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CASINO CONTROL ACT 1992 - SECT 131A
Compliance auditor
131A Compliance auditor
(1) A casino operator must engage a person who has been approved by the NICC
under subsection (2) as a compliance auditor for the casino. : Maximum
penalty--1,000 penalty units.
(2) The NICC may approve a person as a
compliance auditor for a casino only if the NICC is satisfied the person is--
(a) independent of the casino operator, and
(b) appropriately qualified to
exercise the functions of a compliance auditor under this Act.
(3) A
compliance auditor must-- (a) report annually to the NICC on the
casino operator's compliance with the casino operator's obligations under the
following-- (i) this Act,
(ii) any other Act of this State or the
Commonwealth that regulates casino operations, including in relation to
anti-money laundering and counter-terrorism financing,
(iii) the
casino operator's casino licence, and
(b) give written notice, at the same
time, to the casino operator and the NICC if the compliance auditor forms one
of the following beliefs in the course of performing the auditor's duties--
(i) activity within the casino operations may put the achievement of any of
the objects of this Act at risk,
(ii) a contravention of this Act, or another
Act of this State or the Commonwealth that regulates casino operations or
otherwise applies to the casino operator, has occurred or may occur,
(iii)
other obligations prescribed by the regulations have been or may be
contravened,
(iv) any other matter directed by the NICC.
: Maximum penalty--
(a) for an individual--50 penalty units, or
(b) for a corporation--100
penalty units.
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