Commonwealth Numbered Regulations

1986 No. 151 FUTURES INDUSTRY (FEES) REGULATIONS - SCHEDULE

SCHEDULE
Regulation 3
PRESCRIBED FEES
------------------------------------------------------------------------------
--
Column 1  Column 2                                                    Column
3
Item      Matter for or in respect of which fee is prescribed         Fee

------------------------------------------------------------------------------
--
$
 1        Lodging an application under sub-section 46 (1) for approval

of a body corporate as a futures exchange ................. 660
 2        Lodging an application under sub-section 48 (1) for approval

of a body corporate as a clearing house ................... 660
 3        Lodging an application under sub-section 50 (1) for approval

of a body corporate as a futures association .............. 660
 4        Giving notice under sub-section 54 (1) of an amendment or

amendments to the business rules of a futures exchange,
clearing house or futures association ..................... 65
 5        Making an application under sub-section 65 (1) by a natural

person for a futures broker's licence or futures adviser's
licence ................................................... 65
 6        Making an application under sub-section 65 (1) by a body

corporate for a futures broker's licence or a futures
adviser's licence ......................................... 135
 7        Making an application under sub-section 65 (2) for a futures

broker's representative's licence ......................... 27
 8        Making an application under sub-section 65 (3) for a futures

adviser's representative's licence ........................ 27
 9        Making an application under sub-section 68 (1) by a futures

broker's representative or a futures adviser's
representative ............................................ 7
10        Inspecting the Register of Licence Holders under sub-section

72 (4) .................................................... 4
11        Giving notification under section 73 of a change of

particulars ............................................... 7
12        Lodging a statement under sub-section 74 (1) by a natural

person who is the holder of a futures broker's licence or a
futures adviser's licence ................................. 33
13        Lodging a statement under sub-section 74 (1) by a body

corporate that is the holder of a futures broker's licence
or a futures adviser's licence ............................ 65
14        Lodging a statement under sub-section 74 (2) by the holder

of a representative's licence ............................. 13
15        Lodging notice under sub-section 92 (12) by a futures broker

of the appointment of an auditor .......................... 13
16        Lodging a profit and loss account and balance sheet under

sub-section 95 (2) ........................................ 13
17        Lodging any other document with the Commission ............ 13

------------------------------------------------------------------------------