Commonwealth Numbered Regulations
[Index]
[Table]
[Search]
[Search this Regulation]
[Notes]
[Noteup]
[Previous]
[Download]
[Help]
1990 No. 456 CORPORATIONS (FEES) REGULATIONS - SCHEDULE
SCHEDULE Regulation 4
PRESCRIBED FEES
Column 1 Column 2 Column 3
Item Matter Fee
$
Occupational licensing
1 On lodging an application under paragraph
1279 (1) (a) or (b) for registration
as an auditor or liquidator 120
2 On lodging an application under paragraph
1279 (1) (c) for registration as a liquidator
of a specified body corporate 60
3 On lodging a statement:
(a) under subsection 1288 (1) or (3):
(i) if the statement made in the capacity of
auditor or liquidator 45
(ii) if the statement made in the capacity of
auditor and liquidator 90
(b) under subsection 1288 (5) 45
4 On making an application under subsection
1144 (1) for a futures
broker's licence or futures adviser's licence
(a) by a body corporate 185
(b) by a natural person 85
5 On lodging a statement under subsection 1157 (1):
(a) by a body corporate that is the
holder of a futures broker's
licence or futures adviser's licence 85
(b) by a natural person that is
the holder of a futures broker's
licence or futures adviser by licence 45
6 On making application under subsection
782 (1) by a natural person for
a dealer's licence or an
investment adviser's licence 85
7 On making application under subsection
782 (1) by a body corporate for
a dealer's licence or an
investment adviser's licence 185
8 On lodging a statement under subsection
791 (1) by a natural person
who is the holder of a dealer's
licence or an investment adviser's licence 45
9 On lodging a statement under subsection
791 (1) by a corporation that
is the holder of a dealer's licence
or an investment adviser's licence 85
Names
10 On lodging an application for
the reservation of a name 30
11 On lodging an application for the
extension of a reservation of a name 30
12 On lodging an application for the
consent of the Minister under
subsection 367 (4) to the use of
a name by a corporation or proposed corporation 140
13 On lodging an application for
the approval of the Commission to the
change of name of a corporation, other
than a change of name directed by
the Commission under subsection 382 (3) 100
Incorporation and registration
14 On lodging an application
under subsection 118 (1) for the
registration of a Division 1 company:
(a) having a share capital 540
(b) not having a share capital 210
15 On lodging an application under
subsection 133 (1) for the
registration of a Division 3 company:
(a) if, at the time of lodging the application,
the non-company was
registered under Division 2 of Part 4.1 185
(b) in any other case 540
16 On lodging an application under
subsection 142 (1) for the
registration of a Division 4 company 185
17 On lodging an application under subsection
147 (1) for a certificate
authorising an application for
transfer of incorporation 370
Registration of foreign companies and other bodies
18 On lodging the documents under section
341 for the registration of a
registrable Australian corporation:
(a) if, in its place of origin, it is
incorporated or registered under a law
dealing with the incorporation of associations 210
(b) if, in its place of origin, it
is incorporated or registered under
a law other than a law dealing with
the incorporation of associations 540
19 On lodging the documents under section
344 for the registration of a
foreign company 540
Section 383 licences
20 On lodging an application for a
licence under section 383 85
21 On lodging an application for the
approval under subsection 383 (9) of
an alteration or proposed alteration of
the memorandum or articles of a company 30
Changes after incorporation
22 On lodging an application under section
167 for a change of status:
(a) in respect of an application by a
company limited by guarantee to
convert to a company limited both
by shares and guarantee 380
(b) in respect of an application other
than an application referred to
in paragraph (a) 40
23 On lodging a copy of a special resolution
under subsection 168 (1) or (2) 40
Annual returns and accounts
24 On making an application to the
Commission under subsection 290 (4) or 313 (1) 85
25 On lodging an annual return of a
public company, not being a public
company referred to in item 26, 27 or 28 600
26 On lodging an annual return of a public
company that is a listed corporation 1200
27 On lodging an annual return of a
company holding a licence under
section 383 or under a
corresponding previous law 30
28 On lodging an annual return or
accounts of a company limited by
guarantee or both by shares and
guarantee, where it is stated in the
