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"The Dodd Frank Wall Street Reform and Consumer Protection Act Will Require a Change in Regulatory Culture and Mindset to be Effective"    

Cases and Articles Cited

Case Name	Citation(s)	Court	Jurisdiction	Date †	Full Text		Citation Index
Dangers and the Case for a Systemic Emergency Insurance Fund ’	(2011) 28 Yale Journal on Regulation 151	Yale Journal on Regulation	United States	circa 2011	HeinOnline / LexisNexis		2
"The Dodd-Frank Act: A Flawed and Inadequate Response to the Too-Big-To-Fail Problem"	(2011) 89 Oregon Law Review 951	Oregon Law Review	United States	circa 2011	HeinOnline / LexisNexis		2
"Quack Federal Corporate Governance Round II"	(2011) 95 Minnesota Law Review 1779	Minnesota Law Review	United States	circa 2011	HeinOnline / LexisNexis		3
"Fiduciary Obligations of Broker-Dealers And Investment Advisers"	(2010) 55 Villanova Law Review 701	Villanova Law Review	United States	circa 2010	HeinOnline / LexisNexis		3
"Brokers As Fiduciaries"	(2010) 71 University of Pittsburgh Law Review 439	University of Pittsburgh Law Review	United States	circa 2010	HeinOnline / LexisNexis		3
"If You Misrate, Then You Lose: Improving Credit Rating Accuracy Through Incentive Compensation"	(2010) 27 Yale Journal on Regulation 91	Yale Journal on Regulation	United States	circa 2010	HeinOnline / LexisNexis		3
"A Fundamental Re-Examination of Efficiency in Capital Markets in Light of the Global Financial Crisis"	(2010) 33 University of New South Wales Law Journal 714	University of New South Wales Law Journal	Australia	circa 2010	AustLII		7
"Hydraulic Regulation: Regulating Credit Markets Upstream"	(2009) 26 Yale Journal on Regulation 143	Yale Journal on Regulation	United States	circa 2009	HeinOnline / LexisNexis		3
"A Requiem for the Retail Investor?"	(2009) 95 Virginia Law Review 1105	Virginia Law Review	United States	circa 2009	LexisNexis		3
"Private Risk, Public Risk: Public Policy, Market Development, and the Mortgage Crisis"	(2009) 36 Fordham Urban Law Journal 447	Fordham Urban Law Journal	United States	circa 2009	HeinOnline / Westlaw		3
"Credit Rating Agencies and the “Worldwide Credit Crisis”: The Limits of Reputation, the Insufficiency of Reform, and a Proposal for Improvement"	[2009] Columbia Business Law Review 109	Columbia Business Law Review	United States	circa 2009	HeinOnline / LexisNexis		4
"Developments in Banking and Financial Law"	(2009) 29 Review of Banking and Financial Law 10	Review of Banking and Financial Law	United States	circa 2009	HeinOnline		2
"Essays from the Weil, Gotshal & Manges Roundtable on the Future of Financial Regulation, Yale Law School, February 13, 2009"	(2009) 26 Yale Journal on Regulation 391	Yale Journal on Regulation	United States	circa 2009	HeinOnline / LexisNexis		3
"Making Credit Safer"	(2008) 157 University of Pennsylvania Law Review 1	University of Pennsylvania Law Review	United States	circa 2008	HeinOnline / LexisNexis		4
"Resolving Conflicts of Duty in Fiduciary Relationships"	(2005) 54 American University Law Review 75	American University Law Review	United States	circa 2005	HeinOnline / LexisNexis		3
"Private Ordering of Public Markets: The Rating Agency Paradox"	(2002) 1 University of Illinois Law Review 1	University of Illinois Law Review	United States	circa 2002	HeinOnline / LexisNexis		2
"Evaluating and Controlling the Risks of Financial Product Deregulation"	(1985) 3 Yale Journal on Regulation 1	Yale Journal on Regulation	United States	circa 1985	HeinOnline / LexisNexis		3
SEC v Capital Gains Research Bureau, Inc	375 US 180; 11 L Ed 2d 237; 84 SCt 275	United States Supreme Court	United States	9 Dec 1963	WorldLII		214
4-606 Sec 27	4-606 SEC 27		United States	circa 2009			1
Gonzales v Carhart	550 US 1	United States Supreme Court	United States	circa 2009	Westlaw		3
SEC v Tambone	550 F3d 106		United States	circa 2009	Westlaw		3