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Electricity Safety Amendment (Electrical Equipment Safety Scheme) Bill 2018

      Electricity Safety Amendment
  (Electrical Equipment Safety Scheme)
                  Bill 2018

                        Introduction Print


              EXPLANATORY MEMORANDUM


                              Clause Notes

                         Part 1--Preliminary
Clause 1   sets out the main purposes of the Bill, which are to amend the
           Electricity Safety Act 1998 to--
                   provide for the regulation of the supply of in-scope
                    electrical equipment; and
                   provide for the regulation of responsible suppliers
                    registered in the register established under the
                    Electrical Safety Act 2002 of Queensland;
                   further provide for the regulation of the supply of
                    electrical equipment;
                   make other minor and consequential amendments to
                    Part 4;
           and to make amendments to the Energy Safe Victoria Act 2005
           to provide for the use and disclosure of information by Energy
           Safe Victoria.
           Generally, the Bill is intended to implement the Victorian
           Government's commitment to enact an Electrical Equipment
           Safety Scheme law which is substantially to the same effect
           as Part 2A of the Electrical Safety Act 2002 of Queensland
           (and associated subordinate rules and regulations).




581075                               1       BILL LA INTRODUCTION 6/2/2018

 


 

Clause 2 provides for the Bill to come into operation on a day or days to be proclaimed. It does not identify a default commencement date as the commencement of the Electrical Equipment Safety Scheme law is to be co-ordinated with Queensland and other participating jurisdictions. As an inter-jurisdictional scheme, the Electrical Equipment Safety Scheme law relies on each participating jurisdiction entering into an intergovernmental agreement to formalise the arrangements for the governance, implementation and administration of the scheme. Accordingly, to allow for any contingencies that may occur in other jurisdictions entering into the intergovernmental agreement, no default commencement date is set. Clause 3 provides that for the purposes of the Bill, the Electricity Safety Act 1998 is called the Principal Act. Part 2--Electricity Safety Act 1998 Clause 4 substitutes the definition of supply in section 3 of the Principal Act. The definition has been amended for consistency with the definition of sell in the Electrical Safety Act 2002 of Queensland on which the Electrical Equipment Safety Scheme is substantially based. Clause 5 substitutes section 7(c) of the Principal Act to provide Energy Safe Victoria with the appropriate functions for administering the Electrical Equipment Safety Scheme. Clause 6 repeals sections 54, 55, 57, 58, 59, 60, 61 and 62 of the Principal Act. These provisions relate to the regulation of electrical equipment by Energy Safe Victoria. The matters addressed in these provisions will now be covered by the new Electrical Equipment Safety Scheme provisions (in relation to "in-scope" electrical equipment), and by some residual provisions applying to equipment that is not in-scope electrical equipment. Clause 7 inserts new Divisions 1, 2, 3, 4, and 5 into Part 4 of the Principal Act. New Division 1 sets out preliminary matters for the purposes of Part 4 of the Principal Act, as amended by the Bill. New section 50 of new Division 1 provides for definitions used in Part 4 of the Principal Act. Chiefly, it provides for a definition of in-scope electrical equipment, which is the 2

 


 

equipment that will be subject to the new Electrical Equipment Safety Scheme. In-scope electrical equipment is further sub-categorised as either level 1, level 2 and level 3 in-scope electrical equipment, with respective definitions for each. These are the 3 risk-categories applying to electrical equipment under the Electrical Equipment Safety Scheme. Each risk category is subject to a different level of regulation. New section 50 also provides definitions of responsible supplier and registered responsible supplier. Responsible suppliers are persons who manufacture in-scope electrical equipment in Australia or New Zealand, or import in-scope electrical equipment into Australia or New Zealand. Registered responsible suppliers are responsible suppliers who are registered in the register for the Electrical Equipment Safety Scheme, which is established under section 48D of the Electrical Safety Act 2002 of Queensland. The new Electrical Equipment Safety Scheme imposes requirements mainly on responsible suppliers and registered responsible suppliers who supply in-scope electrical equipment. However there are also provisions regulating the supply of non-in-scope equipment by persons generally (specifically new sections 54 and 55, as inserted by this clause 7). This will ensure that there are no gaps in the regulation of the supply of electrical equipment in Victoria. New section 51 of new Division 1 allows the Minister to, by notice in the Government Gazette, declare a law of another State or Territory or of New Zealand to be a corresponding law. The Minister may only make such a declaration where the law to be declared is a law relating to the supply of electrical equipment which substantially corresponds to Part 4. The effect of declaring a law to be a corresponding law is that the person or body responsible for the monitoring or enforcement of compliance with that law within that jurisdiction becomes a regulatory authority for the purposes of Part 4, and that persons or bodies that are approved by the regulatory authority under a corresponding law to issue certificates of conformity or suitability become an external certifier for the purposes of Part 4. Further, certain offences introduced by the Bill include an exception, an element of which is that the electrical equipment was registered under a corresponding law of New Zealand. 3

 


 

