Commonwealth Consolidated Regulations Commonwealth Consolidated RegulationsFor paragraph 951C(1)(a) of the Act, Part 7.7 of the Act does not apply to a financial services licensee or an authorised representative in respect of financial services provided to retail clients who are not in this jurisdiction.
Note: Regulation 7.9.98 also contains exemptions from the operation of Part 7.7 of the Act.
Note: Regulations 7.7A.01 to 7.7A.04 are reserved for future use.