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CORPORATIONS REGULATIONS 2001 2001 No. 193 - REG 8.3.03
Conditions of licence: general
- (1)
- For section 1147 of the Act, a licence is subject to the conditions that
the holder of the licence must ensure that each representative of the holder:
- (a)
- is adequately supervised in the performance of the duties that he or she
is required by the holder to perform; and
- (b)
- is sufficiently trained in relation to those duties before acting as a
representative; and
- (c)
- keeps up to date in relation to those duties by means of continuing
training programs.
- (2)
- ASIC may, by notice in writing, require a holder of a licence to satisfy
it that the conditions mentioned in subregulation (1) have been met by the
holder.
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