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This is a Bill, not an Act. For current law, see the Acts databases.
Western Australia Information Privacy Bill 2007 CONTENTS Part 1 -- Preliminary 1. Short title 2 2. Commencement 2 3. Objects of Act 2 4. Terms used in this Act 2 5. Meaning of "health information" 10 6. Meaning of "personal information" 11 7. When information is held 12 8. Related public organisations 13 9. Application to courts, registries and judicial officers 13 10. Publicly available information 14 11. Application of certain privacy principles to law enforcement agencies and child protection agencies 14 12. Relationship to FOI Act and State Records Act 2000 15 13. Nature of rights created by this Act 15 14. Act binds Crown 15 Part 2 -- Personal information privacy 15. Information privacy principles 16 16. Application of information privacy principles 16 17. Public organisations to comply with information privacy principles 17 193--1 page i Information Privacy Bill 2007 Contents Part 3 -- Health information privacy Division 1 -- Health privacy principles 18. Health privacy principles 18 19. Application of health privacy principles 18 20. Organisations to comply with health privacy principles 19 Division 2 -- Access to health records Subdivision 1 -- Preliminary 21. Application of Division 20 Subdivision 2 -- Right of access and access applications 22. Right of access 20 23. Access application 20 24. How access application is made 21 25. Withdrawal of access application 21 Subdivision 3 -- Procedure for dealing with access applications 26. Decisions as to access and charges 21 27. Organisation may request consultation or further information 22 28. Ambit of access application may be reduced by agreement 23 29. Charges for access to health records 23 30. Estimate of charges 24 31. Advance deposits 25 32. Failure of access applicant to notify intention or pay deposit 25 33. Organisation may refuse to deal with an application in certain cases 26 34. Giving access 27 35. Refusal of access 27 36. Access to edited copy of health record 28 37. Health records that cannot be found or do not exist 29 38. Ways in which access can be given 29 39. Information detrimental to health of access applicant 30 40. Notice of decision 30 41. Applications may be regarded as having been withdrawn in certain circumstances 31 page ii Information Privacy Bill 2007 Contents Division 3 -- Amendment of health records Subdivision 1 -- Preliminary 42. Application of Division 33 Subdivision 2 -- Right to apply for amendment and amendment applications 43. Right to apply for health record to be amended 33 44. How amendment application is made 34 Subdivision 3 -- Procedure for dealing with amendment applications 45. Decisions as to amendment 35 46. Notice of decision 36 47. How organisation may amend health record 36 48. Request for notation or attachment disputing accuracy of health record 37 49. Other users of health record to be advised of requested amendment 38 50. Organisation may give reasons for not amending information 38 51. No charge for application or request 38 Division 4 -- General 52. Part not intended to limit access or amendment that is otherwise lawful 39 53. Application on behalf of an individual 39 54. Personal, family or household affairs 39 55. News media 40 Part 4 -- Codes of practice 56. Terms used in this Part 41 57. Information privacy code of practice 41 58. Health privacy code of practice 42 59. Preparation of code of practice by organisation 43 60. Preparation of code of practice by Commissioner 43 61. Submission of code of practice to relevant Minister 43 62. Approval of code of practice 44 63. Publication and operation of approved code of practice 44 64. Amendment, revocation or replacement of approved code of practice 44 65. Organisation to comply with applicable code of practice 45 page iii Information Privacy Bill 2007 Contents 66. Register 45 Part 5 -- Complaints Division 1 -- Preliminary 67. Terms used in this Part 46 68. What constitutes an interference with privacy 47 Division 2 -- Complaints and procedure for dealing with them 69. Complaints 48 70. Who may make a complaint 48 71. Complaint on behalf of an individual 48 72. How and when a complaint can be made 49 73. Commissioner may decide not to deal with a complaint 50 74. Referral of complaint to respondent in certain circumstances 51 75. Referral of complaint to Tribunal if Commissioner decides not to deal with it 52 76. Notification of complaint 52 77. Withdrawal of complaint 52 78. Parties to conciliation proceedings 53 79. Procedure 53 80. Conciliation proceedings record 54 81. Power to obtain information and documents and compel attendance 55 82. Power to examine 56 83. Commissioner to ensure non-disclosure of certain matter 56 84. Production of certain health records for inspection 56 85. Referral of unresolved complaint to Tribunal 57 86. Provision of information to Tribunal 57 Division 3 -- Tribunal's jurisdiction as to complaints 87. Meaning of "complaint jurisdiction" 58 88. Presiding member of Tribunal 58 89. Tribunal to ensure non-disclosure of certain matter 58 90. Decisions of the Tribunal 59 91. Restrictions under other laws not applicable 61 page iv Information Privacy Bill 2007 Contents Division 4 -- Appeals 92. Terms used in this Division 61 93. Appeal from Tribunal's decision 61 94. No access to health record containing exempt matter 62 95. Power to impose terms on orders 62 96. Court to ensure non-disclosure of certain matter 62 97. Production of documents 63 98. Restrictions under other laws not applicable 63 99. Other procedure 63 Part 6 -- Exchange of information 100. Terms used in this Part 64 101. Construction of certain references for the purposes of this Part 65 102. Exchange of information between agencies 66 103. Exchange of information between agencies and other persons 66 104. Scope of disclosure powers 68 105. Protection from liability for disclosure 68 Part 7 -- Privacy and Information Commissioner Division 1 -- Office of Privacy and Information Commissioner 106. Privacy and Information Commissioner 69 107. Appointment of Commissioner 69 108. Remuneration 69 109. Leave and other conditions of service 69 110. Resignation of Commissioner 70 111. Removal and suspension from office 70 112. Deputy Privacy and Information Commissioner 71 113. Deputy Commissioner may act as Commissioner 72 114. Acting Commissioner 73 115. Oath or affirmation of office -- Commissioner, Deputy Commissioner and Acting Commissioner 74 116. Staff of Commissioner 74 117. Oath or affirmation of office -- members of staff 75 118. Rights of officers preserved 75 page v Information Privacy Bill 2007 Contents 119. Offices of Commissioner and Parliamentary Commissioner can be held concurrently 76 Division 2 -- Functions and powers of Commissioner 120. Functions of Commissioner 76 121. General powers of Commissioner 77 122. Powers relating to audit or review 78 123. Commissioner to report on audit or review 79 124. Delegation 79 Division 3 -- Reports to Parliament 125. Annual report under Financial Management Act 2006 to include certain information 80 126. Special reports 81 Part 8 -- Miscellaneous 127. Deceased individuals 82 128. Capacity of authorised representative to give consent 82 129. Protection from legal action -- access to health records 82 130. Restrictions under other laws not applicable 83 131. Confidentiality of information 84 132. Protection from liability for wrongdoing 85 133. Failure to provide information or document or to appear 85 134. Regulations 86 135. Review of Act 87 Part 9 -- Amendment of other written laws Division 1 -- Freedom of Information Act 1992 136. The Act amended 88 137. Part 4 Division 1 repealed 88 138. Heading to Part 4 Division 2 amended 88 139. Section 63 amended 88 140. Section 64 repealed 88 141. Heading to Part 4 Division 4 amended 88 142. Section 79 repealed 88 143. Section 80 repealed 89 page vi Information Privacy Bill 2007 Contents 144. Section 82 repealed 89 145. Section 111 amended 89 146. Schedule 2 amended 89 147. Glossary amended 90 Division 2 -- Parliamentary Commissioner Act 1971 148. The Act amended 90 149. Section 4 amended 90 150. Section 5 amended 90 151. Section 7 amended 91 152. Section 12A inserted 91 12A. Offices of Commissioner and Privacy and Information Commissioner can be held concurrently 91 153. Section 22B amended 92 154. Section 31 amended 92 155. Schedule 1 amended 93 Division 3 -- Other Acts amended 156. Constitution Acts Amendment Act 1899 93 157. Financial Management Act 2006 93 158. State Records Act 2000 94 Division 4 -- Amendment of subsidiary legislation 159. Power to amend subsidiary legislation 95 Part 10 -- Transitional provisions 160. Terms used in this Part 96 161. Continuation of office 96 162. Staff of former Commissioner 96 163. References to former Commissioner 97 Schedule 1 -- Public organisations Schedule 2 -- Exempt organisations Schedule 3 -- Information privacy principles 1. Collection 100 2. Use and disclosure 101 3. Data quality 103 page vii Information Privacy Bill 2007 Contents 4. Data security 103 5. Openness 104 6. Identifiers 104 7. Anonymity 105 8. Transborder data flows 105 Schedule 4 -- Health privacy principles 1. Collection 107 2. Use and disclosure 109 3. Data quality 116 4. Data security and data retention 116 5. Openness 117 6. Identifiers 118 7. Anonymity 119 8. Transborder data flows 119 9. Transfer or closure of the practice of a health service provider 120 10. Making health information available to other health service providers 121 Schedule 5 -- Concurrent appointment as Commissioner and Parliamentary Commissioner 1. Term of office 122 2. Remuneration and other conditions of service 122 3. Rights preserved 123 4. Resignation from office 123 5. Removal or suspension from office 123 6. Application of clauses 7 to 10 123 7. Deputy Commissioners and Acting Commissioners 124 8. Functions of staff 125 9. Delegation 126 10. Confidentiality provisions 126 Defined Terms page viii Western Australia LEGISLATIVE ASSEMBLY Information Privacy Bill 2007 A Bill for An Act to -- • provide for the privacy of personal information and health information held by certain persons and bodies; and • provide for access to, and amendment of, health records held by certain persons and bodies; and • authorise the disclosure in certain circumstances of personal information or health information held by government agencies; and • establish the office of Privacy and Information Commissioner; and • amend the Freedom of Information Act 1992, the Parliamentary Commissioner Act 1971 and other Acts as a consequence of the enactment of this Act, and for related purposes. The Parliament of Western Australia enacts as follows: page 1 Information Privacy Bill 2007 Part 1 Preliminary s. 1 Part 1 -- Preliminary 1. Short title This is the Information Privacy Act 2007. 2. Commencement 5 This Act comes into operation as follows: (a) sections 1 and 2 -- on the day on which this Act receives the Royal Assent; (b) the rest of the Act -- on a day fixed by proclamation, and different days may be fixed for different provisions. 10 3. Objects of Act The main objects of this Act are -- (a) to promote and protect the privacy of personal information through the establishment of principles to be observed by persons and bodies in the public sector 15 when collecting, holding, using or disclosing such information; and (b) to promote and protect the privacy of health information through the establishment of principles to be observed by persons and bodies in the public sector and the 20 private sector when collecting, holding, using or disclosing such information; and (c) to facilitate the sharing, in appropriate circumstances, of personal information or health information held by persons and bodies in the public sector. 25 4. Terms used in this Act (1) In this Act, unless the contrary intention appears -- "access applicant" means the individual by whom or on whose behalf an access application has been made; page 2 Information Privacy Bill 2007 Preliminary Part 1 s. 4 "access application" means an application made under section 23(1); "Acting Commissioner" means a person appointed to act in the office of Commissioner under section 114; 5 "amendment applicant" means the individual by whom or on whose behalf an amendment application has been made; "amendment application" means an application made under section 43(1); "applicable code of practice", in relation to an organisation, 10 means an approved code of practice by which the organisation is bound; "approved code of practice" means a code of practice approved under section 62 as in force from time to time; "authorised representative" means -- 15 (a) in relation to an individual other than a deceased individual, a person who -- (i) is a guardian of the individual appointed under law; or (ii) has parental responsibility for the individual; 20 or (iii) is otherwise empowered under law to perform any functions or duties as an agent of or in the best interests of the individual; and 25 (b) in relation to a deceased individual, a person who immediately before the individual's death was a person to whom paragraph (a)(i), (ii) or (iii) applied; "child" means a person who is under 18 years of age; "child protection agency" means -- 30 (a) the department of the Public Service principally assisting the Minister administering the Children and Community Services Act 2004 in its administration; or page 3 Information Privacy Bill 2007 Part 1 Preliminary s. 4 (b) a person, body or office prescribed for the purposes of this definition; "child protection functions" means functions under an enactment prescribed for the purposes of this definition; 5 "Commissioner" means the person holding the office of Privacy and Information Commissioner established by section 106; "complaint" means a complaint referred to in section 69; "contractor" means -- 10 (a) a person or body (other than a person or body referred to in Schedule 1) to the extent that the person or body handles personal information under a contract -- (i) between the person or body and a person, 15 body or office referred to in Schedule 1; and (ii) entered into after the commencement of Part 2; or (b) a subcontractor to a person or body to whom or 20 which paragraph (a) applies to the extent that the subcontractor handles personal information referred to in that paragraph; "contravene" includes to fail to comply with; "Corruption and Crime Commission" means the Corruption 25 and Crime Commission established under the Corruption and Crime Commission Act 2003; "court" includes a tribunal; "Deputy Commissioner" means a person holding the office of Deputy Privacy and Information Commissioner established 30 by section 112; "disability" has the meaning given in the Disability Services Act 1993 section 3; page 4 Information Privacy Bill 2007 Preliminary Part 1 s. 4 "document" means -- (a) any record; or (b) any part of a record; or (c) any copy, reproduction or duplicate of a record; or 5 (d) any part of a copy, reproduction or duplicate of a record; "exempt organisation" means a person, body or office referred to in Schedule 2 and includes staff under the control of the person, body or office; 10 "FOI Act" means the Freedom of Information Act 1992; "handle", in relation to personal information or health information, means to collect, hold, use or disclose; "health information" has the meaning given in section 5; "health privacy principle" or "HPP" means a health privacy 15 principle set out in Schedule 4; "health record" means a document that contains health information; "health service" means -- (a) an activity performed in relation to an individual that 20 is intended or claimed (expressly or otherwise) by the organisation performing it -- (i) to assess, maintain or improve the individual's health; or (ii) to diagnose the individual's illness, injury or 25 disability; or (iii) to treat the individual's illness, injury or disability or suspected illness, injury or disability; or 30 (b) a disability service, palliative care service or aged care service; or page 5 Information Privacy Bill 2007 Part 1 Preliminary s. 4 (c) the dispensing on prescription of a drug or medicinal preparation by a pharmacist, but does not include a health service, or a class of health service, that is prescribed as an exempt health service or to 5 the extent that it is prescribed as an exempt health service; "health service provider" means an organisation that provides a health service in Western Australia to the extent that it provides a health service, but does not include a health service provider, or a class of health service provider, that 10 is prescribed as an exempt health service provider or to the extent that it is prescribed as an exempt health service provider; "identifier" means an identifier (usually a number) assigned by an organisation to an individual uniquely to identify the 15 individual for the purposes of the operations of the organisation but does not include an identifier that consists only of the individual's name; "illness" means a physical, mental or psychological illness and includes a suspected illness; 20 "information privacy principle" or "IPP" means an information privacy principle set out in Schedule 3; "judicial office" includes an office as a member of a tribunal; "law enforcement agency" means -- (a) the Australian Crime Commission established by the 25 Australian Crime Commission Act 2002 (Commonwealth); or (b) the board established under the Criminal Law (Mentally Impaired Accused) Act 1996 section 41; or (c) the board established under the Sentence 30 Administration Act 2003 section 102; or (d) the board established under the Young Offenders Act 1994 section 151; or page 6 Information Privacy Bill 2007 Preliminary Part 1 s. 4 (e) the Commissioner for Public Sector Standards appointed under the Public Sector Management Act 1994; or (f) the Commissioner for State Revenue; or 5 (g) the Corruption and Crime Commission; or (h) the department of the Public Service principally assisting the Minister administering the Police Act 1892 in its administration; or (i) the department of the Public Service principally 10 assisting the Minister administering the Sentence Administration Act 2003 Part 8 in its administration; or (j) the Director of Public Prosecutions appointed under the Director of Public Prosecutions Act 1991; or 15 (k) the Police Force of Western Australia, the Australian Federal Police or the police force of another State or a Territory; or (l) a person, body or office prescribed by the regulations for the purposes of this definition, 20 and, in relation to a health privacy principle, includes the Office of Health Review established under the Health Services (Conciliation and Review) Act 1995 and a registration board; "law enforcement functions" means functions that relate to 25 one or more of the following -- (a) the prevention, detection, investigation, prosecution or punishment of criminal offences or breaches of a law imposing a penalty or sanction; (b) the enforcement of laws relating to the confiscation 30 of the proceeds of crime; (c) the protection of public revenue; (d) the prevention, detection, investigation or remedying of seriously improper conduct; page 7 Information Privacy Bill 2007 Part 1 Preliminary s. 4 (e) the preparation for, or conduct of, proceedings before a court or implementation of the orders of a court; "legal representative", in relation to a deceased individual, means a person who is an executor or administrator of the 5 deceased individual's estate; "licensing agency" means a person, body or office prescribed for the purposes of this definition; "licensing functions" means functions that relate to -- (a) the grant, suspension or cancellation of licences, 10 registrations, permits or other authorisations (however described); or (b) the administration of a licensing scheme, registration scheme or similar scheme; "member of staff" means -- 15 (a) a person appointed under section 116(1); or (b) a person whose services are used under section 116(4); "mental disability" has the meaning given in the Guardianship and Administration Act 1990 section 3(1); 20 "organisation" means a public organisation or a private organisation; "Parliamentary Commissioner" means the Parliamentary Commissioner for Administrative Investigations appointed under the Parliamentary Commissioner Act 1971; 25 "parliamentary secretary" means -- (a) the parliamentary secretary of the Cabinet; or (b) a parliamentary secretary holding office under the Constitution Acts Amendment Act 1899 section 44A; "personal information" has the meaning given in section 6; 30 "private organisation" means -- (a) an individual; or (b) a body corporate; or page 8 Information Privacy Bill 2007 Preliminary Part 1 s. 4 (c) a partnership; or (d) a trust; or (e) an unincorporated association or body, that is not a public organisation, an exempt organisation or 5 a small business operator (within the meaning given in the Privacy Act 1988 (Commonwealth) section 6D); "public health agency" means -- (a) the department of the Public Service principally assisting the Minister administering the Health 10 Act 1911 in its administration; or (b) a board as defined in the Hospitals and Health Services Act 1927 section 2; or (c) a person, body or office prescribed by the regulations for the purposes of this definition; 15 "public organisation" means -- (a) a person, body or office referred to in Schedule 1; or (b) a contractor, but does not include an exempt organisation; "public service officer" has the meaning given in the Public 20 Sector Management Act 1994 section 3(1); "record" means any record of information however recorded and includes the following -- (a) any paper or other material, including affixed papers on which there is writing; 25 (b) any map, plan, diagram or graph; (c) any drawing, pictorial or graphic work, or photograph; (d) any paper or other material on which there are marks, figures, symbols or perforations having a meaning for 30 persons qualified to interpret them; page 9 Information Privacy Bill 2007 Part 1 Preliminary s. 5 (e) any article or material from which sounds, images or writing can be reproduced whether or not with the aid of some other article or device; (f) any article on which information has been stored or 5 recorded, either mechanically, magnetically or electronically; "registration board" means a body that is listed in the Health Services (Conciliation and Review) Act 1995 Schedule 1; "relative" of an individual means -- 10 (a) the individual's spouse or de facto partner; or (b) a parent, step-parent or grandparent of the individual; or (c) a child, step-child or grandchild of the individual; or (d) a brother, sister, step-brother or step-sister of the 15 individual; "remuneration" has the meaning given in the Salaries and Allowances Act 1975 section 4(1); "wellbeing" has the meaning given in the Children and Community Services Act 2004 section 3. 20 (2) A reference in this Act to an IPP followed by a designation is a reference to the provision with that designation in Schedule 3. (3) A reference in this Act to an HPP followed by a designation is a reference to the provision with that designation in Schedule 4. (4) A reference in this Act to the Commissioner's functions 25 includes a reference to functions given to the Commissioner under the FOI Act. 5. Meaning of "health information" (1) Health information is -- (a) information or an opinion about -- 30 (i) the physical, mental or psychological health (at any time) of an individual; or page 10 Information Privacy Bill 2007 Preliminary Part 1 s. 6 (ii) a disability (at any time) of an individual; or (iii) an individual's expressed wishes about the future provision of health services to him or her; or (iv) a health service provided, or to be provided, to 5 an individual, that is also personal information; or (b) other personal information collected to provide, or in providing, a health service; or (c) other personal information about an individual collected 10 in connection with the donation, or intended donation, by the individual of his or her body tissue; or (d) other personal information, including genetic information, about an individual in a form which is, or could be, predictive of the health of the individual or 15 any other individual. (2) In subsection (1)(c) -- "body tissue" includes an organ or part of the human body or a substance extracted from, or from a part of, the human body. 20 (3) Health information does not include information, or a class of information, that is prescribed as exempt health information. 6. Meaning of "personal information" (1) Personal information is information or an opinion, whether true or not, and whether recorded in a material form or not, about an 25 individual, whether living or dead -- (a) whose identity is apparent or can reasonably be ascertained from the information or opinion; or (b) who can be identified by reference to an identifier or an identifying particular such as a fingerprint, retina print 30 or body sample. page 11 Information Privacy Bill 2007 Part 1 Preliminary s. 7 (2) Personal information does not include -- (a) information about an individual who has been dead for more than 30 years; or (b) information about an individual who -- 5 (i) is included in a witness protection program as defined in the Witness Protection (Western Australia) Act 1996 section 3(1); or (ii) is the subject of witness protection arrangements made under another written law; 10 or (c) information about an individual arising out of a Royal Commission established under the Royal Commissions Act 1968; or (d) information about an individual that is contained in an 15 appropriate disclosure of public interest information made under the Public Interest Disclosure Act 2003; or (e) information about an individual that is contained in a document containing matter that is exempt matter under the FOI Act Schedule 1 clause 1; or 20 (f) information about an individual that is of a class, or is contained in a document of a class, prescribed for the purposes of this subsection. 