Commonwealth Numbered Regulations Commonwealth Numbered Regulations
Column 1 | Column 2 | Column 3 | Column 4 |
|---|---|---|---|
|
Provision of the Act or the Regulations |
| No. of form |
|
Chapter 1 Introductory | |||
1 | | Verification or certification of a document | 911 |
1A | | Cover page for office copy of a court order | 105 |
2 | Subsection 117 (2) | Certification of compliance with stamp duty law | 207Z |
3 |
Subparagraph 206F (1) (b) (i) | Notice to demonstrate why disqualification should not occur | 5249 |
4 | Subsection 206F (3) |
Notice of disqualification from managing corporations | 587 |
| Chapter 3
Internal administration | |||
23A | Section 250P | Extension of time for holding AGM | 2501 |
25 | Section
263 | Notification of details of a charge | 309 |
26 | Paragraph 263 (2) (b) | Notification of further issue of debentures in a series | 310 |
26A | Paragraph 265 (4) (b) | Certification of compliance with stamp duties law | 350 |
27 | Subsections 268 (1) & (2) | Notification of assignment or change to details of a charge | 311 |
28 | Subsection 269 (1) | Notification of discharge or release of property from a charge | 312 |
30 | Paragraph 324 (2) (e) | Return of members of firm of auditors | 314 |
31 | Paragraph 319 (5)
(a) | Notice of resignation or removal of auditor | 315 |
32 | Sections 345, 346, 347 & 348 | Annual return | 316 |
| Chapter 4
Various corporations | |||
|
Chapter 5 External administration | |||
43 | Subsection 414 (2) | Notice to dissenting shareholder | 501 |
44 |
Paragraph 414 (9) (a) | Notice to remaining shareholder | 502 |
44A |
Subsection 419A (3) | Notice of controller's intention not to exercise property rights | 503 |
45 | Subsection 427 (1) | Notification that a person has been appointed controller/ entered into possession etc | 504 |
46 | Subsections 427 (2) & (4) Paragraph 450A (1) (a) Subsections 537 (1) & (2) Regulation 5.3A.03 |
Notification of appointment or cessation as an external administrator | 505 |
47 | Subsection 427 (3) Subsection 537 (1) Regulation 5.3A.04 | Notification of change of address of an external administrator | 506 |
48 | Paragraph 147 (2) (b) Subsection 421A (1) Paragraph 429 (2) (b) Subsection 430 (1) Subsection 438B (2) Paragraph 439A (4) (a) Subsection 475 (1) Subsection 475 (2) Subsection 497 (5) | Report as to affairs | 507 |
49 | Subsection 430 (1) Subsections 475 (1) & (2) | Statement verifying report | 507A |
50 |
Paragraph 411 (9) (a) Subsection 432 (1A) Regulation 5.3A.06 & Schedule 8A | Presentation of accounts by scheme administrator/ controller/ administrator of deed of company arrangement | 508 |
51 | Subparagraph 497 (2) (b) (i) |
Presentation of summary of affairs of a company | 509 |
51A | Subsection 438C (3) | Notice to deliver books of company to the administrator | 509A |
51B |
Subsection 443B (3) | Notice of administrator's intention not to exercise property rights | 509B |
51C | Paragraph 445F (2) (a) | Notice of meeting of creditors to vary or terminate deed of company arrangement | 509C |
51D |
Paragraph 446A (5) (a) Subregulation 5.3A.07 (5) | Notice of special resolution to wind up company | 509D |
51E | Paragraph 450B (a) | Notice to creditors of execution of a deed of company arrangement | 509E |
51F |
Paragraph 450C (a) | Notice of failure to execute deed of company arrangement | 509F |
51G | Paragraphs 450D (a) & (b) | Notice of termination of deed of company arrangement | 509G |
51H | Paragraph 459E (2) (e) | Creditor's statutory demand for payment of debt | 509H |
60 | Section 465A | Notification of court action relating to winding up |
519 |
61 | Subsections 494 (1) & (2) | Declaration of solvency | 520 |
62 | Subsection 496 (2) Subregulation 5.6.12 (2) | Notice of meeting of creditors under section 496 | 521 |
63 | Subsection 496 (7) | Notice of holding of meeting of creditors to consider appointing a new liquidator | 522 |
64 |
Subsections 509 (3) and (4) | Notification of final meeting convened by liquidator | 523 |
65 | Subsection 539 (1) | Presentation of accounts and statement by liquidator | 524 |
66 | Subsection 568A (1) | Notice of disclaimer of onerous property | 525 |