New section 52 of new Division 1 ensures that there is no double jeopardy where an act or omission is both an offence against Part 4 of the Principal Act and an offence against a corresponding law. New section 53 of new Division 1 provides that Energy Safe Victoria may, by notice published in the Government Gazette, declare an item, type or component of electrical equipment to not be in-scope electrical equipment. The effect of making such a declaration is that the equipment will cease to be subject to the new Electrical Equipment Safety Scheme provisions (which generally only relate to in-scope electrical equipment), and will instead be subject to the provisions relating to the supply of electrical equipment that is not in-scope electrical equipment (see new sections 54 and 55, as inserted by this clause 7). New section 54 of new Division 1 creates an offence for a person to supply or offer to supply electrical equipment that is not in-scope electrical equipment, unless the electrical equipment satisfies the applicable prescribed standard and is safe to be connected to an electricity supply. The penalty for contravention of this offence is 60 penalty units in the case of a natural person, or 240 penalty units in the case of a body corporate. New section 54 remakes current section 54 of the Principal Act with modifications. Whereas current section 54 relates to all electrical equipment, new section 54 is confined to non-in-scope electrical equipment. Additionally, new section 54 clarifies that the equipment must be safe to be connected to an electricity supply. New section 55(1) of new Division 1 provides for Energy Safe Victoria to declare an item, description, type or component of electrical equipment that is not in-scope electrical equipment, to be controlled electrical equipment. New section 55(3) is an offence that provides a person must not supply or offer to supply controlled electrical equipment unless it has been issued with a certificate of conformity that is current and the equipment is marked as prescribed. The penalty for contravention of this offence is 60 penalty units in the case of a natural person, or 240 penalty units in the case of a body corporate. A declaration made under new section 55(1) takes effect on the date specified in the notice. New Division 2 provides for the issue of certificates of suitability and related matters. 4

 


 

New section 56 of new Division 2 provides for the meaning of certificates of suitability. A certificate of suitability means a certificate certifying that the relevant electrical equipment is safe to use, safe to supply and satisfies either the relevant standard (in the case of level 1 or level 2 in-scope electrical equipment) or the prescribed standard (for electrical equipment that is not controlled electrical equipment or in-scope electrical equipment). Certificates of suitability are not issued in respect of level 3 in-scope electrical equipment or controlled electrical equipment; these are instead issued with certificates of conformity. New section 57 of new Division 2 provides for persons to apply to Energy Safe Victoria for certificates of suitability. An application may be made in relation to an item, group or component of equipment that is level 1 in-scope electrical equipment, or level 2 in-scope electrical equipment, or electrical equipment that is not controlled electrical equipment or in-scope electrical equipment. An application must be accompanied by the prescribed fee and specified technical information, including colour images. Further, Energy Safe Victoria may require the applicant to provide additional information about the electrical equipment, and samples of the electrical equipment if colour images provided are not adequate. Energy Safe Victoria may also exempt the applicant from the requirement to provide certain technical documentation if of the opinion that it is not necessary for it to be provided. New section 58 of new Division 2 provides for the consideration of applications for certificates of suitability by Energy Safe Victoria. After considering an application made under new section 57, Energy Safe Victoria must issue a certificate of suitability, or issue a certificate subject to the carrying out of any specified modifications, or refuse to issue a certificate. If Energy Safe Victoria issues a certificate subject to the carrying out of any specified modifications, the certificate does not apply to the electrical equipment unless those modifications are made. If Energy Safe Victoria refuses to issue a certificate, it must notify the applicant in writing of that decision and provide reasons for the decision. New section 59 of new Division 2 provides for the term of a certificate of suitability. A certificate of suitability is issued for the term specified in the certificate, which may not exceed 5 years, unless the certificate is sooner suspended or cancelled. 5

 


 

New section 60 of new Division 2 provides for the variation of certificates of suitability issued by Energy Safe Victoria. The holder of a certificate of suitability may apply to Energy Safe Victoria to request variation of a certificate which has been issued to them by Energy Safe Victoria. Energy Safe Victoria may vary a certificate of suitability it has issued on the application of the holder of the certificate, or of its own motion. Note that new section 60 does not relate to certificates of suitability which have not been issued by Energy Safe Victoria (e.g. where a certificate of suitability has been issued by a regulatory authority or an external certifier). New section 61 of new Division 2 provides for the suspension of certificates of suitability issued by Energy Safe Victoria. Energy Safe Victoria may suspend a certificate of suitability it has issued for a specified period by giving written notice to the holder of the certificate. Suspension may only be on specified grounds. The grounds for suspension of a certificate of suitability for level 1 and level 2 in-scope electrical equipment include that the electrical equipment no longer satisfies the applicable relevant standard (relevant standard is defined in new section 50 of new Division 1 to mean a standard prescribed to apply to a type of in-scope electrical equipment). For an item, group or component of electrical equipment that is not controlled electrical equipment or in-scope electrical equipment, the grounds include that the electrical equipment no longer satisfies the standard prescribed that applies to the electrical equipment. For all level 1 in-scope, level 2 in-scope and non-controlled non-in-scope electrical equipment, the grounds also include that the electrical equipment is or is likely to become dangerous in normal use as a result of the design or construction of the electrical equipment. The suspension of a certificate of suitability takes effect on the service of the notice. Energy Safe Victoria must lift the suspension of a certificate of suitability immediately if satisfied that the grounds for the suspension no longer exist. Note that new section 61 does not relate to certificates of suitability which have not been issued by Energy Safe Victoria (e.g. where a certificate of suitability has been issued by a 6

 