7. When information is held (1) In this section -- 25 "entity" means a public organisation, a private organisation or an exempt organisation; "officer" of an entity includes -- (a) the principal officer of the entity; and (b) a director of the entity; and 30 (c) a member of the entity; and page 12 Information Privacy Bill 2007 Preliminary Part 1 s. 8 (d) a person employed in, by, or for the purposes of, the entity. (2) For the purposes of this Act, an entity holds personal information or health information if the information is contained 5 in a document that is in the possession or under the control of the entity, whether alone or jointly with other persons or bodies, including a document to which the entity is entitled to access and a document in the possession or under the control of an officer of the entity in his or her capacity as such an officer. 10 (3) For the purposes of this Act, an entity holds a health record if the health record is in the possession or under the control of the entity, whether alone or jointly with other persons or bodies, including a health record to which the entity is entitled to access and a health record in the possession or under the control of an 15 officer of the entity in his or her capacity as such an officer. 8. Related public organisations A person is not to be regarded as a separate public organisation by reason of -- (a) holding office as a member or other officer of a public 20 organisation; or (b) holding an office established for the purposes of a public organisation. 9. Application to courts, registries and judicial officers (1) Nothing in this Act applies to the handling of personal 25 information or health information by a court unless the information relates to matters of an administrative nature. (2) For the purposes of this Act a registry or other office of a court and the staff of such a registry or other office are part of the court. 30 (3) A person holding a judicial office or other office pertaining to a court, being an office established by the written law establishing page 13 Information Privacy Bill 2007 Part 1 Preliminary s. 10 the court, is not a public organisation and is not included in a public organisation. 10. Publicly available information Nothing in this Act applies to personal information or health 5 information contained in a document that is -- (a) available for purchase by the public or free distribution to the public; or (b) available for inspection (whether for a fee or charge or not) under a written law; or 10 (c) a State archive to which a person has a right to be given access under the State Records Act 2000 Part 6 despite the FOI Act; or (d) publicly available library material held by public organisations for reference purposes; or 15 (e) made or acquired by an art gallery, museum or library and preserved for public reference or exhibition purposes. 11. Application of certain privacy principles to law enforcement agencies and child protection agencies 20 (1) A law enforcement agency does not have to comply with IPP 1, IPP 2, IPP 6, IPP 8, HPP 1, HPP 2, HPP 6 or HPP 8 if it believes on reasonable grounds that the non-compliance is necessary for the purposes of one or more of its, or any other law enforcement agency's, law enforcement functions. 25 (2) A child protection agency does not have to comply with IPP 1, IPP 2, IPP 6, IPP 8, HPP 1, HPP 2, HPP 6 or HPP 8 if it believes on reasonable grounds that the non-compliance is necessary -- (a) for the purposes of one or more of its, or any other child 30 protection agency's, child protection functions; or (b) in connection with the conduct of proceedings commenced, or about to be commenced, in any court. page 14 Information Privacy Bill 2007 Preliminary Part 1 s. 12 12. Relationship to FOI Act and State Records Act 2000 Nothing in this Act affects the operation of the FOI Act or the State Records Act 2000. 13. Nature of rights created by this Act 5 Except to the extent expressly provided by this Act -- (a) nothing in this Act or an approved code of practice gives rise to a cause of action or creates an enforceable right; and (b) a contravention of this Act or an approved code of 10 practice does not give rise to an offence. 14. Act binds Crown This Act binds the Crown in right of the State and, so far as the legislative power of the State permits, the Crown in its other capacities. page 15 Information Privacy Bill 2007 Part 2 Personal information privacy s. 15 Part 2 -- Personal information privacy 15. Information privacy principles (1) The information privacy principles are set out in Schedule 3. (2) If there is an inconsistency between an IPP and an approved 5 code of practice, the code of practice prevails to the extent of the inconsistency. (3) If there is an inconsistency between an IPP and another enactment, the other enactment prevails to the extent of the inconsistency. 10 16. Application of information privacy principles (1) The information privacy principles apply to a public organisation unless this Act or another enactment expressly provides otherwise. (2) The application of an IPP to a public organisation may be 15 modified by an approved code of practice. (3) The information privacy principles do not apply to personal information that is also health information. (4) IPP 1 and IPP 3 (so far as it relates to the collection of personal information) apply only in relation to the collection of personal 20 information on or after the commencement of this section. (5) IPP 2, IPP 3 (so far as it relates to personal information used or disclosed), IPP 4, IPP 5, IPP 6 and IPP 8 apply in relation to personal information held by a public organisation regardless of whether the organisation holds the information as a result of 25 collection occurring before, on or after the commencement of this section. page 16 Information Privacy Bill 2007 Personal information privacy Part 2 s. 17 17. Public organisations to comply with information privacy principles A public organisation must not do any thing, or engage in any practice, that contravenes an IPP that applies to the public 5 organisation. page 17 Information Privacy Bill 2007 Part 3 Health information privacy Division 1 Health privacy principles s. 18 Part 3 -- Health information privacy Division 1 -- Health privacy principles 18. Health privacy principles (1) The health privacy principles are set out in Schedule 4. 5 (2) If there is an inconsistency between an HPP and an approved code of practice, the code of practice prevails to the extent of the inconsistency. (3) If there is an inconsistency between an HPP and another enactment, the other enactment prevails to the extent of the 10 inconsistency. 19. Application of health privacy principles (1) The health privacy principles apply to an organisation that is a health service provider or collects, holds or uses health information unless this Act or another enactment expressly 15 provides otherwise. (2) The application of an HPP to an organisation may be modified by an approved code of practice. (3) HPP 1 and HPP 3 (so far as it relates to the collection of health information) apply only in relation to the collection of health 20 information on or after the commencement of this section. (4) HPP 2, HPP 3 (so far as it relates to health information used or disclosed), HPP 4, HPP 5, HPP 6, HPP 8, HPP 9 and HPP 10 apply in relation to health information held by an organisation regardless of whether the organisation holds the information as 25 a result of collection occurring before, on or after the commencement of this section. page 18 Information Privacy Bill 2007 Health information privacy Part 3 Health privacy principles Division 1 s. 20 20. Organisations to comply with health privacy principles (1) In this section -- "transitional period" means -- (a) the period that ends on the second anniversary of the 5 commencement of this section; or (b) any extension of that period under subsection (4) in relation to a specified contract. (2) An organisation must not do any thing, or engage in any practice, that contravenes an HPP that applies to the 10 organisation. (3) Subsection (2) does not apply to the doing of any thing, or the engaging in of any practice, by an organisation that, but for this subsection, would constitute a contravention of HPP 1 or HPP 2, if -- 15 (a) doing the thing or engaging in the practice is necessary for the performance of a contract to which the organisation is a party that was entered into by the organisation before the commencement of this section; and 20 (b) the thing is done or the practice is engaged in before the end of the transitional period. (4) On the application of an organisation before the expiry of the transitional period, the Commissioner may extend that period in relation to a specified contract if he or she is satisfied that the 25 organisation is doing its best -- (a) to comply with HPP 1 or HPP 2 consistent with its obligations under the contract; and (b) to seek to have the contract renegotiated to enable the organisation to comply fully with HPP 1 or HPP 2. page 19 Information Privacy Bill 2007 Part 3 Health information privacy Division 2 Access to health records s. 21 Division 2 -- Access to health records Subdivision 1 -- Preliminary 21. Application of Division (1) This Division does not apply to a health record held by an 5 organisation if the organisation is an agency for the purposes of the FOI Act. (2) This Division applies to a health record held by an organisation regardless of whether the health record contains health information collected before or after the commencement of this 10 Division. Subdivision 2 -- Right of access and access applications 22. Right of access (1) Subject to and in accordance with this Division, an individual has a right to be given access to a health record relating to the 15 individual that is held by an organisation. (2) Subject to this Division, an individual's right to be given access is not affected by -- (a) any reasons the individual has for wishing to obtain access; or 20 (b) an organisation's belief as to what are the individual's reasons for wishing to obtain access. 23. Access application (1) An individual who wishes to obtain access to a health record relating to the individual that is held by an organisation may 25 make an application to the organisation. (2) If the circumstances of the individual require it, the organisation must take reasonable steps to help the individual make an access application in a manner that complies with this Division. page 20 Information Privacy Bill 2007 Health information privacy Part 3 Access to health records Division 2 s. 24 (3) In particular, if an access application does not comply with the requirements of section 24 the organisation must take reasonable steps under subsection (2) to help the individual to change the application so that it complies with those 5 requirements. 24. How access application is made (1) An access application must -- (a) be in writing; and (b) give enough information to enable the health record to 10 be identified; and (c) give an address in Australia to which notices under this Division can be sent; and (d) give any other information or details required under the regulations; and 15 (e) be accompanied by any application fee payable under the regulations. (2) An access application may request that access to the health record be given in a particular way described in section 38. 25. Withdrawal of access application 20 An access applicant may withdraw an access application by giving a written notice to that effect to the organisation. Subdivision 3 -- Procedure for dealing with access applications 26. Decisions as to access and charges (1) In this section -- 25 "permitted period" means the period of 45 days after the relevant access application is received or such other period as is agreed between the organisation and the access applicant or allowed by the Commissioner under subsection (4) or (5). page 21 Information Privacy Bill 2007 Part 3 Health information privacy Division 2 Access to health records s. 27 (2) Subject to this Subdivision, an organisation must deal with an access application as soon as is practicable (and, in any event, before the end of the permitted period) by -- (a) considering the application and deciding -- 5 (i) whether to give or refuse access to the requested health record; and (ii) any charge payable for dealing with the application; and 10 (b) giving the access applicant written notice of the decision in accordance with section 40. (3) If an access applicant does not receive notice under subsection (2)(b) within the permitted period the organisation is taken to have refused, at the end of that period, to give access to 15 the health record and the access applicant is taken to have received written notice of that refusal on the day on which that period ended. (4) On the application of an access applicant, the Commissioner may reduce the time allowed to an organisation to comply with 20 subsection (2). (5) On the application of an organisation, the Commissioner, on being satisfied that the organisation has attempted to comply with subsection (2) within 45 days but that it is impracticable, in the circumstances, for it to comply within that time, may allow 25 the organisation an extension of time to comply on such conditions as the Commissioner thinks fit. (6) If an extension of time is allowed under subsection (5) the organisation must give written notice of the extension to the access applicant as soon as is practicable. 30 27. Organisation may request consultation or further information (1) In order to deal with an access application the organisation may in a written notice given to the access applicant request the page 22 Information Privacy Bill 2007 Health information privacy Part 3 Access to health records Division 2 s. 28 applicant to consult with, or provide further information to, the organisation about the application. (2) A notice under subsection (1) must -- (a) give details of the access application; and 5 (b) state that the notice is given under this section; and (c) state the name and designation of the officer of the organisation who must be consulted or informed. (3) An organisation is not allowed under subsection (1) -- (a) to request the access applicant to provide information as 10 to the access applicant's reasons for wishing to obtain access to the requested health record; or (b) to inquire as to those reasons in the course of consultation. 28. Ambit of access application may be reduced by agreement 15 If it is apparent from the terms of an access application that the access applicant seeks information of a certain kind contained in a health record held by the organisation, the organisation may, with the agreement of the access applicant, deal with the access application as if it were an application relating only to that part 20 of the health record that contains information of that kind. 29. Charges for access to health records (1) Any charge that is required to be paid by an access applicant before access to a health record is given, must be calculated by an organisation in accordance with the following principles or, 25 where those principles require, must be waived -- (a) a charge may be made for the time taken to search for the health record to which access is requested but any such charge -- (i) must be fixed on an hourly rate basis; and page 23 Information Privacy Bill 2007 Part 3 Health information privacy Division 2 Access to health records s. 30 (ii) must not cover additional time, if any, spent by the organisation in searching for a health record that was lost or misplaced; (b) a charge may be made for the reasonable costs incurred 5 by an organisation in -- (i) supervising the inspection of a health record; or (ii) giving a copy of a health record; or (iii) giving a summary or explanation of the information contained in a health record; 10 (c) a charge must be waived or be reduced if the access applicant is impecunious; (d) a charge must not exceed such amount as may be prescribed from time to time. (2) Subject to section 31, an organisation must not require payment 15 of a charge before it notifies the access applicant of its decision to give access to a health record. 30. Estimate of charges (1) When making an access application the access applicant may request an estimate of the charges that might be payable for 20 dealing with the application. (2) If a request is made under subsection (1) the organisation must notify the access applicant of its estimate, and the basis on which its estimate is made, as soon as is practicable. (3) If the organisation estimates that the charges for dealing with 25 the access application might exceed the prescribed amount then, whether or not a request has been made under subsection (1), the organisation must give the access applicant a notice that -- (a) sets out its estimate, and the basis on which its estimate is made; and 30 (b) asks whether the access applicant wishes to proceed with the application; and page 24 Information Privacy Bill 2007 Health information privacy Part 3 Access to health records Division 2 s. 31 (c) gives details of the effect of section 32(1)(b). (4) Unless a greater amount is prescribed by regulation, $60 is the "prescribed amount" for the purposes of subsection (3). 31. Advance deposits 5 (1) An organisation may, in a notice given to an access applicant under section 30(3), require the applicant to pay a deposit of a prescribed amount or at a prescribed rate on account of the charges for dealing with the access application. (2) If payment of a deposit is required, the organisation must, at the 10 request of the access applicant, discuss with the applicant practicable alternatives for changing the access application or reducing the anticipated charges, including reduction of the charges if the applicant waives, either conditionally or unconditionally, the need for compliance by the organisation 15 with the time limit imposed by section 26(2). (3) If payment of a deposit is required, the notice referred to in subsection (2) must also give details of -- (a) the rights of the access applicant under Part 5 and the procedure to be followed to exercise those rights; and 20 (b) the effect of section 32(2)(b). 32. Failure of access applicant to notify intention or pay deposit (1) If an organisation has given an access applicant a notice under section 30(3) -- (a) the period commencing on the day on which the notice 25 was given, and ending on the day on which the organisation is notified that the applicant intends to proceed with the access application, is to be disregarded for the purposes of section 26(1); and (b) if intention to proceed is not notified within 30 days (or 30 such further time as the organisation allows) after the day on which the notice was given, the applicant is to be taken to have withdrawn the access application. page 25 Information Privacy Bill 2007 Part 3 Health information privacy Division 2 Access to health records s. 33 (2) If the notice referred to in subsection (1) requires the access applicant to pay a deposit -- (a) the period commencing on the day on which the notice was given, and ending on the day on which the deposit 5 is paid, is to be disregarded for the purposes of section 26(1); and (b) if the deposit is not paid within 30 days (or such further time as the organisation allows) after the day on which the notice was given, the applicant is to be taken to have 10 withdrawn the access application. (3) Any period during which the requirement to pay a deposit is the subject of proceedings under Part 5 is to be disregarded for the purposes of subsection (2)(b). 33. Organisation may refuse to deal with an application in 15 certain cases (1) If an organisation considers that the work involved in dealing with the access application would divert a substantial and unreasonable portion of the organisation's resources away from its other operations, the organisation must take reasonable steps 20 to help the access applicant to change the application to reduce the amount of work needed to deal with it. (2) If after help has been given to change the access application the organisation still considers that the work involved in dealing with the application would divert a substantial and unreasonable 25 portion of the organisation's resources away from its other operations, the organisation may refuse to deal with the application. (3) An organisation may refuse to deal with an access application if the application is substantially in the same terms as one already 30 made by the access applicant to the organisation. (4) If, under subsection (2) or (3), an organisation refuses to deal with an access application, it must give the access applicant written notice of the refusal without delay. page 26 Information Privacy Bill 2007 Health information privacy Part 3 Access to health records Division 2 s. 34 (5) The notice must give details of -- (a) the reasons for the refusal and the findings on any material questions of fact underlying those reasons, referring to the material on which those findings are 5 based; and (b) the rights of the access applicant under Part 5 and the procedure to be followed to exercise those rights. 34. Giving access If an organisation decides to give access to a health record and 10 the charges imposed for dealing with the access application have been paid, the organisation must give the access applicant access to the health record. 35. Refusal of access Subject to section 36, an organisation may refuse access to a 15 health record on one or more of the following grounds -- (a) giving access would pose a serious threat to the life, health, safety or welfare of any individual; (b) giving access would have an unreasonable impact on the privacy of any other individual; 20 (c) the health record -- (i) relates to existing or anticipated legal proceedings between the organisation (or a person insured by the organisation) and the access applicant, and the health record would not 25 be accessible by the process of discovery in those proceedings; or (ii) is otherwise subject to legal professional privilege; (d) giving access would reveal the intentions of the 30 organisation in relation to negotiations, other than about the provision of a health service, with the access page 27 Information Privacy Bill 2007 Part 3 Health information privacy Division 2 Access to health records s. 36 applicant in such a way as to expose the organisation unreasonably to disadvantage; (e) giving access would be unlawful; (f) refusal of access is required or authorised by or under 5 law; (g) giving access would be likely to prejudice an investigation of possible unlawful activity; (h) giving access would be likely to prejudice a function performed by or on behalf of a law enforcement agency. 10 36. Access to edited copy of health record (1) If an access application requests access to a health record and -- (a) one or more of the grounds referred to in section 35 apply to particular matter contained in the health record; and 15 (b) it is practicable for the organisation to edit a copy of the health record so as to delete that matter; and (c) the organisation considers (either from the terms of the application or after consultation with the access applicant) that the applicant would wish to be given 20 access to an edited copy, the organisation must make and give access to an edited copy. (2) If an access application requests access to a health record and -- (a) the health record contains matter that may reasonably be regarded as being outside the ambit of the application; 25 and (b) it is practicable for the organisation to edit a copy of the health record so as to delete that matter; and (c) the organisation considers (either from the terms of the application or after consultation with the access 30 applicant) that the applicant would wish to be given access to an edited copy, the organisation may make and give access to an edited copy. page 28 Information Privacy Bill 2007 Health information privacy Part 3 Access to health records Division 2 s. 37 37. Health records that cannot be found or do not exist (1) An organisation may advise an access applicant, by written notice, that it is not possible to give access to a health record if -- 5 (a) all reasonable steps have been taken to find the health record; and (b) the organisation is satisfied that the health record -- (i) is in the organisation's possession but cannot be found; or 10 (ii) does not exist. (2) For the purposes of this Act the sending of a notice under subsection (1) in relation to a health record is to be regarded as a decision to refuse access to the health record. 38. Ways in which access can be given 15 (1) Subject to subsection (3), access to a health record may be given to an access applicant in one or more of the following ways -- (a) by giving a reasonable opportunity to inspect the health record; (b) by giving a copy of the health record; 20 (c) by giving a summary of the health information contained in the health record; (d) by giving an explanation of the health information contained in the health record. (2) If an access applicant has requested that access to a health 25 record be given in a particular way described in subsection (1) and access is given in some other way, the applicant is not required to pay a charge in respect of the giving of access that is greater than the charge that the applicant would have been required to pay if access had been given in the way that was 30 requested. page 29 Information Privacy Bill 2007 Part 3 Health information privacy Division 2 Access to health records s. 39 (3) If a health record contains only health information collected before the commencement of this Division, access to the health record may be given to an access applicant by giving a summary of that information. 5 (4) This section does not prevent an organisation from giving access to a health record in any way agreed on between the organisation and an access applicant. 39. Information detrimental to health of access applicant If a health record to which an organisation has decided to give 10 access contains information that, in the opinion of the organisation, may have a substantial adverse effect on the physical, mental or psychological health of the access applicant -- (a) it is sufficient compliance with this Division if access to 15 the health record is given to a suitably qualified person nominated in writing by the access applicant; and (b) the organisation may withhold access until a person who is, in the opinion of the organisation, suitably qualified is nominated. 