deal of initial optimism and investment of energy, that the experiment failed because, in contrast to students’ other full-length courses, the compressed format precluded the thorough preparation and reflection over time warranted by the material.
15 On the growing cleavage between what is taught and what students need to learn, and on law schools’ growing emphasis on legal theory at the expense of attention to the world of practice, see, eg Harry Edwards, The Growing Disjunction Between Legal Education and the Legal Profession (1992) 91 Michigan L Rev 34.
16 See Stephen Gillers, Taking LA Law Seriously (1989) 98 Yale L J 1607.
17 The American Bar Association has enacted two sweeping and several lesser amendments to its proposed codes in the last three decades. It is presently in the final stages of the work of its Ethics 2000 Commission, another formal review and likely modification of its recommended scheme for lawyer regulation.
18 One scholar described the American Bar Association’s proposed or model codes as “an unusual source of law ... something between the Ten Commandments and a press release.” He goes on to note that as a private organisation, the ABA’s “pronouncements have no legal force” unless adopted by governing authorities. Howard Lesnick, Infinity in a Grain of Sand: The World of Law and Lawyering as Portrayed in the Clinical Teaching Implicit in the Law School Curriculum (1990) 37 UCLA L Rev 1157, 1166.
19 For an exposition of this view see Deborah L Rhode, Why the ABA Bothers: A Functional Perspective on Professional Codes (1981) 59 Texas L Rev 689.
20 In my twenty-three years of real case clinical teaching, I have taught both litigation and mediation. The programme that I direct also includes real case courses in transactional (business, nonprofit) planning and legislative lawyering.
21 For a discussion of the US evolution from “standards” to “rules” for professional self-regulation, see Mary Daly, The Dichotomy Between Standards and Rules: A New Way of Understanding the Differences in Perceptions of Lawyer Codes of Conduct by US and Foreign Lawyers (1999) 32 Vanderbilt J of Transnational L 117.
22 At least four-fifths of the 51 US jurisdictions (including the District of Columbia) have adopted some version of the ABA Model Rules of Professional Conduct originally promulgated in 1983.
23 See ABA Model Rule 1.6.
24 See ABA Model Rule 1.3 and related Comment.
25 The preamble to the Model Rules says as much: “Within the framework of these Rules, many difficult issues of professional discretion can arise. Such issues must be resolved through the exercise of sensitive professional and moral judgment guided by the basic principles underlying the Rules.”
26 A recent qualitative research study of large law firm litigators suggests that junior lawyers make these and other significant decisions under trying conditions and tend to default to the adversary norm when in doubt. See Ethics: Beyond the Rules (1998) 67 Fordham L Rev 697 et seq. One early study indicated a startling incidence of law firm associates being asked to do ethically-problematic tasks. Leonard Gross, Ethical Problems of Law Firm Associates (1985) 26 Wm & Mary L Rev 259. For discussions of the influence of workplace features on the quality of ethical conduct see Eleanor Myers, “Simple Truths” about Moral Education (1996) 45 American U L Rev 823; Deborah Rhode, Ethics by the Pervasive Method (1992) 42 J of Leg Educ 31.
27 Ethics: Beyond the Rules, supra note 26. Some question whether senior lawyers even have as much knowledge of professional norms as recent graduates. See Carrie Menkel-Meadow, Lying to Clients for Economic Gain or Paternalistic Judgment: A Proposal for a Golden Rule of Candour (1990) 138 U of Penn L Rev 761, note 9. A recent American Bar Foundation survey found that law firm hiring partners expected new lawyers to bring “sensitivity to professional ethical concerns” with them upon being hired rather than learning this from the employer. Bryant Garth & Joanne Martin, Law Schools and the Construction of Competence (1993) 43 J of Leg Educ 469, 490.
28 See, eg Anthony Kronman, Living in the Law (1987) 54 U Chicago L Rev 835; Gerald Postema, Moral Responsibility in Professional Ethics (1980) 55 NYU L Rev 63; David Luban & Michael Millemann, Good Judgment: Ethics Teaching in Dark Times (1995) 9 Georgetown J of Leg Ethics 31.
29 Kronman, supra note 28, at 846.
30 Id at 853.
31 Postema, supra note 28 at 68.
32 Kronman, supra note 28, at 854.
33 Kronman, supra note 28, at 848.
34 Postema, supra note 28, at 68.
35 There may, of course, be a difference between what one says one should do, what one says one would do, and what one actually does in an ethically charged situation. For a discussion of the difference between what lawyers and other professionals say they “should” do and “would” do in such situations, see Susan Daicoff, (Oxymoron?) Ethical Decision-Making by Attorneys: An Empirical Study (1996) 48 Florida L Rev 197. For the possible contrast between such classroom responses and actual decisions, see the description of the Milgram experiments in Luban & Millemann, supra note 28, at 86.
