Northern Territory Consolidated Acts

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ELECTRONIC CONVEYANCING (NATIONAL UNIFORM LEGISLATION) ACT 2013 - SECT 33

Compliance examinations

The Registrar may, on receiving a request or complaint from any person or on the Registrar's own initiative, conduct an investigation ( compliance examination ) under this Part:

        (a)     in relation to an ELNO for any of the following purposes:

            (i)     ascertaining whether or not the operating requirements are being, or have been, complied with;

        (ia)     ascertaining whether or not the interoperability requirement is being, or has been, complied with;

            (ii)     investigating any suspected or alleged case of misconduct with respect to the operation of an ELN; or

        (b)     in relation to a subscriber for either or both of the following purposes:

            (i)     ascertaining whether or not the participation rules are being, or have been, complied with;

            (ii)     investigating any suspected or alleged case of misconduct with respect to the use of an ELN.



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