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eLaw Journal: Murdoch University Electronic Journal of Law |
Author: | Ralph Simmonds LL.B. Hons (UWA), LL.M. (U Toronto) Professor of Law, School of Law, Murdoch University |
Issue: | Volume 6, Number 1 (March 1999) |
The release on August 20 1998 of the Supreme of Canada's advisory opinion on the right of the Province of Québec to secede from the Canadian federation (the Québec Secession case) occasioned considerable interest from observers of federal systems. The decision prompted the School of Law at Murdoch University, in collaboration with the Federal Court of Australia in Perth, to organise a roundtable discussion. This became "Constitutional Principles for a Principled Constitution: Lessons from the Québec Secession Decision", Murdoch University, School Of Law Seminar Series, Federal Court Boardroom, Perth, Thursday, 15 October 1998.
The purpose of the roundtable was to stimulate interest in the decision, by exploring different ways in which it might be considered. Three of the four contributions to that roundtable are published in this issue of E Law with some modifications made after their presentation.
Each such contribution indeed adopts a different perspective on the decision. Taking the authors alphabetically, Professor Greg Craven's paper (The Quebec Secession Reference: The Law Of Politics Or The Politics Of Law?) considers the problematic character of the decision considered as a formal legal document. His concern is with the strains produced by the variety of objectives the Supreme Court could be seen to have set itself. His particular interest is in the use of Canadian material in the current constitutional discussions in Australia, in which he has been an active participant. Professor Craven has written extensively on secession.
Professor Ralph Simmonds (Why Québec Secession Matters) focusses on and celebrates one of those objectives of concern to Professor Craven, the decision's intended contribution to the debate about the nature of Canadian federalism. His particular interest stems from his background as some one who has spent considerable time living and working in Québec, and who is interested in theories of federalism when it is under threat.
Dr James Thomson (Getting Out: Secession and Constitutional Law) reflects on the character of the Québec secession decision particularly when viewed from the perspectives of provinces and states in a federation and comparative constitutional law.
clear repudiation of the existing constitutional order and the clear expression of the desire to pursue secession by the population of a province would give rise to a reciprocal obligation on all parties to Confederation to negotiate constitutional changes to respond to that desire. [9]
Both the theory and the practice of divided identities and dual representation in Canadian federalism have become a key target of nationalist, and especially Québec sovereignist, elites seeking to monopolize the voice of their people. From the nationalist, especially sovereignist, perspective, the "external" civic identity of the country as a whole is a threat and a rival. For example, Claude Morin [a Québec politician] described the federal system as a threat because it "divides Québeckers against themselves", and Rene Levesque [the first avowed separatist premier of Québec] remarked in 1979 that federalist Québeckers are "foreigners". There is a pervasive independentiste thesis that the federal citizen with her divided allegiances and divided civic identities has an unhealthy, fractured personality. Such a person, tugged in contradictory directions, is the psychic counterpart of an unhealthy body immobilized by physical ailments. Federalism, it is argued, inhibits the flourishing of the healthy, single-dimensional identity Québecois could enjoy as citizens of an independent state."
It is, of course, true that democracy expresses the sovereign will of the people. Yet this expression, too, must be taken in the context of the other institutional values we have identified as pertinent to this Reference. The relationship between democracy and federalism means, for example, that in Canada there may be different and equally legitimate majorities in different provinces and territories and at the federal level. No one majority is more or less "legitimate" than the others as an expression of democratic opinion, although, of course, the consequences will vary with the subject matter. A federal system of government enables different provinces to pursue policies responsive to the particular concerns and interests of people in that province. At the same time, Canada as a whole is also a democratic community in which citizens construct and achieve goals on a national scale through a federal government acting within the limits of its jurisdiction. The function of federalism is to enable citizens to participate concurrently in different collectivities and to pursue goals at both a provincial and a federal level."
The "Constitution of Canada" certainly includes the constitutional texts enumerated in s. 52(2) of the Constitution Act, 1982. Although these texts have a primary place in determining constitutional rules, they are not exhaustive. The Constitution also "embraces unwritten, as well as written rules", as we recently observed in [Reference re Remuneration of Judges of the Provincial Court of Prince Edward Island[25]]. Finally, as was said in [Reference re Resolution to Amend the Constitution[26]], the Constitution of Canada includes the global system of rules and principles which govern the exercise of constitutional authority in the whole and in every part of the Canadian state.These supporting principles and rules, which include constitutional conventions and the workings of Parliament, are a necessary part of our Constitution because problems or situations may arise which are not expressly dealt with by the text of the Constitution. In order to endure over time, a constitution must contain a comprehensive set of rules and principles which are capable of providing an exhaustive legal framework for our system of government. Such principles and rules emerge from an understanding of the constitutional text itself, the historical context, and previous judicial interpretations of constitutional meaning...."
