(1)  A person must not –

(a) fail to comply with a requirement made under regulation 8(1) or 27(1) ; or

(b) provide to the Regulator oral or written information or a document that the person knows or believes to be false or misleading in a material particular without informing the Regulator of that knowledge or belief; or

(c) hinder, obstruct or interfere with the Regulator, an Associate Regulator or any other person in the performance and exercise of his or her functions and powers under these regulations; or

(d) take, or threaten to take, any action that detrimentally affects the employment of another person because that person has assisted, is assisting or intends to assist the Regulator in an investigation under these regulations.

Penalty:  Fine not exceeding 100 penalty units.

(2)  Despite subregulation (1) , a natural person is not required to comply with a requirement made under regulation 8(1) or 27(1) if to do so would tend to incriminate him or her.