Commonwealth Numbered Regulations

CORPORATIONS LEGISLATION AMENDMENT (PROFESSIONAL STANDARDS OF FINANCIAL ADVISERS) REGULATIONS 2017 (F2017L00117) - SCHEDULE 1

C orporations (Fees) Regulations 2001

1  Paragraph 9A(1)(b)

Omit "or 922H(1)", substitute ", 922H(1), 922HB(1) or 922HD(1)".

2  Subregulation 9A(1) (note)

Repeal the note, substitute:

Note:          Some of the notices referred to in subregulation (1) may be combined in a single notice.

3  Paragraph 9A(3)(a)

After "or 922K(1)", insert "or section 1546X".

4  Subregulation 9A(5) (paragraph (b) of the definition of prescribed amount )

Omit "of that Act, or both", substitute "or both, or under subsection 922HB(1) or 922HD(1), of that Act".

5  Subregulation 9A(5) (paragraph (b) of the definition of relevant number of persons )

Omit "subsection 922D(1) or 922H(1)", substitute "subsection 922D(1), 922H(1), 922HB(1) or 922HD(1)".

6  Subregulation 9A(5) (definition of relevant provider )

Omit "section 922C", substitute "section 910A".

7  Subparagraph 9B(1)(a)(ii)

After "922H(1),", insert "922HB(1), 922HD(1),".

8  Subregulation 9B(1) (note)

Repeal the note.

9  Subregulation 9B(5) (paragraph (b) of the definition of relevant number for the higher amount )

After "922H(1),", insert "922HB(1), 922HD(1),".

10  Subregulation 9B(5) (paragraph (b) of the definition of relevant number for the lower amount )

After "922H(1),", insert "922HB(1), 922HD(1),".

11  Division 2 of Part 3

Repeal the Division.

12  Schedule 1 (table item 31A, column 2)

Omit "1274(2)", substitute "1274A(2)".

13  Schedule 1 (table item 31A, column 2, paragraph (d))

Repeal the paragraph, substitute:

(d) the Register of Relevant providers maintained under section 922Q of the Corporations Act;

14  Schedule 1 (after table item 46)

Insert:

Corporations Regulations 2001

15  Regulations 7.6.02AI, 7.6.06A and 7.6.06B

Repeal the regulations.

16  Regulation 7.6.06C

Omit ", 7.6.06 or 7.6.06B", substitute "or 7.6.06".

17  Paragraph 9.1.01(q)

Repeal the paragraph, substitute:

                     (q)  the Register of Relevant Providers maintained under section 922Q of the Act.

18  Paragraph 9.1.02(q)

Repeal the paragraph, substitute:

                     (q)  in relation to the Register of Relevant Providers (within the meaning of section 910A of the Act):

                              (i)  all of the information in the Register (other than a relevant provider's date and place of birth) which ASIC considers appropriate for a person to search in accordance with subsection 1274A(3) of the Act; or

                             (ii)  all of the information in the Register (other than a relevant provider's date and place of birth) which ASIC considers appropriate to make available in accordance with subsection 1274A(4) of the Act.

19  Part 10.20

Repeal the Part.

20  Schedule 8D

Repeal the Schedule.