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University of Technology Sydney Law Research Series |
Last Updated: 2 June 2017
LEGAL IRRESPONSIBILITY AND INSTITUTIONAL RESPONSES TO CHILD
SEX ABUSE
Penny Crofts
ABSTRACT
The current Royal Commission into Institutional Responses to Child Sexual
Abuse has demonstrated serious long-term failures to prevent
and adequately
respond to child sexual abuse by institutions. Rather than regarding the law as
a system of responsibility, this article
argues that it can be read instead as
organising irresponsibility, drawing upon Scott Veitch’s ideas in Law
and Irresponsibility. His key argument is that legal institutions operate as
much to deflect responsibility for harms suffered as to acknowledge them.
This
articles focuses on the ways in which the criminal justice system is complicit
in organising irresponsibility for systemic failures
through an analysis of the
Royal Commission Case Study No. 6: The responses of a primary school and the
Toowoomba Catholic Education Office to the Conduct of Gerald Byrnes. Through
concrete examples, this article analyses the ways in which criminal law
organises irresponsibility through the individuation
of responsibility and the
emphasis upon subjective culpability. These practices ensure irresponsibility
for actors for systemic failures.
The
current Royal Commission into Institutional Responses to Child Sexual Abuse has
demonstrated serious long-term failures to prevent
and adequately respond to
child sexual abuse by institutions. These failures have occurred not only in the
past, but continue to
occur in the present, in a broad variety of institutions
that have contact with children including government agencies, churches,
private
companies, and community organisations delivering out-of-home care, childcare,
education, sporting, recreational and cultural
activities for children. The
Royal Commission is focused upon systemic failure by institutions
‘caring’ for children
and responses by the legal system. It is the
latest in a series of governmental and non-governmental inquiries into abuse of
children
in institutions.[1] The terms
of reference require the Royal Commission to identify and focus the inquiry and
recommendations upon systemic issues:
At the end of our inquiry, our final report must identify best practices and recommend the laws, policies, practices and systems that will effectively... respond to the sexual abuse of children in institutions.[2]
Institutions have a responsibility to appropriately respond to child sex
abuse, but many have failed to respond to reports, or if
they have, have not
done so effectively. Although there is an existing legal framework, the
underlying assumption is that laws and
regulations have failed in specific ways
to protect children in the past, but that this can be remedied. The long-term
continued
failure by institutions to respond to sexual abuse raises questions
such as why does this continue happening? Why can’t the
law stop these
failures? And why are so few, if any, held responsible? It is assumed that a
better articulation of legal responsibilities
will protect against future
systemic failure. On this account, failure to protect can be seen as an
aberration or anomalous and can
be remedied.
This approach by the Royal
Commission accords with the widely understood perception that law provides
contemporary society with its
most important means of organising responsibility.
The law tells us right from wrong, what not to do and what to do, our duties and
our responsibilities – backed by sanctions if we breach these rules.
Through a combination of coercion and claim to
correctness,[3]
legal regulation plays a crucial role in defining and limiting responsibility
across a broad range of areas of social life. On this
understanding, a failure
to hold actors responsible for systemic failure is aberrant and can be remedied.
This article adopts a contrary
view. Rather than regarding the law as a system
of responsibility, I argue that it can be read instead as organising
irresponsibility.
I draw upon Scott Veitch’s ideas in Law and
Irresponsibility.[4] His key
argument is that legal institutions operate as much to deflect responsibility
for harms suffered as to acknowledge them.
This article focuses on the
ways in which the criminal justice system is complicit in organising
irresponsibility for systemic failures
through an analysis of the Royal
Commission Case Study No. 6: The responses of a primary school and the
Toowoomba Catholic Education Office to the Conduct of Gerald
Byrnes.[5] At the time of writing,
the Royal Commission has undertaken public hearings in 38 case studies across a
range of times, places and
institutions. I selected this case study for close
analysis in part because it is concerned with relatively recent events, thus
dispelling
the comforting notion that systemic failures existed only in the
past. The case study is also sadly illustrative of themes of systemic
failure
identified in a broad range of case studies undertaken by the Royal Commission.
Gerald Byrnes was a teacher at a non-state
school, administered by the Catholic
Education Office, Diocese of Toowoomba (TCEO). He touched and fondled girls aged
between 10-13
years old on the outside and underneath their clothes. Most of
offences were committed during class-time. The first allegation of
abuse was
made to staff in 2007. From that time on, staff and management became aware of
various aspects of Byrnes offending, and
yet no one responded appropriately for
more than a year during which Byrnes continued to offend. Byrnes was sent a
disciplinary letter
in September 2007 relating to some of the allegations. In
June 2008 he retired after another allegation of abuse, but was then reemployed
as a relief teacher in July 2008 until his arrest in November 2008.
The
focus of this article is not upon Byrnes, but the officials around him who could
(and should) have done something to prevent and/or
react to the abuse, but did
not. I am using the term ‘official’ to include staff, management and
the organisation TCEO.
This article analyses some of the key ways in which
criminal law consistently organises the irresponsibility of officials by
separating
the link between actor and consequences. A key concern of this
article is that organisations are most likely to cause systemic harms,
and yet
the more complex an organisation, the less likely it is to be held criminally
responsible.
Part II provides a justification for approaching systemic
failure from the perspective of irresponsibility practices, and articulates
a
concept of ir/responsibility. Part III analyses the ways in which criminal law
organises irresponsibility through the individuation
of responsibility and the
emphasis upon subjective culpability. These practices ensure irresponsibility
for actors for systemic failures.
Part IV considers an example of how
responsibility practices might be reshaped and redefined in order to effectively
attribute blameworthiness
in cases of systemic failure.
Systemic failures to
protect against, and respond adequately to, child sexual abuse in institutions
have recurred across time and
place.[6] Veitch’s idea of law
as irresponsibility provides an alternative perspective with which to view the
failure of law to hold
actors accountable for systemic failures and possibly to
come up with alternative ideas for reform. There is a wealth of excellent
literature available about the difficulties the criminal justice system has had
grappling with corporate
responsibility.[7] Rather than the
usual approach of conceiving of this as a failure of the criminal law to ascribe
responsibility, Veitch’s approach
suggests regarding this as a success in
organising irresponsibility. Observing the ways in which law assists in the
proliferation
of irresponsibility within and of organisations may help to
re-imagine and re-arrange institutional responses to sexual abuse in
practical
ways.
In her analysis of past Australian inquiries into institutions
providing care for children, Swain identifies themes of irresponsibility
that
continue to resonate today.[8] Swain
identifies an historic tendency to ignore (sexual) abuse, and where it could not
be ignored, a willingness to individualise
the problem – whether by
blaming the victim or the acts of individual ‘perverts’ or
‘sex fiends’. In
addition Swain notes that there was a lack of
almost any criminal legal response to abuse within institutions until the 1990s.