memorandum of the company or, in the
case of a Division 2 company that was
incorporated before 1 July 1982,
its memorandum or articles, that the company:
(a) is formed for a purpose referred
to in paragraph 383 (1) (a);
(b) applies its profits (if any)
or other income in promoting its
purpose; and
(c) prohibits the distribution of
its income or property among its members 30
29 On lodging an annual return of a
proprietary company that is not an
exempt proprietary company 300
30 On lodging an annual return of a
exempt proprietary company not being
a company referred to in item 31 150
31 On lodging an annual return of an exempt
proprietary company, if the
Commission is satisfied:
(a) that the company is the proprietor
of land upon which is erected a
building divided into individual
residential areas and areas for common
use; and
(b) that the shareholders in that
company are entitled, by virtue of
their shareholdings, to the exclusive
occupation of one or more of those
residential areas and the use
of those common areas; and
(c) that the company operates solely:
(i) for the purposes of facilitating
and enforcing the rights of
shareholders in relation to exclusive
occupation of those residential
areas; and
(ii) for the maintenance of
those common areas 40
32 On lodging an annual return or
balance sheet and profit and loss
account of a registered foreign
company, under section 349 300
Fund raising
33 On the submission of a proposed
registerable prospectus 1000
34 On lodging a prospectus, other than a
prospectus to be registered
under section 1020A 1000
35 On submitting to the Commission
for examination a proposed deed for
the appointment of a person as trustee
for, or representative of, the
holders of prescribed interests issued
or proposed to be issued by a
company, other than a proposed
deed referred to in item 36 890
36 On submitting to the Commission
for examination a proposed deed to
amend a deed approved under subsection 1067 (1) 85
37 On lodging an application to the
Commission under section 1084 85
38 On lodging any application to the
Commission under Part 7.12 for which
a fee is not provided by any other item 50
Charges
39 On lodging a notice under section 263 or 264 65
40 On lodging a notice under section 268 40
41 On lodging a memorandum under subsection 269 (2) 40
Defunct companies
42 On lodging an application to the
Commission to exercise the powers
conferred by section 575 or 577 85
43 For an act done by the Commission
as representing a defunct company or
its liquidator under section 575 85
44 For an act done by the Commission
under section 577 85
Futures and Securities Industry bodies
45 On making an application for a
declaration under subsection 1127 (1)
by the Minister that a specified
futures market, or a futures market
included in a specified class of
futures markets, is an exempt futures
market 890
46 On lodging an application under
subsection 1126 (1) for approval of a
body corporate as a futures exchange 890
47 On lodging an application under
subsection 1131 (1) for approval of a
body corporate as a clearing house 890
48 On lodging an application under
subsection 1132 (1) for approval of a
body corporate as a futures association 890
49 On giving notice under subsection
1136 (1) of an amendment or
amendments to the business rules
of a futures exchange, clearing house or
futures association 85
50 On making an application for a
declaration under subsection 771 (1) by
the Minister that a specified stock
market is an exempt stock market 890
51 On lodging an application under
section 769 for approval of a body
corporate as a stock exchange 890
52 On lodging an application under
subsection 770 (1) for approval of a
body corporate as an approved
securities organisation 890
53 On giving notice under subsection
774 (1) of an amendment to the
business rules or listing rules
of a securities exchange 85
54 On giving notice under subsection
928 (1) of an amendment to the
business rules of a body corporate
in relation to which a nomination as
the Securities Exchanges Guarantee
Corporation is in force under
subsection 67 (1) of the Act 85
Acquisition of shares
55 On lodging a copy of a Part A statement
and a copy of a proposed offer
to which the Part A statement relates
for registration under subsection 644 (1) 1000
56 On lodging a copy of a notice under
section 657 for registration under
subsection 659 (1) 450
57 On lodging a Part C statement under
subparagraph 679 (1) (a) (iii) 450
58 On lodging any application to the
Commission under Chapter 6 for which
a fee is not provided by any other item 85
Late lodgment
59 On the late lodgment of a document