20 40. Notice of decision The notice that an organisation gives an access applicant under section 26(2)(b) must give details of -- (a) the day on which the decision was made; and (b) the name and designation of the person who made the 25 decision; and (c) if the decision is that access is to be given to an edited copy of a health record under section 36(1) or (2) -- (i) the fact that access is to be given to an edited copy; and 30 (ii) the grounds on which matter has been deleted; and page 30 Information Privacy Bill 2007 Health information privacy Part 3 Access to health records Division 2 s. 41 (d) if the decision is to give access to a health record in a way other than the way requested by the access applicant -- the reasons for giving access that other way; and 5 (e) if the decision is to give access to a health record in the manner referred to in section 39 -- the arrangements to be made for giving access to the record; and (f) if the decision is to refuse access to a health record -- the grounds for the refusal and the findings on any 10 material questions of fact underlying those grounds, referring to the material on which those findings were based; and (g) if the decision is that the access applicant is to pay a charge to the organisation -- the amount of the charge 15 and the basis on which the amount was calculated; and (h) the rights of the access applicant under Part 5 and the procedure to be followed to exercise those rights. 41. Applications may be regarded as having been withdrawn in certain circumstances 20 (1) An organisation may in a written notice given to an access applicant (a "compliance notice") advise the applicant that the applicant may be regarded by the organisation as having withdrawn the access application if the applicant does not -- (a) comply with a request of the organisation contained in a 25 notice under section 27(1), to consult with, or provide further information to, the organisation about the access application; or (b) nominate a suitably qualified person under section 39; or (c) obtain access to the requested health record, 30 within the period of 30 days after the day on which the compliance notice was given to the applicant. page 31 Information Privacy Bill 2007 Part 3 Health information privacy Division 2 Access to health records s. 41 (2) Subsection (1)(c) applies if the access applicant has been given notice under section 26(2)(b) of the organisation's decision to give access to the requested health record. (3) A compliance notice must -- 5 (a) give details of the access application; and (b) state that the notice is given under this section and that failure to comply with it may result in the applicant being regarded as having withdrawn the access application; and 10 (c) in the case of a notice under subsection (1)(a), give details of the notice under section 27(1) that it refers to; and (d) in the case of a notice under subsection (1)(b), state the name and designation of the officer of the organisation 15 who must be consulted or informed; and (e) in the case of a notice under subsection (1)(c), state the name and designation of the officer of the organisation from whom access to the health record is to be obtained. (4) An organisation may regard an access applicant as having 20 withdrawn the access application if, within the period of 30 days after the day on which the organisation gave the applicant a compliance notice, the applicant does not -- (a) in the case of a notice under subsection (1)(a), comply with the request referred to in the notice; or 25 (b) in the case of a notice under subsection (1)(b), nominate a suitably qualified person under section 39; or (c) in the case of a notice under subsection (1)(c), obtain access to the requested health record. (5) If an organisation decides to regard an access applicant as 30 having withdrawn the access application, the organisation must give the applicant a written notice of that decision. page 32 Information Privacy Bill 2007 Health information privacy Part 3 Amendment of health records Division 3 s. 42 (6) The notice under subsection (5) must give details of -- (a) the day on which the decision was made; and (b) the name and designation of the person who made the decision; and 5 (c) the reasons for deciding to regard the access applicant as having withdrawn the access application; and (d) the rights of the access applicant under Part 5 and the procedure to be followed to exercise those rights. Division 3 -- Amendment of health records 10 Subdivision 1 -- Preliminary 42. Application of Division (1) This Division does not apply to a health record held by an organisation if the organisation is an agency for the purposes of the FOI Act. 15 (2) This Division applies to a health record held by an organisation regardless of whether the health record contains health information collected before or after the commencement of this Division. Subdivision 2 -- Right to apply for amendment and 20 amendment applications 43. Right to apply for health record to be amended (1) An individual has a right to apply to an organisation for amendment of a health record relating to the individual that is held by the organisation if the health record is inaccurate, 25 incomplete, out of date or misleading. (2) If the circumstances of the individual require it, the organisation must take reasonable steps to help the individual make an amendment application in a manner that complies with this Division. page 33 Information Privacy Bill 2007 Part 3 Health information privacy Division 3 Amendment of health records s. 44 (3) In particular, if an amendment application does not comply with the requirements of section 44 the organisation must take reasonable steps under subsection (2) to help the individual to change the application so that it complies with those 5 requirements. 44. How amendment application is made (1) An amendment application must -- (a) be in writing; and (b) give enough information to enable the health record to 10 be identified; and (c) give details of the matters in relation to which the amendment applicant believes the health record is inaccurate, incomplete, out of date or misleading; and (d) give the amendment applicant's reasons for holding that 15 belief; and (e) give details of the amendment that the amendment applicant wishes to have made; and (f) give an address in Australia to which notices under this Division can be sent; and 20 (g) give any other information or details required under the regulations. (2) For the purposes of subsection (1)(e) the amendment application must state whether the amendment applicant wishes the amendment to be made by -- 25 (a) altering information contained in the health record (otherwise than by deletion); or (b) inserting information into the health record; or (c) inserting a note into the health record, or in 2 or more of those ways. page 34 Information Privacy Bill 2007 Health information privacy Part 3 Amendment of health records Division 3 s. 45 Subdivision 3 -- Procedure for dealing with amendment applications 45. Decisions as to amendment (1) In this section -- "permitted period" means the period of 30 days after the 5 relevant amendment application is received or such other period as is agreed between the organisation and the amendment applicant or allowed by the Commissioner under subsection (4). (2) Subject to this Subdivision, an organisation must deal with an 10 amendment application as soon as is practicable (and, in any event, before the end of the permitted period) by -- (a) considering the application and deciding whether to amend the health record; and (b) giving the amendment applicant written notice of the 15 decision in accordance with section 46. (3) If an amendment applicant does not receive notice under subsection (2)(b) within the permitted period the organisation is taken to have refused, at the end of that period, to amend the health record and the amendment applicant is taken to have 20 received written notice of that refusal on the day on which that period ended. (4) On the application of an organisation, the Commissioner, on being satisfied that the organisation has attempted to comply with subsection (2) within 30 days but that it is impracticable, in 25 the circumstances, for it to comply within that time, may allow the organisation an extension of time to comply on such conditions as the Commissioner thinks fit. (5) If an extension of time is allowed under subsection (4) the organisation must give written notice of the extension to the 30 access applicant as soon as is practicable. page 35 Information Privacy Bill 2007 Part 3 Health information privacy Division 3 Amendment of health records s. 46 46. Notice of decision The notice that an organisation gives an amendment applicant under section 45(2)(b) must give details of -- (a) the day on which the decision was made; and 5 (b) the name and designation of the person who made the decision; and (c) if the decision is to amend the health record -- details of the amendment made; and (d) if the decision is to refuse to amend the health record -- 10 (i) the reasons for the refusal and the findings on any material questions of fact underlying those reasons, referring to the material on which those findings were based; and (ii) the rights of the amendment applicant under 15 Part 5 and the procedure to be followed to exercise those rights; and (iii) the right to request that a notation or attachment be made to the health record and the procedure to be followed to exercise that right. 20 47. How organisation may amend health record (1) If an organisation decides to amend a health record it may make the amendment by -- (a) altering information contained in the health record (otherwise than by deletion); or 25 (b) inserting information into the health record; or (c) inserting a note into the health record, or in 2 or more of those ways. (2) If the organisation inserts a note into the health record the note must -- 30 (a) give details of the matters in relation to which the health record is inaccurate, incomplete, out of date or misleading; and page 36 Information Privacy Bill 2007 Health information privacy Part 3 Amendment of health records Division 3 s. 48 (b) if the health record is incomplete or out of date -- set out whatever information is needed to complete it or bring it up to date. 48. Request for notation or attachment disputing accuracy of 5 health record (1) If an organisation decides not to amend a health record in accordance with an amendment application, the amendment applicant may, in writing, request the organisation to make a notation or attachment to the health record -- 10 (a) giving details of the matters in relation to which the applicant claims the health record is inaccurate, incomplete, out of date or misleading; and (b) if the amendment applicant claims the health record is incomplete or out of date -- setting out the information 15 that the applicant claims is needed to complete it or bring it up to date. (2) A request may be made under this section whether or not the amendment applicant has made a complaint in respect of the organisation's decision under Part 5. 20 (3) The organisation must comply with the request unless it considers that the notation or attachment that the amendment applicant has requested to be made to the health record is defamatory or unnecessarily voluminous. (4) If the organisation decides not to comply with the request it 25 must give the amendment applicant written notice of its decision giving details of -- (a) the reasons for the decision and the findings on any material questions of fact underlying those reasons, referring to the material on which those findings were 30 based; and (b) the rights of the amendment applicant under Part 5 and the procedure to be followed to exercise those rights. page 37 Information Privacy Bill 2007 Part 3 Health information privacy Division 3 Amendment of health records s. 49 (5) This section does not prevent the organisation from making the requested notation or attachment in an edited or abbreviated form, but the making of an edited or abbreviated notation or attachment does not constitute compliance with the request for 5 the purposes of subsection (4). 49. Other users of health record to be advised of requested amendment (1) If after a request is made under section 48 the organisation gives the health record to another person (including another 10 organisation) the organisation must give that other person a statement that a claim has been made under this Division that the health record is inaccurate, incomplete, out of date or misleading. (2) If a notation or attachment has been made under section 48 15 particulars of the notation or attachment must be included in or attached to the statement given under subsection (1). 50. Organisation may give reasons for not amending information This Division does not prevent the organisation from adding to 20 a notation or attachment made under section 48 the organisation's reasons for deciding not to amend the health record in accordance with the amendment application, or from including those reasons in, or attaching them to, a statement given under section 49(1). 25 51. No charge for application or request No fee or other charge is payable in respect of an application or request under this Division. page 38 Information Privacy Bill 2007 Health information privacy Part 3 General Division 4 s. 52 Division 4 -- General 52. Part not intended to limit access or amendment that is otherwise lawful Nothing in this Part is intended to prevent or discourage the 5 giving of access to health records, or the amendment of health records, otherwise than under this Part if that can properly be done or is permitted or required by law to be done. 53. Application on behalf of an individual (1) In this section -- 10 "application" means -- (a) an access application; or (b) an amendment application; or (c) a request referred to in HPP 9(2) or 10(1). (2) If an individual is incapable of making an application, an 15 application may be made on his or her behalf by an authorised representative of the individual. (3) For the purposes of subsection (2), an individual is incapable of making an application if he or she is incapable by reason of age, illness, physical impairment or mental disability of -- 20 (a) understanding the general nature and effect of making the application; or (b) making the application, despite the provision of reasonable assistance by another person. 54. Personal, family or household affairs 25 Nothing in this Part or an HPP applies to -- (a) the handling of health information by an individual; or (b) health information held by an individual, only for the purposes of, or in connection with, his or her personal, family or household affairs. page 39 Information Privacy Bill 2007 Part 3 Health information privacy Division 4 General s. 55 55. News media (1) In this section -- "news activity" means -- (a) the gathering of news for the purposes of 5 dissemination to the public or any section of the public; or (b) the preparation or compiling of articles or programmes of or concerning news, observations on news or current affairs for the purposes of 10 dissemination to the public or any section of the public; or (c) the dissemination to the public or any section of the public of any article or programme of or concerning any news, observations on news or current affairs; 15 "news medium" means any organisation whose business, or whose principal business, consists of a news activity. (2) Nothing in the health privacy principles applies to the handling of health information by a news medium in connection with its news activities. 20 (3) Nothing in this Part or HPP 5(2) applies to health information held by a news medium in connection with its news activities. page 40 Information Privacy Bill 2007 Codes of practice Part 4 s. 56 Part 4 -- Codes of practice 56. Terms used in this Part In this Part, unless the contrary intention appears -- "code of practice" means an information privacy code of 5 practice or a health privacy code of practice; "health privacy code of practice" means a code of practice referred to in section 58; "information privacy code of practice" means a code of practice referred to in section 57; 10 "relevant Minister" means -- (a) in relation to an information privacy code of practice, the Minister administering this Act; and (b) in relation to a health privacy code of practice, the Minister administering the Health Act 1911. 15 57. Information privacy code of practice (1) An information privacy code of practice is a code of practice that modifies the application or operation of any one or more of the information privacy principles. (2) An information privacy code of practice may apply in relation 20 to any one or more of the following -- (a) any specified personal information or class of personal information; (b) any specified activity or class of activity; (c) any specified public organisation or class of public 25 organisation. (3) An information privacy code of practice must specify -- (a) the public organisations that are bound (either wholly or to a limited extent) by it; or (b) a way of determining the public organisations that are so 30 bound. page 41 Information Privacy Bill 2007 Part 4 Codes of practice s. 58 (4) An information privacy code of practice can only apply to a public organisation if the organisation has agreed to be bound by the provisions of the code. (5) An information privacy code of practice must not modify the 5 application or operation of an IPP in relation to a public organisation unless -- (a) the organisation is not otherwise reasonably capable of complying with the IPP; and (b) the application or operation of the IPP is modified only 10 to the extent reasonably necessary to enable the organisation to comply with the IPP. (6) An information privacy code of practice may be expressed to have effect for a period specified in the code. 58. Health privacy code of practice 15 (1) A health privacy code of practice is a code of practice that modifies the application or operation of any one or more of the health privacy principles. (2) A health privacy code of practice may apply in relation to any one or more of the following -- 20 (a) any specified health information or class of health information; (b) any specified activity or class of activity; (c) any specified organisation or class of organisation. (3) A health privacy code of practice must specify -- 25 (a) the organisations that are bound (either wholly or to a limited extent) by it; or (b) a way of determining the organisations that are so bound. (4) A health privacy code of practice can only apply to an 30 organisation if the organisation has agreed to be bound by the provisions of the code. page 42 Information Privacy Bill 2007 Codes of practice Part 4 s. 59 (5) A health privacy code of practice must not modify the application or operation of an HPP in relation to an organisation unless -- (a) the organisation is not otherwise reasonably capable of 5 complying with the HPP; and (b) the application or operation of the HPP is modified only to the extent reasonably necessary to enable the organisation to comply with the HPP. (6) A health privacy code of practice may be expressed to have 10 effect for a period specified in the code. 59. Preparation of code of practice by organisation (1) A public organisation may prepare an information privacy code of practice and submit it to the Commissioner. (2) An organisation may prepare a health privacy code of practice 15 and submit it to the Commissioner. (3) In preparing a code of practice an organisation may -- (a) consult with any person or body it considers appropriate; and (b) seek comment from members of the public. 20 60. Preparation of code of practice by Commissioner (1) The Commissioner may prepare a code of practice. (2) In preparing a code of practice the Commissioner may -- (a) consult with any person or body the Commissioner considers appropriate; and 25 (b) seek comment from members of the public. 61. Submission of code of practice to relevant Minister (1) The Commissioner may submit to the relevant Minister for approval a code of practice -- (a) submitted to the Commissioner under section 59; or page 43 Information Privacy Bill 2007 Part 4 Codes of practice s. 62 (b) prepared by the Commissioner under section 60. (2) Before submitting a code of practice referred to in subsection (1)(a) the Commissioner -- (a) may consult with any person or body the Commissioner 5 considers appropriate; and (b) must have regard to the extent to which members of the public have been given an opportunity to comment on the code of practice. 62. Approval of code of practice 10 (1) The relevant Minister may, by notice published in the Gazette, approve a code of practice submitted under section 61(1) or refuse to approve it. (2) The relevant Minister must not give approval unless he or she is satisfied that the code of practice complies with the 15 requirements of section 57 or 58, as the case requires. 63. Publication and operation of approved code of practice An approved code of practice -- (a) must be published in the Gazette; and (b) comes into operation on the day on which it is so 20 published or on any later day specified in it. 64. Amendment, revocation or replacement of approved code of practice (1) The relevant Minister may, by notice published in the Gazette, approve the amendment, replacement or revocation of an 25 approved code of practice. (2) Sections 59, 60, 61, 62(2) and 63 apply in relation to an amendment or replacement of an approved code of practice as if references in them to a code of practice were references to an amendment or replacement. page 44 Information Privacy Bill 2007 Codes of practice Part 4 s. 65 (3) If the revocation of an approved code of practice is approved under subsection (1), the revocation takes effect on the day on which the notice is published in the Gazette or on any later day specified in the notice. 5 65. Organisation to comply with applicable code of practice An organisation must not do any thing, or engage in any practice, that contravenes an applicable code of practice. 66. Register (1) The Commissioner must keep a register of approved codes of 10 practice. (2) The register is to be kept in the form and manner determined by the Commissioner. (3) A person may during business hours -- (a) inspect the register; and 15 (b) obtain a copy of, or an extract from, any part of the register on payment of the prescribed fee, if any. page 45 Information Privacy Bill 2007 Part 5 Complaints Division 1 Preliminary s. 67 Part 5 -- Complaints Division 1 -- Preliminary 67. Terms used in this Part In this Part -- 5 "access decision" means a decision -- (a) to give access to an edited copy of a health record; or (b) to refuse access to a health record; or (c) to give access to a health record in a way other than in the way requested by the access applicant; or 10 (d) to give access to a health record in the manner referred to in section 39 or withhold access under that section; or (e) to regard, under section 41, an access applicant as having withdrawn an access application; or 15 (f) to impose a charge or require the payment of a deposit in relation to an access application; "amendment decision" means a decision -- (a) not to amend a health record in accordance with an amendment application; or 20 (b) not to comply with a request by an amendment applicant to make a notation or attachment to a health record; "complainant", in relation to a complaint, means the individual by or on whose behalf the complaint is made; 25 "conciliation proceedings" means proceedings conducted by the Commissioner to deal with a complaint; "conciliation proceedings record" means a document prepared under section 80(1) or (3); "conciliation requirement" has the meaning given in 30 section 80(1)(b); page 46 Information Privacy Bill 2007 Complaints Part 5 Preliminary Division 1 s. 68 "conciliator" has the meaning given in section 79(5)(b); "deal with" a complaint means, in the case of the Commissioner, to endeavour to resolve the complaint by conciliation; 5 "protected matter" means matter contained in a health record that gives rise to a ground for refusal of access to the health record under section 35; "respondent" means -- (a) in the case of a complaint about an alleged 10 interference with privacy, the organisation that is alleged to have done the act or engaged in the practice to which the complaint relates; or (b) in the case of a complaint about an access decision or an amendment decision, the organisation that made 15 the decision; or (c) in the case of a complaint about an alleged contravention of a conciliation requirement, the organisation that is alleged to have contravened the requirement; 20 "Tribunal" means the State Administrative Tribunal. 68. What constitutes an interference with privacy For the purposes of this Part an interference with the privacy of an individual occurs if -- (a) a public organisation does any thing or engages in any 25 practice in relation to personal information about the individual that contravenes the obligation in section 17; or (b) an organisation does any thing or engages in any practice in relation to health information about the 30 individual that contravenes the obligation in section 20; or (c) an organisation does any thing or engages in any practice in relation to personal information or health page 47 Information Privacy Bill 2007 Part 5 Complaints Division 2 Complaints and procedure for dealing with them s. 69 information about the individual that contravenes the obligation in section 65. Division 2 -- Complaints and procedure for dealing with them 69. Complaints 5 A complaint may be made to the Commissioner about -- (a) an alleged interference with the privacy of an individual; or (b) an access decision; or (c) an amendment decision; or 10 (d) an alleged contravention of a conciliation requirement. 