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CORPORATIONS ACT 1989 No. 109 of 1989 - SCHEDULE 2
SCHEDULE 2
FORMS OF TRANSFER OF MARKETABLE SECURITIES AND MARKETABLE RIGHTS
FORM 1
Section 1101
------------------------------------------------------------------------------
-- SECURITY TRANSFER FORM MARKING STAMP
------------------------------------------------------------------------------
-- PART 1
------------------------------------------------------------------------------
-- Full name of company or other eligible body:
------------------------------------------------------------------------------
-- Description of
securities: Class:
If not fully paid, paid
to: Register:
------------------------------------------------------------------------------
-- Quantity:(Words)(Figures)
------------------------------------------------------------------------------
-- Transfer identification number:
------------------------------------------------------------------------------
-- Full name(s) of transferor(s):
------------------------------------------------------------------------------
-- The transferor(s) hereby transfer(s) the above securities to the
transferee(s) named in Part 2 hereof or to the several transferees named in
Part 2 of the Broker's Transfer Form(s), Split Transfer Form(s) or
Consolidated Transfer Form(s) relating to the above securities.
This transfer is executed on the transferor's behalf by the transferor's
broker, who certifies:
(a) as to the validity of documents; and
(b) that stamp duty, if payable, has been or will be paid. (Transferor's
broker's stamp) Affixed at on (place and date of affixing stamp)
------------------------------------------------------------------------------
-- PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of
transferee(s): Transferee's broker hereby certifies:
(a) that the securities set out in
Part 1 above, having been purchased in
the ordinary course of business, are to
be registered in the name(s) of the
transferee(s) named in this Part; and
(b) that stamp duty, if payable, has
been or will be paid;
and hereby requests that such entries
be made in the register as are necessary to give effect to this transfer;
(Transferee's broker's stamp) ---------------------------------------- Date of
affixing stamp:
------------------------------------------------------------------------------
-- PART 3
------------------------------------------------------------------------------
-- Transferee's broker hereby certifies:
(a) that the securities set out in Part 1 above, having been purchased in
the ordinary course of business, are to be registered in the name(s)
of the transferee(s) named in the Consolidated Transfer Form relating
to the securities; and
(b) that stamp duty, if payable, has been or will be paid; and hereby
requests that such entries be made in the register as are necessary to
give effect to this transfer. (Transferee's broker's stamp)
------------------------------------------------------------------------------
-- Date of affixing stamp:
------------------------------------------------------------------------------
-- FORM 2
Section 1101
------------------------------------------------------------------------------
-- BROKER'S TRANSFER FORM MARKING STAMP
------------------------------------------------------------------------------
-- PART 1
------------------------------------------------------------------------------
-- Full name of company or other eligible body:
------------------------------------------------------------------------------
-- Description of
securities: Class:
If not fully paid, paid
to: Register:
------------------------------------------------------------------------------
-- Quantity: (Words) (Figures)
------------------------------------------------------------------------------
-- Transfer identification number: ----------------------------------------
Full name(s) of transferor(s): Transferor's broker hereby certifies:
(a) that the Security Transfer Form
relating to the securities set out above has been or will be lodged at the
company's or eligible body's office; and (b) that stamp duty, if payable, has
been or will be paid.
(Transferor's broker's stamp) ---------------------------------------- Affixed
at
on
(place and date of affixing stamp)
------------------------------------------------------------------------------
-- PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of
transferee(s): Transferee's broker hereby certifies:
(a) that the securities set out in
Part 1 above, having been purchased in
the ordinary course of business, are to
be registered in the name(s) of the
transferee(s) named in this Part; and
(b) that stamp duty, if payable, has
been or will be paid;
and hereby requests that such entries
be made in the register as are necessary to give effect to this transfer.
(Transferee's broker's stamp) ---------------------------------------- Date of
affixing stamp:
------------------------------------------------------------------------------
-- PART 3
------------------------------------------------------------------------------
-- Transferee's broker hereby certifies:
(a) that the securities set out in Part 1 above, having been purchased in
the ordinary course of business, are to be registered in the name(s)
of the transferee(s) named in the Consolidated Transfer Form relating
to the securities; and
(b) that stamp duty, if payable, has been or will be paid; and hereby
requests that such entries be made in the register as are necessary to
give effect to this transfer. (Transferee's broker's stamp)
------------------------------------------------------------------------------
-- Date of affixing stamp:
------------------------------------------------------------------------------
-- FORM 3
Section 1101
------------------------------------------------------------------------------
-- SPLIT TRANSFER FORM MARKING STAMP
------------------------------------------------------------------------------
-- PART 1
------------------------------------------------------------------------------
-- Full name of company or other eligible body:
------------------------------------------------------------------------------
-- Description of
securities: Class:
If not fully paid, paid
to: Register:
------------------------------------------------------------------------------
-- Quantity:(Words)(Figures)
------------------------------------------------------------------------------
-- Transfer identification number: ----------------------------------------
Full name(s) of transferor(s): The (name of securities
exchange) hereby certifies that the
Security Transfer Form or the Broker's
Transfer Form relating to the securities set out above has been or will be
lodged at the company's or eligible body's
office.