Although these underlying principles are not explicitly made part of the Constitution by any written provision, other than in some respects by the oblique reference in the preamble to the Constitution Act, 1867, it would be impossible to conceive of our constitutional structure without them. The principles dictate major elements of the architecture of the Constitution itself and are as such its lifeblood."
While there may be many reasons why a question is non-justiciable, in this appeal [that is, the appeal in the case from which this quote came, not Québec Secession itself] the Attorney General of Canada submitted that to answer the questions would draw the Court into a political controversy and involve it in the legislative process. In exercising its discretion whether to determine a matter that is alleged to be non-justiciable, the Court's primary concern is to retain its proper role within the constitutional framework of our democratic form of government.... In considering its appropriate role the Court must determine whether the question is purely political in nature and should, therefore, be determined in another forum or whether it has a sufficient legal component to warrant the intervention of the judicial branch."[Emphasis added.]
The federalism principle, in conjunction with the democratic principle, dictates that the clear repudiation of the existing constitutional order and the clear expression of the desire to pursue secession by the population of a province would give rise to a reciprocal obligation on all parties to Confederation to negotiate constitutional changes to respond to that desire. ...[35]What is the content of this obligation to negotiate? At this juncture, we confront the difficult inter-relationship between substantive obligations flowing from the Constitution and questions of judicial competence and restraint in supervising or enforcing those obligations. This is mirrored by the distinction between the legality and the legitimacy of actions taken under the Constitution.... [36]
The conduct of the parties in such negotiations would be governed by the same constitutional principles which give rise to the duty to negotiate: federalism, democracy, constitutionalism and the rule of law, and the protection of minorities. ...[37]
Refusal of a party to conduct negotiations in a manner consistent with constitutional principles and values would seriously put at risk the legitimacy of that party's assertion of its rights, and perhaps the negotiation process as a whole. Those who quite legitimately insist upon the importance of upholding the rule of law cannot at the same time be oblivious to the need to act in conformity with constitutional principles and values, and so do their part to contribute to the maintenance and promotion of an environment in which the rule of law may flourish. [38]
... The Court has no supervisory role over the political aspects of constitutional negotiations. Equally, the initial impetus for negotiation, namely a clear majority on a clear question in favour of secession, is subject only to political evaluation, and properly so. A right and a corresponding duty to negotiate secession cannot be built on an alleged expression of democratic will if the expression of democratic will is itself fraught with ambiguities. Only the political actors would have the information and expertise to make the appropriate judgment as to the point at which, and the circumstances in which, those ambiguities are resolved one way or the other. [39]
If the circumstances giving rise to the duty to negotiate were to arise, the distinction between the strong defence of legitimate interests and the taking of positions which, in fact, ignore the legitimate interests of others is one that also defies legal analysis. The Court would not have access to all of the information available to the political actors, and the methods appropriate for the search for truth in a court of law are ill-suited to getting to the bottom of constitutional negotiations. To the extent that the questions are political in nature, it is not the role of the judiciary to interpose its own views on the different negotiating positions of the parties, even were it invited to do so. Rather, it is the obligation of the elected representatives to give concrete form to the discharge of their constitutional obligations which only they and their electors can ultimately assess. The reconciliation of the various legitimate constitutional interests outlined above is necessarily committed to the political rather than the judicial realm, precisely because that reconciliation can only be achieved through the give and take of the negotiation process. Having established the legal framework, it would be for the democratically elected leadership of the various participants to resolve their differences. [40]
The non-justiciability of political issues that lack a legal component does not deprive the surrounding constitutional framework of its binding status, nor does this mean that constitutional obligations could be breached without incurring serious legal repercussions. Where there are legal rights there are remedies, but as we explained in [Canada (Auditor General) v. Canada (Minister of Energy, Mines and Resources) [41]], and [New Brunswick Broadcasting Co. v. Nova Scotia (Speaker of the House of Assembly)[42]], the appropriate recourse in some circumstances lies through the workings of the political process rather than the courts. [43]"
[1] Reference re Secession of Québec, (20 August 1998), http://www.droit.umontreal.ca/doc/csc-scc/en/pub/1998/vol2/html/1998scr2_0217.html (hereinafter Québec Secession, all citations to the numbered paragraph sections in the Web copy of the judgment).
