This legislation has been repealed.
Section 1101
FORM 1 |
Section 1101 | ||
SECURITY TRANSFER FORM |
MARKING STAMP | ||
PART 1 | |||
Full name of company or other eligible body: | |||
Description of securities: |
Class: |
If not fully paid, paid to: |
Register: |
Quantity: |
[Words] |
[Figures] | |
Transfer identification number: | |||
Full name(s) of transferor(s): | |||
The
transferor(s) hereby transfer(s) the above securities to the transferee(s)
named in Part 2 hereof or to the several transferees named in Part 2 of the
Broker's Transfer Form(s), Split Transfer Form(s) or Consolidated Transfer
Form(s) relating to the above securities. | |||
PART 2 | |||
Full name(s) and address(es) of transferee(s): |
Transferee's
broker hereby certifies: | ||
Date of affixing stamp: | |||
PART 3 | |||
Transferee's
broker hereby certifies: | |||
Date of affixing stamp: |
FORM 2 |
Section 1101 | ||
BROKER'S TRANSFER FORM |
MARKING STAMP | ||
PART 1 | |||
Full name of company or other eligible body: | |||
Description of securities: |
Class: |
If not fully paid, paid to: |
Register: |
Quantity: |
[Words] |
[Figures] | |
Transfer identification number: |
Transferor's broker hereby certifies: | ||
Full name(s) of transferor(s): |
(a)
that the Security Transfer Form relating to the securities set out above has
been or will be lodged at the company's or eligible body's office; and [Transferor's broker's stamp] | ||
Affixed
at (place and date of affixing stamp) | |||
PART 2 | |||
Full name(s) and address(es) of transferee(s): |
Transferee's
broker hereby certifies: [Transferee's broker's stamp] | ||
Date of affixing stamp: | |||
PART 3 | |||
Transferee's
broker hereby certifies: | |||
Date of affixing stamp: |
FORM 3 |
Section 1101 | ||
SPLIT TRANSFER FORM |
MARKING STAMP | ||
PART 1 | |||
Full name of company or other eligible body: | |||
Description of securities: |
Class: |
If not fully paid, paid to: |
Register: |
Quantity: |
[Words] |
[Figures] | |
Transfer
identification number: |
The
[name of securities exchange] hereby certifies that the Security Transfer
Form or the Broker's Transfer Form relating to the securities set out above has
been or will be lodged at the company's or eligible body's office. | ||
PART 2 | |||
Full name(s) and address(es) of transferee(s) |
Transferee's
broker hereby certifies: | ||
PART 3 | |||
Transferee's
broker hereby certifies: | |||
Date of affixing stamp: |
FORM 4 |
Section 1101 | ||
CONSOLIDATED TRANSFER FORM |
MARKING STAMP | ||
PART 1 | |||
Full name of company or other eligible body: | |||
Description of securities: |
Class: |
If not fully paid, paid to: |
|
Quantity: |
[Words] |
[Figures] | |
Transfer identification number: | |||
Transfer Consolidation Number(s): | |||
PART 2 | |||
Full name(s) and address(es) of transferee(s): |
Transferee's
broker hereby certifies: and hereby requests that such entries be made in the register as are
necessary to give effect to the transfer(s).
|
FORM 5 |
Section 1101 | |
SECURITY RENUNCIATION AND TRANSFER FORM |
MARKING STAMP | |
PART 1 | ||
Full name of company or other eligible body: | ||
Description of rights: |
Register: | |
Quantity: |
[Words] |
[Figures] |
Transfer identification number: | ||
Full name(s) of transferor(s): |
The
transferor(s) hereby renounce(s) and transfer(s) the above rights in favour of
the transferee(s) named in Part 2 hereof or to the several transferees named in
Part 2 of the Broker's Renunciation and Transfer Form(s), Renunciation and
Split Transfer Form(s) or Renunciation and Consolidated Transfer Form(s)
relating to the above rights.
This transfer and renunciation is executed on the transferor's behalf by the
transferor's broker, who certifies:
(a) as to the validity of documents; and
(b) that stamp duty, if payable, has been or will be paid.
