Commonwealth Numbered Regulations

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1990 No. 456 CORPORATIONS (FEES) REGULATIONS - SCHEDULE

                        SCHEDULE                             Regulation 4

PRESCRIBED FEES
Column 1  Column 2                                           Column 3

Item      Matter                                             Fee

$
Occupational licensing
 1        On lodging an application under paragraph

1279 (1) (a) or (b) for registration
          as an auditor or liquidator                        120

 2        On lodging an application under paragraph

1279 (1) (c) for registration as a liquidator
          of a specified body corporate                       60

 3        On lodging a statement:


   (a)  under subsection 1288 (1) or (3):

        (i)    if the statement made in the capacity of
                   auditor or liquidator                      45


        (ii)   if the statement made in the capacity of
                   auditor and liquidator                     90

          (b)  under subsection 1288 (5)                      45

 4        On making an application under subsection

1144 (1) for a futures
broker's licence or futures adviser's licence
          (a)  by a body corporate                            185

          (b)  by a natural person                             85

 5        On lodging a statement under subsection 1157 (1):


   (a)  by a body corporate that is the
holder of a futures broker's
               licence or futures adviser's licence            85


   (b)  by a natural person that is
the holder of a futures broker's
               licence or futures adviser by licence           45

 6        On making application under subsection

782 (1) by a natural person for
a dealer's licence or an
          investment adviser's licence                         85

 7        On making application under subsection

782 (1) by a body corporate for
a dealer's licence or an
          investment adviser's licence                        185

 8        On lodging a statement under subsection

791 (1) by a natural person
who is the holder of a dealer's
          licence or an investment adviser's licence           45

 9        On lodging a statement under subsection

791 (1) by a corporation that
is the holder of a dealer's licence
          or an investment adviser's licence                   85

Names
10        On lodging an application for

          the reservation of a name                            30

11        On lodging an application for the

          extension of a reservation of a name                 30

12        On lodging an application for the

consent of the Minister under
subsection 367 (4) to the use of
          a name by a corporation or proposed corporation     140

13        On lodging an application for

the approval of the Commission to the
change of name of a corporation, other
than a change of name directed by
          the Commission under subsection 382 (3)             100

Incorporation and registration
14        On lodging an application

under subsection 118 (1) for the
registration of a Division 1 company:
          (a)  having a share capital                         540

          (b)  not having a share capital                     210

15        On lodging an application under

subsection 133 (1) for the
registration of a Division 3 company:

   (a)  if, at the time of lodging the application,
the non-company was
               registered under Division 2 of Part 4.1        185


   (b)  in any other case 540
16        On lodging an application under

subsection 142 (1) for the
          registration of a Division 4 company                185

17        On lodging an application under subsection

147 (1) for a certificate
authorising an application for
          transfer of incorporation                           370

Registration of foreign companies and other bodies
18        On lodging the documents under section

341 for the registration of a
registrable Australian corporation:

   (a)  if, in its place of origin, it is
incorporated or registered under a law
dealing with the incorporation of associations 210

   (b)  if, in its place of origin, it
is incorporated or registered under
a law other than a law dealing with
               the incorporation of associations              540

19        On lodging the documents under section

344 for the registration of a
          foreign company                                     540

Section 383 licences
20        On lodging an application for a

          licence under section 383                            85

21        On lodging an application for the

approval under subsection 383 (9) of
an alteration or proposed alteration of
          the memorandum or articles of a company              30

Changes after incorporation
22        On lodging an application under section

167 for a change of status:

   (a)  in respect of an application by a
company limited by guarantee to
convert to a company limited both
               by shares and guarantee                        380


   (b)  in respect of an application other
than an application referred to
               in paragraph (a)                                40

23        On lodging a copy of a special resolution

          under subsection 168 (1) or (2)                      40

Annual returns and accounts
24        On making an application to the

          Commission under subsection 290 (4) or 313 (1)       85

25        On lodging an annual return of a

public company, not being a public
          company referred to in item 26, 27 or 28            600

26        On lodging an annual return of a public

          company that is a listed corporation               1200

27        On lodging an annual return of a

company holding a licence under
section 383 or under a
          corresponding previous law                           30