[2] They were, in full text: Question 1: Under the Constitution of Canada, can the National Assembly, legislature or government of Québec effect the secession of Québec from Canada unilaterally? Question 2: Does international law give the National Assembly, legislature or government of Québec the right to effect the secession of Québec from Canada unilaterally? In this regard, is there a right to self-determination under international law that would give the National Assembly, legislature or government of Québec the right to effect the secession of Québec from Canada unilaterally? Question 3: In the event of a conflict between domestic and international law on the right of the National Assembly, legislature or government of Québec to effect the secession of Québec from Canada unilaterally, which would take precedence in Canada?
[3] These were posed by the Governor in Council by Order in Council P.C. 1996-1497, dated September 30, 1996 under s 53 of the Supreme Court Act (Can.). The Supreme Court in Québec Secession identified quoted as the relevant parts of that section as follows: 53. (1) The Governor in Council may refer to the Court for hearing and consideration important questions of law or fact concerning a) the interpretation of the Constitution Acts; ... (d) the powers of the Parliament of Canada, or of the legislatures of the provinces, or of the respective governments thereof, whether or not the particular power in question has been or is proposed to be exercised. (2) The Governor in Council may refer to the Court for hearing and consideration important questions of law or fact concerning any matter, whether or not in the opinion of the Court ejusdem generis with the enumerations contained in subsection (1), with reference to which the Governor in Council sees fit to submit any such question. (3) Any question concerning any of the matters mentioned in subsections (1) and (2), and referred to the Court by the Governor in Council, shall be conclusively deemed to be an important question.
[4] This paper does not address the other two questions, concerning the relevance of international law to the issue, except as in note 12, infra. The Supreme Court's position here has excited considerable interest among Canadian international lawyers. It has already received attention in what appears to be the first published Australian commentary on the case: see R. Rafuse, "Case Note: Reference re Secession of Québec from Canada: Breaking Up is Hard to Do" [1998] UNSWLawJl 68; (1998) 21 U.N.S.W. L. J. 834, at 841 - 843.
[5] Québec Secession, para 32 introduces this analysis.
[6] In terms of discrete constitutional texts, the Supreme Court in Québec Secession (para 32) saw these as those enumerated in Constitution Act 1982, being Schedule B of the Canada Act 1982 (U.K.), 1982, c 11, s 52 (2). The Court had a wider conception of the Canadian Constitution than that, however. See text following note 24, infra.
[7] Québec Secession, para 148; see also para 87 (such a question should be "free of ambiguity"). The Court did not go far in its explanation of what such a question might look like, a matter of some earlier political controversy in Canada in relation to the two referenda held on secession in Québec, the first in 1980, the second in 1995.
[8] Québec Secession, para 87 (such a majority, like the question that produced it, should be "free of ambiguity"). The Court did not go far in spelling out in what such a majority would represent.
[9] Québec Secession, para 88.
[10] See Alex Reilly, "Constitutional Principles in Canada and Australia: Lessons from the Québec Secession Decision". As the present paper is meant to indicate, I do not share his scepticism about either the utility of the four principles to resolve the issues before the court, or the relevance of an exercise of the sort that produced them when a court is presented with a problem like that the province of Québec posed for the Court. See especially Part 2.2 of this paper.
[11] Cf J Webber "The Legality of a Unilateral Declaration of Independence under Canadian Law" (1997) 42 McGill L J 281, text at and following 304n 71, where he repudiates the suggestion for Canada, but not in terms that suggest all compact theories are insufficient for this purpose.
[12] See Québec Secession's identification of three sets of circumstances where international law might support a right of secession: at para 112 ("[i]nternational law contains neither a right of unilateral secession nor the explicit denial of such a right, although such a denial is, to some extent, implicit in the exceptional circumstances required for secession to be permitted under the right of a people to self-determination, e.g., the right of secession that arises in the exceptional situation of an oppressed or colonial people"), para 133 ("[t]he other clear case where a right to external self-determination accrues is where a people is subject to alien subjugation, domination or exploitation outside a colonial context"), and para 134 ("when a people is blocked from the meaningful exercise of its right to self-determination internally, it is entitled, as a last resort, to exercise it by secession"); and see paras 135 ff (rejecting any of these as appropriate to Québec).
[13] That is, Question 1 in note 2, supra. The particularities of Québec's position in the Canadian federation had to be addressed, however. See references in previous note for the main discussion.