36 In a seminal article about clinical teaching, the case method for training lawyers was likened to limiting future dog breeders to the study of stuffed dogs. Jerome Frank, Why Not a Clinical Lawyer-School? (1933) 81 U of Penn L Rev 907. On a different yet related note, reported cases also depict clients who, if not unrealistic, are at least atypical in that they have elected to pursue a dispute to a fully-litigated outcome.
37 For a discussion of such tensions see Bruce Green, The Role of Personal Values in Professional Decision-Making (1997) 11 Georgetown J of Leg Ethics 19.
38 The process of learning by imitation and then trial-and-error is known as learning by habituation. See Luban & Millemann, supra note 28, at 59.
39 That background has convinced me that the richest
way to accomplish the goal of cultivating a capacity for good judgment is to
teach
professional responsibility through real case clinical courses that
feature careful mentoring and structured reflection. Indeed,
this has long been
advocated. See, eg David Barnhizer, The Clinical Method of Legal Instruction:
Its Theory and Implementation (1979)
30 J of Leg Educ 67; Luban &
Millemann (1979), supra note 28, at 40.
Teaching ethics
clinically, however, is not without its problems and limitations. First, as a
matter of resource allocation,
universal real case clinical experience is not
currently a real possibility at many, if not most, schools. Second, the use of
the
real case has its teaching downsides. The drama and immediacy and, often,
the press of time and responsibility for a real client’s
matter,
especially in litigation, may overwhelm the student and preclude the reasoned
analysis that one might desire. The issues
that arise are, almost by definition,
not controllable; the subject matter is too important to be taught on a
hit-or-miss basis.
To the extent that law school clinics are organised around
one role, skill set, or client type, the limits on the issues covered
may
disserve the subject. And as most clinics serve only those who cannot otherwise
afford counsel, the pressures that are created
by the need to charge fees, the
demands of economically powerful clients, or the expectations and incentives of
private law firm
employers will be excluded from the mix. Finally, clinical
faculty, while generally excellent at what they teach, are not by training
professional responsibility teachers or, necessarily the mentors of choice about
these themes. See Robert Condlin, The Moral Failure
of Clinical Legal Education
in David Luban (ed), The Good Lawyer: Lawyers’ Roles and
Lawyers’ Ethics 317 (Totowa: Rowman & Allanheld,
1983).
40 In recent years, I have compressed the semester-long course into nine weeks of lengthened classes with the closed-book final exam shortly after the last class. I do this in order to avoid the late semester crush of exam anxiety, to discourage potential exam cramming, to facilitate the use of videotape, and to foster a sense of continuity between classes.
41 To facilitate this, I assign a course book that contains a rich mix of textual material in addition to the standard menu of court decisions, bar opinions, law review excerpts, and authors’ questions.
42 For a discussion of the importance of providing clients with an understanding of the reasons underlying legal rules so that they may make good decisions, see Jamie Heller, Legal Counseling in the Administrative State: How to Let the Client Decide (1994) 103 Yale L J 2503.
43 For a discussion of these classroom management issues and the messages conveyed by not insisting on student accountability, see Lisa Lerman, Teaching Moral Perception and Moral Judgment in Legal Ethics Courses: A Dialogue about Goals (1998) 39 Wm & Mary L Rev 457, at 482-484.
44 These are drawn from my experience as a litigator, clinical supervisor, and as a consultant to other lawyers on matters of professional responsibility. I make it a point to identify situations in which the problem was derived from a matter in which I served as a consultant or expert witness (with or without compensation), a disclosure rooted in my desire to remove questions concerning my objectivity in the classroom.
45 Examples of these questioned judgments include (rule-mandated) maintaining of confidential information in a situation where such conduct may have contributed to the death of a child in a family law matter and the use/manipulation of systemic delays to buy time for a delinquent client threatened with eviction by a low-income landlord. Both of these are set as discussion problems for the class. In revealing and discussing my actions in each matter, I take pains to talk about how my weighing of decisional factors has evolved in the twenty-five intervening years.
46 Representing the Corporate Client: The Saga of Albinex, in Professional Responsibility for Lawyers: A Guided Course (Philadelphia: University of Pennsylvania Centre on Professionalism, 1990).
47 For a fuller description of such an “agnostic” stance and alternative views, see Edmund B Spaeth, Jr, Janet G Perry & Peggy B Wachs, Teaching Legal Ethics: Exploring the Continuum (1995) 58 Law & Contemp Problems 153.