28        On lodging an annual return or

accounts of a company limited by
guarantee or both by shares and
guarantee, where it is stated in the
memorandum of the company or, in the
case of a Division 2 company that was
incorporated before 1 July 1982,
its memorandum or articles, that the company:

   (a)  is formed for a purpose referred
to in paragraph 383 (1) (a);

   (b)  applies its profits (if any)
or other income in promoting its
purpose; and

   (c)  prohibits the distribution of
               its income or property among its members        30

29        On lodging an annual return of a

proprietary company that is not an
exempt proprietary company 300
30        On lodging an annual return of a

exempt proprietary company not being
          a company referred to in item 31                    150

31        On lodging an annual return of an exempt

proprietary company, if the
Commission is satisfied:

   (a)  that the company is the proprietor
of land upon which is erected a
building divided into individual
residential areas and areas for common
use; and

   (b)  that the shareholders in that
company are entitled, by virtue of
their shareholdings, to the exclusive
occupation of one or more of those
residential areas and the use
of those common areas; and

   (c)  that the company operates solely:

        (i)    for the purposes of facilitating
and enforcing the rights of
shareholders in relation to exclusive
occupation of those residential
areas; and

        (ii)   for the maintenance of
                    those common areas                         40

32        On lodging an annual return or

balance sheet and profit and loss
account of a registered foreign
          company, under section 349                          300

Fund raising
33        On the submission of a proposed

          registerable prospectus                            1000

34        On lodging a prospectus, other than a

prospectus to be registered
          under section 1020A                                1000

35        On submitting to the Commission

for examination a proposed deed for
the appointment of a person as trustee
for, or representative of, the
holders of prescribed interests issued
or proposed to be issued by a
company, other than a proposed
          deed referred to in item 36                         890

36        On submitting to the Commission

for examination a proposed deed to
          amend a deed approved under subsection 1067 (1)      85

37        On lodging an application to the

          Commission under section 1084                        85

38        On lodging any application to the

Commission under Part 7.12 for which
          a fee is not provided by any other item              50

Charges
39        On lodging a notice under section 263 or 264         65

40        On lodging a notice under section 268                40

41        On lodging a memorandum under subsection 269 (2)     40

Defunct companies
42        On lodging an application to the

Commission to exercise the powers
          conferred by section 575 or 577                      85

43        For an act done by the Commission

as representing a defunct company or
          its liquidator under section 575                     85

44        For an act done by the Commission

          under section 577                                    85

Futures and Securities Industry bodies
45        On making an application for a

declaration under subsection 1127 (1)
by the Minister that a specified
futures market, or a futures market
included in a specified class of
futures markets, is an exempt futures
          market                                              890

46        On lodging an application under

subsection 1126 (1) for approval of a
          body corporate as a futures exchange                890

47        On lodging an application under

subsection 1131 (1) for approval of a
          body corporate as a clearing house                  890

48        On lodging an application under

subsection 1132 (1) for approval of a
          body corporate as a futures association             890

49        On giving notice under subsection

1136 (1) of an amendment or
amendments to the business rules
of a futures exchange, clearing house or
          futures association                                  85

50        On making an application for a

declaration under subsection 771 (1) by
the Minister that a specified stock
          market is an exempt stock market                    890

51        On lodging an application under

section 769 for approval of a body
          corporate as a stock exchange                       890

52        On lodging an application under

subsection 770 (1) for approval of a
body corporate as an approved
          securities organisation                             890

53        On giving notice under subsection

774 (1) of an amendment to the
business rules or listing rules
          of a securities exchange                             85

54        On giving notice under subsection

928 (1) of an amendment to the
business rules of a body corporate
in relation to which a nomination as
the Securities Exchanges Guarantee
Corporation is in force under
          subsection 67 (1) of the Act                         85

Acquisition of shares
55        On lodging a copy of a Part A statement

and a copy of a proposed offer
to which the Part A statement relates
          for registration under subsection 644 (1)          1000

56        On lodging a copy of a notice under

section 657 for registration under
          subsection 659 (1)                                  450

57        On lodging a Part C statement under

          subparagraph 679 (1) (a) (iii)                      450

58        On lodging any application to the

Commission under Chapter 6 for which
          a fee is not provided by any other item              85

Late lodgment
59        On the late lodgment of a document

(in addition to any fee provided by
any other item for the lodgment of that document):

