The holder of a licence must, within 21 days after:
- (a)
- in the case of a
dealers licencethe licensee ceases to carry on the business to which the
licence relates; or
- (b)
- in the case of an investment advisers licencethe licensee ceases to
act as, or to hold himself, herself or itself out to be, an
investment adviser; or
- (c)
- there is a change in a matter particulars of which are required by virtue
of paragraph 789(3)(a), (b), (d) or (f) to be entered, in relation to the
licence, in the Register of Licence Holders;
lodge written particulars, in the prescribed form, of that fact, or of that
change, as the case may be.