Commonwealth Numbered Regulations

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CORPORATIONS REGULATIONS 2001 2001 No. 193 - REG 8.4.01

Exemption of certain transactions from subsection 1206 (1) of the Act
Subsection 1206 (1) of the Act does not apply to a transaction that is:

(a)
the acquisition or disposal of a futures contract; and

(b)
entered into by a futures broker on behalf of a member of a clearing house of a futures exchange;

if the broker gives to that member the information that the broker is required, under the business rules of that exchange, to give to that member about that transaction.



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