   (a)  if lodged within one month after
               the prescribed time                             20


   (b)  if lodged more than one month
               after the prescribed time                       80

Supply of information and documents
60        For a document issued or displayed by

the Commission, requested in
person, that contains information relating
to one corporation where the
information is retrieved from a computer:

   (a)  if requested by or on behalf of
the Australian Broadcasting
Corporation, the Special Broadcasting
Service, the Australian Bureau of
Statistics, the holder of a licence
for a commercial broadcasting or
television station or the proprietor
or publisher of a newspaper generally
available to the public otherwise
than on subscription no fee
          (b)  in any other case                                6

61        For a document issued by the Commission,

not requested in person, that
contains information relating to one
corporation where the information is
retrieved from a computer:

   (a)  if requested by or on behalf
of the Australian Broadcasting
Corporation, the Special Broadcasting
Service, the Australian Bureau of
Statistics, the holder of a licence
for a commercial broadcasting or
television station or the proprietor
or publisher of a newspaper generally
available to the public otherwise
               than on subscription                             6

          (b)  in any other case                               12

62        For inspecting the Register of

Licence Holders, the Register of
Futures Licencees, the Register of
Auditors, the Register of Liquidators,
the Register of Official Liquidators or
the Australian Register of Company
Charges:

   (a)  if requested by or on behalf
of the Australian Broadcasting
Corporation, the Special Broadcasting
Service, the Australian Bureau of
Statistics, the holder of a licence
for a commercial broadcasting or
television station or the proprietor or
publisher of a newspaper generally
available to the public otherwise
than on subscription no fee
          (b)  in any other case                                6

63        For an enquiry, other than an

enquiry in person, involving an
inspection to which item 62 refers:

   (a)  if requested by or on
behalf of the Australian Broadcasting
Corporation, the Special Broadcasting
Service, the Australian Bureau of
Statistics, the holder of a licence
for a commercial broadcasting or
television station or the proprietor
or publisher of a newspaper generally
available to the public otherwise
               than on subscription                             6


   (b)  in any other case 12
64        Subject to the exemption set out

in item 60 (a), for search of indexes
          of registers prescribed under regulation 9.1.0       12

66        For inspection of documents that are

lodged by or in relation to a
particular corporation:

   (a)  where the documents are
reproduced using a computer system:

        (i)    for documents the aggregate
number of pages of which are less than 10 10

        (ii)   for documents the aggregate number
                    of pages of which are 10 or more           25


   (b)  in any other case 10
67        For an enquiry, other than an

enquiry in person involving an
inspection to which item 66 refers:

   (a)  where the documents are reproduced
using a computer system:

        (i)    for documents the aggregate number
of pages of which are less than 10
                    (A) where dispatched by mail                9

                    (B) where dispatched by facsimile          10


        (ii)   for documents the aggregate
number pages of which are 10 or
more:
                     (A) where dispatched  by mail             22

                     (B) where dispatched by facsimile         25

          (b)  in any other case                               16

68        For a certificate issued by the

Commission, other than a certificate
under subsection 121 (1), 148 (1),
167 (1), 168 (3), 171 (12), 360 (1),
          1280 (5), 1282 (6) and 1283 (2)                      11

69        For the production by the Commission,

pursuant to a subpoena, of a
document in its custody, in addition to
the fee payable under item 62, 63,
          66 or 67                                             30

70        Subject to the exemption set out in

item 60 (a), for the issue of a
document relating to recorded entries
about a corporation, or a person who
is a director, secretary or principal
executive officer of a company, on
          all registers maintained on  a computer              30

Other matters
71        On lodging any document under Chapter 7

or 8 for which a fee is not
          provided by any other item                           20

72        For any act that the Commission is

required or authorised to do upon
the request of a person and for which a
          fee is not prescribed by any other item              25

73        On lodging, in accordance with paragraph

205 (10) (e), a copy of the
notice and of the statement referred
          to in that paragraph                                 85

74        For the preparation by the Commission

of the statement referred to in
          paragraph 411 (17) (b)                               85

75        On submitting to the Commission for

examination a proposed statement
          under subsection 412 (1)                            450

76        On lodging any application for which

a fee is not provided by any
          other item                                           25


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