70. Who may make a complaint (1) A complaint about an alleged interference with the privacy of an individual may be made by the individual concerned. (2) A complaint about an access decision may be made by the 15 access applicant. (3) A complaint about an amendment decision may be made by the amendment applicant. (4) A complaint about an alleged contravention of a conciliation requirement may be made by the person who was the 20 complainant in the conciliation proceedings to which the relevant conciliation proceedings record relates. 71. Complaint on behalf of an individual (1) If an individual is incapable of making a complaint, a complaint may be made on his or her behalf by an authorised 25 representative of the individual. (2) For the purposes of subsection (1), an individual is incapable of making a complaint if he or she is incapable by reason of age, illness, physical impairment or mental disability of -- (a) understanding the general nature and effect of making 30 the complaint; or page 48 Information Privacy Bill 2007 Complaints Part 5 Complaints and procedure for dealing with them Division 2 s. 72 (b) making the complaint, despite the provision of reasonable assistance by another person. 72. How and when a complaint can be made (1) A complaint must -- 5 (a) be in writing; and (b) give particulars of the alleged interference with privacy, access decision, amendment decision or alleged contravention of a conciliation requirement, as the case requires; and 10 (c) give an address in Australia to which notices under this Act can be sent; and (d) give any other information or details required under the regulations; and (e) be lodged at the office of the Commissioner. 15 (2) A complaint about an alleged interference with privacy may be lodged within 6 months after the day on which the complainant first became aware of the alleged interference. (3) A complaint about an access decision or amendment decision may be lodged within 6 months after the complainant received 20 written notice of the decision. (4) A complaint about an alleged contravention of a conciliation requirement may be lodged within 6 months after the day on which the complainant first became aware of the alleged contravention. 25 (5) The Commissioner may allow a complaint to be lodged after the period mentioned in subsection (2), (3) or (4) has expired. page 49 Information Privacy Bill 2007 Part 5 Complaints Division 2 Complaints and procedure for dealing with them s. 73 73. Commissioner may decide not to deal with a complaint (1) The Commissioner may, at any time after receiving a complaint, decide not to deal with the complaint, or to stop dealing with the complaint, because -- 5 (a) it was lodged after the expiry of the period mentioned in section 72(2), (3) or (4) or any further period allowed by the Commissioner under section 72(5); or (b) it does not relate to a matter the Commissioner has power to deal with; or 10 (c) it is frivolous, vexatious, misconceived or lacking in substance; or (d) the complainant has not complained to the respondent about the alleged interference with privacy, access decision, amendment decision or alleged contravention 15 of a conciliation requirement and the Commissioner considers that it would be appropriate for the respondent to deal with the complaint; or (e) the complainant has complained to the respondent about the alleged interference with privacy, access decision, 20 amendment decision or alleged contravention of a conciliation requirement and the Commissioner considers that the respondent -- (i) has dealt adequately with the complaint; or (ii) is dealing adequately with the complaint; or 25 (iii) has not yet had an adequate opportunity to deal with the complaint; or (f) in the case of an alleged interference with privacy or alleged contravention of a conciliation requirement, the 30 complainant has made a complaint about the alleged interference or alleged contravention to the Parliamentary Commissioner and that complaint is, or has been, the subject of an investigation under the Parliamentary Commissioner Act 1971. page 50 Information Privacy Bill 2007 Complaints Part 5 Complaints and procedure for dealing with them Division 2 s. 74 (2) If the Commissioner decides not to deal with the complaint, or to stop dealing with the complaint, the Commissioner must inform the complainant, by notice in writing, of -- (a) the decision; and 5 (b) the reasons for the decision; and (c) the rights, if any, of the complainant under section 75. 74. Referral of complaint to respondent in certain circumstances (1) If -- 10 (a) the Commissioner has given a complainant a notice under section 73(2); and (b) the reason for the Commissioner's decision is a reason referred to in section 73(1)(d) or (e)(ii) or (iii), the Commissioner must -- 15 (c) refer the complaint to the respondent and ask the respondent to deal with, or continue to deal with, the complaint; and (d) notify the complainant in writing of the referral. (2) If a complaint is referred under subsection (1) -- 20 (a) the respondent must deal with, or continue to deal with, the complaint (the "initial complaint"); and (b) the complainant is not entitled to make another complaint to the Commissioner about the alleged interference with privacy, access decision, amendment 25 decision or alleged contravention of a conciliation requirement that is the subject of the initial complaint unless -- (i) the respondent has notified the complainant in writing that the respondent has finished dealing 30 with the initial complaint; or page 51 Information Privacy Bill 2007 Part 5 Complaints Division 2 Complaints and procedure for dealing with them s. 75 (ii) a period of 3 months has elapsed since the referral of the initial complaint. 75. Referral of complaint to Tribunal if Commissioner decides not to deal with it 5 (1) If -- (a) the Commissioner has given a complainant a notice under section 73(2); and (b) the reason for the Commissioner's decision is a reason referred to in section 73(1)(a), (b), (c), (e)(i) or (f), 10 the complainant may require the Commissioner to refer the complaint to the Tribunal. (2) A requirement under subsection (1) is to be made by notice in writing served on the Commissioner within the period of 21 days after the complainant receives the notice under 15 section 73(2). (3) On receipt of a notice under subsection (2), the Commissioner must refer the complaint to the Tribunal. 76. Notification of complaint The Commissioner must notify the respondent in writing of a 20 complaint unless a decision not to deal with it has been made under section 73. 77. Withdrawal of complaint (1) A complainant may withdraw a complaint by notice in writing served on the Commissioner. 25 (2) If a complaint is withdrawn, the Commissioner must notify the respondent in writing of the withdrawal. (3) A complainant who withdraws a complaint is not entitled to make another complaint in respect of the same alleged interference with privacy, access decision, amendment decision page 52 Information Privacy Bill 2007 Complaints Part 5 Complaints and procedure for dealing with them Division 2 s. 78 or alleged contravention of a conciliation requirement without the prior written permission of the Commissioner. 78. Parties to conciliation proceedings (1) Each of the following is a party to conciliation proceedings -- 5 (a) the complainant; (b) the respondent. (2) Without limiting section 79(1), if the Commissioner is satisfied that another person or body might be affected by the outcome of conciliation proceedings the Commissioner may obtain 10 information or receive submissions from that person or body. 79. Procedure (1) In order to deal with a complaint the Commissioner may obtain information from such persons and sources, and make such investigations and inquiries, as the Commissioner thinks fit. 15 (2) Conciliation proceedings are to be conducted with as little formality and technicality, and with as much expedition, as the requirements of this Act and a proper consideration of the matters before the Commissioner permit, and the Commissioner is not bound by rules of evidence. 20 (3) The Commissioner must ensure that the parties to conciliation proceedings are given a reasonable opportunity to make submissions to the Commissioner. (4) The Commissioner may determine the procedure for conciliation proceedings and may give such directions and do 25 such other things as the Commissioner thinks fit in order to deal with the complaint. (5) Without limiting subsection (4), the Commissioner may -- (a) require the parties, or either of them, to appear before the Commissioner, either separately or together; or page 53 Information Privacy Bill 2007 Part 5 Complaints Division 2 Complaints and procedure for dealing with them s. 80 (b) nominate a person (a "conciliator") to deal with the complaint. (6) A conciliator -- (a) may require the parties, or either of them, to appear 5 before the conciliator, either separately or together; but (b) does not have power to require information or documents to be given or produced. (7) If a party is required or permitted to appear in conciliation proceedings, the party -- 10 (a) is entitled to appear personally or by an agent other than a solicitor or counsel; or (b) may, by leave of the Commissioner, be represented by a solicitor or counsel. (8) No person other than a solicitor or counsel is entitled to demand 15 or receive any fee or reward for representing a party in conciliation proceedings. (9) If the complaint is referred to the Tribunal, evidence of anything said or done in conciliation proceedings is not admissible before the Tribunal. 20 80. Conciliation proceedings record (1) If a complaint is resolved by conciliation the Commissioner, in consultation with the parties to the conciliation proceedings, must prepare a document that sets out -- (a) the terms on which the complaint is resolved; and 25 (b) any requirement that is to be complied with by the respondent (a "conciliation requirement"). (2) Without limiting subsection (1)(b) a conciliation requirement may consist of -- (a) a requirement to do a particular thing within a particular 30 period; or (b) a requirement not to do a particular thing. page 54 Information Privacy Bill 2007 Complaints Part 5 Complaints and procedure for dealing with them Division 2 s. 81 (3) If the Commissioner is of the opinion that -- (a) a complaint cannot be resolved by conciliation; or (b) his or her endeavours to resolve a complaint by conciliation have not been successful; or 5 (c) the nature of a complaint is such that it should be referred to the Tribunal, the Commissioner must prepare a document that includes a statement of the Commissioner's opinion under paragraph (a), (b) or (c). 10 (4) The Commissioner must give a copy of a document prepared under subsection (1) or (3) to each party to the conciliation proceedings. (5) If the Commissioner has given a complainant a copy of a document prepared under subsection (3), the Commissioner 15 must inform the complainant in writing of the complainant's rights under section 85. 81. Power to obtain information and documents and compel attendance (1) If the Commissioner has reason to believe that a person has 20 information or a document relevant to a complaint, the Commissioner may give to the person a written notice requiring the person -- (a) to give the information to the Commissioner in writing signed by the person or, in the case of a body corporate, 25 by an officer of the body corporate; or (b) to produce the document to the Commissioner. (2) A notice given by the Commissioner under subsection (1) must state -- (a) the place at which the information or document is to be 30 given or produced to the Commissioner; and page 55 Information Privacy Bill 2007 Part 5 Complaints Division 2 Complaints and procedure for dealing with them s. 82 (b) the time at which, or the period within which, the information or document is to be given or produced. (3) If the Commissioner has reason to believe that a person has information relevant to a complaint, the Commissioner may 5 give to the person a written notice requiring the person to appear before the Commissioner at a time and place specified in the notice to answer questions relevant to the complaint. 82. Power to examine (1) The Commissioner may administer an oath or affirmation to a 10 person required under section 81 to appear before the Commissioner and may examine such a person on oath or affirmation. (2) The oath or affirmation to be taken or made by a person for the purposes of this section is an oath or affirmation that the 15 answers the person will give will be true. 83. Commissioner to ensure non-disclosure of certain matter (1) In dealing with a complaint the Commissioner must give such directions and do such things as the Commissioner thinks necessary to avoid the disclosure of protected matter. 20 (2) The Commissioner must not include protected matter in a conciliation proceedings record. 84. Production of certain health records for inspection (1) In dealing with a complaint about an access decision the Commissioner may require an organisation to produce a health 25 record for inspection so that the Commissioner can consider whether it contains protected matter. (2) The Commissioner must do such things as the Commissioner thinks necessary to ensure that any health record produced to the Commissioner under subsection (1) is not disclosed to a 30 person other than a member of the staff of the Commissioner in the course of the performance of his or her duties as a member page 56 Information Privacy Bill 2007 Complaints Part 5 Complaints and procedure for dealing with them Division 2 s. 85 of that staff, and to ensure the return of the health record to the organisation when the complaint has been dealt with. (3) If the complaint is referred to the Tribunal, subsection (2) has effect subject to section 86. 5 85. Referral of unresolved complaint to Tribunal (1) If the Commissioner has given a complainant a copy of a conciliation proceedings record prepared under section 80(3), the complainant may require the Commissioner to refer the complaint to the Tribunal. 10 (2) A requirement under subsection (1) is to be made by notice in writing served on the Commissioner within the period of 21 days after the complainant receives the copy of the conciliation proceedings record. (3) On receipt of a notice under subsection (2), the Commissioner 15 must refer the complaint to the Tribunal. 86. Provision of information to Tribunal (1) If a complaint is referred to the Tribunal under section 75 or 85, the Commissioner must provide the following to the Tribunal -- (a) a statement of the reasons for referring the complaint to 20 the Tribunal; (b) other documents and other material in the Commissioner's possession or under the Commissioner's control and relevant to the Tribunal's consideration of the complaint. 25 (2) In the case of a referral under section 85, subsection (1)(b) extends to a copy of the conciliation proceedings record but does not extend to a document that records anything said or done in the conciliation proceedings. (3) Subsection (1) does not affect the organisation's obligation to 30 provide a statement, documents and material to the Tribunal under the State Administrative Tribunal Act 2004 section 24. page 57 Information Privacy Bill 2007 Part 5 Complaints Division 3 Tribunal's jurisdiction as to complaints s. 87 Division 3 -- Tribunal's jurisdiction as to complaints 87. Meaning of "complaint jurisdiction" In this Division -- "complaint jurisdiction" means -- 5 (a) the Tribunal's original jurisdiction, as defined in the State Administrative Tribunal Act 2004 section 3(1), in relation to an alleged interference with privacy or alleged contravention of a conciliation requirement that is the subject of a complaint referred to the 10 Tribunal under section 75 or 85; or (b) the Tribunal's review jurisdiction, as defined in the State Administrative Tribunal Act 2004 section 3(1), in relation to an access decision or amendment decision that is the subject of a complaint referred to 15 the Tribunal under section 75 or 85. 88. Presiding member of Tribunal (1) When the Tribunal is exercising its complaint jurisdiction its presiding member must be a legally qualified member. (2) Terms used in subsection (1) relating to members of the 20 Tribunal have the meanings given in the State Administrative Tribunal Act 2004 section 3(1). 89. Tribunal to ensure non-disclosure of certain matter (1) In conducting a proceeding in its complaint jurisdiction the Tribunal must avoid the disclosure of protected matter. 25 (2) If it is necessary to do so in the interests of justice, the Tribunal may by order permit a solicitor or counsel representing a party to a proceeding in its complaint jurisdiction to examine the health record to which the proceeding relates. (3) Permission may be given under subsection (2) on such terms 30 and conditions as the Tribunal thinks fit. page 58 Information Privacy Bill 2007 Complaints Part 5 Tribunal's jurisdiction as to complaints Division 3 s. 90 (4) Without limiting subsection (3), permission may be given under subsection (2) on the condition that the solicitor or counsel does not disclose, to a party to the proceeding or to another person, protected matter. 5 (5) If in the opinion of the Tribunal it is necessary to do so in order to prevent disclosure of protected matter the Tribunal may receive evidence and hear argument in the absence of the public and any party or person representing a party. (6) The Tribunal must not include protected matter in its decision or 10 in reasons given for the decision. 90. Decisions of the Tribunal (1) At the conclusion of a proceeding in its complaint jurisdiction relating to an alleged interference with privacy the Tribunal may -- 15 (a) dismiss the complaint; or (b) find the complaint or any part of it substantiated and make any one or more of the following orders -- (i) an order restraining the respondent from repeating or continuing the interference with 20 privacy; (ii) an order that the respondent perform any reasonable act or course of conduct to redress any loss or damage suffered by the complainant as a result of the interference with privacy; 25 (iii) an order that the respondent pay to the complainant a specified amount, not exceeding $40 000, by way of compensation for any loss or damage suffered by the complainant as a result of the interference with privacy; 30 or (c) find the complaint or any part of it substantiated but decline to take any further action in relation to the matter. page 59 Information Privacy Bill 2007 Part 5 Complaints Division 3 Tribunal's jurisdiction as to complaints s. 90 (2) At the conclusion of a proceeding in its complaint jurisdiction relating to an alleged contravention of a conciliation requirement the Tribunal may -- (a) dismiss the complaint; or 5 (b) find the complaint or any part of it substantiated and make an order that the respondent comply with the conciliation requirement within the period (if any) specified in the order; or (c) find the complaint or any part of it substantiated but 10 decline to take any further action in relation to the matter. (3) In a proceeding in its complaint jurisdiction relating to an access decision or amendment decision, the Tribunal has, in addition to any other power it has under the State Administrative Tribunal 15 Act 2004, power to -- (a) review any decision of the organisation in respect of the relevant access application or amendment application; and (b) decide any matter in relation to the relevant access 20 application or amendment application that could, under Part 3, have been decided by the organisation. (4) At the conclusion of a proceeding referred to in subsection (3), the Tribunal may -- (a) affirm the decision to which the complaint relates; or 25 (b) vary the decision to which the complaint relates; or (c) set aside the decision to which the complaint relates and substitute its own decision. (5) If it is established that a health record contains protected matter, the Tribunal does not have power to make a decision to the 30 effect that access is to be given to the health record. (6) Unless the Tribunal otherwise orders, a decision of the Tribunal under subsection (4) has effect from when it is made. page 60 Information Privacy Bill 2007 Complaints Part 5 Appeals Division 4 s. 91 91. Restrictions under other laws not applicable (1) No obligation to maintain secrecy or other restriction on the disclosure of information obtained by or given to organisations, whether imposed under an enactment or other law, applies to the 5 disclosure of information to the Tribunal when it is exercising its complaint jurisdiction. (2) Legal professional privilege does not apply to the production of documents or the giving of evidence by an organisation, or an officer of an organisation, to the Tribunal when it is exercising 10 its complaint jurisdiction. Division 4 -- Appeals 92. Terms used in this Division In this Division -- "appeal" means an appeal on any question of law arising out of 15 any decision of the Tribunal on a complaint referred to it under section 75 or 85; "Supreme Court" means the General Division of that court or the Court of Appeal, whichever is appropriate under the State Administrative Tribunal Act 2004 section 105. 20 93. Appeal from Tribunal's decision (1) An appeal may be brought under the State Administrative Tribunal Act 2004 section 105. (2) However there is no appeal in relation to a decision of the Tribunal as to -- 25 (a) the charges to be imposed for dealing with an access application; or (b) the payment of a deposit under section 31. (3) The State Administrative Tribunal Act 2004 section 106 applies in respect of an appeal. page 61 Information Privacy Bill 2007 Part 5 Complaints Division 4 Appeals s. 94 94. No access to health record containing exempt matter If it is established that a health record contains protected matter the Supreme Court does not have power to make a decision to the effect that access is to be given to the health record. 5 95. Power to impose terms on orders (1) Subject to subsection (2), an order or decision made by the Supreme Court on an appeal may be made on such terms and conditions (including terms and conditions as to costs) as the Supreme Court thinks fit. 10 (2) If the appellant is an organisation it bears its own costs. 96. Court to ensure non-disclosure of certain matter (1) In hearing and determining an appeal the Supreme Court must avoid the disclosure of protected matter. (2) If it is necessary to do so in the interests of justice, the Supreme 15 Court may by order permit a solicitor or counsel representing a party to an appeal to examine a health record to which the appeal relates. (3) Permission may be given under subsection (2) on such terms and conditions as the Supreme Court thinks fit. 20 (4) Without limiting subsection (3), permission may be given under subsection (2) on the condition that the solicitor or counsel does not disclose, to a party to the appeal or to another person, protected matter. (5) If in the opinion of the Supreme Court it is necessary to do so in 25 order to prevent disclosure of protected matter the Supreme Court may receive evidence and hear argument in the absence of the public and any party or person representing a party. (6) The Supreme Court must not include protected matter in its decision on an appeal or in reasons given for the decision. page 62 Information Privacy Bill 2007 Complaints Part 5 Appeals Division 4 s. 97 97. Production of documents (1) For the purpose of hearing and determining an appeal the Supreme Court may require an organisation to produce a document in evidence before it. 5 (2) The Supreme Court must ensure that the confidentiality of a document produced under this section is maintained and arrange for its return to the organisation when the appeal has been determined. 98. Restrictions under other laws not applicable 10 (1) No obligation to maintain secrecy or other restriction on the disclosure of information obtained by or given to organisations, whether imposed under an enactment or other law, applies to the disclosure of information to the Supreme Court on an appeal. (2) Legal professional privilege does not apply to the production of 15 documents or the giving of evidence by an organisation, or an officer of an organisation, to the Supreme Court on an appeal. 99. Other procedure To the extent that it is not prescribed by this Act or rules of court the procedure on an appeal may be determined by the 20 Supreme Court. page 63 Information Privacy Bill 2007 Part 6 Exchange of information s. 100 Part 6 -- Exchange of information 100. Terms used in this Part In this Part -- "agency" means -- 5 (a) a person, body or office referred to in Schedule 1; or (b) an exempt organisation; "disclosing agency" means the agency disclosing or intending to disclose information; "information" means health information or personal 10 information; "prescribed enactment" means an enactment declared by the regulations to be a prescribed enactment for the purposes of this Part; "principal officer" of an agency or a disclosing agency 15 means -- (a) in relation to a department or organisation (as defined in the Public Sector Management Act 1994 section 3(1)) -- the chief executive officer or chief employee of the department or organisation; or 20 (b) in relation to the Police Force of Western Australia -- the Commissioner of Police; or (c) in relation to a local government -- the chief executive officer of the local government; or (d) in relation to a regional local government -- the chief 25 executive officer of the regional local government; or (e) in relation to a court -- an officer of the court declared by rules of court or the regulations to be the principal officer of the court (not being a person holding judicial office or an office the functions of 30 which include judicial functions); or page 64 Information Privacy Bill 2007 Exchange of information Part 6 s. 101 (f) in relation to an agency that consists of one person (not being a court or an incorporated body) -- that person; or (g) in relation to an agency for which the regulations 5 declare an officer to be the principal officer of the agency -- that officer; or (h) in relation to any other agency -- (i) if it is an incorporated body that has no members, the person who manages the affairs 10 of the body; or (ii) if it is a body (whether incorporated or not) that is constituted by 2 or more persons, the person who is entitled to preside at any meeting of the body at which he or she is 15 present. 