Commonwealth Numbered Regulations

1988 No. 105 FUTURES INDUSTRY (FEES) REGULATIONS (AMENDMENT) - REG 2

2. The Schedule to the Futures Industry (Fees) Regulations is repealed and the
following Schedule substituted:
SCHEDULE
Regulation 3
PRESCRIBED FEES
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Column 3 Item      Matter
Fee
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-- $  1        Receiving an application for a declaration under

subsection 45 (2) by the Ministerial Council that a
specified futures market, or a futures market included in
a specified class of futures markets, is an exempt futures
market .................................................
770 2        Lodging an application under subsection 46 (1) for

approval of a body corporate as a futures exchange .....
770 3        Lodging an application under subsection 48 (1) for

approval of a body corporate as a clearing house .......
770 4        Lodging an application under subsection 50 (1) for

approval of a body corporate as a futures association ..
770 5        Giving notice under subsection 54 (1) of an amendment or

amendments to the business rules of a futures exchange,
clearing house or futures association ..................
75 6        Making an application under subsection 65 (1) by a natural

person for a futures broker's licence or futures adviser's
licence ................................................
75 7        Making an application under subsection 65 (1) by a body

corporate for a futures broker's licence or futures
adviser's licence .......................................
160 8        Making an application under subsection 65 (2) for a

futures broker's representative's licence ..............
32 9        Making an application under subsection 65 (3) for a

futures adviser's representative's licence .............
32 10        Making an application under subsection 68 (1) by a futures

broker's representative or a futures adviser's
representative .........................................
9 11        Inspecting the Register of Licence Holders under

subsection 72 (4) ......................................
4 12        Giving notification under section 73 of change of

particulars ............................................
9 13        Lodging a statement under subsection 74 (1) by a natural

person who is the holder of a futures broker's licence or
a futures adviser's licence ............................
39 14        Lodging a statement under subsection 74 (1) by a body

corporate that is the holder of a futures broker's licence
or a futures adviser's licence .........................
75 15        Lodging a statement under subsection 74 (2) by the holder

of a representative's licence ..........................
15 16        Lodging a notice under subsection 92 (12) by a futures

broker of the appointment of an auditor ................
15 17        Lodging a profit and loss account and balance sheet under

subsection 95 (2) ......................................
15 18        Lodging any other document with the Commission  .........
15
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