Commonwealth Numbered Regulations

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CORPORATIONS REGULATIONS 2001 2001 NO. 193


TABLE OF PROVISIONS

   PART 1.0--MISCELLANEOUS

   1.0.01. Name of Regulations  
   1.0.01A.Commencement  
   1.0.02. Interpretation  
   1.0.03. Approved and prescribed forms  
   1.0.04. Directions and instructions in forms  
   1.0.05. Documents and information required by forms  
   1.0.06. Annexures accompanying forms  
   1.0.07. General requirements for documents  
   1.0.08. Information to accompany financial documents lodged for financial years  
   1.0.09. Information to accompany financial documents etc lodged for half-years  
   1.0.10. Continuous disclosure notices  
   1.0.11. Certain documents to be signed by personal representatives etc  
   1.0.12. Form of notice of resolution  
   1.0.13. Time for lodging documents  
   1.0.14. Address of registered office or place of business  
   1.0.15. Affidavits and statements in writing  
   1.0.16. Certification and verification of certain documents  
   1.0.17. Documents signed or sworn in accordance with the rules  
   1.0.18. Prescribed provisions (Act s 53)  
   1.0.20. Copies of orders to be lodged  
   1.0.21. Identification of lodged orders  

   PART 1.1--PRESCRIBED AMOUNTS

   1.1.01. Prescribed amounts  

   PART 1.2--INTERPRETATION

           Division 1--Share ratio contracts

   1.2.01. What is a share ratio contract?  
   1.2.02. Relevant agreements — paragraph 92A (1) (b) of the Act  
   1.2.03. Application of Chapter 7 of the Act  
   1.2.04. Application of Division 2A of Part 7.11 of the Act to share ratio contracts  
   1.2.05. Application of certain provisions of Chapter 7 of the Act to share ratio contracts  
   1.2.06. Application of Chapters 6D and 7 of the Act  
   1.2.07. Restrictions on dealers in share ratio contracts  
   1.2.08. Restrictions on securities licensees in providing investment advice in relation to share ratio contracts  
   1.2.09. Application of Part 8.3 for certain purposes  
   1.2.10. Application of Chapter 8 of the Act  
   1.2.11. Subsection 93 (7) of the Act not to apply in certain circumstances  

           Division 2--Deliverable bond futures contracts

   1.2.12. What is a deliverable bond futures contract?  
   1.2.13. Prescribed Chapter 8 agreement  
   1.2.14. Application of Chapters 6D and 7 of the Act  
   1.2.15. Application of Chapter 8 of the Act  
   1.2.16. Modification of section 9 of the Act  

           Division 3--Futures options over deliverable bond futures contracts

   1.2.17. What is a futures option over a deliverable bond futures contract?  
   1.2.18. Prescribed Chapter 8 agreement  
   1.2.19. Application of Chapters 6D and 7 of the Act  
   1.2.20. Application of Chapter 8 of the Act  

           Division 4--Deliverable share futures contracts

   1.2.21. What is a deliverable share futures contract?  
   1.2.22. Prescribed Chapter 8 agreement  
   1.2.23. Application of Chapters 6D and 7 of the Act  
   1.2.24. Application of Chapter 8 of the Act  
   1.2.25. Modification of section 9 of the Act  
   1.2.26. Modification of subsection 979 (1) of the Act  
   1.2.27. Modification of Division 1 of Part 8.7 of the Act  

           Division 5--Futures options over deliverable share futures contracts

   1.2.28. What is a futures option over a deliverable share futures contract?  
   1.2.29. Prescribed Chapter 8 agreement  
   1.2.30. Application of Chapters 6D and 7 of the Act  
   1.2.31. Application of Chapter 8 of the Act  
   1.2.32. Modification of Division 1 of Part 8.7 of the Act  

   PART 1.2A--DISCLOSING ENTITIES

   1.2A.01.Securities declared not to be ED securities  
   1.2A.02.Foreign companies issuing securities under foreign scrip offers etc exempt from disclosing entity provisions  
   1.2A.03.Foreign companies issuing securities under employee share scheme exempt from the disclosing entity provisions  

   PART 2A.1--SIZE OF PARTNERSHIPS OR ASSOCIATIONS (ACT S 115 (2))

   2A.1.01.Size of partnerships or associations  

   PART 2A.2--CHANGE OF PLACE OF REGISTRATION OF COMPANY (ACT S 119A (3))