For
example, prior to the 1990s although many children died in
‘care’ in Australia, Swain asserts that there were only three
instances in which coronial inquiry led to criminal charges being laid. Only one
of these deaths led to imprisonment, in the other
two it was asserted that
‘although the behaviour that led to the deaths was lamentable, it was
understandable given the difficulties
posed by the types of children who were
being ‘cared’
for’.[9] The most recent
inquiries, from the late 20th century onwards have moved away from
depending solely on the evidence of ‘experts’ and have drawn upon
survivor testimony.[10] Survivor
testimony has disrupted the notion that sexual abuse was an individual problem,
and shown that the problem was endemic to
institutional
settings.[11]
Although the
Royal Commission provides a clear and consistent narrative that sexual abuse is
not an individual problem, I argue that
the structures of the criminal justice
system continue to respond (or not) to systemic failures within a framework of
individualised
(ir)responsibility. Swain notes that the response to survivor
testimony is often an apology in recognition of past harms suffered.
She draws
upon Torpey’s theory that the phenomenon of apology arises out of a
‘declining trust in alternative visions
of society’. Rather than
organise to change, we now ‘organise to mourn’ with the result that
history and memory
have now become ‘central to the political
project’.[12] Theorists regard
the 21st century as a culture of regret in which governments have
turned from focusing on future policy to address the errors of the
past.[13] Veitch has also noted a
recent habit by politicians of empty apologies, accepting full responsibility as
a way of denying responsibility.[14]
The Royal Commission inquiries have led to reluctant and tardy apologies by
(some) officials, but these apologies are empty if not
accompanied by a
responsibility for change. Whilst it may be argued that institutions should wait
until final overall findings from
the Royal Commission, the Royal Commission has
been making findings and recommendations specific to institutions as the public
hearings
continue. These provide institutions with clear guidance of specifics
as to how they can improve prevention of, and responses to,
child sexual abuse.
These institutions can and should be judged by the extent to which they meet
these specific
guidelines.[15]
Law is
regarded as a key institution for organising responsibility. Theorists have
noted the etymology of responsibility of response
or answerability. Thus Norrie
argues ‘“responsibility” involves being “called to
respond” (answerability)
and being “found responsible”
(culpability)’.[16] Criminal
law involves an actor facing a demand for a response, and if sufficiently
blameworthy, that response may be met with criminal
sanctions. There are a
variety of types of responsibilities, for example, Hart outlines a taxonomy of
responsibility.[17] In addition,
each of these responsibilities are subject to interpretation, giving way to
contestation as soon as it comes to articulating
substantive content. Because of
the varieties of responsibility and the interpretation of each one, Veitch
argues that responsibility
should not be seen as a timeless, pure concept, but a
cluster of notions, and thus best regarded as Cane has termed
‘responsibility
practices’.[18] These
practices are a matter of construction and
ascription,[19] and provide ways of
dealing with and legitimating regulatory problems and solutions occurring across
modern society. The absence
of a single definition of responsibility and debates
about the interpretation of specific responsibility practices highlights that
responsibility is socially and historically contingent, and thus subject to
definition and redefinition. Veitch argues that:
[R]esponsibility practices’ inadvertently bring with them practices of irresponsibility, the essence of which lies not in the breach of norms, but in the simultaneous removal of responsibility according to potentially complex, but nonetheless patterned, processes of disconnection, disaggregation and disavowal.[20]
As I argue below, Veitch argues that the division of labour is key in
irresponsibility practices. This division of labour is replicated
in the framing
of responsibility. Responsibility practices can be framed in many ways –
not just by legal discourse –
but others such as moral, political and
economic. Thus we might speak of a person having a moral responsibility to
report sexual
abuse, but not necessarily having a legal
responsibility.[21] Although there
are different frames, Veitch argues that law’s articulation of
responsibility and irresponsibility practices
is particularly significant
because legal normativity brings with it a socially effective institutionalised
force and the claim that
this force is right or just (the claim to
correctness):
It is because of the former (socially efficacious coercion) that the latter (correctness) necessarily extends its reach beyond matters of mere internal legal validity and makes its claim to legitimacy effective in the terrain of social relations more generally. And it is this that constitutes the third feature of law in contemporary society: that is, given law’s claim to correctness and its ability to enforce it, law attains a level of priority and prominence in social life and its normative hierarchies even when its effects may, in fact, be claimed to be unjust.[22]
Accordingly, law’s measure increasingly dominates social life,
including morality and politics. If an actor has fulfilled their
role
responsibly according to law, then a moral question of responsibility may not
even be raised at all. Veitch thus accords great
power to law in its
articulation and organisation of responsibility and irresponsibility. Underlying
his scathing critique of law
is thus the possibility of hope that law can use
this power to accomplish change from irresponsibility practices to
responsibility.
The replication of the division of labour also occurs
within the legal system. We divide up legal matters into various registers.
The
Royal Commission is considering institutional responses in a variety of
different legal registers including the civil
sphere.[23] Unlike many other
examples in the Royal Commission, compensation has been paid in response to
Byrnes’ offending. More than
$2.25 million has been paid in damages, costs
and administration fees to nine victims and some family members in relation to
Byrnes’
offences.[24] In the
criminal register, the actual offender Gerard Vincent Byrnes was sentenced to 10
years’ imprisonment, including a non-parole
period of eight years, after
he pleaded guilty to 44 child sexual abuse offences against 13 girls who were
then aged between eight
and 10 years. Ten of the offences were particularly
serious and involved digital vaginal and anal rape. The division of labour in
different legal registers means that the responsibility of each area of law is
restricted. Thus the criminal justice system has a
limited role in responding
primarily to the perpetrators and those who have failed to fulfill mandatory
reporting duties. Other issues
are left to other areas of law, or not considered
at all.
Veitch is focused not upon law-breaking, but on situations where
obedience to the law is complicit in the commission of suffering.
Our key concern here is not with that which is illegal or criminal, but with that which is legal. It is with exposing and coming to terms with the fact that the cultural, conceptual, institutional crucible of legal organisation is able to carry out an alchemy that can turn mass tragedy into legitimate action, genocidal annihilation into the prerogative of sovereign right.[25]
His examples include the application of sanctions in Iraq, apartheid in
South Africa and the Truth and Reconciliation Commission,
forms of colonialism,
and environmental or nuclear devastation. In all these examples, there is
international recognition of harmful
consequences, and yet almost no official or
organisation is held responsible for causing these harms. Veitch’s idea of
irresponsibility
is different from negligence. The concept of negligence applies
in criminal law where a person has culpably failed to meet an objective
standard. Where this is due to an omission, the prosecution must also establish
a legal duty to act.[26]
Veitch’s argument precedes the questions of negligence – where no
duty can be established at law, and where law might
even exclude any question of
duty or responsibility for harms to arise at all. Thus, even where harm is
recognised, the question
of responsibility does not arise at law. I will draw
upon Veitch’s arguments to explore through the detail of the case study
the ways in which criminal law is complicit in the evasion of responsibility by
officials for their decisions and consequences, or
worse, the creation of a zone
of non-responsibility where questions of responsibility vanish
entirely.[27]
A key insight from Veitch is that legal
concepts and categories should be analysed to show how they allow
irresponsibility to be normalised.
Veitch argues that law’s account of
ir/responsibility is important because it has a crucial role in allowing harms
to proliferate
and in legitimating these through making responsibility for these
harms disappear.[28] This is
particularly the case in relation to systemic harms caused by complex
organisations. At a time when we emphasise our independence
and individuality,
this is accompanied by increasing reliance to an almost complete dependence on
others for basic human needs and
activities. In particular, we are more and more
dependent on complex organisations. Systemic harms are most likely to be
inflicted
by complex organisations, and yet the criminal law’s account of
responsibility within and of institutions is particularly weak.