 

regulatory authority or an external certifier--the suspension of these certificates is dealt with under new section 62B). New section 62 of new Division 2 provides for the cancellation of certificates of suitability issued by Energy Safe Victoria. Energy Safe Victoria may at any time cancel a certificate of suitability it has issued, by giving written notice to the person to whom the certificate of suitability was issued. The notice must state the reasons for cancellation, and the date of cancellation. A copy of a cancellation notice must be published on Energy Safe Victoria's Internet site. Note that new section 62 does not relate to certificates of suitability which have not been issued by Energy Safe Victoria (e.g. where a certificate of suitability has been issued by a regulatory authority or an external certifier). New section 62A of new Division 2 provides that, for the purposes of new section 62B, a current certificate of suitability or a certificate that certifies similar matters issued by a regulatory authority or an external certifier is taken to be a certificate of suitability issued by Energy Safe Victoria. New section 62B of new Division 2 provides for Energy Safe Victoria to suspend certificates of suitability issued by a regulatory authority or an external certifier. Energy Safe Victoria may suspend a certificate of suitability issued by a regulatory authority or an external certifier for a specified period, by giving written notice to the holder of the certificate. Suspension may only be where Energy Safe Victoria is of the opinion the electrical equipment in respect of which the certificate of suitability was issued does not satisfy the relevant standard or the standard prescribed, or is or is likely to become dangerous in normal use as a result of the design or construction of the electrical equipment. A suspension of a certificate of suitability issued by a regulatory authority or an external certifier may be made in respect of an item, group or component of level 1 or level 2 in-scope electrical equipment, or a type, group or component of electrical equipment that is not controlled electrical equipment or in-scope electrical equipment. If a certificate of suitability issued by a regulatory authority or an external certifier is suspended, Energy Safe Victoria must notify the regulatory authority or the external certifier that issued the certificate. If Energy Safe Victoria is of the opinion that the reason for the suspension of a certificates of suitability issued 7

 


 

by a regulatory authority or an external certifier no longer exists, Energy Safe Victoria must lift the suspension immediately. New Division 3 provides for the issue of certificates of conformity and related matters. New section 62C of new Division 3 provides for the meaning of certificates of conformity. A certificate of conformity means a certificate certifying that the relevant controlled electrical equipment or level 3 in-scope electrical equipment is safe to use, safe to supply, and satisfies either the standard prescribed (for controlled electrical equipment) or the relevant standard (for level 3 in-scope electrical equipment). Certificates of conformity are not issued in respect of level 1 or 2 in-scope electrical equipment, or non-controlled electrical equipment; these are instead issued with certificates of suitability. New section 62D of new Division 3 provides for persons to apply to Energy Safe Victoria for certificates of conformity. An application may be made in relation to an item, group or component of controlled electrical equipment or level 3 in-scope electrical equipment. An application must be accompanied by the prescribed fee and specified technical information, including colour images. Further, Energy Safe Victoria may require the applicant to provide additional information about the electrical equipment, and samples of the electrical equipment if colour images provided are not adequate. Energy Safe Victoria may also exempt the applicant from the requirement to provide certain technical documentation if of the opinion that it is not necessary for it to be provided. New section 62E of new Division 3 provides for the consideration of applications for certificates of conformity by Energy Safe Victoria. After considering an application made under new section 62D, Energy Safe Victoria must issue a certificate of conformity, or issue a certificate subject to the carrying out of any specified modifications, or refuse to issue a certificate. If Energy Safe Victoria issues a certificate subject to the carrying out of any specified modifications, the certificate does not apply to the electrical equipment unless those modifications are made. If Energy Safe Victoria refuses to issue a certificate, it must notify the applicant in writing of that decision and provide reasons for the decision. 8

 


 

New section 62F of new Division 3 provides for the term of a certificate of conformity. A certificate of conformity is issued for the term specified in the certificate, which may not exceed 5 years, unless the certificate is sooner suspended or cancelled. New section 62G of new Division 3 provides for the variation of certificates of conformity issued by Energy Safe Victoria. The holder of a certificate of conformity may apply to Energy Safe Victoria to request variation of a certificate which has been issued to them by Energy Safe Victoria. Energy Safe Victoria may vary a certificate of conformity it has issued on the application of the holder of the certificate, of its own motion, or on being satisfied that any modifications required by a notice given under section 62J(1) have been made to the equipment. Note that new section 62G does not relate to certificates of conformity which have not been issued by Energy Safe Victoria (e.g. where a certificate of conformity has been issued by a regulatory authority or an external certifier). New section 62H of new Division 3 provides that Energy Safe Victoria may require the re-examination of controlled electrical equipment or level 3 in-scope electrical equipment at any time, where the equipment is the subject of a certificate of conformity that Energy Safe Victoria has issued. Note that new section 62H does not allow re-examination of equipment that is subject to a certificate of conformity not issued by Energy Safe Victoria (e.g. where the certificate has been issued by a regulatory authority or an external certifier). New section 62I of new Division 3 provides for the suspension of certificates of conformity issued by Energy Safe Victoria. Energy Safe Victoria may suspend a certificate of conformity it has issued by giving written notice to the holder of the certificate. Suspension may only be where Energy Safe Victoria is of the opinion that certain grounds are made out. For controlled electrical equipment, the grounds include that the electrical equipment no longer satisfies the standard prescribed that applies to the electrical equipment. For level 3 in-scope electrical equipment, the grounds include that the electrical equipment no longer satisfies the relevant standard that applies to the electrical equipment (relevant standard is defined in new section 50 of new Division 1 to 9

