What is a Security? & #x2014;A Redefinition Based on Eligibility to Participate in the Financial Markets
|
64 Minnesota Law Review 893
|
Minnesota Law Review
|
United States
|
circa 2014
|
HeinOnline / LexisNexis
|
|
6 
|
101 SCt 1982; 68 l Ed 2d 300
|
101 SCt 1982; 68 L Ed 2d 300
|
|
United States
|
circa 1982
|
Westlaw
|
|
2
|
Rubin v United States
|
449 US 424; 66 L Ed 2d 633; 101 SCt 698
|
United States Supreme Court
|
United States
|
21 Jan 1981
|
WorldLII
|
|
208   
|
Williamson v G Tucker
|
632 F2d 579
|
United States Court of Appeals, Fifth Circuit
|
United States
|
11 Dec 1980
|
WorldLII
|
|
6
|
American Fletcher Mortgage Co Inc v U S Steel Credit Corporation
|
635 F2d 1247
|
United States Court of Appeals, Seventh Circuit
|
United States
|
3 Dec 1980
|
WorldLII
|
|
10
|
Adams v Standard Knitting Mills Inc
|
623 F2d 422
|
United States Court of Appeals, Sixth Circuit
|
United States
|
23 Jul 1980
|
WorldLII
|
|
5
|
Curran v Merrill Lynch, Pierce, Fenner & Smith, Inc
|
622 F2d 216
|
United States Court of Appeals, Sixth Circuit
|
United States
|
12 May 1980
|
WorldLII
|
|
28 
|
Dual Manufacturing Engineering Inc v Burris Industries Inc Leggett & Platt Incorporated
|
619 F2d 660; 205 USPQ 1157
|
United States Court of Appeals, Seventh Circuit
|
United States
|
22 Apr 1980
|
WorldLII
|
|
28 
|
Seymour v Coughlin Co
|
609 F2d 346; 87 Lab Cas 11,605
|
United States Court of Appeals, Ninth Circuit
|
United States
|
28 Dec 1979
|
WorldLII
|
|
19
|
Bazile v Bisso Marine Co Inc
|
606 F2d 101
|
United States Court of Appeals, Fifth Circuit
|
United States
|
8 Nov 1979
|
WorldLII
|
|
18
|
Management Investors v United Mine Workers of America
|
610 F2d 384; 5 Bankr Ct Dec 913; 87 Lab Cas 11,630
|
United States Court of Appeals, Sixth Circuit
|
United States
|
25 Oct 1979
|
WorldLII
|
|
32 
|
McMillan v Marine Sulphur Shipping Corporation
|
607 F2d 1034
|
United States Court of Appeals, Second Circuit
|
United States
|
9 Oct 1979
|
WorldLII
|
|
2
|
Brodt v Bache & Co
|
595 F2d 459
|
United States Court of Appeals, Ninth Circuit
|
United States
|
10 May 1979
|
WorldLII
|
|
19
|
Mansbach v Prescott, Ball & Turben
|
598 F2d 1017
|
United States Court of Appeals, Sixth Circuit
|
United States
|
7 May 1979
|
WorldLII
|
|
75  
|
Johnston v Holiday Inns, Inc
|
595 F2d 890
|
United States Court of Appeals, First Circuit
|
United States
|
30 Mar 1979
|
WorldLII
|
|
135  
|
Amfac Mortgage Corporation v Arizona Mall of Tempe, Inc
|
583 F2d 426
|
United States Court of Appeals, Ninth Circuit
|
United States
|
3 Oct 1978
|
WorldLII
|
|
32 
|
Commander's Palace Park Associates v Girard and Pastel Corporation O R
|
572 F2d 1084
|
United States Court of Appeals, Fifth Circuit
|
United States
|
10 May 1978
|
WorldLII
|
|
3
|
General Beverage Sales Co v East-Side Winery
|
568 F2d 1147
|
United States Court of Appeals, Seventh Circuit
|
United States
|
9 Jan 1978
|
WorldLII
|
|
12
|
Edwards v Travelers Insurance of Hartford Connecticut P v Jackson III
|
563 F2d 105
|
United States Court of Appeals, Sixth Circuit
|
United States
|
10 Oct 1977
|
WorldLII
|
|
17
|
Hirk v Agri-Research Council, Inc
|
561 F2d 96
|
United States Court of Appeals, Seventh Circuit
|
United States
|
6 Sep 1977
|
WorldLII
|
|
27 
|
United California Bank v THC Financial Corporation
|
557 F2d 1351
|
United States Court of Appeals, Ninth Circuit
|
United States
|