68 | Paragraph 568 (8) (a) |
Application requiring liquidator to decide whether to disclaim property | 527 |
69 | Subsection 601AA (2) | De-registration — voluntary | 6010 |
71 | Subregulation 5.6.12 (2) | Notice of meeting | 529 |
71A | Paragraph 5.6.12 (2) (aa) | Notice of first meeting of creditors of company under administration | 529A |
71B | Subsection 449C (5) | Notice of meeting of creditors to ratify appointment of administrator | 529B |
72 | | Statement in writing of posting of notice of meeting | 530 |
73 |
Paragraph 5.6.27 (2) (a) | List of persons present at meeting of members or contributories | 531A |
73A | Paragraph 5.6.27 (2) (b) | List of persons present at meeting of creditors or debenture holders | 531B |
73B | Paragraph 5.6.27 (2) (c) | List of persons present at meeting of committee of inspection or committee of creditors | 531C |
74 | | Appointment of proxy | 532 |
75 | Subregulation 5.6.39 (3) | Notice to submit particulars of debt or claim | 533 |
76 | Subregulation 5.6.48 (3) | Notice inviting formal proof of debt or claim | 534 |
77 | Subregulation 5.6.49 (2) | Formal proof of debt or claim (General form) | 535 |
78 | Subregulation 5.6.49 (2) |
Formal proof of debt or claim on behalf of employees | 536 |
79 |
Subregulation 5.6.54 (1) | Notice of rejection of formal proof of debt or claim | 537 |
80 | | Provisional list of contributories | 538 |
81 | Subregulation 5.6.59 (1) | Notice to contributories of appointment to settle list of contributories | 539 |
82 |
Subregulation 5.6.59 (2) | Statement in writing of posting of notices of appointment to settle list or supplementary list of contributories | 540 |
83 | Subregulation 5.6.60 (2) | Certificate of liquidator of final settlement of list of contributories | 541 |
84 | Subregulation 5.6.61 (1) | Provisional supplementary list of contributories | 542 |
85 | Subregulation 5.6.61 (1) |
Certificate of liquidator of settlement of supplementary list of contributories | 543 |
86 | Subregulation 5.6.62 (4) | Notice to contributory of final settlement of list or supplementary list of contributories and of inclusion in list | 544 |
87 | Subregulation 5.6.62 (5) | Statement in writing of giving notice to persons placed on the list or supplementary list of contributories | 545 |
88 | Subregulation 5.6.65 (1) | Notice of intention to declare a dividend | 546 |
89 | Subregulation 5.6.65 (1) | Notice to creditor or person claiming to be a creditor of intention to declare a dividend | 547 |
90 | Subregulation 5.6.65 (1) | Notice to creditor or person claiming to be a creditor of intention to declare a final dividend | 548 |
91 | Subregulation 5.6.67 (3) | Notice of declaration of dividend | 549 |
92 | Notice to liquidator to pay dividend to a person named | 550 | |
93 |
Subregulation 5.6.71 (1) | Schedule of contributories or other persons to whom a distribution of surplus is to be paid | 551 |
94 | Subregulation 5.6.71 (2) | Notice of distribution of surplus to contributories or other persons | 552 |
95 | | Authority to liquidator to pay distribution of surplus to a person named | 553 |
|
Chapter 6 Acquisition of shares | |||
96 | Subsection 671B (4) | Notice of initial substantial holder | 603 |
97 | Subsection 671B (4) | Notice of change of interests of substantial holder | 604 |
98 | Subsection 671B (4) | Notice of ceasing to be a substantial holder | 605 |
| Chapter 7 Securities | |||
110 | Subregulation 7.3.06 (2) | Notice of application for discharge of security | 702 |
111 | Section 790 | Notice of particulars of cessation or change in relation to the holder of a licence | 703 |
112 | Section 790 |
Notice of person becoming director of or secretary to body corporate | 704 |
113 | Section 791 | Annual statement by a dealer or investment adviser that is not a body corporate | 705 |
115 | Section 811 | Notice of *place/ *change of place where register of holders of proper authorities is kept | 707 |
116 |
Section 811 | Notice of *holding/ *ceasing to hold a proper authority | 708 |
117 | Paragraph 857 (3) (b) | Return of members of firm of auditors | 709 |
