Commonwealth Numbered Regulations

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CORPORATIONS REGULATIONS 2001 2001 No. 193 - REG 7.3.01B

Exemptions from Chapter 7 of the Act — dealings by the Exchange or OCH
(1)
In this regulation:

"OCH" means Options Clearing House Proprietary Limited.

"relevant agreement" means a relevant agreement that is prescribed for paragraph 92A (1) (b) of the Act.

(2)
Divisions 1 and 3 of Part 7.3, Parts 7.5, 7.6 and 7.7 and section 842 of the Act do not have effect in relation

to a dealing in securities or in a relevant agreement if that dealing is effected by the Exchange or OCH for the purposes of, or in connection with, the establishment, enforcement, administration or observance of the business rules of the Exchange that relate to securities or relevant agreements registered or to be registered with OCH.

(3)
Section 806 and Part 7.7 of the Act do not have effect in relation to an act carried out by:

(a)
an employee of the Exchange or OCH; or

(b)
a person acting for the Exchange or OCH; or

(c)
a person acting under an agreement with the Exchange or OCH;

for the purposes of a dealing in securities or in a relevant agreement of a kind mentioned in subregulation (2).



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