(Securities Exchange stamp) ---------------------------------------- Affixed
at
on
(place and date of affixing stamp)
------------------------------------------------------------------------------
-- PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of
transferee(s) Transferee's broker hereby certifies:
(a) that the securities set out in
Part 1 above, having been purchased in
the ordinary course of business, are to
be registered in the name(s) of the
transferee(s) named in this Part; and
(b) that stamp duty, if payable, has
been or will be paid;
and hereby requests that such entries
be made in the register as are necessary to give effect to this transfer.
(Transferee's broker's stamp) ---------------------------------------- Date of
affixing stamp:
------------------------------------------------------------------------------
-- PART 3
------------------------------------------------------------------------------
-- Transferee's broker hereby certifies:
(a) that the securities set out in Part 1 above, having been purchased in
the ordinary course of business, are to be registered in the name(s)
of the transferee(s) named in the Consolidated Transfer Form relating
to the securities; and
(b) that stamp duty, if payable, has been or will be paid; and hereby
requests that such entries be made in the register as are necessary to
give effect to this transfer. (Transferee's broker's stamp)
------------------------------------------------------------------------------
-- Date of affixing stamp:
------------------------------------------------------------------------------
-- FORM 4
Section 1101
------------------------------------------------------------------------------
-- CONSOLIDATED TRANSFER FORM MARKING STAMP
------------------------------------------------------------------------------
-- PART 1
------------------------------------------------------------------------------
-- Full name of company or other eligible body:
------------------------------------------------------------------------------
-- Description of
securities: Class:
If not fully paid, paid
to:
------------------------------------------------------------------------------
-- Quantity: (Words) (Figures)
------------------------------------------------------------------------------
-- Transfer identification number:
------------------------------------------------------------------------------
-- Transfer Consolidation Number(s):
------------------------------------------------------------------------------
-- PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of
transferee(s): Transferee's broker hereby certifies:
(a) that the securities set out in
Part 1 of the Form(s) whose Transfer
Consolidation Number(s) is (or are) set
out in Part 1 above, having been
purchased in the ordinary course of
business, are to be registered in the
name(s) of the transferee(s) named in
this Part; and
(b) that stamp duty, if payable, has
been or will be paid;
and hereby requests that such entries be made in the register as are necessary
to give effect to the transfer(s).
(Transferee's broker's stamp) ---------------------------------------- Date of
affixing stamp:
------------------------------------------------------------------------------
-- FORM 5
Section 1101
------------------------------------------------------------------------------
-- SECURITY RENUNCIATION AND TRANSFER FORM MARKING STAMP
------------------------------------------------------------------------------
-- PART 1
------------------------------------------------------------------------------
-- Full name of company or other eligible body:
------------------------------------------------------------------------------
-- Description of rights: Register:
------------------------------------------------------------------------------
-- Quantity:(Words)(Figures)
------------------------------------------------------------------------------
-- Transfer identification number:
------------------------------------------------------------------------------
-- Full name(s) of transferor(s):
------------------------------------------------------------------------------
-- The transferor(s) hereby renounce(s) and transfer(s) the above rights in
favour of the transferee(s) named in Part 2 hereof or to the several
transferees named in Part 2 of the Broker's Renunciation and Transfer Form(s),
Renunciation and Split Transfer Form(s) or Renunciation and Consolidated
Transfer Form(s) relating to the above rights.
This transfer and renunciation is executed on the transferor's behalf by the
transferor's broker, who certifies:
(a) as to the validity of documents; and
(b) that stamp duty, if payable, has been or will be paid. (Transferor's
broker's stamp) Affixed at on (place and date of affixing stamp)
------------------------------------------------------------------------------
-- PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of
transferee(s): Transferee's broker hereby certifies:
(a) that, the rights set out in Part
1 above having been purchased in the
ordinary course of business, the
marketable securities to which the
rights relate are to be allotted to the
transferee(s) named in this Part; and
(b) that stamp duty, if payable, has
been or will be paid;
and hereby requests that the marketable
securities be allotted by the company or eligible body to the transferee(s)
and
such entries be made in the register as
are necessary to give effect to this
renunciation and transfer.
