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ASIC SUPERVISORY COST RECOVERY LEVY REGULATIONS 2017 (F2017L00805) - REG 40
Licensees that provide only general advice to retail or wholesale clients
A leviable entity forms part of the licensees that provide only general advice
to retail or wholesale clients sub-sector in a financial year if:
(a) the entity holds, at any time in the financial year, an Australian
financial services licence; and
(b) the licence authorises the holder to provide financial product
advice that is only general advice.
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