Commonwealth Consolidated Regulations

AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION REGULATIONS 2001 - REG 45

    For paragraph   12BAB(17)(b) of the Act, the following obligations are prescribed:

  (a)   each obligation arising from a contract to transfer a security;

  (b)   each obligation arising from a contract to transfer a managed investment product;

  (ba)   each obligation arising from a contract to transfer a foreign passport fund product;

  (c)   each obligation arising from acquiring or providing a financial product mentioned in paragraph   764A(1)(c) of the Corporations Act;

  (d)   each obligation arising from a contract to transfer a financial product mentioned in paragraph   764A(1)(j) of the Corporations Act;

  (e)   each obligation arising from a contract to transfer a financial product mentioned in paragraph   764A(1)(ba) of the Corporations Act;

  (f)   each obligation arising from a contract to transfer a carbon unit, an Australian carbon credit unit or an eligible international emissions unit.