 


 

mean a standard prescribed to apply to a type of in-scope electrical equipment). For both controlled electrical equipment and level 3 in-scope electrical equipment, the grounds also include that the electrical equipment is or is likely to become dangerous in normal use as a result of the design or construction of the electrical equipment. The suspension of a certificate of conformity takes effect on the service of the notice. Energy Safe Victoria must lift the suspension of a certificate of conformity immediately if satisfied that the grounds for the suspension no longer exist, or that any modifications required by a notice given under section 62J(1) have been made to the equipment. Note that new section 62I does not relate to certificates of conformity which have not been issued by Energy Safe Victoria (e.g. where a certificate of conformity has been issued by a regulatory authority or an external certifier--the suspension of these certificates is dealt with under new section 62M). New section 62J of new Division 3 provides for Energy Safe Victoria to require modifications to electrical equipment that is the subject of a suspended certificate of conformity. If a certificate of conformity is suspended under new section 62I, Energy Safe Victoria may require that modifications be made to the equipment that is the subject of the certificate, by giving written notice to the holder of the certificate. It is an offence for a person to whom a modification notice is given to supply or offer to supply the electrical equipment that is the subject of the certificate of conformity, unless the suspension of the certificate has been lifted in accordance with section 62I(3). The maximum penalty is, in the case of a natural person, 60 penalty units, or in the case of a body corporate, 240 penalty units. Note that new section 62J only relates to certificates of conformity suspended under section 62I which, as noted, only relates to certificates of conformity issued by Energy Safe Victoria. New section 62K of new Division 3 provides for the cancellation of certificates of conformity issued by Energy Safe Victoria. Energy Safe Victoria may at any time cancel a certificate of conformity it has issued, by giving written notice to the person to 10

 


 

whom the certificate of conformity was issued. The notice must state the reasons for cancellation, and the date of cancellation. A copy of a cancellation notice must be published on Energy Safe Victoria's Internet site. Note that new section 62K does not relate to certificates of conformity which have not been issued by Energy Safe Victoria (e.g. where a certificate of conformity has been issued by a regulatory authority or an external certifier). New section 62L of new Division 3 provides that, for the purposes of new section 62M, a current certificate of conformity issued by a regulatory authority or an external certifier is taken to be a certificate of conformity issued by Energy Safe Victoria. New section 62M of new Division 3 provides for Energy Safe Victoria to suspend certificates of conformity issued by a regulatory authority or an external certifier. Energy Safe Victoria may suspend a certificate of conformity issued by a regulatory authority or an external certifier for a specified period, by giving written notice to the holder of the certificate. Suspension may only be where Energy Safe Victoria is of the opinion that the electrical equipment in respect of which the certificate of conformity was issued does not satisfy the relevant standard or the standard prescribed, or is or is likely to become dangerous in normal use as a result of the design or construction of the electrical equipment. A suspension of a certificate of conformity issued by a regulatory authority or an external certifier may be made in respect of an item, group or component of controlled electrical equipment or an item, group or component of level 3 in-scope electrical equipment. If a certificate of conformity issued by a regulatory authority or an external certifier is suspended, Energy Safe Victoria must notify the regulatory authority or the external certifier that issued the certificate. If Energy Safe Victoria is of the opinion that the reason for the suspension of a certificates of conformity issued by a regulatory authority or an external certifier no longer exists, Energy Safe Victoria must lift the suspension immediately. New Division 4 provides for the registration of responsible suppliers and related matters. New section 62N of new Division 4 provides for "responsible suppliers" who are registered in the Register to be taken to be "registered responsible suppliers" for the purposes of Part 4 11

 


 

of the Principal Act as amended by the Bill, except where a responsible suppliers' registration has been cancelled under new section 62U. Registered responsible supplier, responsible supplier and Register are defined in new section 50 of new Division 1. If a responsible supplier has registered level 2 or level 3 in-scope electrical equipment in the Register, the responsible supplier is taken to have registered that electrical equipment for the purposes of Part 4 of the Principal Act as amended by the Bill. New section 62O of new Division 4 provides for the recording, amendment and removal of matters on the Register. Energy Safe Victoria may request that the chief executive amend or remove a matter that appears on the Register, or record a matter in the Register. These arrangements reflect that the register is established under Electrical Safety Act 2002 of Queensland, and is administered by the chief executive responsible for the administration of that Act. Chief executive and Register are defined in new section 50 of new Division 1. New section 62P of new Division 4 provides for applications for the exemption of registered responsible suppliers or in-scope electrical equipment from certain requirements. A person may apply to Energy Safe Victoria for an exemption under new section 62Q in relation to an item, type, component, or group of in-scope electrical equipment, or in relation to a requirement to supply documentary evidence or certificates under new sections 67B(2), 67C(2) or 67D(2). An application for exemption must contain details of the exemption requested, the reasons for the exemption, the applicant's contact details, and be accompanied by any relevant technical information. New section 62Q of new Division 4 provides for Energy Safe Victoria to exempt registered responsible suppliers or in-scope electrical equipment from certain requirements. Specifically, Energy Safe Victoria may exempt--  a type of in-scope electrical equipment from a requirement of a relevant standard, or a requirement related to the regulatory compliance mark (by notice published in the Government Gazette).  in-scope electrical equipment registered to a registered responsible supplier from a requirement of a relevant standard, or a requirement related to the regulatory 12