101. Construction of certain references for the purposes of this Part (1) In this section -- "relevant provision" means any of the following -- 20 (a) IPP 2(1)(e), (f), (g), (h) or (i); (b) IPP 2(3); (c) IPP 8; (d) HPP 2(1)(f), (g), (h), (i), (l), (m) or (n); (e) HPP 2(5); 25 (f) HPP 8. (2) For the purposes of this Part a reference in a relevant provision to an organisation or a public organisation is to be regarded as including a reference to an exempt organisation. (3) If the application or operation of a relevant provision is 30 modified by an approved code of practice by which the disclosing agency is bound, a reference in this Part to the page 65 Information Privacy Bill 2007 Part 6 Exchange of information s. 102 relevant provision is to be regarded as including a reference to each provision of the approved code of practice that modifies its application or operation. 102. Exchange of information between agencies 5 (1) An agency may disclose personal information held by the agency to another agency if -- (a) the disclosure is for the purpose for which the information was collected by the disclosing agency; or (b) an exception set out in IPP 2(1)(e), (f), (g), (h), (i) or 10 (j)(iii) or (iv) applies to the disclosure; or (c) the disclosure is permitted under IPP 2(3). (2) An agency may disclose health information held by the agency to another agency if -- (a) the disclosure is for the purpose for which the 15 information was collected by the disclosing agency; or (b) an exception set out in HPP 2(1)(f), (g), (h), (i), (l), (m), (n) or (q)(iii) or (iv) applies to the disclosure; or (c) the disclosure is permitted under HPP 2(5). (3) A decision to disclose information under this section may be 20 made by -- (a) the principal officer of the disclosing agency; or (b) an officer of the disclosing agency authorised by the principal officer for that purpose, either generally or in a particular case. 25 103. Exchange of information between agencies and other persons (1) An agency may, with the approval of the Commissioner, disclose information held by the agency to a person or body other than an agency. page 66 Information Privacy Bill 2007 Exchange of information Part 6 s. 103 (2) An application for approval may be made by -- (a) the principal officer of the disclosing agency; or (b) an officer of the disclosing agency authorised by the principal officer for that purpose, either generally or in a 5 particular case. (3) Approval may be given for the purposes of subsection (1) either generally or in respect of a particular disclosure or class of disclosure. (4) The Commissioner must not give approval for the purposes of 10 subsection (1) in relation to the disclosure of personal information unless the Commissioner is satisfied that -- (a) the disclosure is for the purpose for which the information was collected by the disclosing agency and, if the disclosure is to a person or body outside Western 15 Australia, the requirements of IPP 8 are met; or (b) an exception set out in IPP 2(1)(e), (f), (g), (h) or (i) applies to the disclosure; or (c) the disclosure is permitted under IPP 2(3). (5) The Commissioner must not give approval for the purposes of 20 subsection (1) in relation to the disclosure of health information unless the Commissioner is satisfied that -- (a) the disclosure is for the purpose for which the information was collected by the disclosing agency and, if the disclosure is to a person or body outside Western 25 Australia, the requirements of HPP 8 are met; or (b) an exception set out in HPP 2(1)(f), (g), (h), (i), (l), (m) or (n) applies to the disclosure; or (c) the disclosure is permitted under HPP 2(5). (6) The Commissioner must not give approval for the purposes of 30 subsection (1) if disclosure of the information by the agency or an officer of the agency contravenes a prescribed enactment or is required or authorised under a prescribed enactment. page 67 Information Privacy Bill 2007 Part 6 Exchange of information s. 104 104. Scope of disclosure powers (1) Sections 102 and 103 do not authorise an agency to disclose information if disclosure of the information by the agency or an officer of the agency contravenes a prescribed enactment or is 5 required or authorised under a prescribed enactment. (2) The powers conferred on an agency by sections 102 and 103 -- (a) may be exercised despite any enactment relating to confidentiality or secrecy; and (b) are in addition to any other powers the agency may have 10 to disclose information. 105. Protection from liability for disclosure If information is disclosed, in good faith, under section 102 or 103 -- (a) no civil or criminal liability is incurred in respect of the 15 disclosure; and (b) the disclosure is not to be regarded as a breach of any duty of confidentiality or secrecy imposed by law; and (c) the disclosure is not to be regarded as a breach of professional ethics or standards or as unprofessional 20 conduct. page 68 Information Privacy Bill 2007 Privacy and Information Commissioner Part 7 Office of Privacy and Information Commissioner Division 1 s. 106 Part 7 -- Privacy and Information Commissioner Division 1 -- Office of Privacy and Information Commissioner 106. Privacy and Information Commissioner (1) An office of Privacy and Information Commissioner is 5 established. (2) The office of Privacy and Information Commissioner is not an office in the Public Service. 107. Appointment of Commissioner (1) The Governor is to appoint a person to the office of Privacy and 10 Information Commissioner. (2) Subject to this Act, the Commissioner holds office for a period, not exceeding 7 years, fixed by the instrument of appointment. (3) A person who has been appointed to the office of Privacy and Information Commissioner is eligible for reappointment. 15 108. Remuneration (1) The remuneration of the Commissioner is to be determined by the Salaries and Allowances Tribunal under the Salaries and Allowances Act 1975. (2) The rate of remuneration of the Commissioner must not be 20 reduced during a term of office of the Commissioner without the Commissioner's consent. 109. Leave and other conditions of service (1) The Governor may determine -- (a) the leave of absence to which the Commissioner is 25 entitled; and (b) other terms and conditions of service that apply to the Commissioner. page 69 Information Privacy Bill 2007 Part 7 Privacy and Information Commissioner Division 1 Office of Privacy and Information Commissioner s. 110 (2) Subject to any determination under subsection (1), the Commissioner is entitled to leave of absence and other conditions of service as applicable to public service officers. 110. Resignation of Commissioner 5 The Commissioner may resign from office by giving the Governor a signed letter of resignation. 111. Removal and suspension from office (1) The Commissioner may, at any time, be removed or suspended from office by the Governor on addresses from both Houses of 10 Parliament. (2) If the Commissioner has been suspended from office under subsection (1), the suspension has effect until the Commissioner is restored to or removed from office by the Governor on addresses from both Houses of Parliament. 15 (3) Despite subsection (1), the Governor may suspend the Commissioner from office if the Governor is satisfied that the Commissioner -- (a) is incapable of performing the functions of the Commissioner properly; or 20 (b) has performed the functions of the Commissioner incompetently or has neglected to perform those functions; or (c) has been guilty of misconduct. (4) If the Commissioner has been suspended from office under 25 subsection (3), the Commissioner is restored to office by operation of this subsection if -- (a) by the end of the 7th sitting day of a House of Parliament following the day of suspension, a full statement of the grounds of the suspension has not been laid before that 30 House; or page 70 Information Privacy Bill 2007 Privacy and Information Commissioner Part 7 Office of Privacy and Information Commissioner Division 1 s. 112 (b) by the end of the relevant day for a House of Parliament, that House has not passed an address requesting the removal of the Commissioner from office. (5) In subsection (4)(b) -- 5 "relevant day" for a House of Parliament means -- (a) the 30th sitting day of that House following the day on which the statement referred to in subsection (4)(a) is laid before it; or (b) the last day of the session during which the statement 10 referred to in subsection (4)(a) is laid before that House, if that session ends before the sitting day referred to in paragraph (a). (6) The Interpretation Act 1984 section 52 does not apply to the office of Commissioner. 15 112. Deputy Privacy and Information Commissioner (1) An office of Deputy Privacy and Information Commissioner is established. (2) The office of Deputy Privacy and Information Commissioner is not an office in the Public Service. 20 (3) The Governor may, if satisfied that it is necessary or expedient to do so, appoint a person to the office of Deputy Privacy and Information Commissioner. (4) A Deputy Commissioner is to perform such functions as the Commissioner directs. 25 (5) Sections 107(2) and (3), 108, 109, 110 and 111 apply to a Deputy Commissioner as if references in those provisions to the Commissioner were references to a Deputy Commissioner. page 71 Information Privacy Bill 2007 Part 7 Privacy and Information Commissioner Division 1 Office of Privacy and Information Commissioner s. 113 113. Deputy Commissioner may act as Commissioner (1) Subject to subsection (4), if there is a Deputy Commissioner the Deputy Commissioner is to act in the office of Commissioner during a period when -- 5 (a) the Commissioner is absent from duty or is unable to perform the functions of that office for any other reason; or (b) the Commissioner is suspended from that office; or (c) that office is vacant. 10 (2) Without limiting subsection (1)(a), an inability to perform the functions of the Commissioner arises if the Commissioner has an actual or potential conflict of interest in relation to a matter to be dealt with by the Commissioner under this Act or the FOI Act. 15 (3) While a Deputy Commissioner is acting in the office of Commissioner -- (a) the Deputy Commissioner may perform the functions of the Commissioner and any act or thing done by the Deputy Commissioner in performing those functions has 20 the like effect as if it were done by the Commissioner; and (b) any act or thing that is required under a written law to be done to, by reference to or in relation to the Commissioner is taken to be effectually done if done to, 25 by reference to or in relation to the Deputy Commissioner; and (c) the Deputy Commissioner has the same immunities as the Commissioner. (4) If an Acting Commissioner has been appointed under 30 section 114 for a period mentioned in subsection (1), a Deputy Commissioner is not to act in the office of Commissioner during that period unless the Acting Commissioner is absent from duty page 72 Information Privacy Bill 2007 Privacy and Information Commissioner Part 7 Office of Privacy and Information Commissioner Division 1 s. 114 or unable to perform the functions of the Commissioner for any other reason. 114. Acting Commissioner (1) The Governor may appoint a person to act in the office of 5 Commissioner during a period mentioned in section 113(1) but a person is not to be appointed to act in that office for a period exceeding 12 months. (2) While an Acting Commissioner is acting in the office of Commissioner -- 10 (a) the Acting Commissioner may perform the functions of the Commissioner and any act or thing done by the Acting Commissioner in performing those functions has the like effect as if it were done by the Commissioner; and 15 (b) any act or thing that is required under a written law to be done to, by reference to or in relation to the Commissioner is taken to be effectually done if done to, by reference to or in relation to the Acting Commissioner; and 20 (c) the Acting Commissioner has the same immunities as the Commissioner. (3) An Acting Commissioner is entitled to such remuneration, leave of absence and other terms and conditions of service as the Governor may determine. 25 (4) An appointment under this section -- (a) may be made at any time and may be terminated at any time by the Governor; and (b) may be expressed to have effect only in the circumstances specified in the instrument of 30 appointment. page 73 Information Privacy Bill 2007 Part 7 Privacy and Information Commissioner Division 1 Office of Privacy and Information Commissioner s. 115 115. Oath or affirmation of office -- Commissioner, Deputy Commissioner and Acting Commissioner (1) Before performing the functions of Commissioner for the first time, the Commissioner, a Deputy Commissioner or an Acting 5 Commissioner must take an oath or make an affirmation that he or she will faithfully and impartially perform those functions, and that he or she will not, except in accordance with this Act or the FOI Act, divulge any information received in the performance of those functions. 10 (2) The oath or affirmation is to be administered by the Speaker of the Legislative Assembly. (3) If the office of Speaker is vacant or the Speaker is absent or otherwise unable to administer the oath or affirmation, the President of the Legislative Council is to administer the oath or 15 affirmation. (4) If subsections (2) and (3) do not enable the oath or affirmation to be administered, it is to be administered by a person appointed by the Governor for the purpose. 116. Staff of Commissioner 20 (1) The Commissioner may appoint such officers as are necessary for the performance of the Commissioner's functions. (2) Subject to this Act the remuneration, leave of absence and other terms and conditions of service of a person appointed under subsection (1) are as determined by the Commissioner. 25 (3) The Public Sector Management Act 1994 Part 3 does not apply to a person appointed under subsection (1). (4) The Commissioner may by arrangement with the employing authority, within the meaning given in the Public Sector Management Act 1994 section 5, of the officer or employee, 30 make use, either full-time or part-time, of the services of any officer or employee employed in the Public Service or in a State page 74 Information Privacy Bill 2007 Privacy and Information Commissioner Part 7 Office of Privacy and Information Commissioner Division 1 s. 117 instrumentality or otherwise in the service of the Crown in right of the State. 117. Oath or affirmation of office -- members of staff (1) Before performing functions under this Act or the FOI Act for 5 the first time, a member of staff must take an oath or make an affirmation that he or she will faithfully and impartially perform those functions, and that he or she will not, except in accordance with this Act or the FOI Act, divulge any information received in the performance of those functions. 10 (2) The oath or affirmation is to be administered by the Commissioner. 118. Rights of officers preserved (1) In this section -- "officer of the Commissioner" means a person appointed 15 under section 116(1). (2) If a person who is a public service officer is appointed as Commissioner, Deputy Commissioner or an officer of the Commissioner, the person is entitled to retain any accruing and existing rights, including any rights under the Superannuation 20 and Family Benefits Act 1938, as if service as Commissioner, Deputy Commissioner or an officer of the Commissioner were a continuation of service as a public service officer. (3) If a person ceases to be Commissioner, Deputy Commissioner or an officer of the Commissioner and becomes a public service 25 officer, the service as Commissioner, Deputy Commissioner or an officer of the Commissioner is to be regarded as service in the Public Service for the purpose of determining that person's rights as a public service officer and, if applicable, for the purposes of the Superannuation and Family Benefits Act 1938. 30 (4) If -- (a) a person immediately before appointment as Commissioner, Deputy Commissioner or an officer of page 75 Information Privacy Bill 2007 Part 7 Privacy and Information Commissioner Division 2 Functions and powers of Commissioner s. 119 the Commissioner occupied an office under the Public Sector Management Act 1994 Part 3; and (b) the person's term of office expires by effluxion of time and he or she is not reappointed, 5 the person is entitled to be appointed to an office under the Public Sector Management Act 1994 Part 3 of at least the equivalent level of classification as the office that the person occupied immediately before appointment as Commissioner, Deputy Commissioner or an officer of the Commissioner. 10 119. Offices of Commissioner and Parliamentary Commissioner can be held concurrently (1) The Commissioner may also hold the office of Parliamentary Commissioner. (2) Schedule 5 sets out provisions as to the term of office of a 15 person appointed to the offices of Commissioner and Parliamentary Commissioner, his or her conditions of service, his or her staff and other matters relevant to the operation of subsection (1). Division 2 -- Functions and powers of Commissioner 20 120. Functions of Commissioner The Commissioner has the following functions -- (a) to promote understanding of and compliance with the information privacy principles and the health privacy principles; 25 (b) to conduct or commission audits of records of personal information and health information maintained by an organisation for the purpose of ascertaining whether the records are maintained in accordance with the information privacy principles, the health privacy 30 principles or any applicable code of practice; page 76 Information Privacy Bill 2007 Privacy and Information Commissioner Part 7 Functions and powers of Commissioner Division 2 s. 121 (c) to review an organisation's procedures for the handling of personal information or health information to determine whether or not the information is being handled in accordance with this Act; 5 (d) to review an organisation's procedures -- (i) for giving access to health records under Part 3 Division 2; and (ii) for amending health records under Part 3 Division 3; 10 (e) to review the operation of approved codes of practice; (f) to examine, assess and report to the Minister on any proposed legislation that is likely to have an impact on the privacy of personal information or health information; 15 (g) to research, monitor developments in, and report to the Minister on, data processing and computer technology (including data matching and data linkage) to ensure that any adverse effects of such developments on the privacy of personal information and health information are 20 minimised; (h) to make reports and recommendations to the Minister, or the Minister responsible for the administration of a particular public organisation, on the need for, or desirability of, legislative or administrative action in the 25 interests of the privacy of personal information and health information; (i) to provide assistance to members of the public and organisations on matters relevant to this Act; (j) other functions given to the Commissioner under this 30 Act and the FOI Act. 121. General powers of Commissioner The Commissioner has all the powers that are needed for the performance of the Commissioner's functions. page 77 Information Privacy Bill 2007 Part 7 Privacy and Information Commissioner Division 2 Functions and powers of Commissioner s. 122 122. Powers relating to audit or review (1) If the Commissioner has reason to believe that a person has information or a document relevant to an audit under section 120(b) or a review under section 120(c), (d) or (e), the 5 Commissioner may give to the person a written notice requiring the person -- (a) to give the information to the Commissioner in writing signed by the person or, in the case of a body corporate, by an officer of the body corporate; or 10 (b) to produce the document to the Commissioner. (2) A notice given by the Commissioner under subsection (1) must state -- (a) the place at which the information or document is to be given or produced to the Commissioner; and 15 (b) the time at which, or the period within which, the information or document is to be given or produced. (3) If the Commissioner has reason to believe that a person has information relevant to an audit under section 120(b) or a review under section 120(c), (d) or (e), the Commissioner may 20 give to the person a written notice requiring the person to appear before the Commissioner at a time and place specified in the notice to answer questions relevant to the audit or review. (4) The Commissioner may administer an oath or affirmation to a person required under subsection (3) to appear before the 25 Commissioner and may examine such a person on oath or affirmation. (5) The oath or affirmation to be taken or made by a person for the purposes of this section is an oath or affirmation that the answers the person will give will be true. page 78 Information Privacy Bill 2007 Privacy and Information Commissioner Part 7 Functions and powers of Commissioner Division 2 s. 123 123. Commissioner to report on audit or review (1) As soon as practicable after the completion of an audit under section 120(b) or a review under section 120(c), (d) or (e) the Commissioner must -- 5 (a) prepare a report on the audit or review; and (b) give a copy of the report to each organisation affected by the audit or review. (2) The Commissioner may include in the report any recommendations that the Commissioner considers appropriate 10 as a result of the audit or review. (3) If a report includes recommendations that particular action be taken by an organisation, the Commissioner may, by written notice, request the organisation to inform the Commissioner of -- 15 (a) the steps it has taken, or proposes to take, to give effect to the recommendations; or (b) its reasons for not taking, or proposing to take, such steps. 124. Delegation 20 (1) The Commissioner may delegate to a Deputy Commissioner or a member of staff any power or duty of the Commissioner under -- (a) another provision of this Act other than section 61(1), 73(1), 75(3), 84, 85(3) or 103(1); or 25 (b) the FOI Act other than section 67(1), 67B(3), 75 or 76(3) of that Act. (2) The delegation must be in writing signed by the Commissioner. (3) A person to whom a power or duty is delegated under this section cannot delegate that power or duty. 30 (4) A person exercising or performing a power or duty that has been delegated to the person under this section, is to be taken to do so page 79 Information Privacy Bill 2007 Part 7 Privacy and Information Commissioner Division 3 Reports to Parliament s. 125 in accordance with the terms of the delegation unless the contrary is shown. (5) Nothing in this section limits the ability of the Commissioner to perform a function through an officer or agent. 5 Division 3 -- Reports to Parliament 125. Annual report under Financial Management Act 2006 to include certain information (1) In this section -- "annual report" means the annual report for a financial year 10 required under the Financial Management Act 2006 Part 5 in respect of the department taken to be constituted under section 5(1) of that Act by the administration of the Commissioner. (2) Without limiting the Financial Management Act 2006 15 section 61(1), the annual report must contain the following information for the financial year -- (a) the number of complaints received by the Commissioner; (b) the number of complaints which the Commissioner 20 decided under section 73 not to deal with, or to stop dealing with; (c) the number of complaints resolved by conciliation; (d) the number of complaints referred to the State Administrative Tribunal; 25 (e) details of any audit under section 120(b) or review under section 120(c), (d) or (e) including the following -- (i) the outcome of the audit or review; (ii) any recommendations made as a result of the audit or review; 30 (iii) any response to those recommendations; (f) details of any report made under section 120(g); page 80 Information Privacy Bill 2007 Privacy and Information Commissioner Part 7 Reports to Parliament Division 3 s. 126 (g) details of any report or recommendations made under section 120(h); (h) the information required under the FOI Act section 111(2); 5 (i) any other information that is prescribed. 126. Special reports (1) The Commissioner may, at any time, prepare a report on any matter arising in connection with the performance of the Commissioner's functions and may submit the report to both 10 Houses of Parliament. (2) If the Commissioner wants to submit a report to a House of Parliament and the House is not sitting, the Commissioner may transmit a copy of the report to the Clerk of the House. (3) A copy of a report transmitted to the Clerk of a House under 15 subsection (2) is taken to have been laid before the House. (4) The laying of a copy of a report before a House that is taken to have occurred under subsection (3) is to be reported to the House by the Clerk, and recorded in the Votes and Proceedings or Minutes of Proceedings, on the first sitting day of the House 20 after the Clerk received the copy. page 81 Information Privacy Bill 2007 Part 8 Miscellaneous s. 127 Part 8 -- Miscellaneous 127. Deceased individuals (1) In this section -- "representative" means an authorised representative or a legal 5 representative. (2) If an individual has died, a right or power conferred on an individual by Part 3 or 5, an IPP or an HPP is exercisable in relation to the deceased individual, so far as the circumstances reasonably permit, by a representative of the deceased 10 individual. 