We need to
re-examine the ways in which central concepts of criminal law organise
ir/responsibility within and of complex organisations.
A key effect of
irresponsibility practices is to splinter any link between the actor and
consequences. I explore two key, interrelated
ways in which criminal law
organises the irresponsibility of officials – first, the division of
labour and the individualisation
of responsibility; and second, the focus on the
state of mind of the accused in ascriptions of responsibility.
Veitch analyses the division of labour and processes and
practices of individualisation as integral to irresponsibility practices.
These
practices are particularly resonant in complex organisations, which are highly
dependent upon the division of labour. Employees
are allocated particular roles
and tasks. Responsibilities are defined by reference to the task or job itself,
rather than other
potential sources of responsibility, such as the individual
responsibility of the person occupying a role. A person is judged by
the extent
to which they have fulfilled the terms of the job, not the effects of their
actions. Actions that fulfil job responsibilities
are blameless, regardless of
their outcomes - ‘I was just doing my job’. Responsibility for a
role is accompanied by
a zone of non-responsibility beyond that defined role.
Veitch argues ‘it segregates responsibility for role from responsibility
for consequences; it legitimates the separation of intention from ultimate
outcomes and does indeed, offer the presumption of these
persons’ actions
as both responsible and
blameless.’[29] It is only
rarely that the claim ‘I was just doing my job’ is found to be
deeply problematic. In the normal run of things,
these claims carry the weight
of justification that sees the question of responsibility successfully measured
by the role.
The division of labour and practice of role responsibility
individualises responsibility. Veitch argues that in modern society
responsibility
is focally conceived of as individual
responsibility,[30] based on the
enlightenment ideal of the autonomous individual which is itself part of a long
historical process.[31] In
contemporary society there is a discrepancy between the idea of the autonomous
individual and the social reality of dominant bureaucratic
organisations. In
these complex organisations, individuals have little or no defining capacity in
their roles and their actions are
severed from responsibility for the
consequences. Veitch draws upon Stanley Milgram to augment his arguments about
the division of
labour and irresponsibility practices. In his analysis of
obedience and the production of harm, Milgram exposed the significance
of
compartmentalisation, authority and expertise. Individuals acting in a role over
which they have little or no defining capacity,
feel a lack of responsibility
not only to far-off consequences, but even to their own actions. Under such
conditions, the actor,
‘no longer sees himself as the efficient cause of
his own actions’ this having been subsumed under and attributed to
the
role itself.’[32] The division
of labour and authority means that:
There is a fragmentation of the total human act; no one man decides to carry out the evil act and is confronted with its consequences. The person who assumes full responsibility for the act has evaporated.[33]
Criminal law reflects and reinforces the division of labour in how it
constructs duties. Most cases of systemic failure involve omission
– the
failure by officials to act. The criminal law is famously reluctant to hold
actors responsible for
omissions.[34] A legal duty, rather
than a moral duty must be established, before someone can be held responsible
for an omission. The statement
of this principle is often accompanied by the
graphic example of allowing a baby to crawl to its death in a puddle of water,
provided
one is not related to it and does not encourage it. The reiteration of
the division of labour is apparent here – even though
it may be morally
reprehensible, the law has no responsibility in the absence of a legal duty. The
case study provides ample examples
of the division of labour and processes of
individualisation in irresponsibility
practices.[35] I will analyse
examples going up the chain of command.
The Student Protection
Contact: Long
In 2007, Byrnes was one of two staff members at the
school who had been appointed as student protection contacts by the principal,
Terence Hayes. Student protection contacts had responsibility for assisting the
principal to ensure that suspicions or disclosures
of harm, including sexual
abuse, were reported to police in accordance with the school’s applicable
policies and procedures
for student protection (set out in the school’s
Student Protection and Risk Management Kit). On 3 September 2007, KQ, the father
of a student in Byrnes’ Year 4 class, telephoned Hayes and said that his
daughter, KH, had said that Byrnes had put his hand
inside her school shirt and
that he had touched her and made her feel uncomfortable. KQ and Hayes arranged
to meet at the school
to discuss the matter. According to Hayes, by the time his
telephone conversation had finished, he had formed the opinion that he
was
dealing with serious allegations of sexual abuse against a
child.[36]
Ms Long, the
Learning Support Teacher and other student protection contact, was present at
the meeting where KH reported Byrnes’
actions. Long asserted that she
understood her role at the meeting with KQ and KH to be that of
‘note-taker’. She believed
it was Hayes’s responsibility to
ensure that the allegations were properly documented as he ‘was in charge,
not me’.
Long stated:
...it was the principal who filled out those forms with the knowledge you gave them, or that we filled out the forms with the principal there with us. It was never something that we should have done on our own, filled out those forms on our own and did it by ourselves.[37]
Long abdicated responsibility in the hierarchy to her boss, but also to
the parent.[38] It was not her job
to report to the police, and the law imposed no duty on her to report to the
police, the duty was imposed on Hayes.
The Royal Commission noted that while the
student protection kit did not impose an obligation on Long to make a report to
the police,
she accepted that there was nothing to have stopped her from doing
so and that child protection is everyone’s responsibility.
She stated that
she did not report because she believed Hayes was dealing with the allegations,
even though she was aware that Hayes
did not report the allegations to
police.[39]
On 4 September,
another disclosure of abuse was made to the acting principal Wagstaff by another
parent, whose daughter had overheard
KA telling KH that Byrnes had put his hand
down her skirt. Wagstaff then informed Long. Despite being aware of the other
allegations,
Long counselled Wagstaff against speaking with KA directly because
the information was ‘third hand’. Long also suggested
to Wagstaff
that she inform the mother that she could not speak with KA directly, and that
Wagstaff should speak with both Fry and
Hayes. Wagstaff then informed Fry who
told her to put it in writing for Hayes.
As a consequence of these
additional allegations, Long’s opinion in relation to the allegations
against Byrnes changed. By this
time, Long was of the opinion that
‘clearly [Byrnes] had to be investigated, so something
inappropriate – something was not
right’.[40] Despite her change
of mind, Long did not document her concerns or take any other action
‘because I wasn’t the first person
to receive that
complaint’.[41] Long’s
assertion of irresponsibility was reflected at law. She had no legal duty to
report and was thus not responsible at
law. Although her failure to report meant
that Byrnes was able to continue to offend, the link between her failure and the
harmful
consequences is severed.
The School Principal:
Hayes
Like Long, the school principal Hayes also did not report the
allegations of abuse to police, instead he turned to the TCEO. Hayes
accepted
that, as principal, he had an obligation under the student protection kit to
document any allegations of child sexual abuse
he received and report these to
the police. He accepted that he did not comply with this obligation, but
explained that he did not
comply with the kit because he had been advised that
TCEO ‘is our first port of
call’.[42] Although the TCEO
rejected this contention it was supported by another former principal that he
had ‘a clear recollection of
being told on more than one occasion by
Catholic Education representatives, directions to the effect that: the mandatory
reporting
law is in place, we have dealt with the mandatory reporting law in the
manual, but any report is to be directly given or communicated
to your next in
line’.[43] Hayes’
justification is consistent with Veitch’s arguments about the division of
responsibility and Milgram’s analysis
of obedience:
When invited by the Royal Commission to explain why he did not report to police the allegations received from KH during the meeting on 6 September 2007, Hayes stated that he ‘saw [himself] as part of a system’ and that he ‘should have been more assertive in [his] judgments’.[44]
Even when discussing his shortcomings in hindsight, his focus was upon
his failure to follow procedures, rather than the consequences
of his
actions.
