Commonwealth Consolidated Regulations

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FINANCIAL SERVICES COMPENSATION SCHEME OF LAST RESORT LEVY REGULATIONS 2023 - REG 6

Sub - sectors subject to annual levy

    Each of the following is a kind of sub - sector prescribed for the purposes of paragraph   8(1)(a) of the Act for the qualifying period for a levy period:

  (a)   the credit intermediaries sub - sector (within the meaning of subsection   25(1) of the ASIC Supervisory Cost Recovery Levy Regulations   2017 );

  (b)   the credit providers sub - sector (within the meaning of subsection   26(1) of those regulations);

  (c)   the licensees that provide personal advice on relevant financial products to retail clients sub - sector (within the meaning of subsection   43(1) of those regulations);

  (d)   the securities dealers sub - sector (within the meaning of subsection   67(1) of those regulations).


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