25 Jul 1977
|
WorldLII
|
|
23 
|
Exchange National Bank of Chicago v Touche Ross & Co
|
544 F2d 1126
|
United States Court of Appeals, Second Circuit
|
United States
|
9 Jun 1976
|
WorldLII
|
|
73  
|
Great Western Bank & Trust v Kotz
|
532 F2d 1252
|
United States Court of Appeals, Ninth Circuit
|
United States
|
22 Mar 1976
|
WorldLII
|
|
38 
|
Bannert v American Can Co
|
525 F2d 104
|
United States Court of Appeals, Sixth Circuit
|
United States
|
23 Oct 1975
|
WorldLII
|
|
29 
|
United Housing Foundation, Inc v Forman
|
421 US 837; 44 L Ed 2d 621; 95 SCt 2051
|
United States Supreme Court
|
United States
|
6 Oct 1975
|
WorldLII
|
|
190   
|
Blue Chip Stamps v Manor Drug Stores
|
421 US 723; 95 SCt 1917; 44 L Ed 2d 539
|
United States Supreme Court
|
United States
|
6 Oct 1975
|
WorldLII
|
|
458    
|
Cns Enterprises Inc v G & G Enterprises Inc
|
508 F2d 1354; 39 ALRFed 343
|
United States Court of Appeals, Seventh Circuit
|
United States
|
13 Jan 1975
|
WorldLII
|
|
19
|
McClure v First National Bank
|
497 F2d 490
|
United States Court of Appeals, Fifth Circuit
|
United States
|
7 Oct 1974
|
WorldLII
|
|
41 
|
Guilbert v Phillips Petroleum Co M Guilbert
|
503 F2d 587
|
United States Court of Appeals, Sixth Circuit
|
United States
|
20 Sep 1974
|
WorldLII
|
|
4
|
SEC v Continental Commodities Corporation
|
497 F2d 516
|
United States Court of Appeals, Fifth Circuit
|
United States
|
17 Jul 1974
|
WorldLII
|
|
32 
|
SEC v Koscot Interplanetary, Inc
|
497 F2d 473
|
United States Court of Appeals, Fifth Circuit
|
United States
|
15 Jul 1974
|
WorldLII
|
|
48 
|
Bellah v First National Bank
|
495 F2d 1109
|
United States Court of Appeals, Fifth Circuit
|
United States
|
14 Jun 1974
|
WorldLII
|
|
30 
|
El Khadem v Equity Securities Corporation
|
494 F2d 1224
|
United States Court of Appeals, Ninth Circuit
|
United States
|
20 Mar 1974
|
WorldLII
|
|
17
|
James v Gerber Products Co
|
483 F2d 944
|
United States Court of Appeals, Sixth Circuit
|
United States
|
5 Sep 1973
|
WorldLII
|
|
13
|
Lino v City Investing Co
|
487 F2d 689
|
United States Court of Appeals, Third Circuit
|
United States
|
20 Aug 1973
|
WorldLII
|
|
38 
|
SEC v Glenn W Turner Enterprises, Inc
|
474 F2d 476
|
United States Court of Appeals, Ninth Circuit
|
United States
|
1 Feb 1973
|
WorldLII
|
|
96  
|
Milnarik v M-S Commodities, Inc
|
457 F2d 274
|
United States Court of Appeals, Seventh Circuit
|
United States
|
13 Mar 1972
|
WorldLII
|
|
30 
|
Schneider v Electric Auto-Lite Co
|
456 F2d 366; 67 Lab Cas 12,497
|
United States Court of Appeals, Sixth Circuit
|
United States
|
8 Mar 1972
|
WorldLII
|
|
19
|
Movielab, Inc v Berkey Photo, Inc
|
452 F2d 662
|
United States Court of Appeals, Second Circuit
|
United States
|
1 Dec 1971
|
WorldLII
|
|
22 
|
101 SCt 1971; 68 l Ed 2d 293
|
101 SCt 1971; 68 L Ed 2d 293
|
|
United States
|
circa 1971
|
Westlaw
|
|
1
|
Lehigh Valley Trust Co v Central National Bank of Jacksonville
|
409 F2d 989
|
United States Court of Appeals, Fifth Circuit
|
United States
|
3 Apr 1969
|
WorldLII
|
|
26 
|
SEC v National Securities, Inc
|
393 US 453; 21 L Ed 2d 668; 89 SCt 564
|
United States Supreme Court
|
United States
|
27 Jan 1969
|
WorldLII
|
|
190   
|
Lones v Detroit Toledo and Ironton Railroad Co
|
398 F2d 914; 22 Ohio Misc 115
|
United States Court of Appeals, Sixth Circuit
|
United States
|
31 Jul 1968
|
WorldLII