It’s an oversight that I find very hard to come to terms with, and
given the implications of that, it brings a lot of hurt to
me and my family, and
life has changed because anyone who knows me knows that I am a pedantic person
and – I just – I
can’t reason with it...
[45]
The TCEO
Hayes
orally reported the first allegation to TCEO to Fry (designated Senior Education
Officer) who then reported to Hunter (Senior
Education Officer). There was some
dispute in evidence about how much Fry was told by Hayes. Hayes sent Fry a draft
letter which
detailed additional allegations, but downplayed the original
allegation. Fry did not follow-up on any discrepancies between the original
oral
report and draft letter. He asserted it was not his job to investigate, nor to
follow-up on ‘gossip’. Fry showed
the draft letter to Hunter. The
Royal Commission details difficulties in communication between Hayes and the
TCEO, and within the
TCEO, but notes that there was sufficient information in
the draft letter to justify contacting the police. Hunter denied that it
was his
responsibility to contact the police.
The Report shows a shifting of
responsibility up and down the hierarchy throughout the organisation with the
outcome that no-one claimed,
or was held, responsible by the criminal legal
system for the failure to report
Byrnes.[46] This reflects
Veitch’s arguments regarding the disaggregation of roles setting up a
complex apartheid of responsibilities that
furthers and legitimates the
possibilities of disavowal of
responsibility.[47] The concern here
is that harm and suffering to the children came about not because people were
not doing their jobs, but rather that
they were. Organisations are most likely
to cause systemic harms, and yet the more complex the organisation, the less
likely that
anyone (or thing) will be held responsible. The further up the chain
of command the less likely is responsibility to be attached
due to diversionary
practices and structural dispersions. As shown in the case study, there may be a
lack of causal connection and
temporal and spatial dispersions. For example,
Hunter and Fry were not present at the school and were only hearing indirectly
about
allegations of abuse. Veitch argues that this produces an asymmetry of the
production of suffering and responsibility for it. The
greater the suffering,
the less likely responsibility can be established for it. Only Hayes was charged
with the failure to report.
He was tried on a single charge of failing to comply
with a mandatory reporting obligation under section 366(4) of the Education
(General Provisions) Act 2006 (Qld). Hayes successfully defended the charge
on the basis that he had reported to the TCEO in accordance with section 366(2)
of
the Education (General Provisions) Act 2006 (Qld) and that the
obligation to report the information to police lay with a person in the
school’s governing body, not
himself.[48] In November 2011, this
section was amended to require a principal to report even if they had reported
to the school’s governing
body. This reform would only cover Hayes’
omission to report, but no-one else would be responsible at criminal law for
their
failures.
The reports by the Royal Commission make for distressing
and depressing reading. There is an overwhelming sense of failure and lost
opportunities. In Byrnes’ case, only one person would have needed to have
report the allegations to the
police.[49] When an allegation was
finally reported by a mother of a victim to the police in November 2008, the
police response was immediate
and effective. Despite this, officials at the
school and the TCEO averred that they were not responsible, and these disavowals
of
responsibility were reflected and reinforced at law.
The effects of the division of labour are
exacerbated by modern notions of responsibility. Veitch argues that modern
responsibility
practices distinguish between mind and deed, intention and
consequences. Autonomy or free will is the central understanding of
responsibility.
The central idea is that a person cannot, and should not, be
held responsible unless they intentionally or knowingly did the wrong
thing.
Philosophers of wickedness have labelled this a positive model of wickedness and
noted the way in which it dominates the normative
imagination.[50] Intention and/or
knowledge are not the exclusive measures of responsibility, but they are
dominant. It is frequently represented
in popular
fiction.[51] This means that it is
hard to imagine holding an actor responsible for outcomes that they did not
foresee or intend.
The dominance of the requirement of wrongful intent
or knowledge is reflected and reinforced in criminal legal doctrine in the
dominance
of subjective culpability in attributions of
blameworthiness.[52] The separation
of mind and body is reflected in the conceptual division of offence components
into mens rea (guilty mind) and actus reus (wrongful act and
consequences). Subjectivism is ostensibly articulated in the Latin maxim that is
often cited as fundamental to
the criminal law: actus non facit reum nisi
mens sit rea – stated by Blackstone ‘as a vicious will without a
vicious act is no civil crime, so on the other hand, an unwarrantable
act
without a vicious will is no crime at
all.’[53] That is, according
to general principles of the criminal law, mens rea or subjective
blameworthiness is central to determinations and attributions of
culpability.[54] Subjectivism has
been asserted as a general principle of criminal law doctrine by the High Court
in He Kaw Teh:
There is a presumption that mens rea, an evil intention, or knowledge of the wrongfulness of the act, is an essential ingredient in every offence... unless displaced by statute or subject matter.[55]
This presumption can only be overturned through precedent or express
statutory reform. The emphasis by the High Court on the presumption
of mens
rea reflects and reinforces the dominance of the pattern of subjective
criminality in determinations of blameworthiness in the criminal
justice
system.[56] The High Court expressed
concern for ‘luckless victims’, who through no fault of their own
are held criminally liable,
and the harshness of holding an accused liable in
the absence of any ‘fault’ on his
part.[57] That is, the case
expresses the subjectivist ideal that an accused should not be held liable for
outcomes that were unintended or
accidental.[58]
The
emphasis upon subjective culpability is apparent in how the criminal justice
system responds (or not) to officials. The primary
means for holding officials
responsible for failures to respond to child sexual abuse is through mandatory
reporting offences. Mandatory
reporting offences are framed in terms that are
consistent with subjective culpability. For example, the Crimes Amendment
(Protection of Children) Act 2014 (Vic) introduced new offences of
‘failure by a person in authority to protect child from sexual
offence’ and ‘failure
to disclose sexual offence against child under
the age of 16 years’. Section 49C requires that a person in a position of
power
or responsibility who ‘(2)(b) knows that there is a
substantial risk that the person will commit a sexual offence against a relevant
child – must not negligently
fail to reduce or remove that risk.’
Section 327(2) requires that a person who has information to ‘form a
reasonable
belief that a sexual offence has been committed’ must
report that information to the police. Both these offences require some
subjective
culpability on the part of the accused in the form of
‘reasonable belief’ or ‘knowledge’.
The problem
is that in complex organisations knowledge is diffused, difficult to establish
or prove, because of the organisation itself. The emphasis upon, and
requirement of, wrongful knowledge or intention is an irresponsibility practice
because the nature of organisations means that subjective culpability is almost
never able to be established. This can be shown in
various ways in the case
study. The case study shows a lack of knowledge by staff of the mandatory
reporting rules. Hayes claimed
that he had never made a mandatory report of
child sexual abuse, and even though his duties were articulated in the student
protection
kit, he had never actually read it. He thus deferred his
responsibility to understand the nature of his responsibility to the TCEO,
who
he then claimed had advised him his duty was to report to them, rather than the
police. Wagstaff also asserted that she had never
read the child protection kit
from cover to cover. When told by a parent of an allegation of abuse, Wagstaff
formed no opinion of
whether it was abuse, but just recorded it. She was not
aware of provisions in the kit that if there is doubt about an allegation,
the
decision about how to assess the information must be made in favour of acting on
the allegation.[59]
There was
also an absence of understanding by staff of grooming behaviours. When informed
of an allegation against Byrnes, Long stated:
Well Gerry needs to stop giving out lollies to children particularly the Year 7 girls before and after school and having girls hanging off him in the playground when he is on yard duty. He has even put a chocolate bar in the desk of a Year 7 girl.
