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Queensland University of Technology Law and Justice Journal |
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PRIVATIVE CLAUSES AND THE
COURTS
WHY AND HOW AUSTRALIAN COURTS HAVE
RESISTED ATTEMPTS TO REMOVE THE CITIZEN’S RIGHT TO JUDICIAL REVIEW OF
UNLAWFUL EXECUTIVE
ACTION[1]
THE HON DUNCAN KERR SC
MP [*]
Populist commentators often, and senior political figures
sometimes, claim that judges have no business setting aside decisions made
by
parliaments and governments.
Because that argument is so often made, and
so rarely publicly responded to, it seems worthwhile to go back to the genesis
of Australian
legal theory to explain the case for judicial review.
I
hope to be able to demonstrate, through a brief examination of our unique
constitutional legacy, that Australian public lawyers
need not suffer from
intellectual vertigo if they are asked to explain why appointed judges, and not
our democratically elected and
accountable federal parliament and government,
have the final word over whether laws and administrative decisions are valid.
I will then turn to examine how the High Court of Australia has dealt
with federal laws which, on their face, direct judges to not
question the
lawfulness of particular conduct of the executive and administrative tribunals.
Such laws, designed to prevent judicial
review, are commonly referred to as
‘privative clauses’.
The discussion will finally turn to
privative clauses enacted by state parliaments— and to the residual
question of whether
the constitutional position of state legislatures and state
courts is so different as to justify a different result.
However, first
it is appropriate to confront the threshold question—how and why has it
come to be accepted that the High Court
of Australia has the final say upon the
validity of laws made by the Australian parliament?
I JUDICIAL REVIEW AND FEDERAL SYSTEMS
In a federation founded on a written constitution that divides power
between a central and several state governments there must at
least be some
operating rule to resolve disputes when one of the partners in the federation
asserts that another has exceeded its
lawful bounds.
Of course it would
be possible for a nation to be established around the simple operating rule that
the laws of the central (or state)
government on any subject must
prevail—that would reduce the judicial task to one applying a settled
hierarchy of laws, as
we do when state laws extend to local government, but that
would not be a federation as we understand the term—and certainly
not the
type of federation that was established in 1901 with the creation of the
Commonwealth of Australia.
The Australian constitution was intended to
divide power between the central and state governments—and to give the
central government
law making power only over certain specifically enumerated
subjects. Federal laws could not be validly enacted unless connected
to a
constitutional ‘head of power’. The drafters of the Australian
constitution therefore had to decide what process
to establish to determine the
outcome if a State, the Commonwealth, or a citizen, contended that a law made by
one of the other federation
partners went beyond the power granted by the
written Constitution.
Those responsible for the drafting of the
Australian constitution drew from the jurisprudence of United States of America
for their
answer to that question.
The idea that judicial review is
necessarily implicit in a federation —and brings with it not only the
power, but also the duty
of the supreme court of a nation to declare infringing
laws or conduct to be invalid— was well known to the framers of the
Australian constitution. That proposition had been famously articulated by
Marshall CJ in the landmark United States’ Supreme
Court decision
Marbury v
Madison.[2]
Ironically
that case, of such profound importance to our two nations’ constitutional
law, had its origin in an unedifying, even
squalid, political
controversy.
President Adams had nominated his Secretary of State, John
Marshall, to be Chief Justice of the Supreme Court following the death
of
Ellsworth CJ in December 1800. Marshall’s appointment was ratified by
Congress but, notwithstanding his nomination, Marshall
continued to serve in
Adams’ cabinet until he became Chief Justice of the United States on the
eve of President Jefferson’s,
4 March 1801, inauguration.
In what
we would now criticise as a blatant attempt to stack the federal judiciary with
partisan appointments, during the last days
of the Adams presidency Marshall was
party to the rushed appointment of dozens of lesser federal judicial officers
including 42 new
federal justices of the peace. The legal requirements for all
of these appointments were completed before President Adams left
office—but
in the rush the commissions of four justices of the peace,
although issued and sealed, were not delivered to the appointees before
the
incoming administration took office.
After the new President was sworn
in, his incoming Secretary of State, Madison, refused to give Marbury, one of
the four justices
of the peace, the document that evidenced his judicial
appointment.
Without his commission Marbury could not take up his
office.
Marbury then applied to the Supreme Court, now headed by Marshall
CJ, for orders to compel Jefferson’s Secretary of State to
deliver him his
instrument of appointment. The claim was opposed. Madison argued that the
Supreme Court had no power to adjudicate
on, or make orders in respect of,
matters touching upon compliance with the law by the legislative or executive
arms of government.
Marshall CJ’s famous retort to those
contentions remains the most cited judgment of the US Supreme Court. He
stated:
If an act of the legislature, repugnant to the constitution, is
void, does it, notwithstanding its invalidity, bind the courts, and
oblige them
to give it effect? Or, in other words, though it be not law, does it constitute
a rule as operative as if it were law?
It is emphatically the province
and duty of the judicial department to say what the law is. Those who apply the
rule to particular
cases, must of necessity expound and interpret that rule. If
two laws conflict with each other, the courts must decide on the operation
of
each.
[T]he particular phraseology of the constitution of the United
States confirms and strengthens the principle, supposed to be essential
to all
written constitutions, that a law repugnant to the constitution is void; and
that the courts, as well as other departments, are bound by that
constitution.[3]
It is easy to
forget, given how embedded this notion in US jurisprudence has become, that
Marshall CJ’s conclusion, that it
was the Supreme Court’s
‘province and duty’ to be the guardian of the constitution, was not,
then, an inevitable
one. It would have been possible, and some might still
assert, more consistent with the logic of popular sovereignty, for the United
States Supreme Court to have reasoned that, whilst the written constitution was,
and would always remain, the nation’s supreme
law, it was for the other,
democratically elected arms of government to determine for themselves the manner
in which the constitution
was to be applied, and that it was, accordingly, in
that regard, necessary for the court to defer to their
judgments.[4]
However, had that
alternative judicial approach been adopted it would have avoided one problem
only to open up yet further conundrums;
for example, if the constitution itself
was not the yardstick against which the Supreme Court was to test questions of
the validity
of a law, what other set of principles could that court turn to in
order to solve the inherent problem of inconsistent federal and
state laws;
and, how might the Supreme Court square its own obligation of fidelity to the
written constitution that its judges were
sworn to uphold— a constitution
which not only set parameters for the exercise of legislative powers, but which
also conferred
specific and fundamental personal rights on US
citizens—with such a doctrine of deference to the legislature?
It
should therefore come as no surprise that the rigour of Marshall CJ’s
logic not only prevailed but has continued to be a
wellspring of United States
jurisprudence—providing, as it did, a transparent and consistent
simple[5] operating principle which
permitted the court to resolve disputes whenever one of the partners in the
federation (or a citizen, who
claimed that his or her individual constitutional
rights had been infringed) asserted that the other had exceeded its lawful
bounds.
