Commonwealth Numbered Regulations

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1990 No. 160 FUTURES INDUSTRY (FEES) REGULATIONS (AMENDMENT) - REG 2

Schedule
2. The Schedule to the Futures Industry (Fees) Regulations is repealed and the
following Schedule substituted:
                            SCHEDULE                               Regulation
3
PRESCRIBED FEES
Column 1  Column 2                                                      Column

3 Item      Matter
Fee
------------------------------------------------------------------------------
-- $  1        Submitting an application for a declaration under

subsection 45 (2) by the Ministerial Council that a
specified futures market, or a futures market included in
a specified class of futures markets, is an exempt futures
market .................................................
890 2        Lodging an application under subsection 46 (1) for

approval of a body corporate as a futures exchange .....
890 3        Lodging an application under subsection 48 (1) for

approval of a body corporate as a clearing house .......
890 4        Lodging an application under subsection 50 (1) for

approval of a body corporate as a futures association ..
890 5        Giving notice under subsection 54 (1) of an amendment or

amendments to the business rules of a futures exchange,
clearing house or futures association ..................
85 6        Making an application under subsection 65 (1) by a natural

person for a futures broker's licence or futures adviser's
licence ................................................
85 7        Making an application under subsection 65 (1) by a body

corporate for a futures broker's licence or a futures
adviser's licence ......................................
185 8        Inspecting the Register of Licence Holders under

subsection 72 (4) ......................................
4 9        Lodging a notice under section 73 of a change of

particulars
11 10        Lodging a statement under subsection 74 (1) by a natural

person who is the holder of a futures broker's licence or
a futures adviser's licence ............................
45 11        Lodging a statement under subsection 74 (1) by a body

corporate that is the holder of a futures broker's licence
or a futures adviser's licence .........................
85 12        Lodging a notice under subsection 92 (12) by a futures

broker of the appointment of an auditor ................
17 13        Lodging a profit and loss account and balance sheet under

subsection 95 (2) ......................................
17 14        Lodging any other document with the Commission  .........
17 


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