It was due to the nature of the organisation that Long was able to assert
that she did not know that this was classic grooming behavior
as she had not
been trained to recognize it. Another teacher had also seen Byrnes seat a girl
on his knee, but had similarly not
connected this with grooming behavior, or at
least had not reported it.
Many of the case studies in the Royal
Commission highlight a tendency by management to blame staff for failures to
know and understand
mandatory reporting rules and recognise grooming behaviours,
whilst staff claim that they have not been adequately
trained.[60] What is clear from the
reports is that this ignorance is sufficiently widespread to suggest that it is
systemic rather than limited
to the problems of particular individuals. The case
study demonstrated TCEO’s failure to train, apply and enforce policies.
The failure by management to train, apply and enforce policies meant that staff
were ignorant and unable to prevent Byrnes from offending
or respond
appropriately to his offending. It is not the junior staff members who should be
held criminally culpable, because their
ignorance and failure to act was due to
failures by management. Given that the principal did not know the rules and
procedures, or
if he did, did not obey them, there was little chance that staff
below him would have known or acted upon the rules. Management should
have
trained, applied and enforced existing policies. Decades of research around
mandatory reporting confirm the need for training
staff to recognise child
abuse.[61] There is a plethora of
research existing that has demonstrated that effective reporting by teachers is
influenced by their awareness
of the duty to
report,[62] knowledge of the content
of that duty,[63] and their attitude
towards that duty.[64] Despite this,
numerous studies have found that professionals who are required to report child
abuse and neglect indicate that they
have not had the training required to equip
them to fulfil that role.[65] This
demonstrates that the development of impeccable polices and laws are pointless
in the absence of training and enforcement, yet
only South Australia
legislatively requires training for mandatory
reporters.[66] The lack of knowledge
and awareness is a systemic problem, and current structures proliferate
irresponsibility for ignorance.
The lack of knowledge extends beyond lack
of training to the nature of the organisation itself. For example, allegations
about Byrnes
were made to different staff members, who due to lack of awareness
about other complaints, did not respond to the allegations as
serious or
credible. The impact of the division of labour in disaggregating responsibility
and impacting upon knowledge is particularly
demonstrated in the re-employment
of Byrnes after his retirement in June 2008. Hayes told Hendricks that Byrnes
was finding it ‘a
bit difficult, he is having complaints from teachers
– from parents, and would like to retire’, but did not provide any
detail about why the parents were not happy and Hendricks requested no further
information,[67] another example of
the effects of the division of labour. She stated that she just assumed that
Byrnes was not a ‘strong teacher’.
From 30 July 2008, Byrnes was
re-engaged as a relief or supply teacher at the school, following approval by
Hendricks. Hayes claimed
that he believed Hendricks knew about the disciplinary
letter sent in September 2007. Between 30 July and 14 November 2008, Byrnes
performed duties as a relief teacher at the school on at least 15 separate days.
Three of the 33 counts of indecent treatment for
which Byrnes was ultimately
convicted took place during this
period.[68] Presumably if Hendricks
had been aware of the allegations she would not have approved his employment as
a relief teacher.
The combination of the effects of the division of
labour and emphasis upon subjective culpability was also demonstrated at the
level
of the regulator. The school was a ‘Non-State school’ within
the meaning of section 6 of the Education (Accreditation of Non-State
Schools) Act 2001 (Qld). To operate lawfully, it was required to be
accredited by the Non-State Schools Accreditation Board (the NSSAB). The Act
authorised
the prescription of accreditation criteria by regulation, including
criteria about ‘student welfare
processes’.[69] The NSSAB
focused solely upon written processes, rather than their implementation. As a
consequence of this, the Catholic Diocese
was of the opinion that not only the
student protection kit complied with all relevant legislative requirements, but
also that the
NSSAB was satisfied that the policies and procedures were being
properly implemented. They assumed that the NSSAB had fulfilled the
duty of
ensuring that the student safety kit was correct: ‘in the renewal of our
kit, I felt as though, when it was accredited
by the NSSAB, that they had
provided key – they had scrutinised it with an expert
eye’.[70] The dispersal and
disavowal of responsibility to ensure staff knowledge and implementation of
child safety thus occurred at the highest
levels.
Veitch has argued
that the power of irresponsibility practices is not just the disavowal of
responsibility, but that responsibility
is not raised as an issue at all.
Although the Royal Commission attempts to disrupt disavowals of responsibility,
the model of individual
subjective culpability is so dominant that it is
difficult to imagine holding anyone, including the organisation, criminally
responsible
for systemic failures. The model is highly individualized and
requires knowledge that is unlikely to be established at any level,
except
perhaps at the lowest levels, but this fails to grapple with systemic failures.
There are many ways of improving levels of
knowledge within an organisation (for
example through the appointment of a specific child safety officer – but
in the present
Case Study the offender was the child safety officer).
Veitch’s approach encourages us to analyse the ways in which legal
concepts
are practices of irresponsibility. Rather than trying solely to
improve knowledge and awareness within an institution to satisfy requirements
of
the model of subjective culpability, Veitch’s approach suggests
dismantling the dominance of the model of subjective culpability
in attributions
of blameworthiness. We need to enlarge the normative imagination to include
other models of culpability that are
more capable of grappling with systemic
failure. This is consistent with the argument by the moral philosopher, Mary
Midgley, who
argues that we need to resuscitate a ‘classic’ account
of wickedness.
The first thing which seems needed here is to recover for use the older, recently neglected, idea of evil as negative – not because it contains the whole truth, but because it does hold an essential part of it.[71]
A central contention of Midgley’s book Wickedness, with
which I agree, is the need to resuscitate the traditional model of wickedness.
This does not mean that the subjective model
of culpability is not still
relevant, but it needs to be supplemented with a negative model of wickedness
that could be applicable
to systemic failures like those of TCEO.
The
negative account expresses the notion of evil as lack, dearth or failure. Thus
wickedness can be conceived as an absence of goodness
or
grace,[72] a lack of
balance.[73] Augustine expressed
evil as ‘knots of cunning calumnies’ – highlighting the idea
that wickedness is not a positive
presence, but a warping and twisting of that
which is good.[74] Midgley utilises
the Aristotelian notion of the golden mean – a balance between too much
and too little – to develop
the negative account of wickedness. For
Midgley, according to this Aristotelian account wickedness occurs where there is
a lack of
balance.[75] This account
provides an alternative to the modern tendency to think of some emotions as
inherently bad (such as jealousy, aggression);
and others as inherently good
(such as love). On this account, it is not the emotion, but the lack of balance
that matters. This
analysis applies effectively to bureaucrats like Eichmann,
who claimed that he just wanted to be good at his job. His behaviour was
culpable because there was a lack of balance between his desire to be good at
his job and to be promoted, and his failure to care
for the people who he was
efficiently sending to their deaths.
