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LEGAL PROFESSION ACT 2007 - SECT 456
Decisions of tribunal about an Australian legal practitioner
456 Decisions of tribunal about an Australian legal practitioner
(1) If, after the tribunal has completed a hearing of a discipline application
in relation to a complaint or an investigation matter against an Australian
legal practitioner, the tribunal is satisfied that the practitioner has
engaged in unsatisfactory professional conduct or professional misconduct, the
tribunal may make any order as it thinks fit, including any 1 or more of the
orders stated in this section.
(2) The tribunal may, under this subsection,
make 1 or more of the following in a way it considers appropriate— (a) an
order recommending that the name of the Australian legal practitioner be
removed from the local roll;
(b) an order that the practitioner’s local
practising certificate be suspended for a stated period or cancelled;
(c) an
order that a local practising certificate not be granted to the practitioner
before the end of a stated period;
(d) an order that— (i) imposes stated
conditions on the practitioner’s practising certificate granted or to be
issued under this Act; and
(ii) imposes the conditions for a stated period;
and
(iii) specifies the time, if any, after which the practitioner may apply
to the tribunal for the conditions to be amended or removed;
(e) an order
publicly reprimanding the practitioner or, if there are special circumstances,
privately reprimanding the practitioner;
(f) an order that no law practice in
this jurisdiction may, for a period stated in the order of not more than 5
years— (i) employ or continue to employ the practitioner in a law practice
in this jurisdiction; or
(ii) employ or continue to employ the practitioner
in this jurisdiction unless the conditions of employment are subject to
conditions stated in the order.
(3) The tribunal may, under this subsection,
make 1 or more of the following— (a) an order recommending that the name of
the Australian legal practitioner be removed under a corresponding law from an
interstate roll;
(b) an order recommending that the practitioner’s
interstate practising certificate be suspended for a stated period or
cancelled under a corresponding law;
(c) an order recommending that an
interstate practising certificate not be, under a corresponding law, granted
to the practitioner until the end of a stated period;
(d) an order
recommending— (i) that stated conditions be imposed on the practitioner’s
interstate practising certificate; and
(ii) that the conditions be imposed
for a stated period; and
(iii) a stated time, if any, after which the
practitioner may apply to the tribunal for the conditions to be amended or
removed.
(4) The tribunal may, under this subsection, make 1 or more of the
following— (a) an order that the Australian legal practitioner pay a penalty
of a stated amount, not more than $100,000;
(b) a compensation order;
(c) an
order that the practitioner undertake and complete a stated course of further
legal education;
(d) an order that, for a stated period, the practitioner
engage in legal practice under supervision as stated in the order;
(e) an
order that the practitioner do or refrain from doing something in connection
with the practitioner engaging in legal practice;
(f) an order that the
practitioner stop accepting instructions as a public notary in relation to
notarial services;
(g) an order that engaging in legal practice by the
practitioner is to be managed for a stated period in a stated way or subject
to stated conditions;
(h) an order that engaging in legal practice by the
practitioner is to be subject to periodic inspection by a person nominated by
the relevant regulatory authority for a stated period;
(i) an order that the
practitioner seek advice from a stated person in relation to the
practitioner’s management of engaging in legal practice;
(j) an order that
the practitioner must not apply for a local practising certificate for a
stated period.
(5) To remove any doubt, it is declared that the tribunal may
make any number of orders mentioned in any or all of subsections (2) , (3) and
(4) .
(6) Also, the tribunal may make ancillary orders, including an order
for payment by the Australian legal practitioner of expenses associated with
orders under subsection (4) , as assessed in or under the order or as agreed.
(7) The tribunal may find a person has engaged in unsatisfactory professional
conduct even though the discipline application alleged professional
misconduct.
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