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CHILDREN'S GUARDIAN ACT 2019 - SECT 165
Executive liability offences committed by person
165 Executive liability offences committed by person
(1) A person commits an executive liability offence if-- (a) a corporation
commits an executive liability offence, and
(b) the person is-- (i) a
director of the corporation, or
(ii) an individual who is involved in the
management of the corporation and who is in a position to influence the
conduct of the corporation in relation to the commission of the executive
liability offence, and
(c) the person-- (i) knows or ought reasonably to know
that the executive liability offence (or an offence of the same type) would be
or is being committed, and
(ii) fails to take all reasonable steps to prevent
or stop the commission of that offence.
: Maximum penalty-- (a) for an
offence under section 161(1)-- 100 penalty units, or
(b) for an offence under
section 162(1)-- 50 penalty units, or
(c) otherwise--the maximum penalty for
the executive liability offence if committed by an individual.
(2) This
section does not affect the following-- (a) the liability of the corporation
for the executive liability offence, and applies whether or not the
corporation is prosecuted for, or convicted of, the executive liability
offence,
(b) the application of any other law relating to the criminal
liability of persons, whether or not directors or other managers of the
corporation, who are accessories to the commission of the executive liability
offence or are otherwise concerned in, or party to, the commission of the
executive liability offence.
(3) In this section--
"reasonable steps" , in relation to the commission of an executive liability
offence, includes, but is not limited to, action of the following kinds that
is reasonable in all the circumstances-- (a) action towards-- (i) assessing
the corporation's compliance with the provision creating the executive
liability offence, and
(ii) ensuring that the corporation arranged regular
professional assessments of its compliance with the provision,
(b) action
towards ensuring that the corporation's employees, agents and contractors are
provided with information, training, instruction and supervision appropriate
to them to enable them to comply with the provision creating the executive
liability offence so far as the provision is relevant to them,
(c) action
towards ensuring that-- (i) the plant, equipment and other resources, and
(ii) the structures, work systems and other processes,
relevant to compliance
with the provision creating the executive liability offence are appropriate in
all the circumstances,
(d) action towards creating and maintaining a
corporate culture that does not direct, encourage, tolerate or lead to
non-compliance with the provision creating the executive liability offence.
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