What might a redefinition of
practices of responsibility look like based on a negative model of wickedness?
The negative model of
culpability is articulated in criminal law in negligence,
but this is regarded as exceptional to the subjective model of
culpability,[76] and there have been
no prosecutions of officials in relation to systemic failures in response to
child sexual abuse under this concept
of negligence. One possible area of
redefinition is in considering the implications of corporate harm-doing
afresh,[77] emphasising the link
between corporate failure and harmful consequences, as shown by specific
provisions for corporate liability
in the Criminal Code 1995
(Cth).[78] General principles of the
Code articulated in Division 12 provide that:
This Code applies to bodies corporate in the same way as it applies to individuals. It so applies with such modifications as are set out in this Part, and wish such other modifications as are made necessary by the fact that criminal liability is being imposed on bodies corporate rather than individuals.
The Code provides provisions for subjective culpability in section 12.3
that conceptualises failure as fault. This extension of concepts
of intention,
knowledge or recklessness is expressed in 12.3 (c) and (d):
(c) proving that a corporate culture existed within the body corporate that directed, encouraged, tolerated or led to non-compliance with the relevant provision; or
(d) proving that the body corporate failed to create and maintain a corporate culture that required compliance with the relevant provision.
Here failure is described in active terms, where corporate culture either
encourages non-compliance or fails to ensure
compliance.[79] It covers the more
elusive (and more likely situation in corporations) of ‘implicit
authorisation where the corporate culture
encourages non-compliance or fails to
encourage compliance’. It is a means of holding corporations liable on the
basis that;
the policies, standing orders, regulations and institutionalised practices of corporations are evidence of corporate aims, intentions and knowledge of individuals within the corporation. Such regulations and standing are authoritative, not because any individual devised them, but because they have emerged from the decision making process recognised as authoritative within the organisation.[80]
The section allows the prosecution to lead evidence that the
company’s unwritten rules tacitly authorised non-compliance or
failed to
create a culture of compliance. It would catch situations where, despite formal
documents appearing to require compliance,
the reality was that non-compliance
was expected.[81] This would cover
Hayes’ claims that he believed his duty was to report abuse to the TCEO
rather than police. This concept of
corporate culture is apposite to the failure
of the TCEO (and the regulator) to ensure compliance and builds upon the
negative model
of wickedness where failure and ignorance is culpable. Here, the
emphasis is upon failure: the failure to live up to expectations of the
community of a reasonable company. The negative model of wickedness holds out
the
possibility of conceiving of corporate failure as culpable and will often be
more appropriate to apply to corporations than the positive
model of wickedness.
It provides an example of a redefinition of responsibility practices that
bypasses the criminal law focus upon
individuals in attributions of
blameworthiness and reinstates a link between (failure to) act and harmful
consequences.
The
Royal Commission hearings have demonstrated again and again systemic failure in
response to child sexual abuse across a broad
spectrum of institutions. The
hearings have also demonstrated the failure of the criminal justice system to
hold the vast majority
of officials responsible for these failings. When reading
the Royal Commission reports it is frustrating and distressing because
there is
a litany of failure, and yet we currently lack the normative and legal concepts
to hold someone responsible. This failure
to hold institutions responsible for
systemic failures enshrines irresponsibility. It is also important to fix our
response to organisations
because we have become increasingly dependent upon
complex organisations, at a time when the legal systems practices of
responsibility
have not evolved. We need to critically consider practices of
irresponsibility.
This article has analysed criminal legal structures
that are such consistent obstacles to ascribing responsibility in response to
systemic failure that they can more be appropriately regarded as
irresponsibility practices. The emphasis upon individual responsibility
is
inappropriate and insufficient in complex organisations. The division of labour
demarcates specific tasks and jobs, so the outcomes
are severed from the actor.
Too many officials claim ‘it is not my job’, and this is accepted
all too often by the criminal
legal system. The requirement of subjective
culpability exacerbates the division of labour as it is extremely difficult to
establish
subjective awareness in complex organisations, particularly higher up
the hierarchy. And yet the upper echelons may well be responsible
for the lack
of awareness and ignorance of the staff at the frontlines. We should regard the
dominance of individualised subjective
culpability as irresponsibility practices
that are patterned obstacles to holding officials and organisations responsible
for failure.
Veitch has argued that the organisation of irresponsibility can be
so endemic that it results in ‘the inability to have the
question of
responsibility raised at
all’.[82] We need to change
the normative imagination so that failure can be regarded as sufficiently
blameworthy to justify attributions of
culpability to officials and
organisations. Veitch has been described as a disappointed
idealist.[83] He attributes great
power to the law in inscribing practices of irresponsibility. The flipside of
this is that the law has great
power to effectively redefine practices of
responsibility.
[1] Shurlee Swain, History of
Australian Inquiries Reviewing Institutions Providing Care for Children
(Royal Commission into Institutional Responses to Child Sexual Abuse,
2014).
[2] Commonwealth, Royal
Commission into Institutional Responses to Child Sexual Abuse, Interim
Report: Volume 1 (2014) 1.
[3]
Robert Alexy, 'The nature of legal philosophy' (2004) 17(2) Ratio Juris
156.
[4] Scott Veitch, Law and
Irresponsibility: On the legitimation of human suffering (Routledge,
2007).
[5] Commonwealth, Royal
Commission into Institutional Responses to Child Sexual Abuse, Report of Case
Study No. 6: The responses of a primary school and the Toowoomba Catholic
Education Office to the Conduct of Gerald
Byrnes
(2015).
[6] For example, see
Kathleen Daly, 'Conceptualising Responses to Institutional Abuse of Children'
(2014) 26(1) Current Issues in Criminal Justice
5.
[7] For example, see Brent Fisse
and John Braithwaite, 'The allocation of responsibility for corporate crime'
(1988) 11 Sydney Law Review 469; Brent Fisse and John Braithwaite,
Corporations, Crime and Accountability (Cambridge University Press,
1993); Jonathon Clough and Carmel Mulhern, The Prosecution of
Corporations (Oxford University Press, 2002); Celia Wells, Corporations
and Criminal Responsibility (Oxford University Press, 2002); Angelo Capuano,
'Catching the leprechaun; Company liability and the case for a benefit test in
organic
literature' (2009) 24 Australian Journal of Corporate Law
177.
[8] Swain, above n
1.
[9] Ibid
8.
[10] Swain asserts that the
practice changed with the Human Rights and Equal Opportunity Commission,
Bringing Them Home: Report of the National Inquiry into the separation of
Aboriginal and Torres Strait Islander children from their
families (1997)
162. Although sexual abuse was not specified in the terms of reference it was
singled out for special treatment in the subsequent
reports. Australian Senate
Community Affairs References Committee, Lost Innocents: Righting the record
report on child migration (Senate Printing Unit, 2001) 75; Senate Community
Affairs References Committee Forgotten Australians: A Report on Australians
who experienced institutional or out-of-home care as children (Senate
Printing Unit, 2004) 103; Leneene Forde, Report of the Commission of Inquiry
into Abuse of Children in Queensland Institutions (The Inquiry, 1999) iv,
87. The current Royal Commission also relies upon victim testimony, and has
released an interim report with
hundreds of pages devoted to summarising
survivor testimony, Commonwealth Royal Commission into Institutional Responses
to Child
Sexual Abuse, Interim Report Volume 2
(2014).