   2A.2.01.Approval of application for change of place of registration  
   2A.2.02.Special resolution may be set aside by Court order  
   2A.2.03.Application for change of place of registration  
   2A.2.04.Change of place of registration  

   PART 2B.6--NAMES

   2B.6.01.Availability of names (Act s 147)  
   2B.6.02.Consents required for use of certain letters, words and expressions  
   2B.6.03.Exemptions from requirement to set out name and ACN on certain documents (Act s 155)  
   2C.1.01.Securities exchange (Act s 170 (3))  
   2C.1.02.Form of notice (Act s 172 (2))  
   2D.1.02.Securities exchange (Act s 205G)  

   PART 2K.2--REGISTRATION

   2K.2.01.Lien or charge on crop, wool or stock mortgage that is a registrable security: prescribed law  
   2K.2.02.Time period for the provisional registration of charges  

   PART 2M.4--AUDITOR

   2M.4.01.Notice of appointment of auditors  

   PART 2M.6--MODIFICATION OF THE OPERATION OF CHAPTER 2M OF THE ACT

   2M.6.01.Modifications (Act s 343)  
   2M.6.03.Financial reporting — Australian banks and life offices  

   PART 5.1--ARRANGEMENTS AND RECONSTRUCTIONS

   5.1.01. Prescribed information for paragraph 411 (3) (b) and subparagraph 412 (1) (a) (ii) of the Act  
   5.1.02. Giving notice under subsection 414 (2) or (9) of the Act  

   PART 5.2--RECEIVERS, AND OTHER CONTROLLERS, OF CORPORATIONS

   5.2.001.Controller's notice to owner or lessor of property — how given  
   5.2.01. Certified copies of reports  

   PART 5.3A--ADMINISTRATION OF A COMPANY'S AFFAIRS WITH A VIEW TO EXECUTING A DEED OF COMPANY ARRANGEMENT

   5.3A.01.Administrator's notice of ending of administration  
   5.3A.02.Administrator to specify voidable transactions in statement  
   5.3A.03.Administrator to lodge notice of appointment  
   5.3A.04.Notice of change of administrator's address  
   5.3A.05.Administrator's notice to owner or lessor of property — how given  
   5.3A.06.Provisions included in deed of company arrangement  
   5.3A.07.Administrator becomes liquidator — additional cases  
   5.3A.08.Publication of notice of failure to execute instrument of terms of deed  
   5.3A.09.Publication of notice of termination of deed by creditors  