|
|
24 
|
Tcherepnin v Knight
|
389 US 332; 19 L Ed 2d 564; 88 SCt 548
|
United States Supreme Court
|
United States
|
18 Dec 1967
|
WorldLII
|
|
204   
|
Solomon v United States
|
276 F2d 669
|
United States Court of Appeals, Sixth Circuit
|
United States
|
4 Apr 1960
|
WorldLII
|
|
11
|
Sec v WJ Howey Co
|
328 US 293; 90 L Ed 1244; 66 SCt 1100; 90 L Ed 2d 1244
|
United States Supreme Court
|
United States
|
14 Oct 1946
|
WorldLII
|
|
284   
|
Markham v Cabell
|
326 US 404; 90 L Ed 165; 66 SCt 193
|
United States Supreme Court
|
United States
|
10 Dec 1945
|
WorldLII
|
|
142   
|
SEC v CM Joiner Leasing Corporation
|
320 US 344; 88 L Ed 88; 64 SCt 120
|
United States Supreme Court
|
United States
|
22 Nov 1943
|
WorldLII
|
|
190   
|
Securities and Exchange Act of
|
[1934] SEC 10; 26 Idaho 21; 15 USC 78
|
|
United States
|
circa 1934
|
|
|
1282    
|
United American Bank of Nashville v Gunter
|
620 F2d 1108
|
|
United States
|
circa 1969
|
Westlaw
|
|
7
|
Graham v First American National Bank
|
594 SW 2d 723
|
US
|
|
circa 1969
|
|
|
2
|
Manchester Bank v Connecticut Bank and Trust Co
|
497 FSupp 1304
|
|
United States
|
|
Westlaw
|
|
3
|
Provident National Bank v Frankfort Trust Co
|
468 FSupp 448
|
|
United States
|
|
Westlaw
|
|
3
|
449 US 870
|
449 US 870; 101 SCt 208; 66 L Ed 2d 90
|
United States Supreme Court
|
United States
|
|
Westlaw
|
|
53 
|
445 US 905
|
445 US 905; 63 L Ed 2d 321; 100 SCt 1082
|
United States Supreme Court
|
United States
|
|
Westlaw
|
|
39 
|
Commercial Discount Corporation v Lincoln First Commercial Corporation
|
445 FSupp 1263
|
|
United States
|
|
Westlaw
|
|
3
|
423 US 825
|
423 US 825; 44 USLW 3201; 46 L Ed 2d 40; 96 SCt 38
|
United States Supreme Court
|
United States
|
|
Westlaw
|
|
120  
|
420 US 930
|
420 US 930; 43 L Ed 2d 402; 95 SCt 1132
|
United States Supreme Court
|
United States
|
|
Westlaw
|
|
44 
|
Abate v Pittsburgh Plate Glass Co
|
419 US 900; 42 L Ed 2d 146; 95 SCt 184; 42 L Ed 146
|
United States Supreme Court
|
United States
|
|
Westlaw
|
|
43 
|
Lavelle v United States
|
414 US 821; 38 L Ed 2d 53; 94 SCt 117
|
United States Supreme Court
|
United States
|
|
Westlaw
|
|
157   
|
Lewis v Strachan Shipping Co
|
409 US 887; 34 L Ed 2d 144; 93 SCt 113
|
United States Supreme Court
|
United States
|
|
Westlaw
|
|
54 
|
393 US 1063
|
393 US 1063; 89 SCt 716; 21 L Ed 2d 706
|
United States Supreme Court
|
United States
|
|
Westlaw
|
|
21 
|
364 US 890
|
364 US 890; 81 SCt 219; 5 L Ed 2d 186
|
United States Supreme Court
|
United States
|
|
Westlaw
|
|
19
|
Movielab, Inc v Berkey Photo, Inc
|
321 FSupp 806
|
|
United States
|
|
Westlaw
|
|
11
|
Cabell v Markham
|
148 F2d 737
|
|
United States
|
|
Westlaw
|
|
209   
|
101 SCt 795; 66 l Ed 2d 611
|
101 SCt 795; 66 L Ed 2d 611
|
|
United States
|
|
Westlaw
|
|
3
|
101 SCt 94; 66 l Ed 2d 33
|
101 SCt 94; 66 L Ed 2d 33
|
|
United States
|
|
Westlaw
|
|
1
|
58 Boston University Law Review 45
|
58 Boston University Law Review 45
|
Boston University Law Review
|
United States
|
|
HeinOnline / LexisNexis
|
|
1
|
Trust Indenture Act of
|
15 USC 77; [1933] SEC 22; 828 FSupp 623
|
United States Code
|
United States
|
|
LII (Cornell)
|
|
650    
|
Securities: Notes, Investment Contracts, and the Commercial/Investment Dictionary
|
15 Duquesne Law Review 261
|
Duquesne Law Review
|
United States
|
|
HeinOnline / LexisNexis
|
|
1
|