48 In contrast with students, experienced practitioners who are presented with some of the same problems at professional continuing education classes are both able and eager to raise such variables with no need for prompting by the instructor. This, of course, illustrates both the different level of appreciation of the subject and the increased development of the faculty of judgment with time and experience.
49 In other words, I try to avoid making normative pronouncements, preferring to predict or, in problems taken from my own practice, describe and explain my own conduct.
50 The ability to maintain this stance may be one advantage of this kind of teaching over ethics teaching that is solely grounded in real cases. In doing clinical supervision, notwithstanding a great deal of deliberate process and a professed desire to grant supervisees wide autonomy as student-practitioners, I reserve the ultimate say and, assuming disagreement after discussion with a student, am likely to be quite directive in resolving difficult ethical issues. Whether this is a good thing in terms of fostering reflection in the long term is to me an open question.
51 Such practitioners are eager to volunteer and will respond to being brought into the academic enterprise in a serious way. In my experience, they are keen to prepare the course materials and are always willing to be coached about their role in the discussion.
52 See, eg James L Kelley, Lawyers Crossing Lines (Durham: Carolina Academic Press, 2001); Philip Heymann & Lance Liebman, The Social Responsibilities of Lawyers (New York: Foundation Press, 1988); Michael Kelly, Lives of Lawyers (Ann Arbour: U of Michigan Press, 1996).
53 There are, of course, time management issues involved in teaching with videotape. If shown during class (the most immediate way to insure that the data is fresh and shared), there is an opportunity cost to the airing time. Shorter segments of tape obviate such problems and prevent boredom from setting in but may preclude the depiction of realistic lawyering. While tapes tend to evoke lots of spontaneous student reactions, these responses are not always of uniform quality and can require deft management lest they consume excessive amounts of time.
54 See, eg Vincent Robert Johnson, Audiovisual Enhancement of Classroom Teaching: A Primer for Law Professors (1987) 37 J of Leg Educ 97; John Batt, Law, Science, and Narrative: Reflections on Brain Science, Electronic Media, Story, and Law Learning (1990) 40 J of Leg Educ 19.
55 Professional Responsibility for Lawyers: A Guided Course (Philadelphia: University of Pennsylvania Law School Centre for Professionalism, 1990).
56 See footnote 1, supra.
57 WETA-TV, Washington, DC (1986).
58 Many US academics have used excerpts from such popular television series as LA Law or popular movies involving lawyers. See Carrie Menkel-Meadow, The Sense and Sensibilities of Lawyers: Lawyering in Literature, Narratives, Film, and Television, and Ethical Choices Regarding Career and Craft (1999) 31 McGeorge L Rev 1. For a recent account of one teacher’s extensive use of the current television series The Practice, see Steven Goldberg, Bringing the Practice to the Classroom: An Approach to the Professionalism Problem (2000) 50 J of Leg Educ 414.
59 For an example of such an exercise, see Lerman, supra note 43, at 467-469. For a more general description of a course making heavy use of simulation, see Robert Burns, Teaching the Basic Ethics Class through Simulation: The Northwestern Programme in Advocacy and Professionalism (1995) 58 J of Law & Contemp Problems 37.
60 See eg Myers, supra note 26.
61 The literature is voluminous in these areas. See, eg Mark Aaronson, We Ask You to Consider: Learning about Practical Judgment in Lawyering (1998) 4 Clinical L Rev 247. For a leading US text on client counseling, see David Binder, Paul Bergman & Susan Price, Lawyers as Counselors (St Paul: West Publishing, 1991).
62 On the surface the concern with consequences of moral choices might appear to be favouring an overly pragmatic stance in an area that calls out for higher ideals. My response to this is that this is not a question of a preferred approach so much an acknowledgment of many good lawyers’ reality of including costs and benefits as integral parts of the calculus of practical judgment.
63 See Geoffrey Hazard, Personal Values and Professional Ethics (1992) 40 Clev St L Rev 133.
64 For a discussion of the value of modeling for law students in the clinical context, see Minna Kotkin, Reconsidering Role Assumption in Clinical Education (1989) 19 New Mexico L Rev 185.
65 As judgment tends to shift over time and with greater experience, I make it a point to underscore areas in which my own approach has shifted in light of experience or age or both. On the use of respected professionals to provide students with an “image of their professional selves” see Myers, supra note 26, at note 119.
66 See Menkel-Meadow, supra note 58. In a survey of first-year students’ values on starting at my law school, a substantial number of students reported that their inspiration for seeking to become a lawyer was a lawyer-hero depicted in a film.
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