Commonwealth Numbered Regulations

1986 No. 150 FUTURES INDUSTRY REGULATIONS - REG 21

21. (1) For the purposes of sub-section 74 (1) of the Act-

   (a)  Form 8 is the prescribed form of statement required to be lodged with
        the Commission by a person, other than a body corporate, who is or has
        been the holder of a futures broker's licence or a futures adviser's
        licence; and

   (b)  Form 9 is the prescribed form of statement required to be lodged with
        the Commission by a body corporate that is or has been the holder of a
        futures broker's licence or a futures adviser's licence.

(2) For the purposes of sub-section 74 (1) of the Act, the prescribed
information is the information that is required by Form 8 or 9, as the case
may be, to be set out in that form.

(3) For the purposes of sub-section 74 (2) of the Act-

   (a)  the prescribed date in each year is 31 March;

   (b)  Form 10 is the prescribed form of statement required to be lodged with
        the Commission by a person who is the holder of a representative's
        licence; and

   (c)  the prescribed information is the information that is required by Form
        10 to be set out in that form.