Commonwealth Consolidated Acts

CORPORATIONS ACT 2001 - SECT 952K

    An authorised representative of a financial services licensee commits an offence if:

  (a)   the representative:

  (i)   gives a person a Financial Services Guide, or a Supplementary Financial Services Guide, in circumstances in which it is required by a provision of this Part to be given to the person; or

  (ii)   gives, or makes available to, a person a Financial Services Guide, or a Supplementary Financial Services Guide, reckless as to whether the person will or may rely on the information in it; and

  (b)   the licensee has not authorised the distribution by the representative of the Financial Services Guide or the Supplementary Financial Services Guide.