(in addition to any fee provided by
any other item for the lodgment of that document):
(a) if lodged within one month after
the prescribed time 20
(b) if lodged more than one month
after the prescribed time 80
Supply of information and documents
60 For a document issued or displayed by
the Commission, requested in
person, that contains information relating
to one corporation where the
information is retrieved from a computer:
(a) if requested by or on behalf of
the Australian Broadcasting
Corporation, the Special Broadcasting
Service, the Australian Bureau of
Statistics, the holder of a licence
for a commercial broadcasting or
television station or the proprietor
or publisher of a newspaper generally
available to the public otherwise
than on subscription no fee
(b) in any other case 6
61 For a document issued by the Commission,
not requested in person, that
contains information relating to one
corporation where the information is
retrieved from a computer:
(a) if requested by or on behalf
of the Australian Broadcasting
Corporation, the Special Broadcasting
Service, the Australian Bureau of
Statistics, the holder of a licence
for a commercial broadcasting or
television station or the proprietor
or publisher of a newspaper generally
available to the public otherwise
than on subscription 6
(b) in any other case 12
62 For inspecting the Register of
Licence Holders, the Register of
Futures Licencees, the Register of
Auditors, the Register of Liquidators,
the Register of Official Liquidators or
the Australian Register of Company
Charges:
(a) if requested by or on behalf
of the Australian Broadcasting
Corporation, the Special Broadcasting
Service, the Australian Bureau of
Statistics, the holder of a licence
for a commercial broadcasting or
television station or the proprietor or
publisher of a newspaper generally
available to the public otherwise
than on subscription no fee
(b) in any other case 6
63 For an enquiry, other than an
enquiry in person, involving an
inspection to which item 62 refers:
(a) if requested by or on
behalf of the Australian Broadcasting
Corporation, the Special Broadcasting
Service, the Australian Bureau of
Statistics, the holder of a licence
for a commercial broadcasting or
television station or the proprietor
or publisher of a newspaper generally
available to the public otherwise
than on subscription 6
(b) in any other case 12
64 Subject to the exemption set out
in item 60 (a), for search of indexes
of registers prescribed under regulation 9.1.0 12
66 For inspection of documents that are
lodged by or in relation to a
particular corporation:
(a) where the documents are
reproduced using a computer system:
(i) for documents the aggregate
number of pages of which are less than 10 10
(ii) for documents the aggregate number
of pages of which are 10 or more 25
(b) in any other case 10
67 For an enquiry, other than an
enquiry in person involving an
inspection to which item 66 refers:
(a) where the documents are reproduced
using a computer system:
(i) for documents the aggregate number
of pages of which are less than 10
(A) where dispatched by mail 9
(B) where dispatched by facsimile 10
(ii) for documents the aggregate
number pages of which are 10 or
more:
(A) where dispatched by mail 22
(B) where dispatched by facsimile 25
(b) in any other case 16
68 For a certificate issued by the
Commission, other than a certificate
under subsection 121 (1), 148 (1),
167 (1), 168 (3), 171 (12), 360 (1),
1280 (5), 1282 (6) and 1283 (2) 11
69 For the production by the Commission,
pursuant to a subpoena, of a
document in its custody, in addition to
the fee payable under item 62, 63,
66 or 67 30
70 Subject to the exemption set out in
item 60 (a), for the issue of a
document relating to recorded entries
about a corporation, or a person who
is a director, secretary or principal
executive officer of a company, on
all registers maintained on a computer 30
Other matters
71 On lodging any document under Chapter 7
or 8 for which a fee is not
provided by any other item 20
72 For any act that the Commission is
required or authorised to do upon
the request of a person and for which a
fee is not prescribed by any other item 25
73 On lodging, in accordance with paragraph
205 (10) (e), a copy of the
notice and of the statement referred
to in that paragraph 85
74 For the preparation by the Commission
of the statement referred to in
paragraph 411 (17) (b) 85
75 On submitting to the Commission for
examination a proposed statement
under subsection 412 (1) 450
76 On lodging any application for which
a fee is not provided by any
other item 25
AustLII: Copyright Policy
| Disclaimers
| Privacy Policy
| Feedback