Commonwealth Numbered Acts

CORPORATIONS ACT 1989 No. 109 of 1989 - SECT 829

829. Subject to section 837, the Commission may make a banning order against a
natural person (other than a licensee) if:

   (a)  he or she becomes an insolvent under administration;

   (b)  he or she is convicted of serious fraud;

   (c)  he or she becomes incapable, through mental or physical incapacity, of
        managing his or her affairs;

   (d)  he or she contravenes a securities law;

   (e)  the Commission has reason to believe that he or she is not of good
        fame and character;

   (f)  the Commission has reason to believe that he or she has not performed
        efficiently, honestly and fairly the duties of:

        (i)    a representative of a dealer; or

        (ii)   a representative of an investment adviser; or

   (g)  the Commission has reason to believe that he or she will not perform
        efficiently, honestly and fairly the duties of:

        (i)    a representative of a dealer; or

        (ii)   a representative of an investment adviser.