 


 

compliance mark (by notice in writing given to the person who made the application under new section 62P).  a responsible supplier from a requirement to supply documentary evidence, a compliance folder, or certificates under new sections 67B(2), 67C(2) or 67D(2) (by notice in writing given to the person who made the application under new section 62P). Energy Safe Victoria may grant an exemption on the application of a person who made an application under new section 62P, or of its own motion. Energy Safe Victoria may impose any conditions that must be complied with to maintain an exemption, and may vary or revoke an exemption at any time by notice published in the Government Gazette. If an exemption has been granted in respect of an application made by a person under section 62P, Energy Safe Victoria must notify the applicant in writing of any variation or revocation of the exemption. Note that under section 72 of the Criminal Procedure Act 2009, where an Act provides for an exemption from an offence, and the accused wishes to rely on the exemption, the accused bears an evidential burden to point to evidence of the reasonable possibility of the existence of facts that would establish the exemption. New section 62R of new Division 4 provides for the grounds for cancellation of registration of responsible suppliers who supply or offer to supply or supplied in-scope electrical equipment in Victoria. Energy Safe Victoria may cancel the registration of such registered responsible suppliers on any of the following grounds--  where the registered responsible supplier requests cancellation of their registration;  where the registered responsible supplier has been convicted of an offence against Part 4 of the Principal Act as amended by the Bill, or the regulations applying under amended Part 4;  where the registered responsible supplier has contravened a prohibition notice or a recall notice. Prohibition notice and recall notice are defined in new section 50 of new Division 1; 13

 


 

 where the registered responsible supplier obtained registration by fraud, misrepresentation, the concealment of facts or a false declaration;  where the registration of level 2 or level 3 in-scope electrical equipment registered by the registered responsible supplier has been cancelled under new section 62U. New section 62S of new Division 4 provides for the grounds for cancellation of registration of level 2 or level 3 in-scope electrical equipment registered to a registered responsible supplier if that equipment is supplied or offered for supply, or was previously supplied or previously offered for supply, by the registered responsible supplier in Victoria. Energy Safe Victoria may cancel the registration of such equipment on any of the following grounds--  where the registered responsible supplier requests cancellation of the registration of the relevant equipment;  where the registered responsible supplier is convicted of an offence against Part 4 of the Principal Act as amended by the Bill, or the regulations applying under amended Part 4;  where the registered responsible supplier contravenes a requirement of a prohibition notice or a recall notice. Prohibition notice and recall notice are defined in new section 50 of new Division 1;  where the registered responsible supplier registered the relevant equipment by fraud, misrepresentation, the concealment of facts or a false declaration;  where the electrical equipment did not satisfy the relevant standard at the time it was registered, or has since ceased to satisfy the applicable relevant standard, for example the equipment may satisfy the relevant standard at the time it was registered, but a new relevant standard could subsequently be prescribed which the equipment does not comply with, so there would be grounds for cancellation under new section 62S(2)(e)(ii); 14

 


 

 where the equipment is the subject of a certificate of suitability or a certificate of conformity that is suspended, has been cancelled or has expired; or  where the equipment is or is likely to become dangerous in normal use. New section 62T of new Division 4 provides for the service of show cause notices by Energy Safe Victoria. Energy Safe Victoria may, by post, serve a registered responsible supplier a written notice requiring the registered responsible supplier to show cause why the relevant registration should not be cancelled if Energy Safe Victoria believes that a ground under new section 62R exists, or that a ground under section 62S exists in relation to the registration of level 2 in-scope electrical equipment or level 3 in-scope electrical equipment. Section 49 of the Interpretation of Legislation Act 1984 provides for service by post. A show cause notice must state each ground relied upon by Energy Safe Victoria, must specify the facts and circumstances that Energy Safe Victoria believes form the basis of each ground, must state the consequences of not responding to the notice, and must state the time period for the registered responsible supplier to respond. The time period for responding must be no less than 28 days from the date of service in the case of the registration of a responsible supplier, or 14 days in the case of the registration of equipment. New section 62U provides for the cancellation of registration of registered responsible suppliers, and level 2 and level 3 in-scope electrical equipment by Energy Safe Victoria. Energy Safe Victoria may do one of or a combination of, the following--  cancel the registration of a registered responsible supplier; or  cancel the registration of level 2 in-scope electrical equipment registered to a registered responsible supplier; or  cancel the registration of level 3 in-scope electrical equipment registered to a registered responsible supplier. Before making a decision to cancel a registration, Energy Safe Victoria must serve a show cause notice on the registered responsible supplier, and must consider any submissions 15

 