This assertion of this power for almost a century by the United
States Supreme Court was well known to those who debated the possible
federation
of the then Australian colonies. The English system of an omnipotent cental
parliament could provide them with no model
to restrain the sort of central
government of limited powers that they desired to create. The existing
jurisprudence of the United
States was more relevant. It was natural that the
Australian constitution would draw on the existing model of the United States,
at least as a starting point, in its design of the federal judicial
elements.
Those responsible for drafting the terms of Australia’s
federation took as a given the logic of Marbury v Madison. The debate in
the several pre-federation constitutional conventions proceeded on the basis
that any Australian supreme federal judicature
to be formed would have (with the
limited, and now exhausted, capacity to appeal to the Judicial Committee of the
Privy Council)
a like responsibility to declare void any legislation
inconsistent with the constitution.[6]
As in the United States, the drafters did not think it necessary to
write in an express provision in the Australian Constitution to authorise the
High Court to strike down invalid legislation. However, as Sir Owen Dixon in
Jesting Pilate[7] observed, the
words of s 76(i) of the Constitution ‘impliedly acknowledge the function
of the courts [to engage in judicial review]’.
Since its
establishment it has never been doubted that the High Court was invested with
the judicial power of the Commonwealth in
order to hold the ring— and to
be the final arbiter of whether or not a law enacted by a federal or state
parliament was within
the authority granted by the constitution.
Thus
when the High Court famously struck down Commonwealth laws that had banned the
communist party on the ground that those laws
exceeded the defence power granted
to the federal parliament, Fullager J, with both legal and historical accuracy,
noted that ‘in
our system the principle of Marbury v Madison is
accepted as
axiomatic’.[8]
II THE RULE OF LAW
Although this well documented history of constitutional borrowing from
the United States is sufficient to explain, and justify, the
High Court’s
assertion of its authority to exercise judicial review, it falls well short of
being enough to explain other nuances
of that court’s approach to its
task.
The scope and character of judicial review in Australia also has
been shaped by other underlying assumptions of the constitution.
Primary amongst
those are assumptions about the ‘rule of law’; the heritage of which
derive, not from the United States,
but from the common law of
England.
The common law arrived in Australia with the first
fleet[9]—and was confirmed in
its application to the colonies by s 24 of the Australian Courts
Act[10] which provided that all
laws and statutes in force in England on 25 July 1828 were to be effective
within the colonies of New South
Wales (which then included what is now
Queensland and Victoria) and Van Diemen’s Land (now Tasmania) ‘so
far as the same
can be applied within the said
colonies’.
The common law brought with it
certain assumptions about the role of the judiciary.
Prior to the Act of
Settlement 1701 (UK) which conferred security of tenure upon them, English
judges were sometimes, in Maitland’s
words, ‘servile
creatures’[11] fearing
dismissal if they failed to act as instruments of royal policy. But by the time
the Australian colonies came to consider
establishing a federation that had long
since ceased to be the case. The culture of the English judiciary had become one
of robust
independence.
Developing slowly and incrementally as England
travelled its evolutionary (and, occasionally revolutionary) path towards
subordinating
the once virtually unlimited power of the English hereditary
monarchy to institutions of representative government, the common law
of England
gradually became imbued with notions of ‘the rule of law’.
Judges of Australia’s High Court have long accepted that the
Australian constitution was, in the language of Dixon J ‘framed
in
accordance with many traditional conceptions, to some of which it gives
effect...others of which are simply assumed’. Dixon
J then added:
‘Among these I think it may fairly be said that the rule of law forms an
assumption’.[12]
Although
a definition of ‘the rule of law’ is notoriously
elusive,[13] one of its central
tenets is capable of simple exposition. In the words of Brennan
J:
Judicial review is neither more nor less than the enforcement of the
rule of law over executive action; it is the means by which executive
action is
prevented from exceeding the powers and functions assigned to the executive by
law and the interests of the individual
are protected
accordingly.[14]
Thus both a
stream of United States’ jurisprudence and a stream of English ‘rule
of law’ thinking, flowed together
to mutually reinforce the shaping of our
constitution and to embed in it the duty of the courts both to adjudicate on the
validity
of legislation and to secure adherence by the executive government to
the law.
Let us now look more closely at federal ‘privative
clauses’ that have been enacted to try to dam or divert those
streams.
III ANDREW INGLIS CLARK AND SECTION 75(V) OF THE CONSTITUTION
It is a further irony of Marbury v Madison that the justice of the
peace who applied to the Supreme Court actually lost his case. His predicament
provided the context for Marshall
CJ’s statements of high constitutional
principle but Marbury nonetheless failed to obtain the orders he sought from the
US
Supreme Court—for the delivery up to him of his judicial
commission.
He failed because he had applied to the Supreme Court
directly, bypassing the lower courts. The United States Supreme Court, it was
held, had only appellate, not original, jurisdiction.
It was to ensure
that there would be no such limit on Australia’s supreme tribunal's powers
that s 75(v), which provides that the High Court has original jurisdiction in
all cases in which constitutional writs are sought against an officer
of the
Commonwealth, was included in the Australian Constitution.
The moving
force behind the inclusion of s 75(v) was the Tasmanian, Andrew Inglis Clark, a
radical liberal lawyer, state parliamentarian, Attorney General and, later,
judge. The
story is told in FM and LJ Neasey’s biography of Clark as
follows:
The next section of [Andrew Inglis] Clark’s draft Bill,
Part V, on the ‘Federal Judicatory,’ turned out to be the most
influential and important ... [It] was mainly taken from Art
III of the United
States Constitution, ...except that he made some amendments to the wording, and
one important addition. The latter arose from his familiarity with the
United
States Supreme Court case in 1803, Marbury v Madison ...Clark, who wished
to overcome this restriction [on the power of the court to grant relief],
included in his clause conferring original
jurisdiction on the Supreme Court
‘all cases in which a writ of Mandamus or Prohibition shall be sought
against a Minister
of the Crown for the Federal Dominion of Australia.’
The 1891 Convention accepted the clause, but modified it to read ‘against
an Officer of the
Commonwealth’.[15]
But,
in Melbourne in 1898, delegates voted to strike out the provision; concerned it
might have a limiting effect, possibly excluding
jurisdiction in other
proceedings such as writs of habeas corpus.
Clark, monitoring
proceedings from Hobart, telegraphed Barton to remind him of the United States
decision in Marbury v Madison ... Barton wrote back ... saying ‘...
it seems to be a leading case. I have given notice to restore the words on the
reconsideration
of the
clause’.[16]
In the
debates to settle the final draft of the text in 1898 Edmund
Barton,[17] true to his undertaking
to Clark, proposed the reinsertion of s 75(v) on the basis that it would give a
person affected by the actions of an officer of the Commonwealth ‘the
right to have this
process of law properly
exercised’.[18]
Barton’s proposition was accepted, and s 75(v) thus became part of
the Australian constitution.
Accordingly the High Court was invested,
from the outset, not only with an implicit power to adjudicate on the validity
of legislation,
but also with an explicit and constitutionally entrenched power
to issue writs to require officers of the Commonwealth to comply
with the common
law, relevant legislation and the constitution.