[14] Québec Secession itself recognises such a theory as foundational in Canada, especially at paras 42 and 43; for an extended account of the theory and the problem posed by Québec - although not only by Québec, but also by the First Nations (a grouping of indigenous Canadians) - see Alan C. Cairns "Why Is It So Difficult to Talk to Each Other?" (1997) 42 McGill L J 63.
[15] From Cairns, note 14, supra, at 83 - 84 (bracketed material added, footnotes omitted).
[16] Québec Secession, para 32.
[17] Québec Secession para 66.
[18] For a discussion of the issues in Canada in the form of this sort of question of construction, see Webber, note 11, supra, at 287 ff: he there disposes of the suggestion that an amending formula should not be construed as extending to matters of dissolution of the federation, as opposed to issues having to do with the federation as a "going concern", a view of his which appears to be shared by the Supreme Court, in Québec Secession, as witness its para 84.
[19] For just such an argument, see Webber, note 11, supra, passim.
[20] Thus simply leaving that position to the realm of "politics, as opposed to law" - even if these politics were labelled "constitutional politics". Apart from the question whether that boundary between the two could have been sensibly drawn short of the legal relevance of this position, the Supreme Court has on at least two other occasions, when differently constituted, seemed to subscribe to a broader notion of constitutional law than so drawing that boundary would have represented: see Manitoba (Attorney-General) v Canada (Attorney-General) [1981] S.C.R. 753 (Reference Re Resolution to Amend the Constitution); and Reference re Language Rights under s. 23 of the Manitoba Act, 1870 and s 133 of the Constitution Act, 1867 [1985] 1 S.C.R. 721. For the broader notion to which the Court in Québec Secession subscribed, see the text of the next section.
[21] It has been a staple of the programme of the Parti Québecois, newly returned to power following the most recent provincial election
(30 November 1998), that it will work for referenda to be held until a "Yes" majority is secured. The most recent variation on this
theme is that a third referendum will not be held until "winning" conditions for it exist. See Elizabeth Thompson, "Referendum on
hold: premier ", [22] Québec Secession, para 32 introduces this analysis, while paras 33 - 51 extract the principles.
[23] See Maclean's [:] Canada's Weekly Newsmagazine, August 31, 1998, at 14 ff "Judgment Day for Canada" (cover article). For how Québec
might be seen to have "won" Québec Secession, see James A Thomson, "Getting Out: Secession and Constituional Law" (1999), E Law (this issue).
[24] Québec Secession, para 32 (references in brackets and accompanying footnotes substituted for short form references in the original).
[25] [1997] 3 S.C.R. 3, http://www.droit.umontreal.ca/doc/csc-scc/en/pub/1997/vol3/html/1997scr3_0003.html, at para 92.
[26] Note 20, supra, at 874.
[27] Québec Secession, para 51.
[28] And even more the point next following in this paper's analysis of the case.
[29] See note 3, supra.
[30] Québec Secession, para 25.
[31] Reference re Canada Assistance Plan (B.C.), [1991] 2 S.C.R. 525, at 545.
[32] Québec Secession, para 26 (bracketed material added, but emphasis, as indicated at the end of the quotation, is from Québec Secession)..
[33] The Court's logic also suggests - although interestingly the Court does not require - a settlement of the referendum process, including
the referendum question, that is to precede the negotiations, in the same deliberative negotiated way: this would be a particularly
helpful way in which a "clear" question could be produced. However, Québec has consistently taken the position that any such settlement
is unacceptable to it.
[34] The discussion in Québec Secession from which the passages are taken is at paras 88 - 102.
[35] Québec Secession, para 88.
[36] Québec Secession, para 89.
[37] Québec Secession, para 90.
[38] Québec Secession, para 95.
[39] Québec Secession, para 100.
[40] Québec Secession, para 101.
[41] [1989] 2 S.C.R. 49, at 90.
[42] 1993 CanLII 153 (SCC); [1993] 1 S.C.R. 319.
[43] Québec Secession, para 102 (full citations and footnotes added).
[44] I am grateful to Rod Macdonald for this point. This is not to say such recognition is comfortable, only that it is legally feasible:
for a recent discussion of Canadian case law with reference to Australian material also, see John - Paul F. Bogden, "On the "Agreement
Most Foul": A Reconsideration of the Doctrine of Unconscionability" (1997) 25 Man. L.J. 187.
[45] See Reilly, note 10, supra, which, however, questions whether any such list should be used at all.
[46] Id.
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