   PART 5.4--WINDING UP IN INSOLVENCY

   5.4.01. Application to Court for winding up — prescribed agency  

   PART 5.6--WINDING UP GENERALLY

   5.6.01. Matters for entry in liquidator's or provisional liquidator's books  
   5.6.02. Inspection of books kept under section 531 of the Act  
   5.6.06. Payment into liquidator's general account  
   5.6.07. Deposit of securities  
   5.6.08. Delivery of securities  
   5.6.09. Special bank account  
   5.6.10. Payments out of liquidator's general account  
   5.6.11. Application  
   5.6.12. Notice of meeting  
   5.6.13. Proof of notice  
   5.6.13A.If telephone conference facilities are available  
   5.6.13B.Persons, or their proxies or attorneys, participating by telephone  
   5.6.14. Time and place of meeting  
   5.6.14A.Advertisement of a meeting  
   5.6.14B.Meetings not convened in accordance with regulations  
   5.6.15. Costs of convening meetings of creditors etc  
   5.6.16. Quorum  
   5.6.17. Chairperson  
   5.6.18. Adjournment of meeting  
   5.6.19. Voting on resolutions  
   5.6.20. Taking a poll  
   5.6.21. Carrying of resolutions after a poll has been demanded at a meeting of creditors  
   5.6.22. Carrying of resolution after a poll has been demanded at a meeting of contributories or members  
   5.6.23. Creditors who may vote  
   5.6.24. Votes of secured creditors  
   5.6.26. Admission and rejection of proofs for purposes of voting  
   5.6.27. Minutes of meeting  
   5.6.28. Appointment of proxies  
   5.6.29. Form of proxies  
   5.6.30. Instruments of proxy  
   5.6.31. Proxy forms to accompany notice of meetings  
   5.6.31A.Person may attend and vote by attorney  
   5.6.32. Liquidator etc may act as proxy  
   5.6.33. Voting by proxy if financially interested  
   5.6.34. Liquidator etc may appoint deputy  
   5.6.36. Time for lodging proxies  
   5.6.36A.Facsimile copies of proxies  
   5.6.37. Establishing title to priority  
   5.6.39. Notice to submit particulars of debt or claim  
   5.6.40. Preparation of a proof of debt or claim  
   5.6.41. Disclosure of security  
   5.6.42. Discounts  
   5.6.43. Periodical payments  
   5.6.43A.Debt or claim of uncertain value — appeal to Court  
   5.6.44. Debt discount rate (Act s 554B)  
   5.6.45. Employees' wages  
   5.6.46. Production of bill of exchange and promissory note  
   5.6.47. Admission of debt or claim without formal proof  
   5.6.48. Notice to creditors to submit formal proof  
   5.6.49. Formal proof of debt or claim  
   5.6.50. Contents of formal proof of debt or claim  
   5.6.51. Costs of proof  
   5.6.52. Liquidator to notify receipt of proof of debt or claim  
   5.6.53. Time for liquidator to deal with proofs  
   5.6.54. Grounds of rejection and notice to creditor  
   5.6.55. Revocation or amendment of decision of liquidator  
   5.6.56. Withdrawal or variation of proof of debt or claim  
   5.6.57. Oaths  
   5.6.58. Liquidator to make out provisional list of contributories  
   5.6.59. Time and place for settlement of list  
   5.6.60. Settlement of list of contributories  
   5.6.61. Supplementary list  
   5.6.62. Notice to contributories  
   5.6.63. Dividend payable only on admission of a debt or claim  
   5.6.64. Application of regulations 5.6.37 to 5.6.57  
   5.6.65. Liquidator to give notice of intention to declare a dividend  
   5.6.66. Time allowed for dealing with formal proof of debt or claim  
   5.6.67. Declaration and distribution of dividend  
   5.6.68. Rights of creditor who has not proved debt before declaration of dividend  
   5.6.69. Postponement of declaration  
   5.6.70. Payment of dividend to a person named  
   5.6.70A.Prescribed rate of interest on debts and claims from relevant date to date of payment  
   5.6.71. Distribution of surplus in a winding up by the Court  
   5.6.72. Distribution of surplus as directed  
   5.6.74. Interpretation: prescribed countries  

   PART 5B.2--REGISTRABLE BODIES

   5B.2.01.Certified copies of certificates of incorporation etc  
   5B.2.02.Manner of certifying constituent documents  
   5B.2.03.Manner of sending letters (Act ss 601CC (2) and 601CL (3))  
   5B.2.04.Manner of sending notices (Act ss 601CC (3) and 601CL (4))  
   5B.2.06.Notices (Act s 601CV (1))  

   PART 5B.3--NAMES OF REGISTRABLE AUSTRALIAN BODIES AND FOREIGN COMPANIES

   5B.3.01.Availability of names (Act s 601DC)  
   5B.3.02.Consents required for use of certain letters, words and expressions  
   5B.3.03.Exemptions from requirement to set out ARBN etc on certain documents (Act s 601DG)  
   5B.3.04.Notices (Act s 601DH (1))  

   PART 5C.1--REGISTRATION OF MANAGED INVESTMENT SCHEMES

   5C.1.01.Applying for registration  
   5C.1.02.Change of name of registered schemes  
   5C.1.03.Modification (Act s 601QB)  

   PART 5C.2--THE RESPONSIBLE ENTITY

   5C.2.01.Duty of responsible entities' agents — surveillance checks  
   5C.2.02.Appointment of temporary responsible entities  
   5C.2.03.Form of notices (Act ss 601FL (2) and 601FM (2))  
   5C.2.04.Notice of appointment of temporary responsible entities  
   5C.2.05.Form of notices (Act s 601FP (3))  

   PART 5C.4--THE COMPLIANCE PLAN

   5C.4.01.Agents' authorities to be lodged  
   5C.4.02.Agents to assist auditors of compliance plans  