IV ATTEMPTS TO THWART JUDICIAL REVIEW OF EXECUTIVE ACTION
The test of whether the High Court would follow the logic underpinning
Marshall CJ’s reasoning in Marbury v Madison, that the Commonwealth
cannot by an ordinary act remove or restrict the right of the High Court to
supervise the lawfulness of conduct
of Commonwealth officers, initially arose in
the context of industrial law—an area of public administration that
successive
governments and parliaments, in the decades following federation,
sought to exclude from the High Court’s oversight.
The issue first
came before the High Court in R v Commonwealth Court of Conciliation and
Arbitration; Ex parte Whybrow.[19]
There the issue arose as to whether the judges of the Commonwealth Court of
Conciliation and Arbitration were ‘officers of
the Commonwealth’ for
the purposes of s 75(v), and if so, what effect if any should the High Court
give to s 31 of the Conciliation and Arbitration Act 1904 which then
provided: ‘No award of the Court shall be challenged, appealed against,
reviewed, quashed or called into question
in any other Court on any account
whatsoever.’
The High Court held that the words ‘officer of
the Commonwealth’ were wide enough to cover judges of inferior courts as
well as public servants and granted prohibition to prevent the industrial court
from overstepping the law. Because parliament had
not gone as far as to remove
the High Courts’ power to grant prohibition, the High Court did not have
to deal with the constitutional
issue directly, but the tenor of the
majority’s judgments left little doubt as to how they would have decided
the question
had it done so.
Griffith CJ stated:
In my
opinion...this court has original jurisdiction under the Constitution itself to
grant prohibition...If the meaning of the words of s 75 were even ambiguous, the
necessity of such a controlling power existing somewhere is so apparent that I
should think the ambiguity
should be resolved in favour of the
power.[20]
Barton J made
similar remarks,[21] as did
O’Connor J who observed:
If that power is not vested in the
High Court by the Constitution, ...it will depend upon the will of the
Commonwealth Parliament, whether there shall be any power in the High Court, by
appeal or
otherwise, to control excessive jurisdiction by the inferior Courts of
the federal judicial system, for Parliament can always, as
it has done in the
case of the Commonwealth Arbitration Court, create a Federal Court, whose
decisions are not subject to question
by the High Court on
appeal.[22]
Only Isaacs J
dissented but on procedural grounds which he later
repudiated.[23]
But, of
course, that was not to be the end of the matter.
To make its intention
to remove all judicial review of the industrial court unmistakeable, in 1911
parliament inserted the words,
‘or be subject to prohibition or
mandamus’ after the words ‘called into question’ in s 31 of
the Conciliation and Arbitration Act 1904.
In the aftermath, the
question of whether an ordinary act of parliament could remove the right of the
High Court to supervise the
lawfulness of the conduct of Commonwealth officers
came squarely and unavoidably before the High Court in The Tramways Case
[No1].[24]
The High
Court’s decision in that case, delivered in 1914, unanimously affirmed
that its power to review executive action could
not be removed by ordinary
legislation.
Griffith CJ stated:
[T]he case is
within sec 75(v). The jurisdiction conferred by that section cannot, of course,
be taken away by the Commonwealth
Parliament.[25]
Barton J,
hardly surprisingly given the role he had played, at Inglis Clark’s
urging, to reinstate the clause during the Melbourne
Constitutional Convention
in 1898, held:
If this Court is given both the jurisdiction and the writ,
as I am clear that it is, then sec 31 of the Arbitration Act can by no
means
impede the issue of the
writ.[26]
Isaacs J
repudiated the views he had expressed in Whybrow, and
added:
If there were no power of mandamus or prohibition to federal
courts, either under appellate or the original jurisdiction,...a legal
wrong
would easily exist without a legal remedy.... On the whole I am therefore of the
opinion that, notwithstanding s 31 of the
Commonwealth Conciliation and
Arbitration Act it is within the competence of this Court to grant
prohibition.[27]
Gavan Duffy
and Rich JJ said:
The Commonwealth Parliament cannot take away a right
granted by the Constitution. The preliminary objection [based on s 31] must
therefore fail.[28]
Powers J
concluded likewise:
The power directly conferred on the High Court by the
Court as original jurisdiction cannot be taken away by the Commonwealth
Parliament.[29]
The result
could not have been clearer.
Despite both continuing parliamentary
hostility towards judicial intervention in industrial proceedings and changes in
the personnel
of the High Court, it thus became settled
law[30] for the following three
decades, that no ordinary act of parliament could restrict or remove the power
of that court to review unlawful
executive action.
As late as 1942 a
unanimous bench[31] in
Australian Coal and Shale Employees Federation v Aberfield Coal Mining Co
Ltd[32] rejected the proposition
that a privative clause could have any effect on the jurisdiction of the High
Court.
V A DETOUR TO DEFERENCE — THE HICKMAN MYTH
War time, and the rapidly emerging intellectual dominance of the High
Court by its then newest justice, Dixon J, provided the context
for the
emergence of the next challenge to this approach. The result of that challenge
ushered in a period of complex jurisprudence
which lasted for almost 50 years
and undermined the robust guarantee of s 75(v).
The case which triggered
this complex jurisprudence arose after a Local Reference Board acted beyond its
jurisdiction to make orders
affecting a transport company, on the mistaken view
that those transport operations fell within the Local Reference Board’s
powers to make war time orders in respect of the ‘coal mining
industry’.
The privative clause in question, Regulation 17,
provided that the decision of a Local Reference Board ‘shall not be
challenged, appealed against, quashed or called into question,
or be subject to
prohibition, mandamus or injunction, in any court on any account
whatever’.
In R v Hickman; Ex parte Fox and Clinton
(Hickman)[33] a Full Court of
the High Court of Australia held, notwithstanding Regulation 17, that
prohibition under s 75(v) of the constitution was available in respect of the
erroneous finding of the Local Reference Board.
The ratio decidendi of
Hickman was thus consistent with the previous line of authority. Three of
the five justices were unambiguous in concluding that where an
act purports to
take away from the High Court its jurisdiction to review the lawful ambit of
power conferred on an officer of the
Commonwealth the Act is invalid to that
extent.
Latham CJ expressed what had become the orthodox
position:
Such a provision, it is settled cannot exclude the jurisdiction
conferred on this Court by s 75(v) of the Constitution [references omitted].
That provision [s 75(v)] is not limited to the grant of prohibition on
constitutional grounds. It extends also
to the grant of prohibition on grounds
independent of the Constitution and relating only to the statutory powers of a
Commonwealth officer.[34]
Rich J held:
The jurisdiction of this Court derives from s 75(v)
of the Constitution—the members of the Board being officers of the
Commonwealth. The exercise of this jurisdiction is not affected by the
provisions
of reg. 17 of the Regulations—provisions similar to those
contained in s 31(1) of the Commonwealth Conciliation and Arbitration
Act
1904-1934.[35]
Starke J did
not even refer to the purported ousting of the High Court’s jurisdiction.