[11] Swain, above n 1,
11.
[12] Swain, above n 1,
quoting John Torpey, 'Introduction: Politics and the Past' in John Torpey (ed),
Politics and the Past: On repairing historical injustices (Rowman and
Littlefield, 2003) 1.
[13]
Jeffrey Olick, The Politics of Regret: On Collective Memory and Historical
Responsibility (Routledge,
2007).
[14] Scott Veitch, 'Book
Symposium: Author's responses to the commentators' (2009) 34 Australian
Journal of Legal Philosophy 248, 248, Veitch quotes Tony Blair’s
response to the enquiry into intelligence leading to the invasion of Iraq
showing that there
were no weapons of mass destruction: ‘For any mistakes
made, as the report finds, in good faith I of course take full
responsibility’.
[15] For
example, Scouts Australia was recently the subject of public criticism for a
five-day delay in reporting an allegation of indecent
assault to police. Scouts
Australia asserted that this was due to a failure to ‘lack of
understanding of Scout protocol and
procedures by some leaders’,
‘Scout leader charged over alleged indecent assault of 14yo girl, delay in
incident report’,
Australian Broadcasting Corporation (online), 10
January 2016
<http://www.abc.net.au/news/2016-01-10/scout-leader-charged-over-alleged-indecent-assault-of-14yo-girl/7079026>
.
Scouts Australia had been a subject of the first case study undertaken by the
Royal Commission in 2013, published in early
2014, in which the protocol and
procedures by Scouts were criticized. Scouts had had more than 2 years to adjust
protocol and procedures
and train leaders, so claims of lack of
‘understanding’ are not persuasive. Commonwealth, Royal Commission
into Institutional
Responses to Child Sexual Abuse, Report of case Study no.
1: The response of institutions to the conduct of Steven Larkins
(2014).
[16] Alan Norrie,
''Simulcra of Morality?' - Beyond the Ideal/Actual Antimonies of Criminal
Justice' in Anthony Duff (ed) Philosophy and the Criminal Law (Cambridge
University Press, 1998) 101,
114.
[17] H.L.A. Hart,
Punishment and Responsibility (Clarendon Press,
1968).
[18] Peter Cane,
Responsibility in Law and Morality (Hart,
2002).
[19] Nicola Lacey,
'Responsibility and Modernity in Criminal Law' (2001) 9 Journal of Political
Philosophy 249.
[20] Veitch,
above n 4, 28.
[21] This is in
accordance with the positivist notion separating legal and moral questions, see
H.L.A. Hart, 'Positivism and the Separation
of Law and Morals' (1958) 71
Harvard Law Review
593.
[22] Veitch, above n 4, 26.
To construct this argument Veitch draws upon Alexy, above n
3.
[23] The vexed issue of civil
compensation would also benefit from an analysis from the perspective of
irresponsibility practices, as
there seem to be so many (legal) impediments to
paying compensation. See Royal Commission into Institutional Responses to Child
Sexual
Abuse, Redress, (14 September 2015)
<http://www.childabuseroyalcommission.gov.au/policy-and-research/redress>
.
[24] Commonwealth, Royal
Commission into Institutional Responses to Child Sexual Abuse, Report of Case
Study No. 6: The responses of a primary school and the Toowoomba Catholic
Education Office to the Conduct of Gerald
Byrnes (2015)
45.
[25] Veitch, above n 4,
12.
[26] Nydam v R [1977] VicRp 50; [1977]
VR 430.
[27] Veitch, above n 4,
22.
[28] Ibid
4.
[29] Ibid
48.
[30]
Ibid.
[31] Lacey, above n
19.
[32] Veitch, above n 4,
quoting Stanley Milgram, Obedience to Authority (Harper and Row, 1974)
xii.
[33] Ibid
11.
[34] Andrew Ashworth,
Positive Obligations in Criminal Law (Hart, 2013); Andrew Ashworth and
Eva Steiner, 'Criminal Omissions and Public Duties: The French Experience'
(1990) 10 Legal Studies 153; George Fletcher, Rethinking Criminal
Law (Little Brown, 1978); A. P. Simester, 'Why omissions are special' (1995)
1 Legal Theory 311; Glanville Williams, 'Criminal Omissions - The
Conventional View' (1991) 107 Law Quarterly Review
86.
[35] The Royal Commission
generally has demonstrated many claims of irresponsibility on the argument
‘it was not my job’.
A notable exception in the face of great
institutional opposition was by Bishop Wilson in response to John Nestor.
Commonwealth,
Royal Commission into Institutional Responses to Child Sexual
Abuse, Report of Case Study No. 14: The response of the Catholic Diocese of
Wollongong to allegations of child sexual abuse, and related
criminal
proceedings, aginst John Gerard Nestor, a priest of the Diocese
(2014).
[36] Commonwealth, Royal
Commission into Institutional Responses to Child Sexual Abuse, Report of Case
Study No. 6: The responses of a primary school and the Toowoomba Catholic
Education Office to the Conduct of Gerald
Byrnes
(2015).
[37] Ibid
18.
[38] The parent also acted
according to a division of labour. He ‘thought that the school would look
after things’ and that
the allegation of abuse would be investigated
internally: ibid 17.
[39] Ibid
19.
[40] Ibid
28.
[41]
Ibid.
[42] Ibid
19
[43] Ibid
20.
[44] Ibid
21.
[45] Ibid
34.
[46] Hayes, Fry and Hunter
were held responsible in a different sphere. They lost their jobs in December
2009 for the failure to respond
appropriately to the abuse allegations. Ibid
8.
[47] Veitch, above n 4,
50.
[48] Commonwealth, Royal
Commission into Institutional Responses to Child Sexual Abuse, Report of Case
Study No. 6: The responses of a primary school and the Toowoomba Catholic
Education Office to the Conduct of Gerald
Byrnes (2015)
7.
[49] This point leaves aside
issues of police failures to adequately respond to allegations of sexual
abuse.
[50] For example, Mary
Midgley, Wickedness: A Philosophical Essay (Routledge, 1984, 2001 ed);
Susan Neiman, Evil in Modern Thought (Princeton University Press,
2002).
[51] Positive models of
wickedness are the norm in popular fiction and include Satan, Iago, Dr Hannibal
and villains in all the James
Bond movies and comic book films. In contrast, it
is very rare to come across a representation of evil as negative. An exception
is the beautiful representation of evil in The Farthest Shore: Ursula Le
Guin, The Earthsea Quartet (Penguin,
1968).
[52] Although the legal
system claims that subjective culpability is dominant, it is recognised that the
exceptions to the rule far outnumber
the rule itself. See Alan Norrie, Crime,
Reason and History: A Critical Introduction to Criminal Law (Cambridge
University Press, 2014).
[53]
William Blackstone, Commentaries on the Laws of England: Book the Fourth: Of
Public Wrongs (Clarendon Press, 1769)
21.
[54] This interpretation of
the general principle depends on a specific definition of mens rea as
‘guilty mind’. As Fletcher has noted the ambiguity of the term
mens rea is framed by whether or not it is used in a descriptive or
normative sense: Fletcher, above n 33,
398.
[55] [1985] HCA 43; (1985) 15 A Crim R 203
approving the statement in Sherras v De Rutzen [1895] 1 QB 918,
921.