 

provided by the registered responsible supplier in response and any reasons given by the registered responsible supplier why the registration should not be cancelled. The effect of the cancellation of a registration of a registered responsible supplier is that the responsible supplier ceases to be registered for the purposes of Part 4 of the Principal Act as amended by the Bill. The effect of the cancellation of a registration of level 2 or level 3 in-scope electrical equipment is that the electrical equipment ceases to be registered for the purposes of Part 4 of the Principal Act as amended by the Bill. If Energy Safe Victoria decides to cancel a registration, Energy Safe Victoria must notify the cancellation to the registered responsible supplier and the chief executive. New section 62V of new Division 4 provides for evidentiary matters related to registration on the Register. A certificate that appears to be signed by the chief executive and states a matter that appears in the Register, is evidence of the matter. Such a certificate may state a matter by reference to a date or period, and a court must accept such a certificate as proof of the matters stated in it if there is no evidence to the contrary. New Division 5 provides for an alternative mark to the regulatory compliance mark. Alternative mark and regulatory compliance mark are defined in new section 50 of new Division 1. New section 62W of new Division 5 allows Energy Safe Victoria to approve an alternative mark for in-scope electrical equipment if Energy Safe Victoria believes the regulatory compliance mark applying to that in-scope electrical equipment is not appropriate in the circumstances. Clause 8 inserts a new heading before section 63 of the Principal Act, to locate sections 63 to 66 within a new Division 6--Prohibition of supply and recall of electrical equipment. Clause 9 amends section 63 of the Principal Act to allow Energy Safe Victoria to exercise a power of prohibition where it has reasonable grounds to believe that the electrical equipment does not satisfy the relevant standard (in the case of in-scope electrical equipment) or the standard prescribed (in the case of controlled electrical equipment). No change is intended to be made to the safety grounds for exercising a power of prohibition--Energy Safe Victoria may continue to exercise a power of prohibition 16

 


 

for any electrical equipment (including non in-scope electrical equipment) where it has reasonable grounds to believe the specified electrical equipment is likely to become unsafe to use because of its design or construction (including where there is a risk of death or injury). Section 63 is also amended to clarify that it applies irrespective of whether or not the electrical equipment is controlled electrical equipment, or issued with a certificate of suitability or conformity, or issued with a certificate by a regulatory authority or external certifier. Clause 10 inserts new Division 7 into the Principal Act, which provides for offences. New section 67 of new Division 7 provides for an offence relating to the supply of level 2 or level 3 in-scope electrical equipment by responsible suppliers. It is an offence for a responsible supplier to supply or offer to supply level 2 or level 3 in-scope electrical equipment to a person, except where the equipment is supplied in accordance with subsections (2), (3), or (4). The penalty for breach of this offence is 60 penalty units in the case of a natural person, or 240 penalty units in the case of a body corporate. Note that under section 72 of the Criminal Procedure Act 2009, where an Act provides for an exception from an offence, and the accused wishes to rely on the exception, the accused bears an evidential burden to point to evidence of the reasonable possibility of the existence of facts that would establish the exception. Subsection (2) provides an exception for where the responsible supplier is a registered responsible supplier or supplies the equipment with the approval of Energy Safe Victoria, and where the equipment satisfies certain registration, certification and safety requirements and complies with the relevant standard. Subsection (3) provides an exception for where the responsible supplier is supplied with the equipment by a person registered under a corresponding law of New Zealand, and at the time of its importation the electrical equipment was registered to that person under a corresponding law of New Zealand, and the equipment satisfies certain safety requirements and complies with the relevant standard. 17

 


 

Subsection (4) provides an exception for responsible suppliers who import the equipment from a body corporate, where the responsible supplier is a related body corporate of a New Zealand body corporate, and the New Zealand body corporate is a registered responsible supplier and has registered the electrical equipment, and the equipment satisfies certain safety requirements and complies with the relevant standard. New section 67A of new Division 7 provides for an offence relating to the supply of level 1 in-scope electrical equipment by a responsible supplier. It is an offence for a responsible supplier to supply or offer to supply level 1 in-scope electrical equipment, except where the equipment is supplied in accordance with subsections (2), (3), or (4). The penalty for breach of this offence is 60 penalty units in the case of a natural person, or 240 penalty units in the case of a body corporate. Note that under section 72 of the Criminal Procedure Act 2009, where an Act provides for an exception from an offence, and the accused wishes to rely on the exception, the accused bears an evidential burden to point to evidence of the reasonable possibility of the existence of facts that would establish the exception. Subsection (2) provides an exception for where the responsible supplier is a registered responsible supplier or supplies the equipment with the approval of Energy Safe Victoria, and where the responsible supplier is the manufacturer or importer of the electrical equipment which complied with the relevant standard at the time of manufacture or import (or was supplied with the approval of Energy Safe Victoria). Subsection (3) provides an exception for where the responsible supplier is supplied with the equipment by a person registered under a corresponding law of New Zealand, and at the time of its importation the electrical equipment was registered to the person under a corresponding law of New Zealand, and the equipment satisfies certain safety requirements and complies with the relevant standard. Subsection (4) provides an exception for responsible suppliers who import the equipment from a body corporate, where the responsible supplier is a related body corporate of a New Zealand body corporate, and the New Zealand body corporate is a registered responsible supplier and has registered the 18

 


