Note: A number of expressions used in this instrument are defined in the Act, including the following:
(a) ASIC;
(b) leviable entity.
(1) In this instrument:
"Act " means the ASIC Supervisory Cost Recovery Levy Act 2017 .
"amount of credit " has the same meaning as in subsection 3(2) of the National Credit Code .
"annual determination " means the legislative instrument made for a financial year by ASIC under section 73.
"Australian credit licence " has the same meaning as in the National Consumer Credit Protection Act 2009 .
"basic banking product " has the same meaning as in section 910A of the Corporations Act 2001 .
"credit " has the same meaning as in the National Consumer Credit Protection Act 2009 .
"credit activity " has the same meaning as in the National Consumer Credit Protection Act 2009 .
"credit contract " has the same meaning as in the National Consumer Credit Protection Act 2009 .
"credit provider " has the same meaning as in the National Consumer Credit Protection Act 2009 .
"deal has the same meaning as dealing " in section 761A of the Corporations Act 2001.
"entity metric " : a leviable entity's entity metric for a sub-sector for a financial year is the amount worked out for the entity under a provision of Part 3 that specifies an amount to be the entity's entity metric for the sub-sector for the financial year.
Note: See also section 12.
"financial year " means a period of 12 months starting on 1 July.
"graduated levy component " for a sub-sector for a financial year has the meaning given by section 10.
"large futures exchange " has the meaning given by subsection 52(3).
"large securities exchange " has the meaning given by subsection 51(3).
"minimum levy component " for a sub-sector for a financial year means the minimum levy component specified in Part 3 for the sub-sector.
"National Credit Code " has the same meaning as in the National Consumer Credit Protection Act 2009 .
"overseas market " has the meaning given by subsection 46(3).
"over-the-counter " , in relation to a financial product, means a financial product that cannot be traded on:
(a) a large futures exchange; or
(b) a large securities exchange; or
(c) a market licensed under subsection 795B(2) of the Corporations Act 2001 that operates as an exchange; or
(d) a small futures exchange; or
(e) a small securities exchange; or
(f) a small securities (self-listing) exchange.
"participant " has the same meaning as in section 761A of the Corporations Act 2001 .
"registrable superannuation entity " has the same meaning as in the Superannuation Industry (Supervision) Act 1993 .
"relevant financial products " has the same meaning as in section 910A of the Corporations Act 2001 .
"securities " has the same meaning as in section 9 of the Corporations Act 2001 .
"small amount credit contract " has the same meaning as in the National Consumer Credit Protection Act 2009 .
"small derivatives market " has the meaning given by subsection 50(3).
"small futures exchange " has the meaning given by subsection 49(3).
"small securities exchange " has the meaning given by subsection 48(3).
"small securities (self-listing) exchange " has the meaning given by subsection 47(3).
"sub-sector " means a group of one or more entities each of which meets the criteria specified in a provision of Part 3 for an entity to form part of the sub-sector.
Note 1: Within each such provision, the name of the sub-sector is identified in bold italics.
Note 2: For a list of sub-sectors, see Schedule 1.
"sub-sector population " , in relation to a sub-sector, for a financial year, means the number of entities specified by ASIC in an annual determination to be the number of entities that form part of the sub-sector at any time in the financial year.
"sub-sector regulatory costs " , in relation to a sub-sector, for a financial year, means the Australian dollar amount specified by ASIC in a determination made under subsection 10(2) of the Act to be the extent to which ASIC's regulatory costs for the financial year are attributable to the sub-sector.
(2) Other expressions used in this instrument that are defined in section 9 or 761A of the Corporations Act 2001 have the same meaning as they have in those sections.