He held:
The rules are founded on s 75 of the Constitution [reference
omitted] and prohibition goes wherever officers of the Commonwealth, having
legal authority to determine questions affecting
the right of subjects and
having the duty to act judicially, act in excess of their legal
authority.[36]
Dixon J by
contrast, while joining with the majority as to the outcome, proposed a
different ‘well established’ approach
to the interpretation of
privative clauses. He advanced a general rule of statutory interpretation to
apply both under Commonwealth
law, and unitary systems.
They are not to
be interpreted as meaning to set at large the courts or other judicial bodies to
whose decision they relate. Such
a clause is interpreted as meaning that no
decision which is in fact given by the body concerned shall be invalidated on
the ground
that it has not conformed to the requirements governing its
proceedings or the exercise of its authority or has not confined its
acts within
the limits laid down by the instrument giving it authority, provided always that
its decision is a bona fide attempt
to exercise its power, that it relates to
the subject matter of the legislation, and that it is reasonably capable of
reference to
the power given to the body.
It is ... impossible for the
legislature to impose limits upon the quasi-judicial authority of a body which
it sets up with the intention
that any excess of that authority means
invalidity, and yet, at the same time, to deprive this Court of authority to
restrain the
invalid action of the court or body by prohibition. But where the
legislature confers authority subject to limitations, and at the
same time
enacts such a clause as is contained in reg 17, it becomes a question of
interpretation of the whole legislative instrument
whether transgression of the
limits, so long as done bona fide and bearing on its face every appearance of an
attempt to pursue the
power, necessarily spells
invalidity.[37]
This obiter
dicta of Dixon J in Hickman was designed to reconcile ‘the prima
facie inconsistency between one statutory provision which seems to limit the
powers of
the [decision maker] and another provision, the privative clause,
which seems to contemplate that the [decision] shall operate free
from any
restriction’.[38]
Dixon J’s reasoning is open to criticism for lack of rigour in its
analysis of the cases he cited to support his conclusion.
His Honour relied
upon, but without acknowledging them as such, the dissenting opinions expressed
by Isaacs and Rich JJ in Waterside Workers Federation of Australia v
Gilchrist Watt and Sanderson[39]
and upon out of context citations of Latham CJ and Starke J in Australian
Coal and Shale Employees Federation v Aberfield Coal Mining Co
Ltd.[40]
Far from being
a ‘well settled’ doctrine, it might be better seen as having had a
virgin birth.
Yet whatever criticism may be made of it, Dixon J’s
reasoning immediately became immensely influential—offering, perhaps,
a
legally respectable basis for some limit to the conflict between the courts and
the legislature[41]—whilst
retaining the capacity in the courts to set aside the most egregious excesses of
executive overreach.[42]
Some
twenty years later Menzies J described Dixon J’s statements of principle
in Hickman as
‘classical’.[43]
But
his language was as Delphic as it was classical.
The jurisprudence
following Hickman and attempts to apply what became known as the
Hickman provisos quickly became elaborate and convoluted. Nearly half a
century later, Sir Anthony Mason suggested extra-judicially that the
dictum had
‘enable[d] the judges to generate a result by following an intricate path
through a maze’. He also asked ‘whether
such a complex and
artificial principle contributes to the integrity of the legislative and
political
process’.[44]
VI PLAINTIFF S157/2002 V COMMONWEALTH — A
REASSERTION OF THE PRIMACY OF THE CONSTITUTION AND THE RULE OF
LAW[45]
Despite, or perhaps
even because of its opacity, Hickman may have helped to blur the lines of
conflict between the judiciary and the legislature over industrial relations,
which ushered in
a long period of relative legal calm in respect of judicial
review of executive decision making.
That calm was shattered by the
parliament’s decision to remove all but the most limited rights of
judicial review of administrative
decisions in migration matters. The
consequential litigation compelled the High Court to yet again confront the
fundamental question
of whether s 75(v) of the Constitution could be, in
practical reality, rendered meaningless.
The trigger for these events
was bills passed by the parliament in September 2001. The Migration Act 1958
was amended to provide that all decisions of an administrative
character[46] were to be
‘privative clause decisions’ and protected from judicial
review.
Part 8 – Judicial Review, s 474(1) was inserted into the
legislation. It provided:
(1) A privative clause
decision:[47]
(a) is final and
conclusive; and
(b) must not be challenged, appealed against, reviewed,
quashed or called in question in any court; and
(c) is not subject to
prohibition, mandamus, injunction, declaration or certiorari in any court on any
account.
The clear legislative intention of this clause was to provide
blanket immunity from review of these privative clause decisions.
The Minister’s second reading speech[48] anticipated that if the amendments were passed, the application of Hickman by the High Court would, as a practical matter, leave proven bad faith as the only ground of judicial review available.
Other amendments to the Migration Act 1958 introduced strict and
unrealistic time limits intended to apply to such applications even for this
limited relief.[49]
A
challenge to these amendments soon arose. Plaintiff S157/2002 v Commonwealth
(Plaintiff S157/2002)[50] was
commenced by writ of summons.
The statement of claim that was filed by
the plaintiff alleged that an administrative decision of the Refugee Review
Tribunal that
had refused him the visa he sought was void in law because the
decision maker had breached the rules of natural justice—a standard
ground
which, if established, ordinarily would result in such a decision being set
aside after judicial review. The proceedings in
Plaintiff S157/2002 were
commenced out of the time prescribed by s 486A.
The plaintiff sought
declarations that both s 474 and s 486A were invalid—because they were
inconsistent with s 75(v) of the Constitution. The matter came before the Full
Court of the High Court of Australia by way of a case stated, in its original
jurisdiction and
not by way of an appeal.
However, coincidentally, a
number of other applications for review of refugee decisions were also listed
before the Federal Court
of Australia—and, of course, s 474 was also at
issue in those matters.
A group of those cases came before a Full Court
of the Federal Court shortly before Plaintiff S157/2002 was listed
for hearing. The decisions in those cases, reported as NAAV v Minister
for Immigration and Multicultural and Indigenous Affairs (NAAV),
[51] was handed down after initial
written submissions had been filed in Plaintiff S157/2002.
Although there is no reference to NAAV in any of the
judgments delivered in Plaintiff S157/2002, the decisions were the
subject of extensive written and oral submissions from counsel for the plaintiff
in that case and may have
played a crucial role in undermining a key submission
of the Commonwealth.
The nub of the Commonwealth’s case, as put to
the High Court, was that Dixon J’s statement of principles in
Hickman had become settled law. The Commonwealth argued that elaboration
of these principles had never been marked by any major differences
between
judges of the High Court.
In NAAV the five judges who constituted
the Full Court of the Federal Court of Australia were of a common view
that Hickman bound them and that s 474 was not invalid. Yet despite this
superficial unanimity three very divergent and inconsistent strands of
reasoning
emerged—all claiming reliance on binding High Court authority.
Ironically the Commonwealth’s success in the Federal Court undermined
its key argument in the High Court.
VII THE ‘EXPANSION OF JURISDICTION’ THEORY
The understanding of the law that the Minister in Parliament, and the
Solicitor General in the High Court, claimed had been settled
by Hickman
was that:
the effect of a privative clause [is] not to limit the
jurisdiction of the court but to expand the power of the decision maker whose
decision was affected by the privative
clause.[52]
This can be
described as the ‘expansion of jurisdiction’ theory of
Hickman.