(Transferee's broker's stamp) ---------------------------------------- Date of
affixing stamp:
------------------------------------------------------------------------------
-- PART 3
------------------------------------------------------------------------------
-- Transferee's broker hereby certifies:
(a) that, the rights set out in Part 1 above having been purchased in the
ordinary course of business, the marketable securities to which the
rights relate are to be allotted to the transferee(s) named in the
Renunciation and Consolidated Transfer Form relating to the rights;
and
(b) that stamp duty, if payable, has been or will be paid; and hereby
requests that the marketable securities be allotted by the company or
eligible body to the transferee(s) and such entries be made in the
register as are necessary to give effect to this renunciation and
transfer. (Transferee's broker's stamp)
------------------------------------------------------------------------------
-- Date of affixing stamp:
------------------------------------------------------------------------------
-- FORM 6
Section 1101
------------------------------------------------------------------------------
-- BROKER'S RENUNCIATION AND TRANSFER FORM MARKING STAMP
------------------------------------------------------------------------------
-- PART 1
------------------------------------------------------------------------------
-- Full name of company or other eligible body:
------------------------------------------------------------------------------
-- Description of rights: Register:
------------------------------------------------------------------------------
-- Quantity: (Words) (Figures)
------------------------------------------------------------------------------
-- Transfer identification number: ----------------------------------------
Full name(s) of transferor(s): Transferor's broker hereby certifies:
(a) that the Security Renunciation
and Transfer Form relating to the rights set out above has been or will be
lodged at the company's or eligible body's
office; and
(b) that stamp duty, if payable, has
been or will be paid.
(Transferor's broker's stamp) ---------------------------------------- Affixed
at
on
(place and date of affixing stamp)
------------------------------------------------------------------------------
-- PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of
transferee(s): Transferee's broker hereby certifies:
(a) that, the rights set out in Part
1 above having been purchased in the
ordinary course of business, the
marketable securities to which the
rights relate are to be allotted to the
transferee(s) named in this Part; and
(b) that stamp duty, if payable, has
been or will be paid;
and hereby requests that the marketable securities be allotted by the company
or eligible body to the transferee(s) and
such entries be made in the register as
are necessary to give effect to this
renunciation and transfer.
(Transferee's broker's stamp) ---------------------------------------- Date of
affixing stamp:
------------------------------------------------------------------------------
-- PART 3
------------------------------------------------------------------------------
-- Transferee's broker hereby certifies:
(a) that, the rights set out in Part 1 above having been purchased in the
ordinary course of business, the marketable securities to which the
rights relate are to be allotted to the transferee(s) named in the
Renunciation and Consolidated Transfer Form relating to the rights;
and
(b) that stamp duty, if payable, has been or will be paid; and hereby
requests that the marketable securities be allotted by the company or
eligible body to the transferee(s) and such entries be made in the
register as are necessary to give effect to this renunciation and
transfer. (Transferee's broker's stamp)
------------------------------------------------------------------------------
-- Date of affixing stamp:
------------------------------------------------------------------------------
-- FORM 7
Section 1101
------------------------------------------------------------------------------
-- RENUNCIATION AND SPLIT TRANSFER FORM MARKING STAMP
------------------------------------------------------------------------------
-- PART 1
------------------------------------------------------------------------------
-- Full name of company or other eligible body:
------------------------------------------------------------------------------
-- Description of rights: Register:
------------------------------------------------------------------------------
-- Quantity: (Words) (Figures)
------------------------------------------------------------------------------
-- Transfer identification number: ----------------------------------------
Full name(s) of transferor(s): The (name of securities exchange)
hereby certifies that the Security
Renunciation and Transfer Form or the
Broker's Renunciation and Transfer Form
relating to the rights set out above has been or will be lodged at the
company's
or eligible body's office.
(Securities exchange stamp) ---------------------------------------- Affixed
at
on
(place and date of affixing stamp)
------------------------------------------------------------------------------
-- PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of
transferee(s): Transferee's broker hereby certifies:
(a) that, the rights set out in Part
1 above having been purchased in the
ordinary course of business, the
marketable securities to which the
rights relate are to be allotted to the
transferee(s) named in this Part; and
(b) that stamp duty, if payable, has
been or will be paid;
and hereby requests that the marketable securities be allotted by the company
or eligible body to the transferee(s) and
such entries be made in the register as
are necessary to give effect to this
renunciation and transfer.
