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LEGAL PROFESSION ACT 2007 - SECT 132
Banning of incorporated legal practices
132 Banning of incorporated legal practices
(1) The Supreme Court may, on application of an ILP authority, make an order
disqualifying a corporation from providing legal services in this jurisdiction
for the period the court considers appropriate if the court is satisfied
that— (a) a ground for disqualifying the corporation under this section has
been established; and
(b) the disqualification is justified.
(2) If the
Supreme Court considers it appropriate, an order under this section may be
made— (a) subject to conditions as to the conduct of the incorporated legal
practice; or
(b) subject to conditions as to when or in what circumstances
the order is to take effect; or
(c) together with orders to safeguard the
interests of clients or employees of the incorporated legal practice.
(3)
Action may be taken against an incorporated legal practice on any of the
following grounds— (a) a legal practitioner director or an Australian legal
practitioner who is an officer or employee of the corporation is found guilty
of professional misconduct under a law of this jurisdiction or another
jurisdiction;
(b) an ILP authority is satisfied, after conducting an audit of
the incorporated legal practice, that the incorporated legal practice has
failed to implement satisfactory management and supervision of its provision
of legal services;
(c) the incorporated legal practice, or a related body
corporate, has contravened section 112 or a regulation made under that
section;
(d) the incorporated legal practice has contravened section 129 ;
(e) an officer of the incorporated legal practice who is acting in the
management of the incorporated legal practice is the subject of an order—
(i) under section 133 or provisions of a corresponding law that correspond to
that section; or
(ii) under section 158 or provisions of a corresponding law
that correspond to that section.
(4) If a corporation is disqualified under
this section, the ILP authority that applied for the order must notify the
corresponding authority of every other jurisdiction.
(5) If a corporation is
disqualified from providing legal services in another jurisdiction under a
corresponding law, the commissioner may decide that the corporation is taken
to be disqualified from providing legal services in this jurisdiction for the
same period, but nothing in this subsection prevents an ILP authority from
instead applying for an order under this section.
(6) A corporation that
provides legal services in contravention of a disqualification under this
section commits an offence. Penalty— Maximum penalty— (a) for a
person guilty under the Criminal Code , chapter 2 , of an offence—180
penalty units; or
(b) for a corporation—900 penalty units.
(7) A
corporation that is disqualified under this section ceases to be an
incorporated legal practice.
(8) Conduct of an Australian legal practitioner
who provides legal services on behalf of a corporation in the capacity of an
officer or employee of the corporation is capable of being unsatisfactory
professional conduct or professional misconduct if the practitioner ought
reasonably to have known that the corporation is disqualified under this
section.
(9) A regulation may provide for the publication and notification of
orders made under this section, including notification of corresponding
authorities of other jurisdictions.
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