118 | Subsection 860 (2) | Accounts prepared by a dealer who is not a body corporate | 710 |
119 | Subsection 860 (2) | Statement relating to accounts of a dealer that is a body corporate | 711 |
120 | Subsection 860 (2) | Auditor's report | 712 |
121 | Subsection 872 (3) | Disclosure document | 713 |
122 |
Subsection 881 (1) | Register of securities | 714 |
123 | Sections 882 and 883 | Notification of register of interests in securities or change of details of register | 715 |
124 | Subsection 910 (1) | Notice calling for claims for compensation from a securities industry fidelity fund | 716 |
125 | Subsection 909 (2) | Notice of appeal | 717 |
126 | Subsection 911 (4) | Notice of disallowance of claim for compensation from a securities exchange fidelity fund | 718 |
127 | Section 947 | Statement about payments out of a development account | 719 |
127A | Paragraph 959 (4) (a) | Notice of compensation for losses resulting from the unauthorised execution of a document of transfer of rights, shares, debentures or other securities by dealer | 719A |
127B |
Subsection 961E (4) | Notice calling for claims against Securities Exchanges Guarantee Corporation | 719B |
128 | Subsection 969 (1) | Notice calling for claims against SEGC | 720 |
129 | Section 975 | Notice of disallowance of claim against SEGC | 721 |
129A | Subsection 1001B (1) | Disclosure notice for unlisted disclosing entity | 1003 |
| Chapter 8 The futures industry | |||
132 | Section 1156 | Notice of cessation/change in relation to the holder of a licence | 802 |
133 | Section 1156 | Particulars of a change in relation to the holder of a licence due to a change of a director or the secretary | 802A |
134 | Subsection 1157 (1) | Annual statement by a licensee or former licensee | 803 |
136 | Paragraph 1206 (1) (b) | Agreement to waive the operation of paragraph 1206 (1) (b) of the Act in relation to the issue of contract notes |
803C |
137 | Subparagraph 1210 (a) (iii) | Risk disclosure statement | 804 |
138 | Paragraph 1215 (3) (e) | Return of members of firm of auditors | 805 |
139 | Subsection 1218 (2) | Profit and loss account and balance sheet of a futures broker that is a body corporate | 806 |
140 | Subsection 1218 (2) |
Profit and loss account and balance sheet of a futures broker who is not a body corporate | 807 |
141 | Subsection 1218 (2) | Auditor's report | 807A |
142 | Subsection 1241 (2) | Notice of appeal | 808 |
143 | Subsection 1242 (1) | Notice calling for claims for compensation from the fidelity fund of a relevant organisation | 809 |
144 | Subsection 1243 (4) | Notice of disallowance of claims for compensation from the fidelity fund of a futures organisation | 810 |
145 | | Notice of *place/ *change of place where register of holders of proper authorities is kept | 811 |
146 |
| Notice of *holding/ *ceasing to hold a proper authority or *particulars of holders of proper authorities to be entered in register of holders of proper authorities | 812 |
| Chapter 9 Miscellaneous | |||
146A | Paragraph 1274 (8) (h) | Notification of information supplementary to a form or document previously lodged | 902 |
147 | Subsection 1279 (2) |
Application for registration as an auditor under subsection 1279 (2) | 903A |
148 | Subsection 1279 (2) | Application for registration *as a liquidator or *as a liquidator of a specified body corporate under subsection 1279 (9) |
903B |
149 | Subsection 1284 (3) | Notice of application for discharge of security under subsection 1284 (3) | 904 |
150 | Subsection 1287 (1) |
Particulars of cessation or change relating to person registered as an auditor under subsection 1287 (1) | 905 |
151 | Subsections 1287 (2) & (3) |
Particulars of cessation or change relating to person registered as a liquidator under subsection 1287 (2) or a liquidator of a specified body corporate under subsection 1287 (3) | 905A |
153 | Subsection 1288 (3) |
Presentation of triennial statement by an auditor | 907 |
154 | Subsections 1288 (3) and (5) | Presentation of statement by a liquidator | 908 |
154A |
Subsection 1302 (4) | Notice of change of address | 909 |
155 | Section 1313 |
Penalty notice | 910 |