While a majority of the Full Court in NAAV applied
the ‘expansion of jurisdiction’ theory, other explanations for
Hickman were contained in the reasonings of two of the Federal Court
justices.
Thus, as a result of the contrasting judgments in NAAV,
it became impossible to assert that there were not other, very differently
and inconsistently premised, theories of Hickman.
VIII THE ‘VALIDATION’ THEORY
In his reasons Black CJ relied upon what can be termed a
‘validation’ theory of Hickman. His Honour
held:
The Parliament must however be taken, by enacting s 474(1), to have
implicitly changed the substantive law governing the Minister’s
power and
jurisdiction under the Act, so that decisions that may otherwise have been
invalid may, by reason of the intention implicitly
expressed in s 474(1)
(interpreted according to the Hickman principle), now be
‘validated’.[53]
This ‘validation’ theory depends on giving attention and
effect to Dixon J’s words in Hickman that ‘such a clause is
interpreted as meaning that no decision which is in fact given by the
body concerned shall be
invalidated.’[54]
This idea
was given its clearest prior expression in the joint judgment of Mason ACJ and
Brennan J in R v Coldham; Ex parte Australian Workers Union where their
Honours stated:
Consequently, the making of the award or order is
the occasion for taking the privative clause into account in interpreting the
Tribunal’s authority or power more liberally.
Before the award or order is
made the Tribunal will be held to a strict construction of its powers
uninfluenced by the clause, thereby
enabling the grant of prohibition,
notwithstanding that had the proceedings reached the stage where an award or
order was made prohibition
could not have been obtained (italics
added).[55]
However in their
underlying logic, the ‘expansion of jurisdiction’ theory and
the ‘validation’ theory of Hickman are mutually
inconsistent.
The ‘expansion of jurisdiction’ theory
posits that no invalid decision was ever made; the
‘validation’ theory accepts that an otherwise invalid
decision had been made but, by the operation of the privative clause, it was
instantly validated
upon being made.
Moreover, the
‘validation’ theory also radically affects the traditional
role of the courts by permitting an administrator to determine questions of law
conclusively
and finally. This had long been considered to be an aspect
exclusively of judicial power. Despite that, in NAAV, Black CJ, adopted
a submission advanced on behalf of the Minister and stated:
It must also
be accepted that there is no constitutional reason why s 474(1) should not have
the effect that the substantive law of
the Act is altered so that the Minister
has the power to determine questions of law (other than matters going to
constitutional limits)
conclusively and
finally.[56]
IX THE ‘DARLING CASINO’ THEORY
French J, by contrast, in what amounted to a dissenting judgment in
respect of many of the issues argued in NAAV, held that a privative
clause, expressed to apply to decisions under an enactment, could apply only to
valid decisions.
In doing so His Honour drew on a distinction that had
been made by Gaudron and Gummow JJ in Darling Casino v New South Wales Casino
Control Authority [57] between a
‘decision under the Act’ and a decision ‘under or purporting
to be under the Act’. In Darling Casino their Honours
stated:
There is one point we should add, because the Court of Appeal
appears to have proceeded on a contrary view. It concerns the content
of the
phrase in s 155(1), [the relevant privative clause] ‘a decision of the
Authority under this Act’. The phrase is
not ‘under or purporting to
be under this Act’. Section 11 obliges the Authority to have regard to
certain matters. Section
12 forbids the Authority to grant an application unless
satisfied of the matters there specified and for that purpose the Authority
is
to consider the items specified in s12 (2)(a)-(h). Section 13 contains a
definition of ‘close associate’, a term used
in s 12. Sections 11,
12 and 13 are central to the legislative scheme. Section 155 cannot fairly be
construed as declaring an intention
of the legislature that the Authority is
empowered and protected in respect of determinations under s18 reached other
than upon satisfaction
of the conditions which enliven its power. Those
decisions would not have been made ‘under this
Act’.[58]
The
‘Darling Casino’ theory of Hickman therefore neither
expands the decision maker’s jurisdiction, nor validates error. On this
approach all Hickman does is to permit the court to have regard to any
privative clause (together with all other indications contained within the Act)
as a factor amongst others, assisting it to determine whether another provision
in the Act was intended to be mandatory or directory—or
in the more recent
language of the High Court, essential, or not essential, to
validity.[59]
This, of
course, was not an entirely new doctrine. Very early traces of the
‘Darling Casino’ theory of the Hickman obiter can be
identified in the joint judgment of Latham CJ and Dixon J in R v Commonwealth
Rent Controller[60] and, more
clearly, in the decision of Latham CJ in R v Murray; Ex parte
Proctor.[61]
Thus French
J held that the reference in s 474 to a ‘decision of an administrative
character made...under this Act’ could
refer only to a valid decision; one
made in substantive compliance with the decision maker’s statutory and
common-law obligations
under the
Act.[62]
X THE DECISION IN PLAINTIFF S157/2002: THE CONSTITUTION ENTRENCHES JUDICIAL REVIEW
The High Court in Plaintiff S157/2002
unanimously[63] applied the
‘Darling Casino’ theory to the construction of s 474. The
privative clause, whilst not constitutionally invalid on the construction
applied
to it by their Honours, was held neither to expand a decision
maker’s jurisdiction, nor to validate error.
Section 75(v) was
reaffirmed to have introduced into the constitution ‘an entrenched minimum
provision of judicial
review’[64] ‘assuring to
all people affected that officers of the Commonwealth obey the law and neither
exceed nor neglect any jurisdiction
which the law confers on
them’.[65]
The High
Court affirmed that a privative clause, so understood, does not affect judicial
review for jurisdictional error. It merely
requires a judge to consider any such
clause (and the terms in which it is expressed) as one factor, alongside other
indications
contained within the Act, to assist the reviewing court to decide
whether compliance with any express or implied provision of an
Act is essential
to a decision’s validity.[66]
Each of the judgments in Plaintiff S157/2002 expressly rejected
the Commonwealth’s submission that a privative clause took effect by
expanding the jurisdiction of a decision
maker. Instead the High Court
reaffirmed that jurisdictional error results in a decision being a legal
nullity.[67]
The
fundamental premise of the legislation was held to have been
unsound[68] and founded on an
incorrect understanding of
Hickman.[69]
Further the court held that if s 474 had been drafted so as to give
effect to the intention that the Solicitor General had contended
it had had
(that is to prevent review of a purported decision) such a privative
clause would then come into direct conflict with s 75(v) of the Constitution,
and thus would be invalid.[70]
The practical outcome of the case differed little from that achieved in
The Tramways Case
[No1][71]—but the outcome
in Plaintiff S157/2002 was reached by a process of statutory
interpretation, the unravelling of which must remain confusing to a reader
unversed in the subtleties
of that case.
A privative clause cannot
expand the jurisdiction of a decision maker such that it would apply to
decisions purportedly, rather than
lawfully, made or validate what would
otherwise be an invalid decision. Only if construed in this way, as the High
Court held it
must be—a way quite alien to both the actual words used by
and the intention of the parliament—is a privative clause
not in conflict
with the constitution.
