Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.7.06B

Financial Services Guide given by authorised representative of financial services licensee: arrangements for compensation

  (1)   For paragraph   942C(2)(m) of the Act, the Financial Services Guide given by the authorised representative of a financial services licensee must include a statement about:

  (a)   the kind of arrangements for compensation that the licensee has in place; and

  (b)   whether those arrangements satisfy the requirements under section   912B of the Act for arrangements for compensation .

Note:   This regulation is also relevant to website disclosure information made available in accordance with Division   2A of Part   7.7 of the Act (see paragraph   943J(b) of the Act).

  (2)   This regulation commences, for a particular authorised representative, on the date that subregulations   7.6.02AAA(1), (2) and (3) take effect for the financial services licensee for whom he or she is a representative.



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