128. Capacity of authorised representative to give consent (1) If an IPP or an HPP requires the consent of an individual to the doing of any thing and the individual is incapable of giving consent, consent may be given on behalf of the individual by an 15 authorised representative of the individual. (2) For the purposes of subsection (1), an individual is incapable of giving consent if he or she is incapable by reason of age, illness, physical impairment or mental disability of -- (a) understanding the general nature and effect of giving the 20 consent; or (b) communicating the consent or refusal of consent, despite the provision of reasonable assistance by another person. 129. Protection from legal action -- access to health records (1) If access to a health record is given under a decision under this 25 Act, and the person who makes the decision believes, in good faith, when making the decision, that this Act permits or requires the decision to be made -- (a) an action for defamation or breach of confidence does not lie against the State, an organisation or an officer or page 82 Information Privacy Bill 2007 Miscellaneous Part 8 s. 130 employee of an organisation merely because of the making of the decision or the giving of access; and (b) an action for defamation or breach of confidence in respect of any publication involved in, or resulting from, 5 the giving of access does not lie against the author of the health record or any other person by reason of the author or other person having supplied the health record to an organisation. (2) Neither the giving of access to a health record under a decision 10 under this Act nor the making of such a decision is to be regarded as constituting, for the purpose of the law relating to defamation or breach of confidence, an authorisation or approval of the publication of the health record, or any matter it contains, by the person to whom access is given. 15 (3) If access to a health record is given under a decision under this Act, and the person who makes the decision believes, in good faith, when making the decision, that this Act permits or requires the decision to be made, neither the person who makes the decision nor any other person concerned in giving access to 20 the health record is guilty of an offence merely because of the making of the decision or the giving of access. 130. Restrictions under other laws not applicable (1) No obligation to maintain secrecy or other restriction on the disclosure of information obtained by or given to organisations, 25 whether imposed under an enactment or other law, applies to the disclosure of information to the Commissioner for the purposes of Part 5 Division 2 or Part 7 Division 2. (2) Legal professional privilege does not apply to the production of documents or the giving of evidence by an organisation, or an 30 officer of an organisation, to the Commissioner for the purposes of Part 5 Division 2 or Part 7 Division 2. (3) Subject to subsections (1) and (2), every party to conciliation proceedings or person who complies with a requirement under page 83 Information Privacy Bill 2007 Part 8 Miscellaneous s. 131 section 122 has the same privileges in relation to the giving of evidence and the production of documents and things that he or she would have as a witness in proceedings before a court. 131. Confidentiality of information 5 (1) In this section -- "confidential information" means information obtained in the course of the performance of functions under this Act or the FOI Act; "relevant person" means a person who is or has been the 10 Commissioner, a Deputy Commissioner or a member of staff. (2) Except as required for the purposes of proceedings arising under or in relation to this Act or the FOI Act, a relevant person cannot be required to disclose confidential information in court 15 or in any judicial proceedings. (3) The Commissioner, a Deputy Commissioner or a member of the Commissioner's staff authorised for the purposes of this subsection by the Commissioner may disclose confidential information to -- 20 (a) the Parliamentary Commissioner; or (b) the Deputy Parliamentary Commissioner; or (c) a member of the Parliamentary Commissioner's staff authorised for the purposes of this paragraph by the Parliamentary Commissioner, 25 if the information concerns a matter that is relevant to the functions of the Parliamentary Commissioner. (4) Subsection (3) does not authorise the disclosure of confidential information that is exempt matter for the purposes of the FOI Act. page 84 Information Privacy Bill 2007 Miscellaneous Part 8 s. 132 (5) A relevant person must not disclose confidential information except -- (a) for the purposes of this Act or the FOI Act or proceedings arising under or in relation to this Act or the 5 FOI Act; or (b) as authorised by subsection (3). Penalty: a fine of $6 000. (6) A relevant person must not take advantage of confidential information to benefit that person or another person. 10 Penalty: a fine of $6 000. 132. Protection from liability for wrongdoing (1) An action in tort does not lie against the Commissioner, a Deputy Commissioner or a member of staff for anything that the person has done, in good faith, in the performance or purported 15 performance of a function under this Act or the FOI Act. (2) The State is also relieved of any liability that it might otherwise have had for another person having done anything as described in subsection (1). (3) The protection given by this section applies even though the 20 thing done as described in subsection (1) may have been capable of being done whether or not this Act or the FOI Act had been enacted. (4) In this section, a reference to the doing of anything includes a reference to an omission to do anything. 25 133. Failure to provide information or document or to appear If a person who has been required under Part 5 Division 2 or Part 7 Division 2 -- (a) to give information to the Commissioner; or (b) to produce a document to the Commissioner; or page 85 Information Privacy Bill 2007 Part 8 Miscellaneous s. 134 (c) to appear before the Commissioner or a conciliator, refuses or fails, without reasonable excuse, to comply with the requirement, the person commits an offence. Penalty: 5 (a) for an individual -- a fine of $6 000; (b) for a body corporate -- a fine of $10 000. 134. Regulations (1) The Governor may make regulations prescribing all matters that by this Act are required or permitted to be prescribed or that are 10 necessary or convenient to be prescribed for giving effect to this Act. (2) Without limiting subsection (1) and subject to section 29, the regulations may prescribe or provide for -- (a) fees for lodging access applications; and 15 (b) charges for dealing with access applications or rates to be used in calculating such charges; and (c) the extent to which -- (i) a fee paid for lodging an access application; or (ii) an advance deposit paid under section 31 in 20 relation to an access application, is to or may be refunded to the access applicant in the event of the access applicant withdrawing the access application or being regarded as having withdrawn the access application. 25 (3) In the making of regulations under subsection (2) (as read with the Interpretation Act 1984 section 45) regard is to be had to the need to ensure that fees and charges are reasonable and as low as is practicable, and special regard is to be had to -- (a) the need to ensure that financially disadvantaged 30 persons are not precluded from exercising their rights under this Act merely because of financial hardship; and page 86 Information Privacy Bill 2007 Miscellaneous Part 8 s. 135 (b) the particular relationship between an individual and health records relating to that individual. 135. Review of Act (1) In this section -- 5 "review day" means the expiry day of a period of 5 years after -- (a) the commencement of this section; or (b) the day on which a report is tabled in the Legislative Assembly under subsection (3). 10 (2) The Minister must carry out a review of the operation and effectiveness of this Act as soon as is practicable after each review day. (3) The Minister must prepare a report based on each review and must cause the report to be tabled before each House of 15 Parliament as soon as is practicable after it is prepared. page 87 Information Privacy Bill 2007 Part 9 Amendment of other written laws Division 1 Freedom of Information Act 1992 s. 136 Part 9 -- Amendment of other written laws Division 1 -- Freedom of Information Act 1992 136. The Act amended The amendments in this Division are to the Freedom of 5 Information Act 1992*. [* Reprint 4 as at 10 September 2004. For subsequent amendments see Western Australian Legislation Information Tables for 2005, Table 1 and Acts Nos. 41 and 43 of 2006.] 10 137. Part 4 Division 1 repealed Part 4 Division 1 is repealed. 138. Heading to Part 4 Division 2 amended The heading to Part 4 Division 2 is amended by deleting "Information". 15 139. Section 63 amended Section 63(1) is amended by deleting "The main function of the Commissioner is" and inserting instead -- " It is a function of the Commissioner ". 140. Section 64 repealed 20 Section 64 is repealed. 141. Heading to Part 4 Division 4 amended The heading to Part 4 Division 4 is amended by deleting "Information". 142. Section 79 repealed 25 Section 79 is repealed. page 88 Information Privacy Bill 2007 Amendment of other written laws Part 9 Freedom of Information Act 1992 Division 1 s. 143 143. Section 80 repealed Section 80 is repealed. 144. Section 82 repealed Section 82 is repealed. 5 145. Section 111 amended (1) Section 111(1) is repealed and the following subsection is inserted instead -- " (1) In this section -- 10 "report" means the annual report referred to in the Information Privacy Act 2007 section 125. ". (2) Section 111(2) is amended as follows: (a) after paragraph (k) by deleting "; and" and inserting a 15 full stop instead; (b) by deleting paragraph (l). (3) Section 111(3)(a) is amended by deleting "preparation of a report under this section" and inserting instead -- " ensuring that the report complies with subsection (2) ". 20 (4) Section 111(5) is repealed. 146. Schedule 2 amended Schedule 2 is amended as follows: (a) after the item relating to the Auditor General by inserting -- 25 " The Commissioner. "; (b) by deleting the item relating to the Information Commissioner. page 89 Information Privacy Bill 2007 Part 9 Amendment of other written laws Division 2 Parliamentary Commissioner Act 1971 s. 147 147. Glossary amended The Glossary clause 1 is amended by inserting in the appropriate alphabetical position -- " 5 "Commissioner" has the meaning given in the Information Privacy Act 2007 section 4(1); ". Division 2 -- Parliamentary Commissioner Act 1971 148. The Act amended 10 The amendments in this Division are to the Parliamentary Commissioner Act 1971*. [* Reprint 7 as at 1 October 2004. For subsequent amendments see Western Australian Legislation Information Tables for 2005, Table 1 and Act 15 No. 77 of 2006.] 149. Section 4 amended Section 4 is amended by inserting in the appropriate alphabetical position -- " 20 "remuneration" has the meaning given in the Salaries and Allowances Act 1975 section 4(1); ". 150. Section 5 amended (1) Section 5(5) and (6) are repealed and the following subsections 25 are inserted instead -- " (5) The remuneration of the Commissioner and Deputy Commissioner is to be determined by the Salaries and page 90 Information Privacy Bill 2007 Amendment of other written laws Part 9 Parliamentary Commissioner Act 1971 Division 2 s. 151 Allowances Tribunal under the Salaries and Allowances Act 1975. (6) The rate of remuneration of the Commissioner or Deputy Commissioner must not be reduced during the 5 term of office of the Commissioner or Deputy Commissioner without the consent of the Commissioner or Deputy Commissioner, as the case requires. ". 10 (2) Section 5(7) is amended by deleting "such travelling and other allowances" and inserting instead -- " other terms and conditions of service ". (3) After section 5(9) the following subsection is inserted -- " 15 (9a) Subsection (9), to the extent that it applies to the Commissioner, is subject to section 12A. ". 151. Section 7 amended Section 7(3) is amended by deleting "such travelling and other 20 allowances" and inserting instead -- " other terms and conditions of service ". 152. Section 12A inserted After section 12 the following section is inserted in Part II -- " 25 12A. Offices of Commissioner and Privacy and Information Commissioner can be held concurrently (1) The Commissioner may also hold the office of Privacy and Information Commissioner under the Information 30 Privacy Act 2007. page 91 Information Privacy Bill 2007 Part 9 Amendment of other written laws Division 2 Parliamentary Commissioner Act 1971 s. 153 (2) The Information Privacy Act 2007 Schedule 5 applies for the purposes of subsection (1). ". 153. Section 22B amended 5 Section 22B is amended as follows: (a) after paragraph (d) by deleting the full stop and inserting -- " ; or 10 (e) is disclosed to a person who is -- (i) the Privacy and Information Commissioner under the Information Privacy Act 2007; or (ii) a Deputy Privacy and Information 15 Commissioner under that Act; or (iii) a member of the staff of the Privacy and Information Commissioner authorised by the Privacy and Information Commissioner for the purposes of this 20 subparagraph, and concerns a matter that is relevant to the functions of the Privacy and Information Commissioner. "; 25 (b) after each of paragraphs (aa) and (b) and paragraph (b)(i) by inserting -- " or ". 154. Section 31 amended Section 31 is amended by deleting "$1 000." and inserting 30 instead -- " $6 000. ". page 92 Information Privacy Bill 2007 Amendment of other written laws Part 9 Other Acts amended Division 3 s. 155 155. Schedule 1 amended Schedule 1 is amended by deleting the item relating to the Information Commissioner and inserting instead -- " 5 The Privacy and Information Commissioner under the Information Privacy Act 2007. ". Division 3 -- Other Acts amended 156. Constitution Acts Amendment Act 1899 10 (1) The amendments in this section are to the Constitution Acts Amendment Act 1899*. [* Reprint 14 as at 21 April 2006. For subsequent amendments see Western Australian Legislation Information Tables for 2005, Table 1 and Acts 15 Nos. 34 of 2004, 18, 32 and 38 of 2005, 5, 28, 41, 43, 56, 60, 64 and 77 of 2006.] (2) Schedule V Part 1 Division 2 is amended as follows: (a) by deleting the item relating to the Information Commissioner; 20 (b) by inserting in the appropriate alphabetical position -- " Privacy and Information Commissioner appointed under the Information Privacy Act 2007. ". 25 157. Financial Management Act 2006 (1) The amendments in this section are to the Financial Management Act 2006*. [* Act No. 76 of 2006. For subsequent amendments see Act No. 77 of 2006.] page 93 Information Privacy Bill 2007 Part 9 Amendment of other written laws Division 3 Other Acts amended s. 158 (2) Section 5(1)(e) is deleted and the following paragraph is inserted instead -- " (e) the Privacy and Information Commissioner, 5 ". (3) Schedule 2 is amended in column 2 in the item relating to section 54 as follows: (a) by inserting before "Information Commissioner" -- " Privacy and "; 10 (b) by deleting "Freedom of Information Act 1992," and inserting instead -- " Information Privacy Act 2007, ". 158. State Records Act 2000 (1) The amendments in this section are to the State Records 15 Act 2000*. [* Act No. 52 of 2000. For subsequent amendments see Acts Nos. 18 of 2005 and 77 of 2006.] (2) Section 58 is amended as follows: 20 (a) after paragraph (a) by inserting -- " and "; (b) by deleting paragraph (b) and inserting instead -- " (b) the person who is the Privacy and Information 25 Commissioner, or who is acting in that office, under the Information Privacy Act 2007; and ". page 94 Information Privacy Bill 2007 Amendment of other written laws Part 9 Amendment of subsidiary legislation Division 4 s. 159 Division 4 -- Amendment of subsidiary legislation 159. Power to amend subsidiary legislation (1) The Governor, on the recommendation of the Minister, may make regulations amending subsidiary legislation made under 5 any Act. (2) The Minister may make a recommendation under subsection (1) only if the Minister considers that each amendment proposed to be made by the regulations is necessary or desirable as a consequence of the enactment of this Act. 10 (3) Nothing in this section prevents subsidiary legislation from being amended in accordance with the Act under which it is made. page 95 Information Privacy Bill 2007 Part 10 Transitional provisions s. 160 Part 10 -- Transitional provisions 160. Terms used in this Part In this Part -- "commencement day" means the day on which this Part comes 5 into operation; "former Commissioner" means the Information Commissioner under the FOI Act; "new Commissioner" means the Commissioner. 161. Continuation of office 10 The office of Privacy and Information Commissioner established under this Act is to be taken to be a continuation of the office of Information Commissioner established under the FOI Act. 162. Staff of former Commissioner 15 (1) On the commencement day a person who, immediately before that day, was a member of the former Commissioner's staff appointed under the FOI Act section 61(1) becomes a member of the new Commissioner's staff as if appointed under section 116(1). 20 (2) The operation of subsection (1) in relation to a person does not -- (a) unless the person agrees otherwise, affect the person's remuneration or terms and conditions of appointment; or (b) prejudice the person's existing or accruing rights; or 25 (c) affect any rights under a superannuation scheme; or (d) interrupt continuity of service. page 96 Information Privacy Bill 2007 Transitional provisions Part 10 s. 163 163. References to former Commissioner If in a written law or other document or instrument there is a reference to the former Commissioner, the reference may, where the context so requires, be read as if it had been amended 5 to be a reference to the new Commissioner. page 97 Information Privacy Bill 2007 Schedule 1 Public organisations Schedule 1 -- Public organisations [s. 4(1)] 1. A court. 2. A department of the Public Service. 5 3. An organisation specified in the Public Sector Management Act 1994 Schedule 2 column 2. 4. The Police Force of Western Australia. 5. A local government or a regional local government. 6. A body or office that is established for a public purpose under a 10 written law. 7. A body or office that is established by the Governor or a Minister. 8. Any other body or office that is declared by the regulations to be a public organisation being -- (a) a body or office established under a written law; or 15 (b) a corporation or association over which control can be exercised by the State, a Minister, a body referred to in item 3, 6 or 7 or paragraph (a), or the holder of an office referred to in item 7 or paragraph (a). page 98 Information Privacy Bill 2007 Exempt organisations Schedule 2 Schedule 2 -- Exempt organisations [s. 4(1)] 1. The Governor and the Governor's establishment. 2. The Legislative Council or a member or committee of the Legislative 5 Council. 3. The Legislative Assembly or a member or committee of the Legislative Assembly. 4. A joint committee or standing committee of the Legislative Council and the Legislative Assembly. 10 5. A department of the staff of Parliament. 6. A Minister in his or her official capacity. 7. A parliamentary secretary in his or her official capacity. 8. The Auditor General and the Office of the Auditor General. 9. The Commissioner. 15 10. The Corruption and Crime Commission. 11. The Inspector of Custodial Services appointed under the Inspector of Custodial Services Act 2003. 12. The Parliamentary Commissioner. 13. The Parliamentary Inspector of the Corruption and Crime 20 Commission appointed under the Corruption and Crime Commission Act 2003. 14. A Royal Commission or member of a Royal Commission. 15. The State Administrative Tribunal. 16. A person who holds an office established under a written law for the 25 purposes of a body referred to in this Schedule. page 99 Information Privacy Bill 2007 Schedule 3 Information privacy principles cl. 1 Schedule 3 -- Information privacy principles [s. 4(1), 15(1)] 1. Collection (1) A public organisation must not collect personal information unless the 5 information is necessary for one or more of its functions or activities. (2) A public organisation must collect personal information only by lawful and fair means and not in an unreasonably intrusive way. (3) If it is reasonable and practicable to do so, a public organisation must collect personal information about an individual only from that 10 individual. (4) At or before the time (or, if that is not practicable, as soon as practicable after) a public organisation collects personal information about an individual from the individual, it must take reasonable steps to ensure that the individual is aware of -- 15 (a) the identity of the organisation and how to contact it; and (b) the fact that he or she is able to gain access to the information; and (c) the purposes for which the information is collected; and (d) to whom (or the types of individuals or organisations to 20 which) the organisation usually discloses information of that kind; and (e) any law that requires the particular information to be collected; and (f) the main consequences (if any) for the individual if all or part 25 of the information is not provided, except to the extent that making the individual aware of the matters would pose a serious threat to the life, health, safety or welfare of any individual. (5) If a public organisation collects personal information about an 30 individual from someone else (other than an authorised representative of the individual), it must take reasonable steps to ensure that the page 100 Information Privacy Bill 2007 Information privacy principles Schedule 3 cl. 2 individual is or has been made aware of the matters listed in subclause (4) except -- (a) to the extent that making the individual aware of the matters would -- 5 (i) pose a serious threat to the life, health, safety or welfare of any individual; or (ii) enable the existence, or non-existence, or identity of any confidential source of information, in relation to the enforcement or administration of the law, to be 10 discovered; or (b) in prescribed circumstances (if any). 2. Use and disclosure (1) A public organisation that holds personal information about an 15 individual must not use or disclose the information for a purpose other than the purpose for which it was collected unless -- (a) the other purpose is related to the purpose for which it was collected and the individual would reasonably expect the organisation to use or disclose the information for that other 20 purpose; or (b) the individual consents to the use or disclosure; or (c) the use or disclosure is required or authorised by or under law; or (d) the use or disclosure is necessary for the purpose of -- 25 (i) research; or (ii) the compilation or analysis of statistics, relevant to the development or evaluation of government funded policies or programmes and it is impracticable for the organisation to seek the individual's consent to the use or 30 disclosure; or (e) the organisation reasonably believes that the use or disclosure is necessary to lessen or prevent -- (i) a serious threat to an individual's life, health, safety or welfare; or page 101 Information Privacy Bill 2007 Schedule 3 Information privacy principles cl. 2 (ii) a serious threat to public health, public safety or public welfare; or (f) the organisation reasonably believes that the use or disclosure 5 is necessary to safeguard or promote the wellbeing of a child or a class or group of children; or (g) the organisation has reason to suspect that unlawful activity has been, is being, or may be, engaged in and uses or discloses the information as a necessary part of its 10 investigation of the matter or in reporting its concerns to relevant persons or authorities; or (h) the organisation reasonably believes that the use or disclosure is necessary for one or more of the law enforcement functions of a law enforcement agency; or 15 (i) the organisation reasonably believes that the use or disclosure is necessary for one or more of the licensing functions of a licensing agency; or (j) in the case of a disclosure, any of the following applies -- (i) the disclosure is to a person for the purpose of 20 research in relation to the person's Aboriginal family history; (ii) the disclosure is to a representative Aboriginal/Torres Strait Islander body, as defined in the Native Title Act 1993 (Commonwealth) section 253, or a public 25 organisation for the purpose of preparation for, or use in relation to, an application that has been made under Part 3 of that Act; (iii) the disclosure is to the Parliamentary Commissioner; (iv) the disclosure is to a coroner or the Coroner's Court 30 of Western Australia; (v) the organisation is a public health agency and the disclosure is to another public health agency. (2) If a public organisation uses or discloses personal information for a purpose other than the purpose for which it was collected, it must 35 make a record of the use or disclosure. page 102 Information Privacy Bill 2007 Information privacy principles Schedule 3 cl. 3 (3) Despite subclause (1), a public organisation may use or disclose personal information about an individual where -- (a) it is known or suspected that the individual is dead; or (b) it is known or suspected that the individual is missing; or 5 (c) the individual has been involved in an accident or other misadventure and is incapable of consenting to the use or disclosure, and the use or disclosure is to the extent reasonably necessary -- (d) to identify the individual or ascertain his or her location; or 10 (e) to ascertain the identity and location of a relative of the individual for the purpose of -- (i) enabling a member of the Police Force, a coroner or other prescribed organisation to contact the relative for compassionate reasons; or 15 (ii) assisting in the identification of the individual. (4) If a disclosure to which subclause (1) or (3) applies involves the disclosure of personal information to a person (other than the individual) who is outside Western Australia, the requirements of IPP 8 must also be met. 20 (5) Nothing in this principle is to be taken to prevent the disclosure of personal information by a public organisation to the Minister responsible for the administration of that organisation. 