In effect, in Plaintiff S157/2002 the High
Court upheld the validity of s 474 only on the basis that a privative clause
does not, and cannot, mean what it
says.[72]
The outcome of
the case was a win for the plaintiff. He was granted the right to seek judicial
review. Applying the already well settled
law that a breach of the rules of
natural justice by an administrative tribunal constitutes jurisdictional error,
the High Court
held that the Refugee Review Tribunal’s decision, if so
defective, would be an invalid, merely purported, decision and thus
not
protected by the privative clause.
Similarly premised
robust[73] findings were made with
respect to the time limits imposed by s 486A. It too was held to apply only to
valid decisions and not to
decisions flawed by jurisdictional error.
XI JUDICIAL REVIEW ENTRENCHED
The structure of the constitution, its literal text and rule of law
principles provided three mutually reinforcing underpinnings that
sustained
their Honours’ conclusions. A more detailed exploration of the
theoretical foundations of the decision in Plaintiff S157/2002 can be
found in Kerr and Williams ‘Review of executive action and the rule of law
under the Australian
Constitution’.[74] For those
more interested in an account of the case from a practitioner’s
perspective, see Kerr, ‘Deflating the Hickman Myth; Judicial Review
after Plaintiff S157/2002 v The
Commonwealth’.[75]
Immediately
following Plaintiff S157/2002 the Commonwealth Solicitor General
contended that the decision had settled little because it had merely opened up a
new debate about
the scope of jurisdictional
error.[76]
Any such hopes
the Commonwealth harboured in that regard were given short shrift when the High
Court of Australia refused leave from
decisions of the Full Court of the Federal
Court of Australia in MIMIA v Scargill, MIMIA v Lobo &
Ors.[77]
Nothing in
subsequent cases appears to have affected the statements made by the High Court
in Craig v South
Australia[78] that, in respect
of administrative tribunals, when such a tribunal:
falls into an error of
law which causes it to identify a wrong issue, to ask itself the wrong question,
to ignore relevant material,
to rely on irrelevant material or, at least in some
circumstances, to make an erroneous finding or to reach a mistaken conclusion,
and the tribunal’s exercise or purported exercise of power is thereby
affected, it exceeds its authority or
powers.[79]
As when a tribunal fails to accord a party procedural fairness in breach
of the rules of natural justice, ‘such an error of
law is jurisdictional
error which will invalidate any order or decision of the tribunal which reflects
it’[80].
XII THE STATE COURTS AND STATE PRIVATIVE CLAUSES: WILL THE OTHER SHOE DROP?
In a riposte to the Commonwealth’s submissions during the special
leave hearing referred to above, Gummow J commented; ‘It
[Plaintiff
S157/2002] is a neat Bauhaus construction and you want to start building a
Gothic cathedral’.[81]
When one turns to state jurisprudence it is difficult not to be struck
by the sense that the architecture remains caught between the
gothic and the
modern.
Of course at the state level s 75(v) of the federal constitution
has no application.
It has been argued that in Victoria the plenary
jurisdiction of the Supreme Court is similarly protected by s 85(1) of the
Victorian
Constitution which encompasses the same matters in s
75(v).[82] If so that would seem to
require the same outcome, at least in Victoria, as applies federally. However,
as the paper also notes,
this protection is not quite as robust because the
Victorian Parliament could, if it wished, amend the Victorian
Constitution.[83]
However,
such exceptions as s 85(1) of the Victorian Constitution may require aside, it
has been assumed[84] that the
differing constitutional position of the states, in the absence of both the
equivalent of s 75(v) and the strict separation of judicial power required by Ch
III of the federal constitution, necessarily brings about ‘a bifurcation
of the legal principles governing the validity of privative clauses in the
federal and state
spheres’.[85]
Writing
extra-judicially the Honourable James Spigelman, Chief Justice of New South
Wales, has grappled with what Plaintiff S157/2004 may mean for state
courts and state privative
clauses.[86] Without repudiating
the bifurcation premise his Honour’s address is an illuminating speech
strongly emphasising rule of law
principles.
The recent decisions of the
New South Wales Court of Appeal in Mitchforce v Industrial Relations
Commission and Ors[87] and
Woolworths Ltd v Pallas Newco Pty Ltd & Anor
[88] also accepted as their starting
point the bifurcation of legal principles between state and federal
jurisdictions and, perhaps as
an inevitable result, are almost impenetrably
complex. They blend references to Plaintiff 157/2002 with references to
earlier High Court cases that encapsulate prior and differently premised
conceptions of Hickman.
Of both these Court of Appeal decisions
it may be said—fully acknowledging the very real difficulties of the
subject matter
and genuinely intending no disrespect, as it was of the decisions
of the High Court before Plaintiff S157/2002—that they appear to
‘generate a result by following an intricate path through a
maze’.[89]
No case
involving the interpretation of a state privative clause has yet to come before
the High Court since Plaintiff S157/2002.
XIII SOME SPECULATIONS ABOUT THE FUTURE
Is there any alternative to the maze? Can state supreme courts, or the
High Court, if and when such a matter comes before it in its
appellate
jurisdiction, fashion a more elegant ‘Bauhaus’ solution?
How should a state court deal with a state privative clause expressed to
prevent judicial review of ‘purported
decisions’[90] or a state law
which otherwise clearly expresses an intention to exclude all judicial review of
administrative decisions otherwise
tainted with jurisdictional error?
Such clauses would be invalid if enacted by the federal
parliament.[91]
It must be
conceded, provisions such as s 85(1) of the Victorian Constitution aside, that
two of the three underpinnings upon which the High Court’s decision in
Plaintiff S157/2002 was based— the structure and text of the
federal constitution—are unavailable to state courts.
However,
rule of law principles are not.
One possibility is that the common law
of Australia might yet be developed to embed the rule of law in state
jurisprudence in an analogous
way to the result achieved in Plaintiff
S157/2002.
Could the common law of Australia ultimately come to
recognise that respect for the rule of law requires not only the High Court but
also state supreme courts, to not give effect to a privative clause which
directs them to treat as valid, purported, and otherwise
void, administrative
decisions?[92]
There could be
no doctrinal objection that such a conclusion is alien to the common
law.
Exactly that position has now been reached by the courts in England.
This result was achieved notwithstanding the common law’s
respect for the
doctrine of parliamentary sovereignty.
The decision of the House of Lords
in Anisminic Ltd v Foreign Compensation
Commission[93] confirmed that
English courts, applying the common law, will treat privative clauses as
ineffective.[94] As Lord Wilberforce
put the matter in that case:
What would be the purpose of defining by
statute the limit of a tribunal’s powers if, by means of a clause inserted
in the instrument
of definition, those limits could safely be passed?
[95]
The High Court rejected
Anisminic’s abolition of the distinction between jurisdictional and
non-jurisdictional error in Craig v South
Australia[96] but the
‘rule of law’ principle Anisminic enshrines has never been
formally overruled—and has strong resonance with the underlying logic of
Plaintiff S157/2002. Were such an approach to the common law of Australia
to be adopted it would fit neatly with the values given prominence by New South
Wales Chief Justice, James Spigelman in the
address[97] referred to above.