[56] See also MacPherson
v Brown (1975) 12 SASR 184, 189 per Bray CJ: ‘It is contrary to
fundamental principles and the whole tenor of modern thought to judge a man in a
criminal
court, except under statutory compulsion, not by his actual intention,
knowledge or foresight, but by what a reasonable and prudent
man would have
intended, known or foreseen in the circumstances.’
[57] Lin Chin Aik v R
[1963] AC 160,174 per Judicial Commission of the Privy Council: ‘The
continuing increase in the number of crimes defined without reference
to any
mens rea represents a disturbing phenomena. The existence of crimes of strict
liability constitutes an important and wide
ranging exception to the general
principle that an accused ought not to be convicted of an offence where his or
her conduct did not
involve an element of moral culpability.’ See also L
Waller and C R Williams, Criminal Law: Text and Cases (Lexis Nexis, 9th
ed, 2001).
[58] Andrew Ashworth,
'Taking the Consequence' in Stephen Shute, John Gardner and Jeremy Horder (eds),
Action and Value in Criminal Law (Clarendon Press, 1993) 123, 124:
‘If a subjectivist were drafting a new criminal code, all these cases
would be made to depend
on the defendant’s culpability rather than the
outcome in a particular case. The effect of this on the form of the criminal
law
would be quite radical, since many offences are currently defined by reference
to the result.’ See also Fletcher, above
n 33,
138.
[59] Commonwealth, Royal
Commission into Institutional Responses to Child Sexual Abuse, Report of Case
Study No. 6: The responses of a primary school and the Toowoomba Catholic
Education Office to the Conduct of Gerald
Byrnes (2015) 27.
[60] This is powerfully
demonstrated in the case study of the YMCA: Commonwealth, Royal Commission into
Institutional Responses to Child
Sexual Abuse, Report of Case Study No. 2:
YMCA NSW's response to the conduct of Jonathan Lord
(2014).
[61] Ben Mathews and
Kerryann Walsh, 'Mandatory Reporting Laws' in Alan Hayes and Daryl Higgins
(eds), Families, Policy and the Law (Australian Institute of Family
Studies, 2014) 131.
[62] Wesley
Crenshaw, Lucinda Crenshaw and James Lichtenberg, 'When educators confront child
abuse: An analysis of the decision to report'
(1995) 19(9) Child Abuse and
Neglect 1095.
[63] Maureen
Kenny, 'Teachers' attitudes toward and knowledge of child maltreatment' (2004)
28(12) Child Absue and Neglect
1311.
[64] A Goebbels et al,
'Teachers' reporting of suspected child abuse and neglect' (2008) 23(6)
Health Education Research 941; Russell Hawkins and Christie McCallum,
'Mandatory notification training for suspected child abuse and neglect in South
Australian
schools' (2001) 25(12) Child Abuse and Neglect
1603-25.
[65] Hawkins and
McCallum, above n 61; Kenny, above n 60 ; Nadine Abrahams, Kathleen Casey and
Deborah Daro, 'Teachers' knowledge, attitudes
and beliefs about child abuse and
its prevention' (1992) 16(2) Child Abuse and Neglect 229; Maureen Kenny,
'Child abuse reporting: Teachers' perceived deterrents' (2001) 25(1) Child
Abuse and Neglect 81; Ben Mathews, 'Teacher education to meet the challenges
of child sexual abuse' (2011) 36(11) Australian Journal of Teacher
Education 13; Anne Reiniger, Esther Robison and Margaret McHugh, 'Mandated
training of professionals: A means for improving reporting of suspected
child
abuse' (1995) 19(1) Child Abuse and Neglect 63; Kerryann Walsh et al,
'Case, teacher and school characteristics influencing teachers' detection and
reporting of child physical
abuse and neglect: Results from an Australian
survey' (2008) 32(10) Child Abuse and Neglect
983.
[66] Mathews and Walsh,
above n 58, 139.
[67]
Commonwealth, Royal Commission into Institutional Responses to Child Sexual
Abuse, Report of Case Study No. 6: The responses of a primary school and the
Toowoomba Catholic Education Office to the Conduct of Gerald
Byrnes (2015)
38.
[68] Ibid
39.
[69] Ibid
47.
[70] Ibid
51.
[71] Midgley, above n
47.
[72] Thomas Aquinas, On
Evil (Oxford University Press, 1274, 2003 ed). For Aquinas, evil is the
absence of a good that ought to be present.
[73] Aristotle, The
Nicomachean Ethics (J. Thomson and Hugh Tredennick trans, Penguin,
2004).
[74] Augustine, The
Confessions of St Augustine (Edward Pusey trans, Collier, 1961) VI, iii,
4.
[75] The flexibility of the
golden mean highlights the need for malleability in fault terms. This was
expressed by Aristotle’s arguments
about the different food needs of
different people with different body sizes. For Aristotle, the golden mean is
relative. Aristotle,
above n 70, II, 1106b5-8: ‘In this way, then, every
knowledgeable person avoids excess and deficiency, but looks for the mean
and
chooses it – not the mean of the thing, but the mean relative to
us.’
[76] Penny Crofts,
Wickedness and Crime: Laws of homicide and malice (Routledge,
2013).
[77] Fisse and Braithwaite
have developed a concept of ‘reactive fault’. On this basis, harm
caused, whether purely accidental
or not, would be treated as a potentially
serious offence until the company established otherwise. This reverses the onus
of proof,
requiring corporations that caused or threatened a proscribed harm to
takes its own disciplinary and rectificatory measures, which
would then be
assessed by the courts in terms of the adequacy of the measures taken: Brent
Fisse and John Braithwaite, Corporations, Crime and Accountability
(Cambridge University Press, 1993). This approach to culpability is based on
harmful consequences being sufficient in and of themselves
to justify
culpability. It has precedent in criminal law, see Fletcher, above n 51. The
emphasis upon harmful consequences is central
to Card’s definition of
wickedness: Claudia Card, 'The Atrocity Paradigm revisited' (2004) 19(4)
Hypatia 212; Claudia Card, The Atrocity Paradigm: a theory of evil
(Oxford University Press,
2002).
[78] Part 2.5, Corporate
Criminal Responsibility, Criminal Code 1995
(Cth).
[79] 12.3(6) "corporate
culture " means an attitude, policy, rule, course of conduct or
practice existing within the body corporate generally or in the part of the
body
corporate in which the relevant activities takes
place.
[80] Stewart Field and
Nico Jorg, 'Corporate manslaughter and liability: Should we be going Dutch?'
(1991) Criminal Law Review 156,
159.
[81] Criminal Law Officers
Committee of the Standing Committee of Attorneys-General, Model Criminal
Code: Final Report Dec 1992, Chapter 2: General Principles of Criminal
Responsibility, (Cth) See also Eric Colvin, 'Corporate Personality and Criminal
liability' (1995) 6 Criminal Law Forum 1; Tahnee Woolf, 'The Criminal
Code Act 1995 (Cth) - Towards a realist vision of corporate criminal liability'
(1997) 21 Criminal Law Journal
257.
[82] Veitch, above n 4,
107.
[83] Andrew Goldsmith,
'Seeing Red: Legal indifference on a field of pain and death' (2014) 34
Australian Journal of Legal Philosophy 228, 232.
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