   PART 5C.5--THE COMPLIANCE COMMITTEE

   5C.5.01.Responsible entities etc to assist compliance committees  

   PART 5C.9--WINDING UP

   5C.9.01.Notice of commencement of winding up  

   PART 5C.11--EXEMPTIONS AND MODIFICATIONS

           Division 1--Exemptions

   5C.11.01.Certain funds not managed investment funds  

           Division 2--Modifications

   5C.11.02.Modifications  
   5C.11.03.Register of members of registered schemes (Act s 169 (1))  
   5C.11.04.Names of registered schemes (Act s 601EB (1))  
   5C.11.05A.Schemes not required to be registered (Act s 601ED)  
   5C.11.06.Liability of responsible entities (Act s 601FB (4))  

   PART 6.2--EXCEPTIONS TO THE PROHIBITION

   6.2.01. Prescribed circumstances (Act s 611)  
   6.2.02. Other prescribed circumstances (Act s 611)  

   PART 6.10--REVIEW AND INTERVENTION

   6.10.01.Application for review of Panel decision (Act s 657EA)  

   PART 6D.2--DISCLOSURE TO INVESTORS ABOUT SECURITIES

   6D.2.01.Exemption — member shares  
   6D.2.02.Exemption — foreign companies  

   PART 7.1--INTERPRETATION

   7.1.01. Definition of authorised trustee corporation  
   7.1.03. Option contract — prescribed indexes  

   PART 7.2--SECURITIES EXCHANGES

   7.2.01. Securities Exchanges — information exempt from lodgement requirements  
   7.2.02. Compliance monitoring — section 770A stock markets  

   PART 7.3--PARTICIPANTS IN THE SECURITIES INDUSTRY

   7.3.01. Licensee to notify events adversely affecting financial position  
   7.3.01A.Exemptions from Chapter 7 of the Act  
   7.3.01B.Exemptions from Chapter 7 of the Act — dealings by the Exchange or OCH  
   7.3.02. Conditions to which licences are subject  
   7.3.02B.Licence conditions — investment advice to retail investors  
   7.3.02C.Licence conditions — personal securities recommendations to retail investors  
   7.3.02D.Licence conditions — general securities advice to investor or prospective investor  
   7.3.03. Amount of security  
   7.3.04. Application of security under subsection 786 (9) of the Act  
   7.3.05. Prescribed form: s 790 of the Act  
   7.3.06. Discharge, return or release of security  
   7.3.07. Effect of discharge of security  
   7.3.08. Register of holders of proper authorities: prescribed information  
   7.3.09. Licensees to notify Commission of location and contents of registers  
   7.3.10. Exemptions from licensing for lenders etc  
   7.3.10A.Exemption from licensing — certain dealings  
   7.3.11. Exemption from licensing — managed investment schemes  
   7.3.12. Exemption from licensing — dealings in own securities and sub-underwriting  
   7.3.13. Exemptions from licensing — superannuation schemes, life offices and friendly societies  
   7.3.13A.Action by representatives of certain friendly societies  
   7.3.13B.Friendly society dealing in interests in friendly society benefit fund  
   7.3.13C.Authorisation to deal in interests in certain friendly societies  
   7.3.14. Exemption from licensing etc — Australian ADIs  
   7.3.14A.Exemptions from licensing  
   7.3.15. Sale of forfeited shares exempt (Act s 30)  
   7.3.16. Exemption from Chapter 7 — transactions in option contracts on the NZFOE market (Act s 30)  
   7.3.17. Application of certain provisions of Act to section 770A stock markets  
   7.3.18. Supervisors have qualified privilege in certain circumstances  

   PART 7.4--CONDUCT OF SECURITIES BUSINESS

   7.4.01. Exempt dealer  
   7.4.01A.Exemption from certain requirements in relation to contract notes  
   7.4.02. Exempt securities and interests  
   7.4.03. Transactions in prescribed circumstances  
   7.4.04. Exempted transaction  
   7.4.04A.Charging brokerage on principal transactions  
   7.4.05. Exemption from subsection 844 (2) of the Act  
   7.4.06. Dealings by employees of holders of licences  
   7.4.07. Exemption of sale of exchange traded options  
   7.4.08. Exemption of short sale covered by exchange traded options  

