A securities exchange may at any time require a person to produce and deliver any securities, documents or statements of evidence necessary to support a claim made or necessary for the purpose either of:

(a)

exercising its rights against a member of the securities exchange or a partner or the partners in a member firm recognised by the securities exchange or any other person; or

(b)

enabling criminal proceedings to be taken against a person in respect of a defalcation or fraudulent misuse of property;