(1) If a person
contravenes or fails to comply with a condition imposed by the Tribunal as to
the conduct of the person or the person's business, the person is guilty of an
offence.
Maximum penalty: $175 000 or imprisonment for 1 year.
(2) If a person—
(a) is
employed or otherwise engages in the business of a dealer; or
(b)
becomes a director of a body corporate that is a dealer,
in contravention of an order of the Tribunal, that person and the dealer are
each guilty of an offence.
Maximum penalty: $175 000 or imprisonment for 1 year.