[Transferor's broker's stamp]
Affixed at
on
(place and date of affixing stamp)
PART 2 | |
Full name(s) and address(es) of transferee(s): |
Transferee's
broker hereby certifies: Date of affixing stamp: |
PART 3 | |
Transferee's
broker hereby certifies: [Transferee's broker's stamp] | |
Date of affixing stamp: |
FORM 6 |
Section 1101 | |
BROKER'S RENUNCIATION AND TRANSFER FORM |
MARKING STAMP | |
PART 1 | ||
Full name of company or other eligible body: | ||
Description of rights: |
Register: | |
Quantity: |
[Words] |
[Figures] |
Transfer identification number: Full name(s) of transferor(s): |
Transferor's
broker hereby certifies: (place and date of affixing stamp) | |
PART 2 | ||
Full name(s) and address(es) of transferee(s): |
Transferee's
broker hereby certifies: | |
PART 3 | ||
Transferee's
broker hereby certifies: | ||
Date of affixing stamp: |
FORM 7 |
Section 1101 | |
RENUNCIATION AND SPLIT TRANSFER FORM |
MARKING STAMP | |
PART 1 | ||
Full name of company or other eligible body: | ||
Description of rights: |
Register: | |
Quantity: |
[Words] |
[Figures] |
Transfer
identification number: |
The
[name of securities exchange] hereby certifies that the Security
Renunciation and Transfer Form or the Broker's Renunciation and Transfer Form
relating to the rights set out above has been or will be lodged at the
company's or eligible body's office. | |
PART 2 | ||
Full name(s) and address(es) of transferee(s): |
Transferee's
broker hereby certifies: | |
PART 3 | ||
Transferee's
broker hereby certifies: | ||
Date of affixing stamp: |
FORM 8 |
Section 1101 | |
RENUNCIATION AND CONSOLIDATED TRANSFER FORM |
MARKING STAMP | |
PART 1 | ||
Full name of company or other eligible body: | ||
Description of rights: |
||
Quantity: |
[Words] |
[Figures] |
Transfer identification number: | ||
Transfer Consolidation Number(s): | ||
PART 2 | ||
Full name(s) and address(es) of transferee(s): |
Transferee's
broker hereby certifies: |
FORM 9 |
Section 1101 | ||
TRUSTEE TRANSFER FORM |
MARKING STAMP | ||
PART 1 | |||
Full name of company or other eligible body: | |||
Description of securities: |
Class: |
If not fully paid, paid to |
Register: |
Quantity: |
[Words] |
[Figures] | |
Transfer identification number, where appropriate: | |||
Full name(s) of transferor(s): | |||
PART 2 | |||
Full name(s) and address(es) of transferee(s): |
Transferor hereby certifies that the securities set out in Part 1 above are to be registered in the name(s) of the transferee(s) named in this Part, being the person(s) for or on whose behalf the transferor held them, either alone or together with another person or other persons, in the ordinary course of business immediately before the execution of this transfer, and hereby requests that such entries be made in the register as are necessary to give effect to this transfer. | ||
I
(or We) hereby transfer the above securities to the transferee(s) named
in Part 2 hereof. |
FORM 10 |
Section 1102 | |
TRUSTEE RENUNCIATION AND TRANSFER FORM | ||
PART 1 | ||
Full name of company or other eligible body: | ||
Description of rights: |
Register: | |
Quantity: |
[Words] |
[Figures] |
Transfer identification number, where appropriate: | ||
Full name(s) of transferor(s): | ||
PART 2 | ||
Full name(s) and address(es) of transferee(s): |
Transferor hereby certifies that, the rights set out in Part 1 above having been transferred to the person(s) for or on whose behalf the transferor held them, either alone or together with another person or other persons, in the ordinary course of business immediately before the transfer, the marketable securities to which the rights relate are to be allotted to the transferee(s) named in this Part, and hereby requests that the marketable securities be allotted by the company or eligible body to the transferee(s) and that such entries be made in the register as are necessary to give effect to this renunciation and transfer. | |
I
(or We) hereby renounce and transfer the above rights in favour of the
transferee(s) named in Part 2 hereof. |