   PART 7.5--DEALER'S ACCOUNT AND AUDIT

   7.5.01. Auditor's report  

   PART 7.6--MONEY AND SCRIP OF DEALER'S CLIENTS

   7.6.01. Dealer's trust accounts: exempt  

   PART 7.7--REGISTERS OF INTERESTS IN SECURITIES

   7.7.01. Register of interests in securities  
   7.7.02. Entry of particulars in Register  

   PART 7.10--THE NATIONAL GUARANTEE FUND

   7.10.01.Prescribed rate of interest: subsection 972 (2) of the Act  

   PART 7.11--CONDUCT IN RELATION TO SECURITIES

   7.11.01.Prohibition of dealings in securities by insiders  

   PART 7.13--TITLE TO, AND TRANSFER OF, SECURITIES

   7.13.01.Details to be included in instruments of transfer  
   7.13.02.Marketable securities (Act s 1097 (1))  
   7.13.03.Eligible body: subsection 1097 (1) of the Act  

   PART 7.14--MISCELLANEOUS

   7.14.01.Period for which documents are to be retained  
   7.14.02.Futures contracts  

   PART 7.15--NOTIFICATION ABOUT PAYMENT OF LEVIES

   7.15.01.Notification about payment of levies  

   PART 8.1--INTERPRETATION

   8.1.01. Exemption from Parts 8.3, 8.4 and 8.5 of the Act  
   8.1.01A.Exemption of transactions relating to sporting events from Chapter 8 of the Act  
   8.1.02. Eligible exchange-traded options  

   PART 8.2--FUTURES EXCHANGES, CLEARING HOUSES AND FUTURES ASSOCIATIONS

   8.2.01. Applications for licences in sealed envelopes  
   8.2.02. Recognised futures exchanges — prescribed bodies corporate  
   8.2.03. Exemption: Section 1121 and Division 2 of Part 8.2: Comex Clearing Association of New York  

   PART 8.3--PARTICIPANTS IN THE FUTURES INDUSTRY

   8.3.01. Exemption: Divisions 1 and 2 of Part 8.3, sections 1206, 1207 and 1208 and Part 8.5: clearing houses  
   8.3.02. Exemption: Part 8.3 — certain futures contracts  
   8.3.03. Conditions of licence: general  
   8.3.04. Notifying change in particulars  
   8.3.05. Register of holders of proper authorities: prescribed information  
   8.3.06. Licensee to notify Commission of location and contents of register  

   PART 8.4--CONDUCT OF FUTURES BUSINESS

   8.4.01. Exemption of certain transactions from subsection 1206 (1) of the Act  
   8.4.01A.Which futures broker to comply with subsection 1206 (1) of the Act in relation to certain transactions?  
   8.4.01B.Exemption from certain requirements in relation to contract notes  
   8.4.02. Waiver of paragraph 1206 (1) (b) of the Act  
   8.4.03. Exemption of certain transactions from subsection 1207 (1) of the Act  
   8.4.03A.Which futures broker to comply with subsection 1207 (1) of the Act in relation to certain transactions  
   8.4.03B.Sending a monthly statement electronically  
   8.4.04. Exemption of certain transactions from paragraphs 1207 (1) (g) and (h) of the Act  

   PART 8.6--FIDELITY FUNDS

   8.6.01. Fidelity fund — prescribed rate of interest  

   PART 8.7--OFFENCES

   8.7.01. Prescribed particulars in respect of transmission and execution of orders  
   8.7.02. Futures brokers that are banks — credit to employees to deal in futures contracts  
   8.7.03. Period for which Commission is required to retain documents  

   PART 9.1--REGISTERS AND REGISTRATION OF DOCUMENTS

   9.1.01. Prescribed registers  
   9.1.02. Prescribed information  

   PART 9.2--REGISTRATION OF AUDITORS AND LIQUIDATORS

   9.2.01. Prescribed bodies  
   9.2.02. Prescribed universities  
   9.2.03. Prescribed institutions  
   9.2.04. Practical experience in auditing (Act s 1280 (2))  
   9.2.05. Application of security under subsection 1284 (2) of the Act  
   9.2.06. Discharge, return or release of security  
   9.2.07. Effect of discharge of security  

   PART 9.4--PENALTY NOTICE OFFENCES AND PENALTIES

   9.4.01. Prescribed offences (Act s 1313)  
   9.4.02. Prescribed penalties (Act s 1313)  

   PART 9.4A--REGISTER AND INDEX

   9.4A.01.Definitions for Part 9.4A  
   9.4A.02.Register and index must be kept up to date: subsection 1306 (4A) of the Act  