 

electrical equipment, and the equipment satisfies certain safety requirements and complies with the relevant standard. New section 67B of new Division 7 allows Energy Safe Victoria to request documentary evidence from a responsible supplier who has supplied or offered to supply level 1 in-scope electrical equipment during the relevant period, and creates an offence for the responsible supplier failing to supply that documentary evidence within 10 business days. The penalty for breach of this offence is 60 penalty units in the case of a natural person, or 240 penalty units in the case of a body corporate. Subsection (3) provides for what is the "relevant documentary evidence" for the purposes of new section 67B. Subsection (4) provides an exception for where the responsible supplier is registered under a corresponding law of New Zealand, and at the time of its importation the electrical equipment was registered to the person under a corresponding law of New Zealand. Subsection (5) provides an exception for responsible suppliers who supply level 1 in-scope electrical equipment imported from a body corporate, where the responsible supplier is a related body corporate of a New Zealand body corporate, and the New Zealand body corporate is a registered responsible supplier and has registered the electrical equipment as electrical equipment supplied by a New Zealand body corporate. Note that under section 72 of the Criminal Procedure Act 2009, where an Act provides for an exception from an offence, and the accused wishes to rely on the exception, the accused bears an evidential burden to point to evidence of the reasonable possibility of the existence of facts that would establish the exception. Subsection (6) provides for the meaning of relevant period in this section, which is a period of 5 years from the date the electrical equipment is supplied by a responsible supplier. New section 67C of new Division 7 allows Energy Safe Victoria to request documentary evidence from a responsible supplier who has supplied or offered to supply registered level 2 in-scope electrical equipment during the relevant period, and creates an offence for the responsible supplier failing to supply that documentary evidence (which includes a compliance folder and 19

 


 

certificate of suitability) within 10 business days. The penalty for breach of this offence is 60 penalty units in the case of a natural person, or 240 penalty units in the case of a body corporate. Subsection (4) provides an exception for where the responsible supplier is registered under a corresponding law of New Zealand, and at the time of its importation the electrical equipment was registered to the person under a corresponding law of New Zealand. Subsection (5) provides an exception for responsible suppliers who supply level 2 in-scope electrical equipment imported from a body corporate, where the responsible supplier is a related body corporate of a New Zealand body corporate, and the New Zealand body corporate is a registered responsible supplier and has registered the electrical equipment as electrical equipment supplied by a New Zealand body corporate. Note that under section 72 of the Criminal Procedure Act 2009, where an Act provides for an exception from an offence, and the accused wishes to rely on the exception, the accused bears an evidential burden to point to evidence of the reasonable possibility of the existence of facts that would establish the exception. Subsection (6) provides for the meaning of relevant period in this section, which is a period of 5 years from the date of the registration of the electrical equipment in the Register by a responsible supplier to the date that is 5 years after the day of the expiry or the cancellation of that registration. New section 67D of new Division 7 allows Energy Safe Victoria to request a certificate of conformity from a responsible supplier who has supplied or offered to supply registered level 3 in-scope electrical equipment (including level 3 in-scope electrical equipment that is a component of other electrical equipment) during the relevant period, and creates an offence for the responsible supplier failing to supply that certificate of conformity within 10 business days. The penalty for breach of this offence is 60 penalty units in the case of a natural person, or 240 penalty units in the case of a body corporate. 20

 


 

Subsection (3) provides an exception for where the responsible supplier is registered under a corresponding law of New Zealand, and at the time of its importation the electrical equipment was registered to the person under a corresponding law of New Zealand. Subsection (4) provides an exception for responsible suppliers who supply level 3 in-scope electrical equipment, or a component of such equipment, imported from a body corporate, where the responsible supplier is a related body corporate of a New Zealand body corporate, and the New Zealand body corporate is a registered responsible supplier and has registered the electrical equipment as electrical equipment supplied by a New Zealand body corporate. Note that under section 72 of the Criminal Procedure Act 2009, where an Act provides for an exception from an offence, and the accused wishes to rely on the exception, the accused bears an evidential burden to point to evidence of the reasonable possibility of the existence of facts that would establish the exception. Subsection (5) provides for the meaning of relevant period in this section, which is a period beginning on the date of issue of a certificate of conformity and ending on the date that is 5 years after the date of the expiry of the certificate of conformity. New section 67E of new Division 7 creates an offence for a responsible supplier to supply or offer to supply an item of in-scope electrical equipment that is the subject of a suspended certificate of conformity or a suspended certificate of suitability. The penalty for breach of this offence is 60 penalty units in the case of a natural person, or 240 penalty units in the case of a body corporate. In this section, suspended certificate of conformity means a certificate of conformity that is suspended under new section 62I or 62M, and suspended certificate of suitability means a certificate of suitability that is suspended under new section 61 or 62B. New section 67F of new Division 7 provides for an offence relating to the on-sale of unregistered level 2 or level 3 in-scope electrical equipment. It is an offence for a person to supply or offer to supply an item of level 2 or level 3 in-scope electrical equipment if that equipment was purchased by the person for the purpose of supplying it or offering it for supply to another 21

 


