Commonwealth Numbered Regulations

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1987 No. 80 SECURITIES INDUSTRY (FEES) REGULATIONS (AMENDMENT) - REG 3

Schedule
3. The Schedule to the Securities Industry (Fees) Regulations is repealed and
the following Schedule substituted:
SCHEDULE
Regulation 3
PRESCRIBED FEES
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        Column 2                                                        Column
3
Item    Matter
Fee
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 1      On making an application under section 38 for approval of a

body corporate as a stock exchange ......................... 720
 2      On giving notice under section 39 of an amendment or

amendments to the business rules or listing rules of a stock
exchange ................................................... 70
 3      On making an application under section 47 by a person other

than a body corporate for a dealers licence or an investment
advisers licence ........................................... 70
 4      On making an application under section 47 by a body corporate

for a dealers licence or an investment advisers licence .... 150
 5      On making an application under section 47 for a

representatives licence ................................... 30
 6      On making an application under section 50 by a dealer's

representative or an investment representative ............. 8
 7      For inspecting Register of Licence Holders under subsection

54 (4) ..................................................... 4
 8      On giving notice under section 55 of change of particulars
8
 9      On lodging a statement under section 56 by a dealer or

investment adviser (other than a body corporate) ........... 36
10      On lodging a statement under section 56 by a body corporate
70
11      On lodging a statement under section 56 by a dealer's

representative or an investment representative ............. 14
12      On lodging notice under subsection 75 (12) or giving notice

under subsection 90 (2) or (3) ............................. 14
13      On lodging notice under subsection 76 (7) of resignation or

removal of an auditor ...................................... 8
14      On lodging a profit and loss account and balance sheet under

subsection 78 (2) .......................................... 14
15      On lodging any other document with the Commission ..........
14
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