3. Data quality A public organisation must take reasonable steps to ensure that the 25 personal information it collects, uses or discloses is accurate, complete and up to date. 4. Data security (1) A public organisation must take reasonable steps to protect the personal information it holds from misuse and loss and from 30 unauthorised access, modification or disclosure. (2) A public organisation must take reasonable steps to destroy or permanently de-identify personal information if it is no longer needed for any purpose. page 103 Information Privacy Bill 2007 Schedule 3 Information privacy principles cl. 5 (3) The operation of subclause (2) is subject to the State Records Act 2000. 5. Openness (1) A public organisation must set out in a document clearly expressed 5 policies on its management of personal information and must make the document available to anyone who asks for it. (2) On request by a person, a public organisation must take reasonable steps to let the person know, generally, what sort of personal information it holds, for what purposes, and how it handles that 10 information. 6. Identifiers (1) A public organisation must not assign identifiers to individuals unless the assignment of identifiers is necessary to enable the organisation to carry out any of its functions efficiently. 15 (2) A public organisation must not adopt as its own identifier of an individual an identifier of the individual that has been assigned by another public organisation unless -- (a) it is necessary to enable the public organisation to carry out any of its functions efficiently; or 20 (b) the individual consents to the adoption of the same identifier. (3) A public organisation must not use or disclose an identifier assigned to an individual by another public organisation unless -- (a) the use or disclosure is necessary to enable the public organisation to carry out any of its functions efficiently; or 25 (b) the use or disclosure is necessary for the public organisation to fulfil its obligations to the other organisation; or (c) one or more of IPP 2(1)(c) or (e) to (h) applies to the use or disclosure; or (d) the individual consents to the use or disclosure. 30 (4) A public organisation must not require an individual to provide an identifier in order to obtain a service unless the provision of the identifier is required or authorised by law or the provision is in page 104 Information Privacy Bill 2007 Information privacy principles Schedule 3 cl. 7 connection with the purpose (or a directly related purpose) for which the identifier was assigned. 7. Anonymity Wherever it is lawful and practicable, individuals must have the 5 option of not identifying themselves when dealing with a public organisation. 8. Transborder data flows A public organisation must not disclose personal information about an individual to a person (other than the individual) outside Western 10 Australia unless -- (a) the disclosure is required or authorised by or under law; or (b) the organisation reasonably believes that -- (i) the information is relevant to the functions or activities of the person receiving the information; and 15 (ii) the person receiving the information is subject to a law, administrative scheme by which the person is bound, or contract, that requires the person to comply with principles for handling the information that are substantially similar to the information privacy 20 principles; or (c) the individual consents to the disclosure; or (d) the disclosure is necessary for the performance of a contract between the individual and the organisation or for the 25 implementation of pre-contractual measures taken in response to the individual's request; or (e) the disclosure is necessary for the performance or completion of a contract between the organisation and a third party, the performance or completion of which benefits the individual; 30 or (f) all of the following apply -- (i) the disclosure is for the benefit of the individual; (ii) it is impracticable to obtain the consent of the individual to the disclosure; page 105 Information Privacy Bill 2007 Schedule 3 Information privacy principles cl. 8 (iii) if it were practicable to obtain that consent, the individual would be likely to give it; or (g) the organisation -- 5 (i) reasonably believes that the information is relevant to the functions or activities of the person receiving the information; and (ii) has taken reasonable steps to ensure that the information will not be held, used or disclosed by the 10 person receiving the information in a manner that is inconsistent with the information privacy principles. page 106 Information Privacy Bill 2007 Health privacy principles Schedule 4 cl. 1 Schedule 4 -- Health privacy principles [s. 4(1), 18(1)] 1. Collection (1) An organisation must not collect health information about an 5 individual unless the information is necessary for one or more of its functions or activities and at least one of the following applies -- (a) the individual consents to the collection; (b) the collection is required or authorised by or under law; (c) the information is necessary to provide a health service to the 10 individual and the individual is incapable of giving consent and -- (i) it is not reasonably practicable to obtain the consent of an authorised representative of the individual; or (ii) the individual does not have an authorised 15 representative; (d) the collection is the result of a disclosure made in accordance with HPP 2(1)(a), (f), (j), (k), (l) or (p), (4) or (5); (e) the collection is necessary for the purpose of research, or the compilation or analysis of statistics, in the public interest and 20 all of the following apply -- (i) that purpose cannot be served by the collection of information that does not identify the individual or from which the individual's identity cannot reasonably be ascertained; 25 (ii) it is impracticable for the organisation to seek the individual's consent to the collection; (iii) if there is no applicable code of practice relating to the collection of information under this paragraph, the information is collected in accordance with 30 guidelines approved under the Privacy Act 1988 (Commonwealth) section 95A(4); (f) the collection is necessary to lessen or prevent -- (i) a serious threat to an individual's life, health, safety or welfare; or page 107 Information Privacy Bill 2007 Schedule 4 Health privacy principles cl. 1 (ii) a serious threat to public health, public safety or public welfare and the collection is by or on behalf of a public organisation; (g) the collection is necessary for the establishment, exercise or 5 defence of a legal or equitable claim; (h) the information is a family or social medical history, or other relevant information about an individual, that is collected for the purpose of providing a person (including the individual) with a health service, and is collected by a health service 10 provider -- (i) from the person who is to receive that service; or (ii) from a relative, carer, or authorised representative, of the individual in circumstances where -- (I) the health service provider believes that the 15 collection of the information would reasonably be expected by the individual; and (II) the collection of the information is not contrary to any wish previously expressed 20 by the individual of which the health service provider is aware or of which the health service provider could reasonably be expected to be aware. (2) An organisation must collect health information only by lawful and 25 fair means and not in an unreasonably intrusive way. (3) If it is reasonable and practicable to do so, an organisation must collect health information about an individual only from that individual. (4) At or before the time (or, if that is not practicable, as soon as 30 practicable after) an organisation collects health information about an individual from the individual, it must take reasonable steps to ensure that the individual is aware of -- (a) the identity of the organisation and how to contact it; and (b) the fact that he or she is able to gain access to the 35 information; and (c) the purposes for which the information is collected; and page 108 Information Privacy Bill 2007 Health privacy principles Schedule 4 cl. 2 (d) to whom (or the types of individuals or organisations to which) the organisation usually discloses information of that kind; and (e) any law that requires the particular information to be 5 collected; and (f) the main consequences (if any) for the individual if all or part of the information is not provided. (5) If an organisation collects health information about an individual from someone else (other than an authorised representative of the 10 individual), it must take reasonable steps to ensure that the individual is or has been made aware of the matters listed in subclause (4) except -- (a) to the extent that subclause (1)(b) or (h) applies to the information or its collection; or 15 (b) to the extent that making the individual aware of the matters would -- (i) pose a serious threat to the life, health, safety or welfare of any individual; or (ii) enable the existence, or non-existence, or identity of 20 any confidential source of information, in relation to the enforcement or administration of the law, to be discovered; or (c) in prescribed circumstances (if any). 25 2. Use and disclosure (1) An organisation must not use or disclose health information about an individual for a purpose other than the purpose for which it was collected unless -- (a) the other purpose is related to the purpose for which it was 30 collected and the individual would reasonably expect the organisation to use or disclose the information for that other purpose; or (b) the individual consents to the use or disclosure; or (c) the use or disclosure is required or authorised by or under 35 law; or page 109 Information Privacy Bill 2007 Schedule 4 Health privacy principles cl. 2 (d) all of the following apply -- (i) the organisation is a health service provider providing a health service to the individual; (ii) the use or disclosure for the other purpose is 5 reasonably necessary for the provision of the health service; (iii) the individual is incapable of giving consent and -- (I) it is not reasonably practicable to obtain the consent of an authorised representative of 10 the individual; or (II) the individual does not have an authorised representative; or (e) all of the following apply -- 15 (i) the organisation is a health service provider providing a health service to the individual; (ii) the use or disclosure is for the purpose of the provision of a further health service to the individual by the organisation; 20 (iii) the use or disclosure is reasonably necessary for the provision of the further health service; or (f) the use or disclosure is for the purpose of the funding, management, planning, monitoring, improvement or 25 evaluation of health services or for the purpose of training provided by a health service provider to employees or persons working with or being trained by the organisation and -- (i) it is impracticable for the organisation to seek the individual's consent to the use or disclosure; and 30 (ii) either -- (I) in circumstances where that purpose cannot be served by the use or disclosure of information that does not identify the individual or from which the individual's page 110 Information Privacy Bill 2007 Health privacy principles Schedule 4 cl. 2 identity cannot reasonably be ascertained, the information is not published in a generally available publication; or (II) reasonable steps are taken to de-identify the 5 information; or (g) the use or disclosure is necessary for the purpose of research, or the compilation or analysis of statistics, in the public interest and all of the following apply -- 10 (i) that purpose cannot be served by the use or disclosure of information that does not identify the individual or from which the individual's identity cannot reasonably be ascertained; (ii) it is impracticable for the organisation to seek the 15 individual's consent to the use or disclosure; (iii) if there is no applicable code of practice relating to the use or disclosure of information under this paragraph, the information is used or disclosed in accordance with guidelines approved under the 20 Privacy Act 1988 (Commonwealth) section 95A(2), and, in addition, in the case of disclosure -- (iv) the organisation reasonably believes that the recipient of the information will not disclose the information; and 25 (v) the information will not be published in a form that identifies particular individuals or from which an individual's identity can reasonably be ascertained; or (h) the organisation reasonably believes that the use or disclosure 30 is necessary to lessen or prevent -- (i) a serious threat to an individual's life, health, safety or welfare; or (ii) a serious threat to public health, public safety or public welfare; 35 or page 111 Information Privacy Bill 2007 Schedule 4 Health privacy principles cl. 2 (i) the organisation reasonably believes that the use or disclosure is necessary to safeguard or promote the wellbeing of a child or a class or group of children; or (j) in the case of the use of genetic information about an 5 individual in a form which is, or could be, predictive of the health of another individual, the organisation reasonably believes that the use is necessary to lessen or prevent a serious threat to that other individual's life, health, safety or welfare and any of the following apply -- 10 (i) reasonable steps have been taken to obtain the consent of the first-mentioned individual; (ii) it is not reasonably practicable to obtain the consent of that individual; (iii) that individual is incapable of giving consent; 15 or (k) in the case of the disclosure of genetic information about an individual in a form which is, or could be, predictive of the health of another individual -- (i) the organisation reasonably believes that the 20 disclosure is necessary to lessen or prevent a serious threat to that other individual's life, health, safety or welfare and any of the following apply -- (I) reasonable steps have been taken to obtain the consent of the first-mentioned 25 individual; (II) it is not reasonably practicable to obtain the consent of that individual; (III) that individual is incapable of giving consent; 30 and (ii) subject to subclause (2), at or before the time of disclosure (or, if that is not practicable, as soon as practicable after disclosure) the organisation takes page 112 Information Privacy Bill 2007 Health privacy principles Schedule 4 cl. 2 reasonable steps to inform the first-mentioned individual -- (I) that the organisation has disclosed, or is about to disclose, genetic information about 5 that individual that is necessary to lessen or prevent a serious threat to another individual's life, health, safety or welfare; and (II) of the name of that other individual; and 10 (III) of the name of the person or body to whom the information has been or will be disclosed; and (IV) in general terms, of the nature of the information disclosed or to be disclosed; 15 or (l) the organisation has reason to suspect that unlawful activity has been, is being, or may be, engaged in and uses or discloses the information as a necessary part of its investigation of the matter or in reporting its concerns to 20 relevant persons or authorities; or (m) the organisation reasonably believes that the use or disclosure is necessary for one or more of the law enforcement functions of a law enforcement agency; or (n) the organisation reasonably believes that the use or disclosure 25 is necessary for one or more of the licensing functions of a licensing agency; or (o) the use or disclosure is necessary for the establishment, exercise or defence of a legal or equitable claim; or (p) in the case of a disclosure, the information is about a 30 deceased individual and is disclosed to -- (i) a legal representative of the deceased individual; or (ii) an authorised representative of the deceased individual, and the disclosure is for a purpose related to the former powers, functions or duties of that 35 person; or page 113 Information Privacy Bill 2007 Schedule 4 Health privacy principles cl. 2 (iii) a person nominated in writing by the deceased individual as eligible to receive the information; or (iv) a relative of the deceased individual in circumstances where the organisation has no reasonable grounds to 5 believe that the deceased individual would have objected to the disclosure to that person; or (q) in the case of a disclosure, any of the following applies -- (i) the disclosure is to a person for the purpose of 10 research in relation to the person's Aboriginal family history; (ii) the disclosure is to a representative Aboriginal/Torres Strait Islander body, as defined in the Native Title Act 1993 (Commonwealth) section 253, or a public 15 organisation for the purpose of preparation for, or use in relation to, an application that has been made under Part 3 of that Act; (iii) the disclosure is to the Parliamentary Commissioner; (iv) the disclosure is to a coroner or the Coroner's Court 20 of Western Australia; (v) the organisation is a public health agency and the disclosure is to another public health agency. (2) An organisation -- (a) is not required to take steps to inform an individual of a 25 matter referred to in subclause (1)(k)(ii) if the individual is already aware of that matter; and (b) must not take such steps if to do so could result in a serious threat to the life, health, safety or welfare of any individual. (3) If an organisation discloses health information under 30 subclause (1)(l), (m) or (n), it must make a record of the disclosure. (4) Despite subclause (1), where an individual is incapable of giving consent, an organisation providing a health service to the individual page 114 Information Privacy Bill 2007 Health privacy principles Schedule 4 cl. 2 may disclose health information about the individual to another person if -- (a) the disclosure is made to a relative, carer or authorised representative of the individual and, in the opinion of the 5 organisation, is necessary for the continued provision of appropriate health services to, or care of, the individual; or (b) the disclosure is made for compassionate reasons and -- (i) the organisation believes that the disclosure would reasonably be expected by the individual; and 10 (ii) the disclosure is not contrary to any wish previously expressed by the individual of which the organisation is aware or of which the organisation could reasonably be expected to be aware; or 15 (c) the disclosure is made to the individual's authorised representative in order for the representative to make decisions about the individual's care and treatment or to perform functions or duties related to the individual. (5) Despite subclause (1), an organisation may use or disclose health 20 information about an individual where -- (a) it is known or suspected that the individual is dead; or (b) it is known or suspected that the individual is missing; or (c) the individual has been involved in an accident or other misadventure and is incapable of consenting to the use or 25 disclosure, and the use or disclosure is to the extent reasonably necessary -- (d) to identify the individual or ascertain his or her location; or (e) to ascertain the identity and location of a relative of the individual for the purpose of -- 30 (i) enabling a member of the Police Force, a coroner or other prescribed organisation to contact the relative for compassionate reasons; or (ii) assisting in the identification of the individual. (6) If a disclosure to which subclause (1), (4) or (5) applies involves the 35 disclosure of health information to a person (other than the individual) page 115 Information Privacy Bill 2007 Schedule 4 Health privacy principles cl. 3 who is outside Western Australia, the requirements of HPP 8 must also be met. (7) Nothing in this principle is to be taken to prevent the disclosure of health information by a public organisation to the Minister 5 responsible for the administration of that organisation. 3. Data quality An organisation must take reasonable steps to ensure that the health information it collects, uses or discloses is accurate, complete and up to date. 10 4. Data security and data retention (1) An organisation must take reasonable steps to protect the health information it holds from misuse and loss and from unauthorised access, modification or disclosure. (2) A health service provider must retain, and must not delete or destroy, 15 health information relating to an individual, even if it is later found or claimed to be inaccurate, unless -- (a) the deletion or destruction is required or authorised by or under law; or (b) the deletion or destruction is not prohibited by any other law 20 and occurs -- (i) in the case of health information collected while the individual was a child, after the individual reaches 25 years of age; or (ii) in any case, more than 7 years after the last occasion 25 on which a health service was provided to the individual by the provider, whichever is the later. (3) A health service provider must create and maintain a register of health information that has been deleted or destroyed or transferred to 30 another individual or organisation as follows -- (a) in the case of health information that has been deleted or destroyed, the provider must adequately identify the individual to whom the information related, the period of page 116 Information Privacy Bill 2007 Health privacy principles Schedule 4 cl. 5 time that the information covered and the date on which it was deleted or destroyed; (b) in the case of health information that has been transferred, the provider must record the name of the individual to whom the 5 information relates and the name and address of the individual or organisation to whom it was transferred. (4) An organisation other than a health service provider must take reasonable steps to destroy or permanently de-identify health information if it is no longer needed for the purpose for which it was 10 collected or any other purpose authorised by this Act or any other law. (5) In the case of a public organisation, the operation of subclauses (2), (3) and (4) is subject to the State Records Act 2000. 5. Openness (1) An organisation must set out in a document -- 15 (a) clearly expressed policies on its management of health information; and (b) the steps that an individual must take if the individual wishes to obtain access to his or her health records or to have his or her health records corrected, whether under Part 3 or 20 otherwise, and the organisation must make the document available to anyone who asks for it. (2) On request by an individual or an authorised representative of an individual, an organisation must take reasonable steps -- 25 (a) to let the individual or authorised representative know -- (i) whether the organisation holds health information relating to the individual; and (ii) the steps that the individual or authorised representative must take if he or she wishes to obtain 30 access to the individual's health records or to have his or her health records corrected, whether under Part 3 or otherwise; and page 117 Information Privacy Bill 2007 Schedule 4 Health privacy principles cl. 6 (b) if the organisation holds health information relating to the individual, to let the individual or authorised representative know in general terms -- (i) the nature of the information; and 5 (ii) the purposes for which the information is used; and (iii) how the organisation handles the information. 6. Identifiers (1) An organisation must not assign identifiers to individuals unless the assignment of identifiers is necessary to enable the organisation to 10 carry out any of its functions efficiently. (2) A private organisation must not adopt as its own identifier of an individual an identifier of the individual that has been assigned by another organisation unless -- (a) the individual consents to the adoption of the same identifier; 15 or (b) the use or disclosure of the identifier is required or authorised by or under law. (3) A private organisation must not use or disclose an identifier assigned to an individual by another organisation unless -- 20 (a) the use or disclosure is required for the purpose for which it was assigned or for a purpose referred to in one or more of HPP 2(1)(c) to (o); or (b) the individual consents to the use or disclosure; or (c) the disclosure is to the public organisation which assigned the 25 identifier to enable the public organisation to identify the individual for its own purposes. (4) A public organisation must not adopt as its own identifier of an individual an identifier of the individual that has been assigned by another public organisation unless -- 30 (a) it is necessary to enable the public organisation to carry out any of its functions efficiently; or (b) the individual consents to the adoption of the same identifier. page 118 Information Privacy Bill 2007 Health privacy principles Schedule 4 cl. 7 (5) A public organisation must not use or disclose an identifier assigned to an individual by another public organisation unless -- (a) the use or disclosure is necessary to enable the public organisation to carry out any of its functions efficiently; or 5 (b) the use or disclosure is necessary for the public organisation to fulfil its obligations to the other organisation; or (c) one or more of HPP 2(1)(c) to (o) applies to the use or disclosure; or (d) the individual consents to the use or disclosure. 10 7. Anonymity Wherever it is lawful and practicable, individuals must have the option of not identifying themselves when dealing with an organisation. 