Commonwealth Consolidated Acts Commonwealth Consolidated ActsThe recent advising history of a relevant provider is the following information:
(a) for a relevant provider who is or was a financial services licensee authorised to provide personal advice to retail clients in relation to relevant financial products--each period during which the relevant provider was such a licensee;
(b) for a relevant provider who is or was authorised to provide personal advice to retail clients, on behalf of one or more financial services licensees, in relation to relevant financial products--the following information:
(i) the name of each licensee;
(ii) if the relevant provider is or was a relevant provider as a result of section 916B--the name of each authorised representative who authorised the relevant provider under that section;
(iii) each period during which the relevant provider was authorised by each licensee or each authorised representative to provide such advice.
Note: If a relevant provider is covered by paragraphs (a) and
(b) of this section, the relevant provider's recent advising history
includes all the information required under those paragraphs.