Finally I want to offer something of a speculative argument that, were
it to be accepted, might also root state judicial review in
otherwise foreign
federal constitutional soil. It is manifestly true that the Australian
constitution does not require a strict separation
of powers doctrine to apply to
state courts, but Kable v Director of Public Prosecutions
(NSW)[98] is authority for the
proposition that state supreme courts cannot be abolished or granted functions
repugnant to their judicial role.
They must remain available as a repository
for the investment of federal judicial power.
State (formerly colonial)
Supreme Courts have always possessed a plenary and inherent jurisdiction to
grant relief in the nature of
certiorari and the other prerogative
writs.[99]
In Tasman
Quest Pty Ltd v Evans; Tasman Quest Pty Ltd v
Nolan,[100] Blow J,
with whom Crawford and Slicer JJ concurred,
held[101] that the
Tasmanian Supreme Court’s powers, originally conferred on colonial
superior courts by the Australian Courts Act 1828 (Imp) ss 3 and 11, to
grant orders in the nature of certiorari had survived the purported removal, by
the Judicial Review Act (Tas) 2000 of that Court's power to issue
prerogative writs.
The decision in Tasman Quest is
intriguing and invites consideration of what are the essential indicia of a
state Supreme Court.
On one reading the decision may mean little because,
it might be reasoned, the Tasmanian Parliament could, if it wished, go further
and in reliance on the Australia Act 1986 (Cth and Imp) specifically
revoke the powers conferred on the Tasmanian Supreme Court by the pre-federation
Imperial legislature.
However, would such a court, shorn of its former
powers, remain a superior court of the state of Tasmania of the kind whose
continued
existence is mandated by the federal constitution? Would such a law
trench too far on what is essential to the judicial role—and
the rule of
law?
We may never know, because it may never happen.
But should a
state parliament attempt to remove that jurisdiction it could present the
opportunity for the High Court to disprove
the cynical suggestion I recently
heard fall from a senior member of the bar, that Kable is a ‘dog
that will only bark once’.
[1] Queensland University of
Technology Public Lecture Series, Old Parliament House, Brisbane, 22 March
2006.
[*] Federal Member for Denison.
Leading counsel in Plaintiff S157/2002 v Commonwealth (2003) 211 CLR
476.
[2] (1803) 5 US [1803] USSC 16; (1
Cranch) 137.
[3] Ibid
180.
[4] The legitimacy of the
authority of US federal courts to review acts of Congress remains the subject of
public and some academic
discussion—although it has never been seriously
challenged. See for a recent example the debate between Professors M Tushnet
and E Chemerinsky, Should we get rid of Judicial Review? (2005) Legal
Affairs, Debate Club
<http://www.legalaffairs.org>
at 30 May
2005.
[5] Simple at least in terms
of explaining the rule—when it comes to applying the rule the process is
often far from simple.
[6] See
Quick and Garran, The Annotated Constitution of the Australian Commonwealth
(1900) 725 and 791-6.
[7] Sir O Dixon, Jesting
Pilate: and other papers and addresses (LBC, 1965) 175.
[8] Australian Communist Party
v Commonwealth [1951] HCA 5; (1951) 83 CLR 1,
262.
[9] For a detailed
consideration of the reception of English law in the colonies, see A Castles,
'The Reception and Status of English
Law in Australia’ [1963] AdelLawRw 1; (1963) 2
Adelaide Law Review
1.
[10] 9 Geo IV, c 83
(1828).
[11] F W Maitland,
The Constitutional History of England (Lectures at Cambridge) 1887-8,
cited in Sir C Harders, ‘Parliamentary Privilege’, Parliamentary
Research Service Background Paper, 8 October 1991,
7.
[12] Australian Communist
Party v Commonwealth [1951] HCA 5; (1951) 83 CLR 1,
193.
[13] For example see J
Stone, Social Dimensions of Law and Justice (Maitland Publications
1966).
[14] Church of
Scientology v Woodward [1982] HCA 78; (1982) 154 CLR 25,
70.
[15] FM and LJ Neasey,
Andrew Inglis Clark (2001)
138-9.
[16] Ibid
194-195.
[17] Later the first
Prime Minister of Australia, and, subsequently, an original justice of the High
Court of Australia.
[18]
Official Record of the Debates of the Australasian Federal Convention,
Melbourne 1898, 1884.
[19]
[1910] HCA 33; (1910) 11 CLR 1.
[20] Ibid
22.
[21] Ibid
33.
[22] Ibid
42.
[23] In The Tramways Case
[No1] [1914] HCA 15; (1914) 18 CLR 54.
[24]
Ibid.
[25] Ibid
59.
[26] Ibid
68.
[27] Ibid
81.
[28] Ibid
83.
[29] Ibid
86.
[30] Although Issacs and
Rich JJ dissented in Waterside Workers Federation of Australia v Gilchrist
Watt and Sanderson [1924] HCA 61; (1924) 34 CLR
482.
[31] Latham CJ, McTiernan,
Rich, Starke and Williams JJ.
[32] [1942] HCA 23; (1942) 66 CLR 161.
[33] [1945] HCA 53; (1945) 70 CLR
598.
[34] Ibid
606-7.
[35] Ibid
610.
[36] Ibid
611.
[37] Ibid
614-6.
[38] Darling Casino
Ltd v New South Wales Casino Control Authority [1997] HCA 11; (1997) 191 CLR 602, 631
(Gaudron and Gummow JJ quoting R v Coldham: Ex parte Australian
Workers’ Union [1983] HCA 35; (1983) 153 CLR 415,
418).
[39] [1924] HCA 61; (1924) 34 CLR 482,
616-7.
[40] [1942] HCA 23; (1942) 66 CLR 161,
614.
[41] An objective, although
unspoken, likely to have influenced judicial thinking during war time and its
aftermath.
[42] However, it is important to
note that there is no instance, throughout the period when Dixon J’s
statement in Hickman was understood to be authoritative, in which the
High Court came to the conclusion that an officer of the Commonwealth had
exceeded
the powers actually conferred on him or her yet allowed that
officer’s decision to stand because of the presence in an act
or
regulation of a clause expressed in similar terms.
[43] Coal Miners’
Industrial Union of Workers of Western Australia v Amalgamated Collieries of
Western Australia Ltd [1960] HCA 68; (1960) 104 CLR 437,
455.
[44] ‘Judicial
Review: The Contribution of Sir Gerard Brennan’, in Creyke and Keyzer
(eds), The Brennan Legacy: Blowing the Winds of Legal Orthodoxy (2002)
38, 59-60.
[45] The discussion that follows
draws heavily on a paper delivered to the Australian Institute of Administrative
Law on 13 March 2003—see
D Kerr, ‘Deflating the Hickman Myth;
Judicial Review after Plaintiff S157/2002 v The Commonwealth’
(2003) 37 AIAL Forum
1.
