Register
, in relation to a person to whom this Part applies, means the
Register required to be kept by the person under
subsection 881(1).
securities means securities of:
- (a)
- a public company;
or
- (b)
- a body corporate or other
person included in the official list of a securities exchange.
- (2)
- If:
- (a)
- there is in
force a written certificate issued by or on behalf of a securities exchange
certifying that a member of that securities exchange is recognised by that
securities exchange as specialising in transactions relating to odd lots of
securities; and
- (b)
- the member concerned
enters into a transaction in relation to an odd lot of securities;
this Part does not apply in relation to any relevant interests in securities
acquired by the member as a result of that transaction or in relation to any
change effected by that transaction in the member's relevant interests in any
securities.
[Index]
[Table]
[Search]
[Notes]
[Noteup]
[Previous]
[Next]
[Download]
[Help]