(Transferee's broker's stamp) ---------------------------------------- Date of
affixing stamp:
------------------------------------------------------------------------------
-- PART 3
------------------------------------------------------------------------------
-- Transferee's broker hereby certifies:
(a) that, the rights set out in Part 1 above having been purchased in the
ordinary course of business, the marketable securities to which the
rights relate are to be allotted to the transferee(s) named in the
Renunciation and Consolidated Transfer Form relating to the rights;
and
(b) that stamp duty, if payable, has been or will be paid; and hereby
requests that the marketable securities be allotted by the company or
eligible body to the transferee(s) and such entries be made in the
register as are necessary to give effect to this renunciation and
transfer. (Transferee's broker's stamp)
------------------------------------------------------------------------------
-- Date of affixing stamp:
------------------------------------------------------------------------------
-- FORM 8
Section 1101
------------------------------------------------------------------------------
-- RENUNCIATION AND CONSOLIDATED TRANSFER
FORM MARKING STAMP
------------------------------------------------------------------------------
-- PART 1
------------------------------------------------------------------------------
-- Full name of company or other eligible body:
------------------------------------------------------------------------------
-- Description of rights:
------------------------------------------------------------------------------
-- Quantity:(Words) (Figures)
------------------------------------------------------------------------------
-- Transfer identification number:
------------------------------------------------------------------------------
-- Transfer Consolidation Number(s):
------------------------------------------------------------------------------
-- PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of
transferee(s): Transferee's broker hereby certifies:
(a) that, the rights set out in Part
1 of the Form(s) whose Transfer
Consolidation Number(s) is (or are) set
out in Part 1 above having been
purchased in the ordinary course of
business, the marketable securities to
which the rights relate are to be
allotted to the transferee(s) named in
this Part; and
(b) that stamp duty, if payable, has
been or will be paid;
and hereby requests that the marketable securities be allotted by the company
or eligible body to the transferee(s) and
such entries be made in the register as
are necessary to give effect to the
renunciation(s) and transfer(s).
(Transferee's broker's stamp) ---------------------------------------- Date of
affixing stamp:
------------------------------------------------------------------------------
-- FORM 9
Section 1102
------------------------------------------------------------------------------
-- TRUSTEE TRANSFER FORM MARKING STAMP
------------------------------------------------------------------------------
-- PART 1
------------------------------------------------------------------------------
-- Full name of company or other eligible body:
------------------------------------------------------------------------------
-- Description of securities:
Class:
If not fully paid, paid
to:
Register:
------------------------------------------------------------------------------
-- Quantity: (Words) (Figures)
------------------------------------------------------------------------------
-- Transfer identification number, where appropriate:
------------------------------------------------------------------------------
-- Full name(s) of transferor(s):
------------------------------------------------------------------------------
-- PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of transferee(s):
Transferor hereby certifies that the
securities set out in Part 1 above are
to be registered in the name(s) of the
transferee(s) named in this Part, being
the person(s) for or on whose behalf the transferor held them, either alone or
together with another person or other
persons, in the ordinary course of
business immediately before the
execution of this transfer, and hereby
requests that such entries be made in
the register as are necessary to give
effect to this transfer.
------------------------------------------------------------------------------
-- I (or We) hereby transfer the above securities to the transferee(s) named
in Part 2 hereof.
Execution by the transferor(s):
Date of execution:
FORM 10
Section 1102
------------------------------------------------------------------------------
-- TRUSTEE RENUNCIATION AND TRANSFER FORM
------------------------------------------------------------------------------
-- PART 1
------------------------------------------------------------------------------
-- Full name of company or other eligible body:
------------------------------------------------------------------------------
-- Description of rights: Register:
------------------------------------------------------------------------------
-- Quantity: (Words) (Figures)
------------------------------------------------------------------------------
-- Transfer identification number, where appropriate:
------------------------------------------------------------------------------
-- Full name(s) of transferor(s):
------------------------------------------------------------------------------
-- PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of
transferee(s): Transferor hereby certifies that, the
rights set out in Part 1 above having
been transferred to the person(s) for or on whose behalf the transferor held
them, either alone or together with
another person or other persons, in the
ordinary course of business immediately
before the transfer, the marketable
securities to which the rights relate
are to be allotted to the transferee(s)
named in this Part, and hereby requests
that the marketable securities be
allotted by the company or eligible body to the transferee(s) and that such
entries be made in the register as are
necessary to give effect to this
renunciation and transfer.
------------------------------------------------------------------------------
-- I (or We) hereby renounce and transfer the above rights in favour of the
transferee(s) named in Part 2 hereof.
Execution by the transferor(s):
Date of execution:
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