For the purposes of examining a licensee's compliance with the Act, these Regulations and the conditions of the licensee's licence, the export efficiency body may, by notice, ask the licensee to give to it information specified in the notice about any 1 or more of the following matters:

(a)

the licensee's conduct as a licensee;

(b)

the licensee's financial arrangements;

(c)

if the licensee is a partnership — the names of the partners;

(d)

if the licensee is a corporation — its ownership and its management arrangements;

(e) whether any of the following persons has become bankrupt, or has entered into an arrangement with creditors:

(i)

the licensee;

(ii)

if the licensee is a partnership — a partner;

(iii)

if the licensee is a corporation — a director of, or a controlling shareholder in, the corporation;

(f) whether, since the licence was issued, any of the following persons has been convicted of an offence against the Act or a dishonesty offence:

(i)

if the licensee is an individual — the licensee;

(ii)

if the licensee is a partnership — a partner;

(iii)

if the licensee is a corporation — a director of, or a controlling shareholder in, the licensee.

Note
It is a condition of a licence that information requested under this regulation is given to the export efficiency body within 28 days — see paragraph 8 (1) (h) of these Regulations.