 

person, and if the electrical equipment was not registered to a responsible supplier on the date it was purchased by the person. The penalty for breach of this offence is 60 penalty units in the case of a natural person, or 240 penalty units in the case of a body corporate. Unlike the offences in new sections 67 to 67E, this offence applies to any person, not just responsible suppliers (but including responsible suppliers). Subsection (2) provides for a number of exceptions to the offence, which are--  where the electrical equipment is registered to a responsible supplier after the date it was purchased by the person; or  where the person is a responsible supplier of the electrical equipment; or  where the item of electrical equipment is second hand equipment. Second hand equipment is defined in new section 50 of new Division 1. Note that under section 72 of the Criminal Procedure Act 2009, where an Act provides for an exception from an offence, and the accused wishes to rely on the exception, the accused bears an evidential burden to point to evidence of the reasonable possibility of the existence of facts that would establish the exception. New section 67G of new Division 7 creates an offence for a person, other than a responsible supplier, to supply or offer to supply an item of in-scope electrical equipment unless the item is marked with the regulatory compliance mark, an alternative mark, or another mark approved by a regulatory authority as an alternative to the regulatory compliance mark. The penalty for breach of this offence is 60 penalty units in the case of a natural person, or 240 penalty units in the case of a body corporate. This offence does not apply to a person if the item of in-scope electrical equipment is second hand equipment. Alternative mark, regulatory compliance mark and second hand equipment are defined in new section 50 of new Division 1. New section 67H of new Division 7 creates an offence for a responsible supplier to supply or offer to supply an item of in-scope electrical equipment unless the item is marked with the regulatory compliance mark, an alternative mark, 22

 


 

or another mark approved by a regulatory authority as an alternative to the regulatory compliance mark. The penalty for breach of this offence is 60 penalty units in the case of a natural person, or 240 penalty units in the case of a body corporate. Alternative mark, and regulatory compliance mark are defined in new section 50 of new Division 1. New section 67I of new Division 7 creates an offence relating to the use of the regulatory compliance mark on in-scope electrical equipment that does not satisfy the relevant standard. It is an offence for a person to mark an item of in-scope electrical equipment with the regulatory compliance mark or make a false or misleading representation that the equipment is marked with the regulatory compliance mark, if the equipment does not satisfy the relevant standard for that item. The penalty for breach of this offence is 60 penalty units in the case of a natural person, or 240 penalty units in the case of a body corporate. In this section, mark includes to mark the label or packaging of an item of in-scope electrical equipment with the regulatory compliance mark or an alternative mark approved by Energy Safe Victoria or another regulatory authority. Alternative mark, and regulatory compliance mark are defined in new section 50 of new Division 1. Unlike the offences in new sections 67 to 67E, this offence applies to any person, not just responsible suppliers (but including responsible suppliers). New section 67J of new Division 7 creates an offence for a person to offer for hire an item of in-scope electrical equipment, unless the item of in-scope electrical equipment is safe to be connected to an electricity supply and the person ensures the equipment satisfies the prescribed testing, labelling or tagging of requirements. The penalty for breach of this offence is 60 penalty units in the case of a natural person, or 240 penalty units in the case of a body corporate. Unlike the offences in new sections 67 to 67E, this offence applies to any person, not just responsible suppliers (but including responsible suppliers). New section 67K of new Division 7 creates an offence for a person, other than a responsible supplier, to supply or offer to supply second hand equipment that is an item of in-scope electrical equipment, unless the person ensures the equipment satisfies the prescribed testing, labelling or tagging of requirements. The penalty for breach of this offence is 23

 


 

60 penalty units in the case of a natural person, or 240 penalty units in the case of a body corporate. Clause 11 amends section 69(2)(b) of the Principal Act to provide for applications to review decisions made under Part 4 of the Principal Act as amended by the Bill. Clause 12 amends section 140A of the Principal Act, to update the list of prescribed offences for which an infringement notice may be served. Clause 13 amends section 140D of the Principal Act, to reflect that some penalties in the Act are prescribed. Clause 14 amends section 153 of the Principal Act to provide the Governor in Council with appropriate regulation-making powers for the amendments made by this Bill to the Principal Act, and to make other consequential amendments. Clause 15 makes a consequential amendment to section 157(2)(e) of the Principal Act, to clarify that regulations made under the Principal Act may empower Energy Safe Victoria to exempt electrical equipment or in-scope electrical equipment from all or any of the requirements of the regulations. Clause 16 provides for transitional arrangements for the amendments made by this Bill to the Principal Act, by inserting new section 167 into the Principal Act. New section 167 generally provides for certificate of compliance, certain approvals in respect of equipment and certifications, which were in force immediately before the commencement day of the Bill, to continue in force until the day of expiry or cancellation or the fifth anniversary of the commencement day, whichever is earlier. Further, for 6 months on and from the commencement day, a responsible supplier who supplies or offers to supply any in-scope electrical equipment is taken to be a registered responsible supplier, is taken to have marked the equipment with a regulatory compliance mark, and (in relation to level 2 in-scope electrical equipment) is taken to have satisfied certain documentary evidence and registration requirements. 24

 


 

A person other than a responsible supplier may supply or offer to supply in-scope electrical equipment as if the equipment was registered and marked with a regulatory compliance mark, if the equipment was purchased for the purpose of supplying it or offering it for supply to another person before the commencement day or in the period not exceeding 6 months after the commencement day. Part 3--Energy Safe Victoria Act 2005 Clause 17 inserts new section 7B into the Energy Safe Victoria Act 2005 to provide Energy Safe Victoria with the necessary powers relating to the use and disclosure of information to enable it to perform its functions under the Principal Act as amended by the Bill. This amendment is necessary to facilitate the disclosure of information to regulatory authorities under a corresponding law. Part 4--Repeal of amending Act Clause 18 repeals this Act on the first anniversary of the first day on which all of the provisions in this Act are in operation. The repeal of this Act does not affect the continuing operation of the amendments made by the Act (see section 15(1) of the Interpretation of Legislation Act 1984). 25

 


 

 


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