[46] Save a narrow class
specifically exempted—see s 474 ss (2)-(5).
[47] Subsections (2)-(5) defined
the term ‘privative clause decision’. It can be summarised as
encompassing every decision
of an administrative character made under the
Migration Act, except for a very limited class explicitly excluded by
subsection (4) or specified by regulations under subsection (5).
[48] Hansard, House of
Representatives, 26 September 2001, 31561. See also the Revised Explanatory
Memorandum to the Migration Legislation Amendment (Judicial Review) Bill
2001, paragraph 15.
[49]
Section 486A.
[50] (2003) 211
CLR 476.
[51] [2002] FCAFC 228; (2002) 193 ALR
449.
[52] Written submissions of
the first respondent on the construction and validity of s 474(1) of the
Migration Act 1958 para 8: citing Re Refugee Review Tribunal; Ex parte
Aala [2000] HCA 57; (2000) 204 CLR 82 [166] Hayne
J.
[53] Re Refugee
Review Tribunal; Ex parte Aala [2000] HCA 57; (2000) 204 CLR, 82 [29]
460.
[54] [1945] HCA 42; 70 CLR 518, 615
(italics added).
[55] [1983] HCA 35; (1983) 153
CLR 415, 418-9.
[56] [29] 460.
[57] [1997] HCA 11; (1997) 191 CLR
602.
[58] Ibid
635.
[59] It is commonplace for
courts faced with the interpretation of statutes to have to determine whether or
not compliance with a particular
provision should be mandatory (that is
essential to validity) or directory, such that a failure to comply with the
strict letter
is not fatal—a distinction illustrated by the High
Court’s decision in Re Minister for Immigration and Multicultural and
Indigenous Affairs; Ex parte Palme [2003] HCA 56; (2003) 77 ALJR
1829.
[60] (1947) 75 CLR
36.
[61] ‘But reg. 17 does
prevent an order of the Board from being held to be invalid by reason of
irregularities not going to jurisdiction.
It is a statement of the intention of
the legislature that not every direction prescribed for the conduct of the
tribunal should
be regarded as mandatory’ [1949] HCA 10; (1949) 77 CLR 387,
394-95.
[62] [515-18] 581-2;
[542] 590.
[63] By a joint
judgment of five justices, Gaudron, McHugh, Gummow, Kirby and Hayne JJ; the
Chief Justice delivering a concurring but
separate, and Callinan J a
substantially concurring, but differently nuanced,
judgment.
[64] Gaudron, McHugh,
Gummow, Kirby and Hayne JJ
[103].
[65] Gaudron, McHugh,
Gummow, Kirby and Hayne JJ
[104].
[66] Or in the older
language more recently disapproved of by the High Court (see the cases cited by
Callinan J at fn 143 of His Honour’s
judgment), whether the provision is
mandatory or directory.
[67]
That is an outcome having no legal
effect.
[68] Gaudron, McHugh,
Gummow, Kirby and Hayne JJ
[91].
[69] Gleeson CJ [35] 35;
Gaudron, McHugh, Gummow, Kirby and Hayne JJ [91] ; Callinan J [162].
[70] Gaudron, McHugh, Gummow,
Kirby and Hayne JJ [75].
[71]
[1914] HCA 15; (1914) 18 CLR 54.
[72] It is
only stating the obvious to observe that if the federal parliament continues to
enact such clauses, and even build on them,
statutes will become impossible to
read on their face.
[73]
Callinan J approached this aspect of the case slightly differently and held
that s 486A was invalid ‘to the extent that it purports to impose a time
limit of 35 days within which to bring proceedings under s 75(v) in this
court’ [174]. That was because it went beyond regulation and was, in
substance, a prohibition.
[74]
(2003) 14 PLR 219.
[75] (2003)
37 AIAL Forum 1.
[76] D
Bennett, ‘Privative Clauses—an Update on the Latest
Developments’ (2003) 37 AIAL Forum
20.
[77] [2004] HCATrans 21 (13
February 2004).
[78] [1995] HCA 58; (1995) 184
CLR 163.
[79] Ibid
179.
[80] Ibid 179.
[81] MIMIA v Scargill, MIMIA
v Lobo & Ors [2004] HCATrans 21 (13 February 2004).
[82] See Research Paper prepared
by the Court of Appeal Researchers (Chan, Konstantopoulos and Kenneally) for the
Law Institute of Victoria
Seminar on ‘How and when Parliament can shut
out the courts—The scope and operation of privative clauses’
presented by Justice Chris Maxwell, President, Court of Appeal, Supreme Court of
Victoria, 15 August 2005.
[83]
Ibid 18.
[84] The cryptic
obiter comments of Gummow and Gaudron JJ in Darling Casino Ltd v NSW Casino
Control Authority [1997] HCA 11; (1997) 191 CLR 602—‘provided the intention is
clear, a privative clause in a valid State enactment may preclude review for
errors of any
kind. And if it does, the decision in question is entirely beyond
review so long as it satisfies the Hickman principle’—assume
there is a difference. But it was puzzling what to make of the Hickman
qualification they appended to the statement before Plaintiff S157 and
quite inscrutable after their Honours’ decision Plaintiff
S157/2002.
[85] GL Peiris,
‘Statutory Exclusion of Judicial Review in Australian, Canadian and New
Zealand Law’ [1982] Public Law 451,
463.
[86] J Spigelman,
‘Integrity and Privative Clauses’, The Third Lecture in the 2004
National Lecture Series for the Australian
Institute of Administrative Law,
Brisbane, 2 September 2004.
[87]
[2003] NSWCA 151.
[88] [2004]
NSWCA 422.
[89] Adopting the
words used by Sir Anthony Mason to describe the Hickman jurisprudence
prior to Plaintiff S157/2002 in ‘Judicial Review: The Contribution
of Sir Gerard Brennan’, in Creyke and Keyzer (eds), The Brennan Legacy:
Blowing the Winds of Legal Orthodoxy (2002) 38,
59-60.
[90] It may be expected
that state courts will generally follow the reasoning of Plaintiff S157/2002
to construe state privative clauses which do not extend to
‘purported’
decisions.
[91] Plaintiff
S157/2002 [75] (Gaudron, McHugh, Gummow, Kirby and Hayne
JJ).
[92] An argument to this
effect is made by D Meyerson, ‘State and federal privative clauses: Not so
different after all’
(2005) 16 PLR 39,
39-54.
[93] [1968] UKHL 6; (1969) 2 AC
147.
[94] This autochthonous
result was reached before the United Kingdom’s integration with European
institutions.
[95] [1968] UKHL 6; (1969) 2 AC 147, 208.
[96] [1995] HCA 58; (1995) 184 CLR
163.
[97] J Spigelman,
‘Integrity and Privative Clauses’ The Third Lecture in the 2004
National Lecture Series for the Australian
Institute of Administrative Law,
Brisbane, 2 September 2004.
[98]
[1996] HCA 24; 189 CLR 51.
[99]
Australian Courts Act 1828 (Imp) ss 3 and
11.
[100] [2003] TASSC
110.
[101] Ibid [8],[9].
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