This legislation has been repealed.
Each of the following is a ground for occupational discipline in relation to a finance broker:
(a) the finance broker has exercised the functions of a finance broker inefficiently, dishonestly or unfairly;
(b) the finance broker has provided false or misleading information to the commissioner in relation to an application for registration under this Act;
(c) the finance broker has contravened, or is contravening—
(i) the consumer credit legislation; or
(ii) an occupation discipline order; or
(iii) an undertaking under section 105;
(d) the finance broker has exercised the functions of a finance broker while the finance broker's registration was suspended or cancelled, or while the finance broker was disqualified;
(e) if the finance broker was licensed at any time under the Credit Act 1985 —
(i) the finance broker provided false or misleading information in relation to an application for the licence; or
(ii) the finance broker breached a condition to which the licence was subject.