   PART 9.5--DELEGATION OF POWERS AND FUNCTIONS UNDER THE ACT

   9.5.01. Prescribed functions (Law s 1345A (1))  

   PART 10.1--OLD CORPORATIONS REGULATIONS

   10.1.01.Repeal of Corporations Regulations 1990  
   10.1.02.Repeal of Partnerships and Associations Application Order 1999 (No. 1)  

   PART 12.1--PRELIMINARY

   12.1.01.Definitions for Chapter 12  
   12.1.02.Application of this Chapter to previous governing Codes etc  
   12.1.03.Interpretation of applied provisions  

   PART 12.2--TRANSITIONAL MATTERS -- GENERAL

           Division 2--Other matters

   12.2.08.Lodgment of certain documents with ASIC  
   12.2.10.Certain appointments of auditors continue  
   12.2.12.Converted shares  

   PART 12.4--NOTICE OF MEETINGS OF CERTAIN BODIES CORPORATE

   12.4.01.Application of Part  
   12.4.02.Modification of certain provisions of Act  
   12.4.03.Members etc may elect to be notified of meetings  
   12.4.04.Notice of meetings to be published in press  
   12.4.05.Copies of notices to be displayed  
   12.4.06.Members may request notice of meetings at any time  
   12.4.07.Records to be kept about notices  

   PART 12.5--DETERMINATIONS AND DECLARATIONS IN RELATION TO CERTAIN INSTRUMENTS

   12.5.01.Definition for Part 12.5  
   12.5.02.Application, variation, revocation and modification  
   12.5.03.Effect of determinations and declarations  
   12.5.04.Publication of determinations and declarations  
   12.5.05.When determinations and declarations take effect  
   12.5.06.Inspection and purchase of copies of instruments  

   PART 12.6--FINANCIAL REPORTING BY CERTAIN BODIES CORPORATE

   12.6.01.Application of Part  
   12.6.02.Modification of certain provisions of Act  
   12.6.03.Members etc may elect to receive reports  
   12.6.04.Copies of reports to be available to members  
   12.6.05.Records to be kept about notices  

   PART 12.7--OTHER DISCLOSURE

           Division 1--Preliminary

   12.7.01.Definitions for Part 12.7  
   12.7.02.Declarations by ASIC  

           Division 2--Continued application of certain provisions

   12.7.03.Continuation of certain provisions of previous governing Codes  
   12.7.04.Continuation of ASIC transitional standards  
   12.7.05.Exemption from, and modification of, certain provisions  

   PART 12.8--SHARES IN CERTAIN BODIES CORPORATE

           Division 1--Preliminary

   12.8.02.Application of Part 12.8  
   12.8.03.What is a member share  
   12.8.04.Declarations by ASIC  

           Division 2--Member shares

   12.8.05.Notice requirements  
   12.8.06.Registers of members  
   12.8.06A.Member shares — liability to pay calls  
   12.8.07.Disclosure in annual returns  
   12.8.08.Member shares — numbering and certificates  
   12.8.09.Member shares — unclaimed property  

           Division 3--Certain shares in transferring building societies and credit unions

   12.8.10.Definitions for Division 3  
   12.8.11.Transferring building societies may issue shares equivalent to membership shares  
   12.8.12.Transferring credit unions may issue shares equivalent to withdrawable shares  

   PART 12.9--WINDING UP AND DEREGISTRATION OF CERTAIN TRANSFERRING FINANCIAL INSTITUTIONS

   12.9.01.Application of Part 12.9  
   12.9.02.Winding up  
   12.9.03.Deregistration  
           SCHEDULE 1 List of forms in Schedule 2
           SCHEDULE 2 Forms
           SCHEDULE 3 Specified offices
           SCHEDULE 4 Prescribed amounts
           SCHEDULE 5A Financial reporting - Australian banks and life offices
           SCHEDULE 6 Availability of names
           SCHEDULE 7 Exemptions from requirements to set out certain corporate particulars
           SCHEDULE 8 Schemes of arrangement under Part 5.1 of the Act
           SCHEDULE 8A Deed of company arrangement - prescribed provisions
           SCHEDULE 9 Authorised trustee corporations
           SCHEDULE 11 Recognised futures exchanges
           SCHEDULE 12 ASIC transitional standards


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