8. Transborder data flows 15 An organisation must not disclose health information about an individual to a person (other than the individual) outside Western Australia unless -- (a) the disclosure is required or authorised by or under law; or (b) the organisation reasonably believes that -- 20 (i) the information is relevant to the functions or activities of the person receiving the information; and (ii) the person receiving the information is subject to a law, administrative scheme by which the person is bound, or contract, that requires the person to comply 25 with principles for handling the information that are substantially similar to the health privacy principles; or (c) the individual consents to the disclosure; or (d) the disclosure is necessary for the performance of a contract 30 between the individual and the organisation or for the implementation of pre-contractual measures taken in response to the individual's request; or (e) the disclosure is necessary for the performance or completion of a contract between the organisation and a third party, the page 119 Information Privacy Bill 2007 Schedule 4 Health privacy principles cl. 9 performance or completion of which benefits the individual; or (f) all of the following apply -- (i) the disclosure is for the benefit of the individual; 5 (ii) it is impracticable to obtain the consent of the individual to the disclosure; (iii) if it were practicable to obtain that consent, the individual would be likely to give it; or 10 (g) the organisation -- (i) reasonably believes that the information is relevant to the functions or activities of the person receiving the information; and (ii) has taken reasonable steps to ensure that the 15 information will not be held, used or disclosed by the person receiving the information in a manner that is inconsistent with the health privacy principles. 9. Transfer or closure of the practice of a health service provider (1) In the interests of facilitating safe and effective treatment through the 20 timely provision of access to health information, where the practice or business of a health service provider (the "provider") is, or is proposed to be -- (a) sold, amalgamated or otherwise transferred and the provider will not be providing health services in the new practice or 25 business; or (b) closed down, the provider or, if the provider is deceased, the legal representative of the provider, as soon as practicable, must take reasonable steps to -- (c) make individuals who have received health services from the 30 provider aware of the sale, amalgamation, transfer or closure of the practice or business; and (d) inform those individuals about the proposed arrangements for the transfer or storage of health information held by the practice or business; and page 120 Information Privacy Bill 2007 Health privacy principles Schedule 4 cl. 10 (e) make appropriate entries in the register required under HPP 4(3) about any transfer, storage or destruction of health information held by the practice or business. (2) If an individual requests a health service provider whose practice or 5 business is being sold, amalgamated, transferred or closed down to transfer health information held by the health service provider about the individual to another health service provider, the request is to be treated as a request to which HPP 10(1)(a) applies. (3) For the purposes of subclause (2), references in that subclause and 10 HPP 10 to a health service provider are to be taken to include references to the legal representative of a health service provider if the health service provider is deceased. 10. Making health information available to other health service providers 15 (1) If an individual -- (a) requests a health service provider to make health information held by the health service provider about the individual available to another health service provider (the "other provider"); or 20 (b) authorises a health service provider (the "requesting provider") to request another health service provider to make available health information held by that other health service provider about the individual to the requesting provider, the health service provider to whom the request is made, if it holds 25 health information about the individual, must, on payment of the fee (if any) charged by the health service provider, give to the other provider or the requesting provider, as the case requires -- (c) the health information; or (d) a copy of the health information; or 30 (e) a summary of the health information. (2) A fee charged by a health service provider for the purposes of subclause (1) must not exceed the prescribed amount (if any). (3) This principle does not limit or otherwise affect the operation of Part 3 Division 2. page 121 Information Privacy Bill 2007 Schedule 5 Concurrent appointment as Commissioner and Parliamentary Commissioner cl. 1 Schedule 5 -- Concurrent appointment as Commissioner and Parliamentary Commissioner [s. 119] 1. Term of office 5 (1) If a person is appointed at the same time to the offices of Commissioner and Parliamentary Commissioner, the period for which the person is appointed to the office of Commissioner must be 5 years. (2) If the Commissioner is appointed to the office of Parliamentary 10 Commissioner, then, despite the Parliamentary Commissioner Act 1971 section 5(3), the period for which he or she is appointed to that office must not exceed the period remaining before his or her term of office as Commissioner expires. (3) If the Parliamentary Commissioner is appointed to the office of 15 Commissioner, the period for which he or she is appointed to that office must not exceed the period remaining before his or her term of office as Parliamentary Commissioner expires. 2. Remuneration and other conditions of service (1) If a person is appointed at the same time to the offices of 20 Commissioner and Parliamentary Commissioner, the Parliamentary Commissioner Act 1971 section 5(5) and (7) do not apply in relation to the office of Parliamentary Commissioner and the person's remuneration and other conditions of service are to be determined under sections 108 and 109. 25 (2) If the Commissioner is appointed to the office of Parliamentary Commissioner, the Parliamentary Commissioner Act 1971 section 5(5) and (7) do not apply in relation to that appointment. (3) If the Parliamentary Commissioner is appointed to the office of Commissioner, sections 108 and 109 do not apply in relation to that 30 appointment. page 122 Information Privacy Bill 2007 Concurrent appointment as Commissioner and Parliamentary Schedule 5 Commissioner cl. 3 3. Rights preserved (1) If a person is appointed at the same time to the offices of Commissioner and Parliamentary Commissioner -- (a) section 118 applies; and 5 (b) the Parliamentary Commissioner Act 1971 section 10(3), (4) and (5) do not apply, to the person. (2) If -- (a) the Commissioner is appointed to the office of Parliamentary 10 Commissioner; or (b) the Parliamentary Commissioner is appointed to the office of Commissioner, the appointment does not affect his or her existing or accruing rights, including superannuation rights, unless he or she otherwise agrees. 15 4. Resignation from office If a person who holds the offices of Commissioner and Parliamentary Commissioner resigns from one of those offices, the person is to be taken to have resigned from the other office. 5. Removal or suspension from office 20 (1) If a person who holds the offices of Commissioner and Parliamentary Commissioner is removed or suspended from one of those offices, the person is to be taken to have been removed or suspended from the other office. (2) If a person who holds the offices of Commissioner and Parliamentary 25 Commissioner is restored to one of those offices after having been suspended from office, the person is to be taken to have been restored to the other office. 6. Application of clauses 7 to 10 Clauses 7, 8, 9 and 10 apply during, and in relation to, any period 30 when a person holds the offices of Commissioner and Parliamentary Commissioner. page 123 Information Privacy Bill 2007 Schedule 5 Concurrent appointment as Commissioner and Parliamentary Commissioner cl. 7 7. Deputy Commissioners and Acting Commissioners (1) A direction given to a Deputy Commissioner under section 112(4) may include a direction as to functions under the Parliamentary Commissioner Act 1971. 5 (2) A Deputy Commissioner has, in relation to the performance of functions referred to in subclause (1), the powers, obligations, responsibilities and protections that are conferred or imposed on the Deputy Parliamentary Commissioner by the Parliamentary Commissioner Act 1971. 10 (3) Without limiting subclause (2), before carrying out duties referred to in subclause (1) for the first time a Deputy Commissioner must take an oath or make an affirmation as described in the Parliamentary Commissioner Act 1971 section 8(1). (4) Section 113(1) does not apply. 15 (5) A direction given to the Deputy Parliamentary Commissioner under the Parliamentary Commissioner Act 1971 section 6A(1) may include a direction as to functions under this Act and the FOI Act. (6) The Deputy Parliamentary Commissioner has, in relation to the performance of functions referred to in subclause (5), the powers, 20 obligations, responsibilities and protections that are conferred or imposed on a Deputy Commissioner by this Act or the FOI Act. (7) Without limiting subclause (6), before carrying out duties referred to in subclause (5) for the first time the Deputy Parliamentary Commissioner must take an oath or make an affirmation as described 25 in section 115. (8) The Parliamentary Commissioner Act 1971 section 6A(2) applies, with necessary modifications, as if references in it to -- (a) the Commissioner were references to the person who holds the offices of Commissioner and Parliamentary 30 Commissioner; and (b) the office of Commissioner were references to the offices of Commissioner and Parliamentary Commissioner. (9) A person may be appointed at the same time -- (a) under section 114 to act in the office of Commissioner; and page 124 Information Privacy Bill 2007 Concurrent appointment as Commissioner and Parliamentary Schedule 5 Commissioner cl. 8 (b) under the Parliamentary Commissioner Act 1971 section 7 to act in the office of Parliamentary Commissioner. 8. Functions of staff (1) In this clause -- 5 "office holder" means the person who holds the offices of Commissioner and Parliamentary Commissioner. (2) A member of the Commissioner's staff may, if authorised to do so by the office holder, perform the functions of a member of the Parliamentary Commissioner's staff under the Parliamentary 10 Commissioner Act 1971. (3) A member of the Commissioner's staff has, in relation to the performance of functions referred to in subclause (2), the powers, obligations, responsibilities and protections that are given to or imposed on a member of the Parliamentary Commissioner's staff by 15 the Parliamentary Commissioner Act 1971. (4) Without limiting subclause (3), before performing functions referred to in subclause (2) for the first time, a member of the Commissioner's staff must take an oath or make an affirmation as described in the Parliamentary Commissioner Act 1971 section 9(4). 20 (5) A member of the Parliamentary Commissioner's staff may, if authorised to do so by the office holder, perform functions of a member of the Commissioner's staff under this Act or the FOI Act. (6) A member of the Parliamentary Commissioner's staff has, in relation to the performance of functions referred to in subclause (5), the 25 powers, obligations, responsibilities and protections that are given to or imposed on a member of the Commissioner's staff by this Act or the FOI Act. (7) Without limiting subclause (6), before performing functions referred to in subclause (5) for the first time, a member of the Parliamentary 30 Commissioner's staff must take an oath or make an affirmation as described in section 117. (8) An authorisation given for the purposes of subclause (2) or (5) may -- (a) be expressed to apply generally or in relation to particular functions; and page 125 Information Privacy Bill 2007 Schedule 5 Concurrent appointment as Commissioner and Parliamentary Commissioner cl. 9 (b) specify the circumstances in which functions are to be performed. 9. Delegation (1) A delegation may be made under the Parliamentary Commissioner 5 Act 1971 section 11 to -- (a) a Deputy Commissioner as if he or she were the Deputy Parliamentary Commissioner; or (b) a member of the Commissioner's staff as if he or she were a member of the Parliamentary Commissioner's staff. 10 (2) A delegation may be made under section 124(1) to -- (a) the Deputy Parliamentary Commissioner as if he or she were a Deputy Commissioner; or (b) a member of the Parliamentary Commissioner's staff as if he or she were a member of the Commissioner's staff. 15 10. Confidentiality provisions (1) Without limiting clause 7(2) or 8(3), the Parliamentary Commissioner Act 1971 section 23 applies to information obtained by a Deputy Commissioner or a member of the Commissioner's staff in the course of, or for the purposes of, an investigation under that Act in the same 20 way that it applies to such information obtained by the Deputy Parliamentary Commissioner or a member of the Parliamentary Commissioner's staff. (2) Nothing in the Parliamentary Commissioner Act 1971 section 23 is to be taken to prevent the disclosure of information by -- 25 (a) the Parliamentary Commissioner; or (b) the Deputy Parliamentary Commissioner; or (c) a member of the Parliamentary Commissioner's staff, to a Deputy Commissioner or a member of the Commissioner's staff. (3) Without limiting clause 7(6) or 8(6), section 131 applies to a person 30 who is or has been the Deputy Parliamentary Commissioner or a member of the Parliamentary Commissioner's staff in the same way that it applies to a person who is or has been a Deputy Commissioner or a member of the Commissioner's staff. page 126 Information Privacy Bill 2007 Concurrent appointment as Commissioner and Parliamentary Schedule 5 Commissioner cl. 10 (4) Nothing in section 131 is to be taken to prevent the disclosure of information by -- (a) the Commissioner; or (b) a Deputy Commissioner; or 5 (c) a member of the Commissioner's staff, to the Deputy Parliamentary Commissioner or a member of the Parliamentary Commissioner's staff. page 127 Information Privacy Bill 2007 Defined Terms Defined Terms [This is a list of terms defined and the provisions where they are defined. The list is not part of the law.] Defined Term Provision(s) access applicant........................................................................................... 4(1) access application........................................................................................ 4(1) access decision ............................................................................................... 67 Acting Commissioner.................................................................................. 4(1) agency.......................................................................................................... 100 amendment applicant................................................................................... 4(1) amendment application................................................................................ 4(1) amendment decision ....................................................................................... 67 annual report ............................................................................................125(1) appeal ............................................................................................................ 92 applicable code of practice........................................................................... 4(1) application .................................................................................................53(1) approved code of practice ............................................................................ 4(1) authorised representative ............................................................................. 4(1) body tissue .................................................................................................. 5(2) child............................................................................................................ 4(1) child protection agency................................................................................ 4(1) child protection functions ............................................................................ 4(1) code of practice .............................................................................................. 56 commencement day...................................................................................... 160 Commissioner ......................................................................................4(1), 147 complainant.................................................................................................... 67 complaint .................................................................................................... 4(1) complaint jurisdiction..................................................................................... 87 compliance notice.......................................................................................41(1) conciliation proceedings ................................................................................. 67 conciliation proceedings record....................................................................... 67 conciliation requirement .......................................................................67, 80(1) conciliator ............................................................................................67, 79(5) confidential information ...........................................................................131(1) contractor.................................................................................................... 4(1) contravene................................................................................................... 4(1) Corruption and Crime Commission.............................................................. 4(1) court ........................................................................................................... 4(1) deal with ........................................................................................................ 67 Deputy Commissioner ................................................................................. 4(1) disability ..................................................................................................... 4(1) disclosing agency ......................................................................................... 100 document .................................................................................................... 4(1) page 128 Information Privacy Bill 2007 Defined Terms entity........................................................................................................... 7(1) exempt organisation .................................................................................... 4(1) FOI Act....................................................................................................... 4(1) former Commissioner................................................................................... 160 handle ......................................................................................................... 4(1) health information ....................................................................................... 4(1) health privacy code of practice........................................................................ 56 health privacy principle ............................................................................... 4(1) health record ............................................................................................... 4(1) health service .............................................................................................. 4(1) health service provider................................................................................. 4(1) HPP ............................................................................................................ 4(1) identifier ..................................................................................................... 4(1) illness.......................................................................................................... 4(1) information .................................................................................................. 100 information privacy code of practice ............................................................... 56 information privacy principle....................................................................... 4(1) initial complaint .........................................................................................74(2) IPP.............................................................................................................. 4(1) judicial office .............................................................................................. 4(1) law enforcement agency .............................................................................. 4(1) law enforcement functions........................................................................... 4(1) legal representative...................................................................................... 4(1) licensing agency.......................................................................................... 4(1) licensing functions....................................................................................... 4(1) member of staff ........................................................................................... 4(1) mental disability.......................................................................................... 4(1) new Commissioner....................................................................................... 160 news activity ..............................................................................................55(1) news medium .............................................................................................55(1) office holder................................................................................ Sch. 5, cl. 8(1) officer ......................................................................................................... 7(1) officer of the Commissioner .....................................................................118(1) organisation................................................................................................. 4(1) other provider.............................................................................Sch. 4, cl. 10(1) Parliamentary Commissioner ....................................................................... 4(1) parliamentary secretary................................................................................ 4(1) permitted period .............................................................................. 26(1), 45(1) personal information.................................................................................... 4(1) prescribed amount ......................................................................................30(4) prescribed enactment .................................................................................... 100 principal officer............................................................................................ 100 private organisation ..................................................................................... 4(1) protected matter.............................................................................................. 67 provider ...................................................................................... Sch. 4, cl. 9(1) page 129 Information Privacy Bill 2007 Defined Terms public health agency.................................................................................... 4(1) public organisation ...................................................................................... 4(1) public service officer ................................................................................... 4(1) record.......................................................................................................... 4(1) registration board ........................................................................................ 4(1) relative........................................................................................................ 4(1) relevant day..............................................................................................111(5) relevant Minister ............................................................................................ 56 relevant person .........................................................................................131(1) relevant provision.....................................................................................101(1) remuneration ........................................................................................4(1), 149 report .......................................................................................................145(1) representative ...........................................................................................127(1) requesting provider.....................................................................Sch. 4, cl. 10(1) respondent...................................................................................................... 67 review day................................................................................................135(1) Supreme Court ............................................................................................... 92 transitional period.......................................................................................20(1) Tribunal ......................................................................................................... 67 wellbeing .................................................................................................... 4(1)
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